Adam
Ashforth
SOUTH AFRICA: RECONSTRUCTING
AN IMPERIAL STATE
Facing a Hazardous Future
I
t now seems highly likely that within the
near future, some say within the coming year, a
new constitution will be inaugurated in South
Africa. For any new constitution to gain a
semblance of legitimacy either locally or
internationally, it will have to look something
like a liberal democracy with social welfare
ambitions; majority rule within a unified state.
There should also be some system built into the
constitution for preservation of "minority"
rights, perhaps through geographical representation of communities, although there will not
be any language in the document that recalls
the "group rights" of apartheid. There will
probably also be some system of strengthened
regional government. Basic property rights of
market capitalism will, in all likelihood, be
sanctified as well.
In this same not-too-distant time, shortly
after the ceremonies celebrating the inaugural
government of the New South Africa, two
events laden with historical irony will occur. A
black South African president, probably Nelson
Mandela, and his Minister for Police will order
a predominantly Afrikaner security force to
suppress radical Afrikaner nationalists. At
about the same time, or shortly thereafter, the
same leadership will order a crackdown on
militant Africanist groups.
Similar circumstances arose in the early
years of the Union of South Africa, when the
Boer leaders called upon their former enemies
the Imperial British troops to help suppress
brother Afrikaner strikers and rebels. In the
1990s suppression of the diehard Boers and
370 • DISSENT
Africanist revolutionaries is more or less
inevitable, and may even suit the new regime
as a way of demonstrating evenhandedness and
statesmanship. More problematic for the new
regime, however, will be repressing Zulu
nationalism and the township youth. And more
generally troubling will be the routine coercion
brought to bear upon unauthorized "squatters"
and illegal immigrants.
Zulu nationalism is, and will continue to be,
a powerful political force in southern Africa.
Most discussions of the extent of support, or
lack of it, for the Inkatha Freedom party of
Zulu chief Gatsha Buthelezi miss the point that
in Zululand (and I use the colonial denotation
advisedly) there are all the seeds of a powerful
and divisive nationalism. It may not be a
monolithic political ideology even within the
rural areas of Natal where the Zulu kingdom
has its heartland, but the Zulu nation is
composed of many thousands of people who
are prepared to die in its name. That this may
not seem particularly rational to people who do
not share such commitments is beside the
point.
It is important to note that however much
ideas about Zulu identity may be contested,
there is a powerful commitment to nationhood
among many Zulu-speaking people, which in a
fundamental sense is culturally prior to the
political representations of that nation in the
Inkatha Freedom party. Zulu nationalism does
not reduce to the Inkatha Freedom party,
especially now that that group is so compromised by revelations of secret funding by the
South Africa
South African Defense Force and the role of
Inkatha warlords in factional violence. That is
to say, Buthelezi and his cronies are in many
ways captives of Zulu nationalism as well as
creators of it. Any regime that attempts to
suppress such nationalism in the name of the
inclusivist vision of a South African nation that
has animated much of the anti-apartheid
struggle risks civil war. Any political movement that can mobilize support of Zuluspeakers throughout the country, the largest
single ethnic group, is a force to be reckoned
with. Currently Inkatha looks like it has failed
in this ambition, but the more that group is seen
to have disgraced the proud Zulu heritage, the
more fertile the field for a resurgent nationalism.
Can a Singular Political
Community Emerge?
Virtually all of the prescriptions for transforming social relations produced by the major
parties in the south of Africa are framed in
terms of a project of nation building. All of the
proposals that can be entertained for constitution making presume the creation of a national
civil society, even if some people are becoming
more pessimistic that such a society can be
legislated into existence. But is it possible to
create within the boundaries of present-day
South Africa a singular national political
community? Can a nation be built, fashioned
according to the Western European templates
that overlaid the great nineteenth-century political ideologies of nationalism, liberalism, and
socialism? One way to address these questions
is to examine the geographies of state power
and capitalism within the region. Another is to
examine whether there are symbols around
which all people living inside the boundaries
can build a positive sense of identity as citizens
of something called South Africa.
Fundamental to social transformation in the
south of Africa are questions of boundaries:
geopolitical, economic, and cultural. The first
proposition of the Freedom Charter, the 1955
declaration of nonracial democracy embraced
by the ANC (African National Congress) and
others, is that "South Africa belongs to all who
live in it, black and white, and that no
government can justly claim authority unless it
is based on the will of the people." Many
radical Africanists have objected to this proposition on the grounds that it gives equal validity
to whites' claims to the land. But few have
raised serious questions about what "South
Africa" or "the people" might mean in this
context. South Africa is quite simply the
territory bounded by the borders of the
republic; the people are those who live there.
Yet the Republic of South Africa is not simply
a sovereign national state with racially restrictive voting laws and a history of institutionalized racism such as characterized the U.S.
South.
S
outh Africa is an imperial state. By this I do
not just mean that it is a product of European
imperialism, nor just that the Boers have been
colonialists in Namibia and destabilizing aggressors in the region. Nor am I just restating
the now-discredited theory of "internal colonialism" with its emphases on modes of
production and economic exploitation (although I would suggest that the notion of
colonialism is worth revisiting, especially in
SUMMER • 1992 • 371
South Africa
regard to the experiences of people subject to
the South African state). And I certainly do not
mean to give credence to the stupid "separate
development" fantasies of Afrikaner nationalism, the doctrines of apartheid, or the repellent
lunacies of the white right wing.
The South African state is imperial in at
least two important senses. First, the geographical core of state power, the populations and
resources that form its primary fiscal base, is
not coincident with the range of coercive
reach. The majority of people living inside
the boundaries of the republic (including the
so-called "Independent National States") are
superfluous to the requirements of capital and
state power. Put crudely, they will never be
called upon to work for wages or to face
death in the name of the state (or offer their
sons and brothers to do so). Second, the
republic claims dominion over territories
wherein reside people with potentially strong
claims to separate nationhood. There are
numerous groups of people living under the
South African state who could exercise a
claim to nationhood in the face of central
power. At present the Boers and the Zulus are
the most insistent of these peoples. But it
would be very foolish to presume that there
are not others who could resurrect memories
of precolonial identities, or that such claims
are merely a product or legacy of apartheid
that can be easily dismissed. Moreover, the
symbols available celebrating a positive sense
of difference in this context are generally
more powerful than those proclaiming an
inclusive identity.
Only the African National Congress and its
Communist Party (SACP) allies have a tradition of inclusive nationalism, dating from the
1940s (the SACP was first with its "Native
Republic" manifesto). The ANC is currently
the most popular political movement in South
Africa; it is also the most popular South
African political movement outside that country. If the ANC gained office within the state,
however, the leadership would still have to
reconcile its inclusivist claims with those
nations upholding a strongly particularist and
exclusivist vision of their identity.
Most popular readings of South African
history tend to underestimate the precarious372 • DISSENT
ness of the system of domination that was
forged into the Union of South Africa at the
beginning of the twentieth century, the
structures of which remain largely in place
today. There is a widespread tendency, too, to
view the establishment of capitalism in the
region as inevitable and to presume that the
geographies of capital are coincident with the
geographies of power within the state. In
retrospect it may appear that white domination
in a unified national state was inevitable. Yet
even with the backing of Imperial Britain the
early rulers did not have the resources to
subject all Africans within the region to their
power. The sociospatial distributions that
became fixed at the end of the nineteenth
century into a framework of colonies, reserves, and protectorates represented the
outcome of a long history of wars, alliances,
treaties, deals, and dirty tricks. There was
nothing inevitable about the emergence of a
national South Africa.
Some African kingdoms were better able to
protect their territories during the nineteenthcentury conquest of the interior than others.
The Basotho under King Moshoeshoe, for
instance, through skillful warfare and diplomacy were able to gain recognition from the
British and "Protectorate" status. Thus the
tiny mountain country of Lesotho is an
independent state, even as it is totally
dependent economically upon exporting labor
to South African industry and totally at the
mercy of the South African military. Similarly, the Swazi kingdom retained its sovereignty under British protection while the more
powerful Zulu kingdom was conquered by the
imperial armies. Until the 1950s, there was a
presumption amongst the South African ruling
classes that these territorial enclaves of
Basutoland (Lesotho) and Swaziland, along
with Bechuanaland, would be incorporated
into the union. In many ways they served as
models for the Afrikaner nationalists' schemes
of apartheid. By the 1960s, however, they
were granted independence because, contrary
to original intentions, the British were compelled to accede to the wishes of their
inhabitants.
Until the late nineteenth century, much of
southern African history could be told as a
South Africa
story of complex and protracted turf wars. But
diamond and gold mining changed all of that.
By the end of the century, the region was far
too important to the global capitalist economy
to be left to the locals. In a final and brutal
exercise of coercive power (known by the
British as the "Boer War," by the Boers as the
"Second War of Freedom," and by others as
the "South African War"), the British imperial
government set about subordinating all political
communities in the region and constructing a
central state.
Creating this state required both a practical
negotiation of central power with the existing
power centers in the region, political as well as
economic, African as well as settler. Boers
were incorporated with British into a single
(more-or-less) democratic political community.
African kingdoms were incorporated into the
governing structures through a modified
scheme of indirect rule and recognition of
certain political authorities within the "tribal
system." Under this scheme the Crown, acting
through local commissioners, assumed an
overlordship in the name of a fictional
"Supreme Chief." The mining industry was the
power behind the throne.
If those parts of the African population
that were progressively integrated into the
capitalist economy had been incorporated
into the political community in the ways
working classes were elsewhere, a fully
national state might have been created in
South Africa. They were not. A division of
citizenship and sovereignty marked by race
and serving to justify coercive labor practices
and white supremacist racism was created
instead. Yet the dreams of political and social
segregationists have always foundered on the
rocks of economic integration. The resulting
state that has been formed over the last
century or so in the south of Africa is part
imperial and part national. And the experiences of those subject to its various aspects
are fundamentally different. The vast majority
of Africans in the region have experienced
central state power as an alien imposition.
The imperial state has excluded and brutalized
its subject African populations, fostering a
sense of alienation and a desire to destroy its
structures.
Coercing African Labor
One of the primary preoccupations of policymakers throughout the twentieth-century history of the South African state has been the
question of securing African labor. Indeed,
legitimating the coercion and control of African
people as a source of labor has been a
fundamental factor in structuring the South
African state. The concern with labor generally
had three aspects: first, devising strategies and
justifications for coercing and inducing Africans to sell their labor in the capitalist
economy; second, controlling the allocation of
labor between sectors of production; and third,
ensuring the exploitability and reducing the
cost of labor.
For most of the time until the 1970s, these
policies were devised in a context of generalized labor shortage. Since the 1960s, and
increasingly throughout the 1980s, there have
been more people seeking to labor in South
African capitalism than the number of available
jobs. Throughout this period, structures of state
power such as the "Homelands," which had
originally been understood in terms of strategies for extracting cheap labor supplies from
indigenous African societies, were transformed
into dumping grounds for people deemed
"surplus" to the requirements of South African
capitalism.
Apartheid was pre-eminently a racist system
of controls on movement and residence, framed
in a state ideology interpreting political and
social rights in terms of nationalist principles
relating people to places. According to this
scheme, different nations were entitled to
sovereignty over their own homelands, and
members of these nations were entitled to rights
only in these homelands. In international
terms, apartheid is the norm, not the exception.
The United States Immigration and Naturalization Service, for example, with its myriad of
largely unaccountable (from the perspective of
those subject to it) and frequently demeaning
procedures, rules, and paperwork and its
network of offices and operatives resembles
nothing so much as the pass system of
apartheid. More than a million illegal immigrants are apprehended and removed each year;
all others who would seek to enter and work in
SUMMER • 1992 • 373
South Africa
the United States must have their passports
stamped and are subject to a system of control
over movement and residence.
For more than a century labor migration to
South Africa, especially to the mines, has been
an integral feature of life in the southern
African region as far north as present-day
Tanzania. In 1960 there were some 486,400
registered "foreign" migrants from neighboring states into South Africa on short-term labor
contracts. By 1984, this figure had dropped to
79,025. This drop is explained in large part
because the mining industry, by far the biggest
employer of migrants, "internalized" its labor
force while neighboring "frontline" states
started restricting recruitment of their citizens.
In the 1990s employment within the mining
sector is contracting, with low-grade mines
being closed and migrant workers being laid
off. At the same time as the figures for
"registered" labor migrants are falling, arrests
and deportations of "illegal" migrants and
refugees are soaring. Even for very poor people
in South Africa, the opportunities are greater
than for many other Africans outside the
republic. Refugees and migrants could start
moving into a free democratic and nonracial
South Africa in numbers heretofore undreamed
of.
In the world's wealthiest states of Western
Europe, Japan, and the United States ever
increasing numbers of "illegal" immigrants are
forming a subproletariat that does not have, and
never will have, the political, social, and
economic rights of citizens. And although the
militaristic nationalism of the wealthiest states
is perhaps diminishing, the economic boundaries distinguishing their full citizens from
impoverished outsiders are being strengthened.
Even while the Berlin Wall was falling, the
United States government was building an iron
wall along its southern border with Mexico.
And the declaration that refugees from the
turmoil in Haiti are "economic" is considered
grounds for forced removal of tens of thousands of people back to a precarious fate on
that island. The irony of nation building in
South Africa is that the most powerful appeal
to a sense of national commonality may rest on
the naked self-interest of excluding other
374 • DISSENT
Africans from the capitalist heartlands of the
republic.
The apartheid system both controlled and
obscured patterns of movement that had been in
existence for many generations over the last
century. Most of the repressive structures of the
apartheid state originated in schemes to limit
and control the urbanization of African workers. In recent years, however, the urbanization
of Africans has been taking place at an
extremely rapid rate. In the absence of
repressive controls, large-scale movements of
population can take place across national
boundaries as well as within the republic. Most
of the present populations of Lesotho,
Botswana, Swaziland, Zimbabwe, and Zambia
have at least the language skills necessary to
seek work in the urban areas of South Africa.
Many can enter pre-existing networks of
migrant communities. But many will encounter
the run-of-the-mill ethnic conflicts over jobs
and scarce resources that abound in urban areas
everywhere. Immigrants from Mozambique
can look forward to a very tough time in places
like Soweto, where the minority Shangaanspeaking population already occupies the bottom of the pile of ethnic stereotypes.
Whatever constitutional arrangements are
ultimately worked out for the political system
in South Africa, there are certain structures of
political and cultural power that will persist.
These will either have to be incorporated into
any future state, thereby compromising the
appearances of a decisive break with the
apartheid past, or will have to be sidelined,
thereby compromising the effectiveness of
policymaking in the rural areas or creating
nodes of resistance that could become expressed in terms of nationalism. Among the
most complicated of these are those connected
with the "traditional leaders" in the homelands.
Since at least the 1920s, chiefs have been
drawn increasingly into the government of
African people in the rural areas. With the
Bantu Authorities system instigated in the
1960s, the position of chief became ever more
regulated and dependent on the authorities in
the Native Affairs Department in Pretoria.
Many chiefs were deposed by the apartheid
government and replaced with stooges who
South Woo
could be relied upon to carry out government
edicts. But many of the chiefs were struggling
to make the best out of a bad situation and
retained the loyalty and support of their
subjects. The bureaucrats and official ethnologists who had to deal with these leaders were,
and are, constantly negotiating the necessity of
recognizing their authority while at the same
time trying to control it.
Political Authority and Traditional Leaders
There are many people in rural South Africa
who feel a profound sense of allegiance to
traditional leaders. There are also many
self-serving impostors in positions of chief who
have little legitimacy among their subjects.
This situation is extraordinarily complex
around the country, and contestation over the
authority of chiefs in some instances involves
generations-old struggles. In 1989 the Congress
of Traditional Leaders of South Africa (Contralesa) was established by a group of activists
involved with the United Democratic Front.
Contralesa is now an ANC-aligned body
attempting to garner support for the democratic
movement while countering the claims of
Inkatha and similar movements for chiefly
loyalties. Contralesa's strategy for democratizing the chieftainship is to combine recognition
of hereditary chiefs with popularly elected
advisory councils and build them into a system
of local government in the rural areas.
The ANC's rising interest in homeland
leaders and traditional chiefs was well illustrated last year at the June 16th Uprising
commemoration rally in Soweto. Unlike the
previous year, when the first June 16th rally
since the unbanning of the liberation movements saw a celebration of rambunctious
youthful militancy, the 1991 rally was a sedate
affair bringing to the platform an array of
chiefs and homeland leaders. Nelson Mandela,
a son of the royal house of the Tembu, arrived
at the First National Bank Stadium in his red
Mercedes Benz (a gift from workers at the
Mercedes plant in East London) accompanied
by Xhosa praise-singers in a Cadillac limousine. His circuit of the arena was accompanied
by amplified praises in traditional style. The
whole performance of the rally, as well as the
speeches, sought to emphasize the African
roots of the congress movement.
The ANC is increasingly presenting itself as
the umbrella organization for homeland leaders
and chiefs in contradistinction to Inkatha,
which is portrayed as sectional and tribalistic.
But this is a difficult and dangerous strategy,
and while most of the homeland rulers are
pledging allegiance to the ANC and its policy
of dismantling the homelands, many of them
are at the same time building up the political
movements through which they mobilize support locally. In this they follow the lead of
Chief Buthelezi. Some, namely Lucas Mangope in Bophutatswana and Oupa Gqozo in the
Ciskei (who was initially greeted as a savior
when he toppled the Sebe regime) are girding
their forces to go it alone.
T
he situation with "traditional leaders" is
especially complex because in practically every
instance where there is an official incumbent in
the position of "chief" there is often one or
more challenger. Incumbents are backed by the
financial and coercive power of Pretoria and
the particular homeland government (buttressed
by the authority of the official ethnologists'
readings of lineage and domain). Challengers
draw chiefly on the authority of oral traditions,
resistance to apartheid, and popular support.
Last year in Lebowa, for example, impoverished villagers in Sekhukuneland managed to
risk hundreds of thousands of rands in legal
fees in order to mount a court challenge to the
individual installed as "Paramount Chief " of
the Pedi by the Lebowa Government. Fortunately they won their challenge, thus avoiding
financial catastrophe.
It is frequently forgotten in discussions of the
"new South Africa" that half of the population
lives in those rural areas that were once called
"Native Reserves," then "Bantustans," then
"Homelands," then "Black States," then
"National States." Fifty-seven percent of South
African women live in these regions. These
rural people are the poorest, least powerful,
and most vulnerable section of the population.
They are for the most part dependent on
remittances of wages from migrant workers in
urban areas and mines. They are easily
SUMMER • 1992 • 375
South Mica
ignored. In the mostly desperate conditions of
the so-called "Homelands," access to the
resources necessary to sustain life has for
generations been governed by corruption and
patronage. These relationships will not disappear overnight. Moreover, the danger is that
new and possibly corrupt forms of local power
will arise in the rural areas to fill the gap left by
the old.
Structurally speaking, the rural peoples of
southern Africa can have but little power within
any state. They do not control productive
resources or capital. Their labor is surplus to
the needs of the formal economy. They live
subject to repressive regimes whose capacities
for coercion are economically dependent upon
the central state. Their only source of power
comes from the creation of a sense of
commonality between themselves and those
who do control the productive and destructive
resources within the state. Or they can mobilize
that power which comes from people who are
prepared to face death in the name of a political
community.
One of the ironies of the fighting between
migrant workers in urban hostels and township
residents on the Witwatersrand in recent years
is that it made plausible one of the last-ditch
strategies of the era of apartheid, that of
dividing the urban and rural populations. Many
urban dwellers have completely lost contact
with the rural areas from whence their
ancestors migrated; many others are themselves
recent arrivals from the rural areas. Culturally,
the urban-rural divide is fraught with all the
misunderstanding, resentment, and arrogance
that urbanites heap on provincials the world
over.
As Africans in the urban townships experience increasing levels of unemployment, the
plight of rural people, which is frequently more
dire, can seem unimportant. For instance, the
vigor with which many township residents on
the Witwatersrand were prepared to call for the
dismantling of the hostels and removal of the
migrants back to Natal revealed how easily the
antipathies between urban and rural could be
aggravated, especially among urban youths
with little understanding of conditions in the
rural areas. Many of the young men I talked
with during the first bout of warfare in Soweto
376 • DISSENT
were determined to defend their community by
burning the hostels and forcing the "Zulus back
to Kwa Zulu." They were little aware or
concerned about the fact that remittances from
these men's pitiful wages are most often the
difference between life and death for rural
families.
Complexities
The complexity of the new settlement and
movement patterns that have emerged in the
last half dozen or so years since the pass system
and antisquatting regulations broke down in the
republic are very poorly understood. In the
Witwatersrand, the area around Johannesburg,
it is estimated that nearly half of the population
lives in shacks. Outside Durban there is a huge
sprawling shack city known as Inanda with a
population exceeding half a million and
probably approaching one million people.
Nationally the number of people living in
shacks or "informal housing" probably exceeds
the total number of white people in the country.
Within these "informal" settlements, control
over access to space and essential resources
such as water quickly becomes subject to the
patronage of people who control the means of
violence and who can establish links with
outside authorities to protect the settlement and
draw resources to it. With the exception of
Inkatha, none of the political movements has
made much headway in the complex mire of
squatter politics. Inkatha has done this only by
forming alliances with the corrupt controllers
of black local governments.
Young men in the established, or "formal,"
black townships, the principal combatants in
the battles with apartheid's repressive machinery, have a different story. They have come of
age within a culture of anti-apartheid struggle
and resistance. Any new regime will have to
incorporate them in more or less formal and
bureaucratized political structures where they
will discover the limitations of local branch
meetings. The glory days of "the Struggle" are
already over. Many young people are actively
participating in branches of the Youth League,
writing reports, passing motions, and recording
minutes. But I also know young comrades who
are in the business of stealing weapons from
South Africa
policemen; for them the war with Inkatha was
an exciting and dangerous adventure.
Half of the population of South Africa is
under the age of fifteen. Only 20 percent of
black children of secondary school age are
attending school. The vast majority of these are
receiving an education inadequate for the
requirements of the twentieth-century global
economy. They attend schools that are overcrowded and run by teachers who are themselves poorly educated and demoralized by the
conditions of their work. Students are poorly
supplied with facilities and textbooks, nor are
their home environments typically conducive to
quiet study.
Employment prospects are grim. Between 40
and 50 percent of the work force is unemployed; the number is increasing as more young
people enter the work force competing for
fewer jobs. In the absence of miraculous
economic growth rates (in excess of 10 percent
per year) most young people will not be able to
contemplate a life of even badly paid wage
labor, let alone the dreams of better things for
the children that have been the staple of
working life all around the globe. For some
time now these people have been spoken of as
the "lost generation."
The contradictions of coercion in a reconstituted South Africa, then, will be twofold. First,
creation of an inclusive political community
within a unified democratic state will require
repression of those who would foster exclusivist nationalisms, but such repression only
furthers the cause of nationalism. Second,
protection of the fiscal base of the state, the
capitalist economy, will require repressing
many of the claims of those who are currently
excluded from the formal economy. Some
ameliorative measures are likely to be put in
place, but no large-scale and fundamental
redistribution can occur without the agreement
of big capital. That is not likely to be
forthcoming. But repression of such demands
can foster the emergence of destabilizing
revolutionary movements.
South Africa's moment of truth in the
liberation struggle comes also at a time when it
is becoming increasingly apparent that the great
achievements of liberal democracy and the
welfare state in the West, particularly the
enfranchisement of the working classes and the
provision of a minimum social security, are
things of the past. Socially, politically, and
economically disenfranchised underclasses,
particularly of "illegal" laboring immigrants
are becoming the norm in the wealthier
democracies. In most of the third world, the
old visions of modernization, development,
and democracy have foundered on shoals of
poverty and debt. Globally, state power more
often resembles a big protection racket than a
means to security, justice, and welfare.
Over the past couple of years it has been
quite common in South Africa to encounter
analogies drawn between Presidents de Klerk
and Gorbachev: two bald reformers on a roll.
Today the Soviet Union has passed from the
map. What once seemed like an enormously
powerful monolithic state has fractured into
dozens of pieces, and the imperial state has
retreated to the Russian heartland amid economic collapse. The South African imperium
could collapse just as fast. ❑
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