ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
ADRRI JOURNALS (www.adrri.org)
E-ISSN: 2343-6891 VOL. 19, No. 1 (7), January, 2022- March, 2022
A Comprehensive Understanding into the Drivers of Lean Implementation in the
Public Sector in Ghana
1
Khinanwin Nyande , Seidu Al-Hassan2, and Damasus Tuurosong3
1
Department of Social, Political and Historical Studies, University for Development
Studies, Ghana.
2
Department of Food Security and Climate Change, University for Development
Studies, Ghana.
3
Department of African and General Studies, Simon Diedong Dombo University of
Business and Integrated Development Studies, Ghana.
1
Correspondence:
[email protected]
Available Online: 31st March, 2022
URL: https://journals.adrri.org/index.php/home
Abstract
Lean thinking is a method to remove different types of waste in an organizational process. Lean thinking
helps to improve the present quality of processes and guarantee positive fiscal and economic results as
well as improving the performance of the employees. The objective of the study was to examine the
drivers of the Lean implementation processes at DVLA in Ghana. A total of 399 respondents were
selected to participate in the study. The key drivers of the Lean implementation processes at DVLA in
Ghana were making sure the customers are always satisfied with the services rendered, and having a
leadership with a Lean ideology. These drivers are important steps if the Authority wants to reap the
benefits of Lean by focusing on eliminating wastes such as long waiting time, motion, overproduction,
corruption, defects, transportation etc. that occur within the process. It was therefore recommended that
employees and management of the Authority should adopt positive work ethics whiles focusing on the
key drivers of Lean implementation.
Keywords: lean implementation, drivers, waste, customer satisfaction, organization
[Cite Article as: Nyande, K., Al-Hassan, S., and Tuurosong, D. (2022). A Comprehensive Understanding into the
Drivers of Lean Implementation in the Public Sector in Ghana. ADRRI Journal of Arts and Social Sciences, Ghana:
Vol. 19, No.1 (7), Pp.119-146, E-ISSN: 2343-6891, 31st March, 2022.]
[
Received: (January 1, 2022)
[[
Accepted: (March 31, 2022)
119
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
INTRODUCTION
Expanding global competition, emerging new technologies, and improved communication have
increased customers’ expectations for full satisfaction with products and services they purchase
(Canel et al., 2000). Consequently, in recent years, many manufacturing and service companies
have been challenged to increase their focus on customer satisfaction and quality of products
and services. Confronting the challenges of global competition, companies world-wide are
forced to find ways to reduce costs, improve quality, and meet the ever-ending needs of
customers (Canel et al., 2000). Most organizations nowadays are always in search of answers to
meet the difficulties of competition and marketplace in order to move up the hierarchy in the
active market setting (Sinha and Matharu, 2019). Service sector including government agencies
around the world adopt lean management which is mostly used in manufacturing companies in
order to cope with the increasing pressure to improve efficiencies and deliver quality services to
customers (Asnan et al., 2015).
With shrinking budgets and a slow economy, it is becoming increasingly important for all
government agencies to become more efficient. Citizens expect and deserve efficient and
effective services from federal, state and local government agencies. One of the best methods to
improve efficiency and eliminate waste is to institute the business process improvement
methodologies known collectively as Lean (Shepherd, 2012). The word “lean” refers to lean
manufacturing or lean production as it uses less of everything, compared to mass production. It
only uses half of the human effort in the factory, half of the manufacturing space, half of the
investment in tools and half of the engineering hours to develop a new product in half the time
(Wahab et al., 2013). A Lean Manufacturing company typically uses some alternatives as an
approach that seeks to better organize and manage a company's relationships with its
customers, supply chain, product development, and production operations, whereby it is
possible to increase productivity by efficiently utilizing the resources (Junior and Mendes,
2017).
120
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
In Ghana for instance, the Driver and Vehicle Licensing Authority (DVLA) is a semiautonomous public sector institution under the Ministry of Transportation. It was formed by
Act 569 of 1999 for safeguarding road safety for all users (Wireko and Skouby, 2016). The DVLA
is authorised to encourage good driving values in the nation, and safeguard vehicles that are
roadworthy. Its idea is to be a trustworthy institution with universally recognized standards for
vehicle and driver licensing (Amegavi, 2015). Amegavi (2015) argued that the manual system at
DVLA was beset with irregularities including human interference, fraud and influence in the
testing procedure, leakage of the driving examination questions and impersonation. The Ghana
Audit Service (2006) also explained that customers at DVLA wait for long hours to be served.
Also, the Ghana Integrity rated DVLA as the most corrupt organization in Kumasi (AppiahDolphyne, 2020).
Allway and Corbett (2002) observe that the Lean approach has become well-known in
improving operations and profitability of manufacturing companies and can be successfully
adopted in many service-sector firms. They explain a rigorous five-phase process and point out
how an insurance company successfully adopted the lean approach through this process.
Vignesh et al., (2016) investigate lean practices in the municipal sector in a service supply chain
management (SCM) context. They analysed lean implementation in Danish municipalities. They
proposed a model that illustrates the conditions under which lean is most appropriate
according to the type of service delivered. The results show that lean is mainly implemented as
“toolbox lean,” such as with value stream mapping, kaizen and information boards. Thus, the
research examines the factors or drivers that push for a full Lean implementation at DVLA in
Ghana. The results from this study will provide additional information on Lean thinking in the
service sector which could be beneficial to policy makers and researchers in academia. The
remaining part of the research looks at the literature review in relation to Lean, and the
methodology that was used in the study. The study further presents the results and discusses it
with relevant literature. The final aspect of the research looks at the conclusions and
recommendations.
121
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
LITERATURE REVIEW
Lean in the Service Sector
Lean Thinking has an extensive history in the manufacturing sector. It is newer to the service
sector and more precisely the public sector, with few instances before the year 2000 (Hines,
2011). Lean is a theory that accepts the expenditure of all kinds of possessions that focuses on
the creation of value for the end customer and removal of waste. The method of thinking stated
by a set of values, augmented by diverse techniques and tools aids in effective performance
improvement, waste elimination, reduction in inventory, and optimal quality level to the final
clients (Ciarnienea and Vienazindiene, 2015). Asnan, Nordin and Othman (2015) explain that
government organizations have adopted the Lean thinking ideology in order to improve
efficiency and effectiveness so as to make sure the client gets value for the services rendered.
Yet many public service organizations are not able to completely operationalize the Lean
thinking ideology and sustain it. Resistance to change was one of the main problems
encountered during the Lean operationalization process. Thus, change management was
recommended for public institutions so as to improve service delivery. It is very true that
constant change management and adopting positive change yields extra benefits to every
organization that wants to implement Lean thinking. This study will build on the explanation
by the authors to examine if change actually plays an important role in eliminating non-valued
activities or waste at DVLA in Ghana.
Radnor et al., (2006) explain that Lean was established to function in the Scottish public sector
by concentrating on the values of decreasing waste, improving the work flow, increasing the
knowledge of the client, and producing a process view. Through the case and pilot research,
institutional willingness was also established to be serious. The research proposed that
institutions should reflect if they have a capability, resources and mindset and pledge for
change. The authors explained that for Lean thinking to be persistent in the public sector, the
aims of the program should be incorporated and connected into the plan of the organization.
122
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Radnor et al., (2015) also argue that Lean has been included through public services, comprising
central government, healthcare and local government establishments. The operationalization of
Lean values in healthcare, mainly hospitals has removed identical procedures and needless
processes such as: recording patient information in numerous places; unnecessary waiting for
health workforce; and uncoordinated, mutable discharge procedures causing a longer duration
of stay (Radnor et al., 2015). This study will build on the assertion by the above authors and
confirm whether waste such as longer waiting time exist at DVLA in Ghana.
Kanakana (2013) conducted a research using secondary data on review of Lean in the Service
industry particularly the hospitals, food sector, public sector, airline industry, financial and
educational sectors. The results indicated that there was successful implementation with
challenges on implementation strategy as well as benefits derived after implementation. The
findings agree that Lean thinking can be applied successfully in the public sector just like in any
other service sector organization even though this setting is more multifaceted; its clients are
more different and client demands are often explained by diverse stakeholders such as
politicians, experts, and users. Consequently, in spite of Lean thinking being prosperous in
public sectors institutional development, cost efficiency must continue to be the core focus.
Pedersen and Huniche (2011) state that the achievement of Lean in the public sector is
grounded by the following factors: Balance of power; Complexity and importance; Goals and
values; and Resource and capabilities. The methodology used in the research by Kanakana
(2013) could not hold since the author focused on using secondary data instead of primary data
for various service sector organizations. The study could have been interesting if the author had
focused on only one area like this current study is using DVLA as a basis for examining the
waste in relation to Lean thinking.
Nicole and Marijn (2012) investigated the concept of Lean thinking in the public sector using egovernment services to find out whether the usage of Lean will be sustainable with many
benefits. Although Lean has been widely studied in the manufacturing sector with huge
benefits, its implementation in the public sector is small. The authors revealed that Lean has
contributed to the reduction of waste and improvement of efficiency. The main emphasis of
123
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Lean is on efficiency and clients do not take public values into consideration. Also, the emphasis
on client value creation does not consider the value for the democratic governance. When
implemented completely, it can improve the processes and culture, and lead to constant
improvement. Yet, the features of government destruct all government procedure and
importantly hinder the acceptance, implementation and use of Lean in e-government situations.
The explanation by Nicole and Marijn (2012) is true because in a public organization in Ghana
like DVLA the central government plays an important role in appointing the board of directors
to manage the organization. This can delay the Lean implementation processes since DVLA
operations must be in line the policy of the government.
Lean Principles
Movaghar (2016) is of the view that the five Lean principles comprise; identifying value,
mapping the value stream, ensuring movement (flow), achieving client pull, and making an
effort for perfection and constant improvement. These key principles are stated as the
obligatory track word ‘Lean Thinking’.
The value is usually well-defined by customers’ perception. Hence, it has individual implication
because of having multifaceted and diverse definitions. According to Movaghar (2016) value
can be termed as both market value and utility value. Many investigators in this area confirm
this description of value. According to Ballard (2000) and Movaghar (2016), value occurs
throughout a process of discussion among clients’ aims and demands. The value is well-defined
as that item which carries the produce in the form preferred by clients’ who are ready to pay for
that service (Kanyanya, 2013). Movaghar (2016) recommend three distinct groups of value; use
value, exchange value and esteem value. Use and exchange values are linked to business and
market. On the other hand, esteem value has a rooted range that is not simply about productclient perception. Allowing clients to determine if they had value for their money in terms of
service delivery is vital in the Lean implementation processes. This present study would focus
on identifying the value creating activities by allowing customers to present their views as a
result of their activities at DVLA.
124
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Kanyanya (2013) stresses that the objective of the value stream mapping is to assist executives
classify waste in their procedures so as to remove them. Some of these wastages identified are:
Waiting, the waste period of the manufacturing procedure resulting from a defective firm of the
working tools (motion), the period employed when moving the produces from one point to
another of the manufacturing procedure, from the manufacturing yards to granaries
(transportation), the manufacturing of larger item/s than it is requested or needed for the next
phase of the production procedure (overproduction), the adverse features that render the item
unit for consumption functionality or its appearance, the junk (defects), excess processing, and
inventory (Kanyanya, 2013; Lindholm, 2018). Although this author agrees with the findings of
the above authors (Kanyanya, 2013; Lindholm, 2018), it must be noted that every organization is
unique in terms of its operations and the waste that may be identified in an organization may be
different from what happens at DVLA. This study will build on the explanation of the authors
to also identify and assess the type of waste that occurs within DVLA operations.
Womack and Jones (2003) also claim that the important procedure of performing actions to
make it perfect and regulating them to advance a produce is Flow. The meaning of Flow is
decreasing the flowing period of time starting from the raw materials to finished goods which
results in the finest quality, inexpensive price, and fastest dispatch time (Womack and Jones,
2003). The reality rests in the point that advanced flow declines the ‘water line’, and so leaks the
difficulties. The elimination of these difficulties or waste is essential for the formation of Flow
(Movaghar, 2016). This explanation by Womack and Jones (2003) may be a replicate of what
happens at DVLA since Lean implementation or operationalization reduces the processes in
serving clients.
Movaghar (2016) claims that pull preparation play a significant part in Lean approach, as an
appropriate production procedure. This influence is recognized as serious Lean approaches to
improve workflow in construction plans. This influence is the best vital agent in Lean method
since it embodies the need for improving the performance of a firm (Movaghar, 2016). It is
important for clients to identify areas which create value or non-value-added activities before
125
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
the process of elimination can be done. This explanation by Movaghar (2016) will provide more
explanation within the processes at DVLA.
To attain constant improvement suggests that individuals should be engaged in how the change
processes are being prepared and how their views can be incorporated in the procedures to
develop and change the process (Womack and Jones 2003). Perfection will be attained through a
constant development in decreasing all kinds of difficulties and non-value addition
responsibilities beside the flow procedure (Movaghar, 2016). Constant or sustainable
improvement is significant in the lean implementation process. Lean does not produce an
instant change within an organization but the change it produces should always run
throughout the everyday organizational operations. The author will investigate and understand
whether the operations of DVLA are built on the Lean thinking principles.
Drivers of Lean Implementation
Salonitisa and Tsinopoulos (2016) explain that the important drivers of Lean Thinking that has
been emphasized by most of the investigators are summarized into: to upturn market portion;
to raise elasticity; the requirement for endurance from internal limitations; improvement of
important performance meters; need to hire world best training; part of the business’s
continuous agenda; drive to emphasize on clients; and obligation/motivation by clients; and
obligation by mother establishment. Bhadu, Bhamu and Singh (2019) also argued from a
different perspective and explained that the drivers that should be reflected and used while
applying the Lean tenet in ceramic businesses are categorized as the size of establishment, poor
skills, workers’ participation, high workforce cost, awareness of the Lean idea, absence of a
standard functioning process as well as type and principle of the product route. The authors
gave a concrete explanation on the drivers to Lean implementation in some companies.
Although there was evidence to support their explanation, every organization is unique and
what can motivate an organization to embark on full Lean thinking may be different from what
can motivate DVLA to also operationalize full Lean thinking.
126
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Murthy (2007) also explains that the aim of Lean Thinking is to produce a long permanent
standardized method that can be upheld for some years. It is significant that the workers are
provided tools on how they can adjust to the variations. Chakrabarty and Tan (2007) also
observed that directors should begin introducing Lean operationalization to the establishment
and the workers must also focus on financial merits. The organization must display financial
advantages that could be derived from Lean operationalization. This is understood as a vital
motivational driver for the workers, having real proof on how significant the operation is for
the establishment. This study agrees with the assertion by Chakrabarty and Tan (2007) and
Murthy (2007) since DVLA operates as a public sector organization with a mandate to raise
enough revenue for its operations and support the national government. This means that
employees and management must also support the Authority by making sure they focus on
changing their style of doing things which should increase their financial gains.
Conceptual Model of Lean Thinking
The conceptual model is recognized as the method that displays the significant variables to be
deliberated on in the investigation through narrative or graphical procedure (Fellows and Liu,
2003). According to Ali (2017), a conceptual framework is organized from an establishment of
comprehensive philosophies and theories that support an investigator to correctly classify
variables that he/she is viewing, construct his/her objectives and recognize the important
literature. A conceptual framework supports the investigator to elucidate his research objectives
and questions (Ali, 2017). In this case, the conceptual framework that underpinned the study is
shown in Figure 1 below.
127
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Lean Thinking
IDENTIFY VALUE
DRAFTING A CURRENT
MAP
Using Value Stream
Mapping
FLOW
PULL
Obstacles
in
implementi
ng Lean
Drivers of Lean
implementation
PURSUE FULL PERFECTION
Eliminating waste ie. Waiting,
overproduction, inappropriate
processing, transportation,
unnecessary inventory, defects
and unnecessary motion.
Figure 1: Conceptual Framework
Source: Authors own construct
128
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Grounded on the availability of current literature that was reviewed under this current
study, the conceptual framework for this research work was designed or constructed with
respect to Lean Thinking in the public service sector in Ghana using the Driver and Vehicle
Licensing Authority (DVLA) as a case study.
The concepts of Lean Thinking have been well explained as the issue focuses on reducing
waste (anything that does not add value to the organizational performance or profitability)
at DVLA. The next process after identifying the value and non-value-added activities is to
draft or map out the value stream of DVLA which has to do with the operations in terms of
service delivery. Knowing the processes or procedure clients go through at the Authority are
very vital for the success of Lean. After mapping the value stream, it is important to know
the current and potential resources DVLA has so as to know their competitive advantage
over other organizations. It is also important to know the bargaining or purchasing power of
clients as they affect the performance of the Authority. Also, knowing the drivers for Lean
operationalization can help organizations reap the benefits of Lean. Organizations
implementing Lean Thinking may face challenges and difficulties. The conceptual
framework also shows that management and employees are the important elements for
change which must affect performance. The conceptual framework is well related to the four
research objectives raised and discussed in the analysis section of this study.
METHODOLOGY
The investigators adopted the mixed method research with much emphasis on the
concurrent research design. The mixed method research design takes into consideration both
qualitative and quantitative approaches (Creswell, 2009). This was essential to the study
because of the limited time frame for the data collection as well the analysis of the data
which was collected through the questionnaire and interview guide. The researchers used
purposive sampling techniques (based on unique understanding of the subject under
investigation) to choose key informants such as the Director for Monitoring and Evaluation
at DVLA, Regional Managers of DVLA, Assistant Managers of DVLA and Administrative
Officers of DVLA.
129
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
As Lean Thinking is focused on the client in defining what value is, the investigators
randomly sampled 399 clients to participate in the study. This was done with the aid of
Miller and Brewer (2004) sample size calculation and Al-hassan (2015) cluster sample size
calculation. The sample size calculation was n = N/[1+N(α)2], where n is the sample size, N is
the sample frame which represents the total number of clients at DVLA and the margin of
error fixed at 5%. The cluster sample size calculation was nj = (Nj/N) × n where n represents
the sample size for the stratum j, Nj represents the population size of the stratum j, N also
represents the overall population and n is the total sample size. The total number of
customers as 2017 for Kumasi, Takoradi, Accra, and Tamale offices were 56,280, 52,894,
98,809 and 23,657 respectively (DVLA, 2019). Based on these calculations, Kumasi office had
a sample size figure of 97, Takoradi office had 91, Accra office had 170 and Tamale office
also had 41 respondents.
The researchers used a standardized z-test to analyze the data since the sample size was
large (above 30). This was vital to assess the severity of each of the drivers to a full Lean
implementation process at DVLA in Ghana. With regards to the qualitative analysis, the
responses from the interview guide were put into thematic areas based on the research
objectives to support the quantitative data.
RESULTS AND DISCUSSIONS
Drivers of Lean Implementation Process at DVLA
The null hypothesis for this part of the study was that the drivers of Lean implementation
method were not severe with the alternate hypothesis emphasising that those drivers in
Lean implementation method were severe. The mean score was positioned at 4.000 which
implies that all the drivers that were below 4.000 describes a less severity and all the drivers
which were above the mean score of 4.000 indicates a higher severity in terms of the drivers
for the Lean implementation process at DVLA. It can be seen from Table 6.3 that if the zstatistics has a positive value, then the mean will be above the hypothesized mean of 4.000
(Its corresponding raw score will be greater than the hypothesized mean) whiles if the zstatistic has a negative value, then the mean will be below the hypothesized mean of 4.000
(Its corresponding raw score will be less than the hypothesized mean). The z-statistics also
130
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
explains how many standard deviations are far away from the mean. A z-statistics which is
zero explains that it is on the mean.
It can also be noted from Table 1 that customer satisfaction and Lean leadership all had pvalues below 0.05 which explains that all these drivers in the Lean implementation processes
were highly significant and played an important role in the Lean implementation processes
at DVLA.
These drivers had a mean value above the hypothesized value. Customer satisfaction had a
mean score of 4.108 [median = 4.000, standard deviation (SD) of 0.825, standard error (S.E) of
0.041, variance (S2) = 0.680, z-statistic of 2.490 and p-value = 0.006. The z-statistic for
customer satisfaction explains that it is 2.490 far away from the mean value of 4.108. The
findings from Table 6.3 also shows that Lean leadership (mean = 4.098 [median = 4.000], SD =
0.879, S.E = 0.044, S2 = 0.772, Z-Statistic = 2.220 and p-value = 0.013) was above the
hypothesized mean value of 4.000. It can be concluded that these two drivers stated above
indicate that they occur in a highly severe way and it is significant if Lean Thinking is to be
operationalized within DVLA operations in Ghana.
Despite the significance level of each driver for the Lean implementation process, some of
the drivers were above the hypothesized value of 4.0000.
Management commitment, incentive mechanisms, long term profit of implementing Lean,
existence of a clear marketing strategy, willingness to invest in Lean practices, clear
understanding of technical requirements of lean, availability of Lean tools and techniques,
availability of consulting team members in Lean, efficiency of human resource management
activities, supportive nature of governmental regulations, government initiatives, existence
of communicating Lean practices and existence of Lean research groups and initiatives had
p-values above 0.05 which explains that all these drivers in the Lean implementation
processes were not significant and played a small part in the Lean implementation processes
at DVLA.
131
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 1: Drivers of Lean Implementation Process in Ghana
Drivers
Management commitment
Incentive mechanisms
Customer Satisfaction
Long term profit of implementing Lean
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear understanding of technical requirements in
Lean
Availability of Lean tools and techniques
Lean leadership
Availability of consulting team members in Lean
Efficiency of human resource management
activities
Supportive nature of governmental regulations
in Lean
Government incentives
Existence of communicating Lean practices
Existence of Lean research groups and initiatives
Source: Field Study (2020)
Hypothesized Mean
Value
4.000
3.985
4.000
2.932
Median SD
S.E
S2
N
Z-Statistic
4.000
3.000
0.871
1.151
0.044
0.058
0.759
1.325
399
399
-0.340
-18.530
Pvalue
0.635
1.000
4.000
4.000
4.000
4.000
4.000
4.103
3.381
3.301
3.654
3.687
4.000
4.000
4.000
4.000
4.000
0.825
1.319
1.409
1.207
1.112
0.041
0.066
0.071
0.060
0.056
0.680
1.739
1.985
1.458
1.236
399
399
399
399
399
2.290
-9.380
-9.910
-5.720
-5.630
0.006
1.000
1.000
1.000
1.000
4.000
4.000
4.000
4.000
3.456
4.098
4.000
3.779
4.000
4.000
4.000
4.000
1.300
0.879
0.913
1.130
0.065
0.044
0.046
0.057
1.691
0.772
0.834
1.278
399
399
399
399
-8.350
2.220
0.000
-3.900
1.000
0.013
0.500
1.000
4.000
3.940
4.000
0.875
0.044
0.765
399
-1.370
0.915
4.000
4.000
4.000
2.687
3.043
3.880
2.000
3.000
4.000
1.322
1.123
1.176
0.066
0.056
0.059
1.748
1.262
1.382
399
399
399
-19.840
-17.020
-2.040
1.000
1.000
0.980
132
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
The results from Table 2 on the Accra DVLA office shows that all the fifteen drivers of the
Lean implementation processes were not significant since they were below the p-value of
0.05. The data from Table 3 on the Kumasi DVLA office shows that only management
commitment and existence of Lean research groups and initiatives were significant since
they had p-values below the hypothesized mean value of 4.000. This was evident from the
test statistics as management commitment had a mean value of 4.402 [median = 4.000], SD =
0.745, S.E = 0.076, S2 = 0.555, Z-Statistic = 5.310 and p-value = 0.000.
Also, Lean research groups and initiatives had a mean value of 4.268 [median = 4.000], SD =
1.016,
S.E
=
0.103,
S2
=
1.103,
Z-Statistic
133
=
2.600
and
p-value
=
0.005.
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 2: Drivers of Lean Implementation Process at Accra Office
Drivers
Hypothesized
Value
Mean
Median SD
S.E
Management commitment
4.000
3.853
4.000
0.901
Incentive mechanisms
4.000
3.388
3.000
Customer Satisfaction
4.000
3.929
Long term profit of implementing Lean
4.000
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear
understanding
requirements in Lean
of
S2
N
Z-Statistic
P-value
0.069 0.759
170
-2.130
0.983
1.147
0.088 1.325
170
-6.950
1.000
4.000
0.861
0.066 0.680
170
-1.070
0.858
3.488
4.000
1.067
0.082 1.739
170
-6.250
1.000
4.000
3.600
4.000
1.063
0.081 1.985
170
-4.910
1.000
4.000
3.606
4.000
1.137
0.087 1.458
170
-4.520
1.000
technical 4.000
3.371
4.000
1.112
0.093 1.236
170
-6.580
1.000
Availability of Lean tools and techniques
4.000
3.271
4.000
1.340
0.103 1.691
170
-7.100
1.000
Lean leadership
4.000
3.965
4.000
0.916
0.070 0.772
170
-0.500
0.692
Availability of consulting team members in 4.000
Lean
3.741
4.000
0.866
0.066 0.837
170
-3.900
1.000
Efficiency of human resource management 4.000
activities
3.982
4.000
1.012
0.078 1.278
170
-0.230
0.590
governmental 4.000
3.888
4.000
0.873
0.067 0.765
170
-1.670
0.952
Supportive
nature
regulations in Lean
of
134
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Government incentives
4.000
3.094
2.000
1.444
0.111 1.748
170
-8.180
1.000
Existence of communicating Lean practices
4.000
3.529
3.000
0.992
0.076 1.262
170
-6.180
1.000
Existence of Lean research groups and 4.000
initiatives
3.988
4.000
0.961
0.074 1.382
170
-0.160
0.563
Source: Field Study (2020)
135
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 3: Drivers of Lean Implementation Process at Kumasi Office
Drivers
Hypothesized
Value
Mean
Median
SD
S.E
S2
N
Z-Statistic
P-value
Management commitment
4.000
4.402
5.000
0.745
0.076
0.555
97
5.310
0.000
Incentive mechanisms
4.000
3.289
3.000
1.163
0.118
1.353
97
-6.020
1.000
Customer Satisfaction
4.000
3.990
4.000
0.995
0.101
0.989
97
-0.100
0.541
Long term profit of implementing Lean
4.000
3.639
4.000
1.324
0.134
1.754
97
-2.680
0.996
Existence of a clear marketing strategy
4.000
2.948
3.000
0.432
0.145
2.049
97
-7.230
1.000
Willingness to invest in Lean practices
4.000
3.691
4.000
1.034
0.105
1.070
97
-2.940
0.998
technical 4.000
3.763
4.000
1.125
0.114
1.266
97
-2.080
0.981
and 4.000
3.423
4.000
1.478
0.150
2.184
97
-3.850
1.000
4.000
3.619
3.000
0.871
0.088
0.759
97
-4.310
1.000
team 4.000
3.742
4.000
1.111
0.113
1.235
97
-2.280
1.000
resource 4.000
3.928
4.000
0.971
0.099
0.943
97
-0.730
0.768
Supportive nature of governmental 4.000
3.670
4.000
1.170
0.119
1.369
97
-2.780
0.997
Clear understanding
requirements in Lean
Availability
techniques
of
of
Lean
tools
Lean leadership
Availability
of
members in Lean
consulting
Efficiency
of
human
management activities
136
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
regulations in Lean
Government incentives
4.000
2.794
3.000
1.274
0.129
1.624
97
-9.320
1.000
Lean 4.000
3.351
3.000
1.199
0.122
1.438
97
-5.330
1.000
Existence of Lean research groups and 4.000
initiatives
4.268
5.000
1.016
0.103
1.032
97
2.60
0.005
Existence
practices
of
communicating
Source: Field Study (2020)
137
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
In addition to the above, the results in Table 4 on the Takoradi DVLA office shows that only
four drivers (customer satisfaction, lean leadership, availability of consulting team members
in Lean, and supportive nature of government regulation in Lean) were significant. This was
evident from the test statistics as customer satisfaction commitment had a mean value of
4.396 [median = 4.000], SD = 0.492, S.E = 0.052, S2 = 0.242, Z-Statistic = 7.680 and p-value =
0.000. Also, Lean leadership had a mean value of 4.637 [median = 4.000], SD = 0.483, S.E =
0.051, S2 = 0.234, Z-Statistic = 12.58 and p-value = 0.000. Availability of consulting team
members in Lean commitment had a mean value of 4.385 [median = 4.000], SD = 0.489, S.E =
0.051, S2 = 0.239, Z-Statistic = 7.500 and p-value = 0.000. Supportive nature of government
regulation in Lean had a mean value of 4.033 [median = 4.000], SD = 0.180, S.E = 0.019, S 2 =
0.032,
Z-Statistic
=
1.75
and
138
p-value
=
0.040.
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 4: Drivers of Lean Implementation Process at Takoradi Office
Drivers
Management commitment
Incentive mechanisms
Customer Satisfaction
Long term profit of implementing Lean
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear
understanding
of
technical
requirements in Lean
Availability of Lean tools and techniques
Lean leadership
Availability of consulting team members in
Lean
Efficiency of human resource management
activities
Supportive
nature
of
governmental
regulations in Lean
Government incentives
Existence of communicating Lean practices
Existence of Lean research groups and
initiatives
Source: Field Study (2020)
Hypothesized
Value
4.000
4.000
Mean
Median SD
S.E
S2
N
Z-Statistic
P-value
3.473
2.242
4.000
2.000
0.621
0.431
0.065
0.045
0.385
0.185
91
91
-8.110
-38.960
1.000
1.000
4.000
4.000
4.000
4.000
4.000
4.396
2.846
2.923
3.319
3.989
4.000
3.000
4.000
4.000
4.000
0.492
1.460
1.899
1.519
0.888
0.052
0.153
0.199
0.159
0.093
0.242
2.132
3.605
2.308
0.789
91
91
91
91
91
7.680
-7.540
-5.410
-4.280
-0.120
0.000
0.996
1.000
1.000
0.547
4.000
4.000
4.000
3.484
4.637
4.385
3.000
5.000
4.000
1.058
0.483
0.489
0.111
0.051
0.051
1.119
0.234
0.239
91
91
91
-4.660
12.580
7.500
1.000
0.000
0.000
4.000
3.198
3.000
1.128
0.118
1.272
91
-6.790
1.000
4.000
4.033
4.000
0.180
0.019
0.032
91
1.750
0.040
4.000
4.000
4.000
1.967
2.055
3.593
2.000
2.000
4.000
0.180
0.311
1.491
0.019
0.033
0.156
0.032
0.097
2.222
91
91
91
-108.017
-59.590
-2.600
1.000
1.000
0.995
139
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
The findings in Table 5 on the Tamale DVLA office shows that only six drivers (management
commitment, customer satisfaction, willingness to invest in Lean practices, availability of
Lean tools, Lean leadership, and availability of consulting team members in Lean) were
significant. This was evident from the test statistics as management commitment had a mean
value of 4.683 [median = 4.000], SD = 0.567, S.E = 0.089, S2 = 0.322, Z-Statistic = 7.710 and pvalue = 0.000. Also, customer satisfaction had a mean value of 4.439 [median = 4.000], SD =
0.509, S.E = 0.078, S2 = 0.252, Z-Statistic = 5.600 and p-value = 0.000. Willingness to invest in
Lean practices had a mean value of 4.512 [median = 4.000], SD = 0.506, S.E = 0.079, S2 = 0.256,
Z-Statistic = 6.480 and p-value = 0.000. Availability of Lean tools had a mean value of 4.244
[median = 4.000], SD = 0.830, S.E = 0.130, S2 = 0.689, Z-Statistic = 1.880 and p-value = 0.030.
Lean leadership had a mean value of 4.561 [median = 4.000], SD = 0.502, S.E = 0.078, S2 =
0.252, Z-Statistic = 7.150 and p-value = 0.000. Availability of consulting team members in
Lean had a mean value of 4.829 [median = 4.000], SD = 0.381, S.E = 0.069, S2 = 0.145, ZStatistic = 13.940 and p-value = 0.000.
The results from the DVLA offices shows that the Tamale office had the greatest number of
drivers of the Lean Thinking implementation followed by Takoradi and Kumasi offices
respectively. The drivers of the Lean Thinking implementation in Accra office were not
significant
since
they
were
140
all
above
0.05.
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 5: Drivers of Lean Implementation Process at Tamale Office
Drivers
Management commitment
Incentive mechanisms
Customer Satisfaction
Long term profit of implementing Lean
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear
understanding
of
technical
requirements in Lean
Availability of Lean tools and techniques
Lean leadership
Availability of consulting team members
in Lean
Efficiency of human resource management
activities
Supportive nature of governmental
regulations in Lean
Government incentives
Existence of communicating Lean practices
Existence of Lean research groups and
initiatives
Source: Field Study (2020)
Hypothesized
Value
4.000
4.000
Mean
Median
SD
S.E
S2
N
Z-Statistic
P-value
4.683
1.732
5.000
2.000
0.567
0.449
0.089
0.070
0.322
0.201
41
41
5.310
-32.380
0.000
1.000
4.000
4.000
4.000
4.000
4.000
4.439
3.512
3.732
4.512
3.854
4.000
4.000
3.000
5.000
4.000
0.502
1.614
0.867
0.506
0.853
0.078
0.252
0.135
0.079
0.133
0.252
2.606
0.751
0.256
0.728
41
41
41
41
41
5.600
-1.930
-1.980
6.480
-1.100
0.000
0.974
0.976
0.000
0.864
4.000
4.000
4.000
4.244
4.561
4.829
4.000
5.000
5.000
0.830
0.502
0.381
0.130
0.078
0.059
0.689
0.252
0.145
41
41
41
1.880
7.150
13.94
0.030
0.000
0.000
4.000
3.829
4.000
1.482
0.231
2.195
41
-0.740
0.770
4.000
4.707
5.000
0.461
0.072
0.212
41
9.830
0.000
4.000
4.000
4.000
2.341
2.488
3.146
2.000
3.000
3.000
1.606
0.978
1.108
0.251
0.153
0.173
2.580
0.956
1.228
41
41
41
-6.61
-9.900
-4.93
1.000
1.000
1.000
141
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
A Regional Manager of DVLA had this to say:
“The management of DVLA is committed to making sure the client always get value
for their money. The authority has automated most of its services and has also
established the client service unit. The client service unit is mandated to take
complaints and suggestions from clients on issues related to our operations. All
employees of DVLA are also trained to deliver services to customers without any
difficulty. Our focus is centred on our cherished clients”.
The Head of Client Service Unit also explained that:
“The Authority has established the Client Service Excellence Unit to make sure that
customers are always satisfied with our operations. In a case where clients need help
concerning our operations, the Unit is responsible for assisting the client to go
through the process”.
Similarly, this finding differs with the results of Ogunbiyi (2014). The author divided the
drivers for Lean implementation into two parts namely; the internal drivers and external
drivers. The drivers found which were consistent with the results of this study consisted of
government policy and negotiation, efficiency improvement, and people and resource
utilization; yet all these were rejected in this current study since they were all below the
hypothesized mean value of four (4). Ogunbiyi (2014) identified and assessed the severity of
12 drivers for implementing Lean construction whiles this current research identified and
assessed the severity of 15 drivers to Lean implementation at DVLA. The author used the
Severity Index Analysis for the analysis which was in contrast to the findings of this
research. This study used a standardized z-test for this section of the analysis. It stated that
the mean of severity was different from those drivers for Lean implementation that were
equal to the hypothesized mean value of 4.000 or which were less than the hypothesized
mean. Thus, all those drivers that were below 4.000 were rejected.
Salonitisa and Tsinopoulos (2016) hold a contrary view from the findings of this current
study. The authors indicated that the important drivers for a business to involve in Lean
Thinking that have been emphasized by most of the investigators are summarized as: to
upturn market portion; to upsurge elasticity; the requirement for endurance from internal
limitations; improvement of important performance metres; need to hire world best training;
142
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
part of the business’s continuous agenda; drive to emphasise on clients; and
obligation/motivation by clients; and obligation by the mother establishment. The research
of Salonitisa and Tsinopoulos (2016) also failed to assess the severity of those drivers they
identified in their research so as to identify the less severe ones from the highly severe ones.
Bhadu, Bhamu and Singh (2019) also argued from a different perspective and explained that
the notion of Lean Thinking in a business, which is determined by excellence, is the core
factor in upholding effectiveness in the market situation. The drivers that should be reflected
and used while applying Lean tenet in ceramic businesses are categorised as the size of
establishment, poor skill, workers’ participation, high workforce cost, awareness of the Lean
idea, absence of a standard functioning process as well as type and principle of the product
route. The author argued that a good understanding and examination of drivers/factors will
aid businesses to figure out the greatest operational method to apply Lean method, improve
productivity and quality, greater profitability and better client satisfaction. Although the
output of the drivers might be the same, the drivers that were identified and assessed based
on severity were somewhat different from those of Bhadu, Bhamu and Singh (2019).
Murthy (2007) also had a different view from the findings of this research that the aim of
Lean Thinking is to produce a permanent standardized method that can be upheld for some
years. It is significant that workers are provided with tools/skills to help them adjust to
variations. Also, the findings of this study were different from Chakrabarty and Tan (2007),
as they noted that the directors should begin introducing Lean operationalization to the
establishment and the workers through financial dimensions. Financial dimensions require
the directors to explain the financial advantages that could be derived from Lean
operationalization. This is understood as a vital motivational driver for the workers; having
real proof of how significant the operation is to the establishment.
CONCLUSION
On the basis of the analysis of data from the study, the drivers of Lean implementation have
been examined at the Driver and Vehicle Licensing Authority in Ghana. Lean thinking is still
powerfully influenced by the manufacturing sector, but it is progressively being applied in
new parts like the service sector. Over half of all the respondents specified that customer
satisfaction and having a leadership with a Lean ideology are important steps if the
143
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Authority wants to reap out the benefits of Lean. This confirms the assertion by several
authors that Lean thinking begins with the focus on the client and must end with client
satisfaction.
RECOMMENDATION
Executors of the Lean Thinking Ideology perhaps have to manage with the enormous
struggle at the Authority. Change should be a slow process for employees to appreciate and
understand the benefits of changing from attitudes that do not bring value to the
organization before they can remove their old behaviors. It is within this context that this
study also suggests that DVLA should not only focus on the employees in adopting positive
attitudes towards work but they also sensitize customers on the procedures at the Authority.
This would help customers desist from adopting attitudes that do not bring value to them as
well as the Authority.
REFERENCES
Ali, S.A. (2017). The Role of Good Governance Practices in Enhancing Service Delivery in
Public Institutions in Tanzania: The Case Study of the Tanzania Electric
Supply Company Ltd. [Master’s Thesis, Open University of Tanzania].
Allway, M. and Corbett, S., (2002). Shifting to lean service: Stealing a page from
manufacturers’ playbooks, Journal of Organizational Excellence, 21(2), 45–54.
https://doi/10.1002/npr.10019
Amegavi, G.B. (2015). Implementation Of Electronic-Government in Ghana: A Case Study of
Driver and Vehicle Licensing Authority (DVLA). (Masters Theis, University
of
Ghana).
Appiah-Dolphyne, J. (2020). Investment in Technology has Paid Off, Says DVLA.
Asaaseradio.com.
Asnan, R., Nordin, N. and Othman, S.N. (2015). Managing Change on Lean Implementation
in Service Sector. Proc., Social and Behavioral Sciences, 211, 313–319.
https://doi.org/10.1016/j.sbspro.2015.11.040
Ballard, G. (2000). Lean Project Delivery System: An Update. Lean Construction Journal, 1- 19.
Bhadu, J., Bhamu, J., and Singh, D. (2019). Drivers and Hurdles in Implementation of Lean
Manufacturing Technique in Small- and Large-Scale Ceramic Industries.
International Journal of Scientific & Engineering Research. 10(5), 145.
Canel, C., Rosen, D., and Anderson, E.A. (2000). Just-in-time is not just for Manufacturing: A
Service Perspective. Industrial Management and Data Systems, 100 (2), 51-60.
144
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Ciarnienea, R., and Vienazindiene, M. (2015). An Empirical Study of Lean Concept
Manifestation. Procedia - Social and Behavioral Sciences, 207, 225 – 233.
https://doi:10.1016/j.sbspro.2015.10.091
Chakrabarty, A., and Tan, K.C. (2007). The Current State of Six Sigma Application in
Services.
Managing Service Quality. Emerald Group Publishing Limited, 17(2).
https://doi:0.1108/09604520710735191
Creswell, J. W., Plano Clark, V. L., Gutmann, M. L., and Hanson, W. E. (2003). Advanced
mixed methods research designs. In A. Tashakkori and C. Teddlie (Eds.),
Handbook of mixed methods in social and behavioral research, 209–240.
Driver and Vehicle Licensing Authority, (2019). Data on number clients at DVLA offices in
Accra, Takoradi, Kumasi and Tamale. Ghana.
Fellows, R., and Liu, A. (2003). Research Methods for Construction. Blackwell.
Ghana Audit Service. (2006). Performance Audit Report of the Auditor General on the
Funding of Ghana Road Fund. Ghana.
Hines, P. (2011). Applying Lean in the Public Sector: Must Do Better. Staying Lean: Thriving,
Not Just Surviving. Sapartners. Second Edition, 1-10.
Kanakana, M. (2013). Lean in Service Industry. SAIIE25 Proceedings.
Lindholm, S. (2018). Value Stream Mapping for Prefabricated Piping in Projects. [Master’s
Thesis. University of Vaasa].
Miller, R.L., and Brewer, J.D. (2003). A-Z of Social Research. Dictionary of Key Social
Sciences. Sage Publications.
Movaghar, E.M. (2016). Identifying the Barriers of Implementing Lean Construction
Principals in Developing Countries. [Master’s Thesis. Middle East Technical
University].
Murthy, C.S.V. (2007). Change Management. Gloval Media.
Nicole, M., and Marijn, J. (2012). The Need to Adjust Lean to the Public Sector. 11th
International Conference on Electronic Government (EGOV), Kristiansand, Norway,
54-65.
Ogunbiyi, O. (2014). Implementation of the Lean Approach in Sustainable Construction: A
Conceptual Framework. [Doctoral Thesis. University of Central Lancashire].
Pedersen, E.R.G., and Huniche, M. (2011). Determinants of lean success and failure in the
Danish public sector: A negotiated order perspective. International Journal of
Public Sector Management, 24(5), 403-420. https://doi.org/10.1108/09513551111147141
Radnor, Z.E., Howleg, M., and Waring, J. (2015). Lean in healthcare: The unfilled promise?
Social Science and Medicine, 1-8. https://doi:10.1016/j.socscimed.2011.02.011
Salonitisa, K., and Tsinopoulos, C. (2016). Drivers and Barriers of Lean Implementation in
the
Greek Manufacturing Sector. 49th CIRP Conference on Manufacturing Systems,
57,
189 – 194. https://doi.org/10.1016/j.procir.2016.11.033
Sinha, N., and Matharu, M. (2019). A comprehensive insight into lean management:
Literature
review and trends. Journal of Industrial Engineering and Management,
12(2), 302-317. https://doi.org/10.3926/jiem.2885
Vignesh, Suresh and Aramvalarthan (2016). Lean in service industries: A literature review.
IOP
Conf.
Series:
Materials
Science
and
Engineering,
149.
https://doi:10.1088/1757-899X/149/1/012008
145
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Wireko, J.K., and Skouby, K.E. (2016). Transition to e-government in Developing countries:
The Case of Driver and Vehicle Licensing Authority (DVLA) e-Service Smart
City Initiatives in Ghana, 27th European Regional Conference of the International
Telecommunications Society (ITS), Cambridge, United Kingdom, 7th - 9th
September
2016, International Telecommunications Society (ITS), Cambridge,
UK.
Womack, J. P., and Jones, D. T. (2003). Lean thinking: Banish waste and create wealth in your
corporation, Free Press.
146
The Role of Dagbani Movies in Promoting
Peaceful Co-existence in Northern Region, Ghana
Damasus Tuurosong
Department of African and General Studies,
Simon Diedong University of Business and Integrated
Development Studies (SDD-UBIDS)
[email protected]
DOI//http://dx.doi.org/10.4314/gjds.v181.5
ABSTRACT
This study explores themes in Dagbani movies which enhance peace-building, and
discusses cultural conflict resolution techniques employed in Dagbani movies for
peace-building. Qualitative research design was employed for the study. Focus
group discussions and interviews were used for data collection. The study used
Agenda Setting theory as analytical framework, and undertook thematic analysis
to tease out messages in the content of selected movies. It showed that Dagbani
movies contain lessons on peace-building and have become reference materials for
opinion leaders and peace campaigners within Dagbon. Out of 11 movies sampled,
six exposed bad traditional leadership with a view to admonishing Dagbon chiefs to
desist from acts that could promote conflicts. Dagbani movies, re-establish working
relations among warring factions, deal with systemic issues underlying conflicts
and rebuild mutual relationships. The movies advocate the use of traditional
peace-building techniques for conflict resolution. The study concludes that if movie
producers get the support of relevant stakeholders, Dagbon movies could be
effective in resolving conflicts. It recommends that film makers solicit funding from
donor agencies and non-governmental organisations (NGOs) to produce movies
targeted at maintaining peace in Dagbon.
Keywords: Dagbani Movies, Peaceful Co-existence, Chieftaincy Disputes,
Conflict Resolution and Culture
INTRODUCTION
Africa has over the years, witnessed numerous bloody conflicts, with grave political,
social, economic and humanitarian consequences for affected countries. One can
CC-BY License | 97
Ghana Journal of Development Studies, Vol. 18 (1)
mention Nigeria (1967-1970), Uganda (1979), Somalia (since 1991), Liberia (1989 – 1997,
2000-2003), Sierra Leone (1992-2002), Côte d’Ivoire (2002-2010), Rwanda (1994) and
Kenya (2007) as some countries which have had their fair share of conflicts on the
continent. The effects of these conflicts have been loss of lives and property, mass
displacement of people, bad governance leading to failed states, unemployment,
insecurity and poverty (McGowan, 2005).
Compared to its regional neighbours such as Sierra Leone, Cote d’Ivoire, Liberia
and even Nigeria, Ghana has enjoyed relative peace. However, the country has
experienced numerous inter-ethnic and intra-ethnic conflicts, chieftaincy conflicts
and land related conflicts. Notable among them are the prolonged conflicts
between Peki and Tsito, Nkonya and Alavanyo in the Volta Region (Gati, 2008);
Mamprusi and Kusasi in Bawku, in the Upper East Region as well as Konkomba
and Nanumba, and the Abudu and Andani in Dagbon, Northern Region (Mahama,
2002). In particular, the Abudu-Andani chieftaincy crisis popularly referred to
as the Dagbon Crisis, which resulted in the death of Ya Na, Yakubu Andani II, the
King of Dagbon and about 40 others (Takyi, Tika & Anin, 2013), has been a major
development challenge not only for the Northern Region, but the entire country.
For many decades, the Abudu and Andani royal gates were in dispute over the
rightful claimant of the Dagbon skin. The conflict situation, however, came to a
head in 2002 when the then Ya Na, Yakubu Andani II, was assassinated (Tonah, 2012).
On 25th March 2002, an attack on an emissary of the Ya Na by a group of Abudu
youth and the destruction of his bicycle ignited violent conflict between the two
sides. This led to hostilities which continued for three days and eventually resulted
in the murder of Ya Na, Yakubu Andani II and forty others including his elders on
27th March, 2002 (Tsikata & Seini, 2004; Macgaffey, 2006 and Wuaku- Commission
Report, 2002 cited from Mahama and Longi, 2013). The conflict spread from Yendi to
Tamale, Bimbilla and other towns leading to many losses of lives and destruction of
property valued at billions of Ghana cedis (Tonah, 2012).
On 25th April 2002, the then President, John Agyekum Kufuor, set up the Wuaku
Commission of Inquiry with Constitutional Instrument, 2002 (C .I.36). The threemember commission of inquiry was chaired by Justice I. N. K . Wuaku and was
given the task of investigating the Yendi disturbances. The Commission found that
the late Ya Na and all those killed within the Palace and its environs were killed
by Abudu fighters. The Commission recommended the arrest and prosecution of
several individuals for their alleged involvement in offences such as conspiracy to
GJDS, Vol. 18, No. 1, May, 2021 | 98
Ghana Journal of Development Studies, Vol. 18 (1)
murder, attempted murder, causing unlawful damage, assault, illegal possession of
weapons and unlawful military training (Issifu, 2015).
Aside the setting up of the Commission to investigate the violence, government
also used some traditional approaches to resolve the conflict. Former President
John Agyekum Kuffuor set up a committee of four eminent chiefs chaired by
Otumfuo Osei Tutu II, King of Ashanti to mediate the conflict. After a long period of
deliberations and a series of negotiations, representatives of the two feuding gates,
the Abudus and Andanis signed a “Roadmap to Peace” on 30th March in 2006. The
“Roadmap to Peace” enumerated five major benchmarks in the peace-building
process to include the burial of the late Ya Na Yakubu Andani II, the installation
of the regent of the late king, the performance of the funeral of the deposed
Mahamadu Abdulai IV, the performance of the funeral of Ya Na Yakubu Andani II
and finally, the selection and enskinment of a new Ya Na for Dagbon (Tonah, 2012).
In order to complement government’s efforts, civil society, non-governmental
organisations and specialised United Nations agencies on their own initiatives
and in collaboration with the state have played diverse roles in mitigating against
the adverse effects of the Dagbon conflict (Ahorsu & Gebe, 2011). Apart from the
provision of relief services to the displaced during the crisis, they helped organise
sensitisation programmes aimed at educating people on the need for peaceful
co-existence in Dagbon (Ahiave, 2013). In spite of all these approaches to peacebuilding in Dagbon, the situation remained volatile for almost 17 years. Indeed,
efforts aimed at ending this age-old conflict did not begin in 2002. Prior to the
re-ignition of the 2002 conflict, various conflict resolution mechanisms were
adopted to resolve the dispute. Ahiave (2013) found that western models of conflict
resolution – mainly the legal system and commissions/committees of inquiry set
up by different governments were employed in attempts to resolve the crisis.
Unfortunately, these efforts proved futile over successive governments.
One wonders whether the search for peace had to take so long, and whether
alternative dispute resolution mechanisms could not have worked faster. For
instance, some have suggested that arts-based approaches to peace-building offer
an important avenue to assist with peace-building efforts (Zelizer, 2003). Besides, in
the process of resolving conflicts such as that between the Abudus and Andanis,
the media could be influential. In being available even in the darkest of places, the
media have the capacity to change social and political behaviours as a means of
assisting to resolve conflicts. Since the media can alter perceptions about conflicts,
GJDS, Vol. 18, No. 1, May, 2021 | 99
Ghana Journal of Development Studies, Vol. 18 (1)
they have the capacity to influence people’s ability to resolve disputes and peace
-building initiatives (De, 2009: 52).
In particular, movies on television are powerful communicative modes, which
could be used to curtail conflicts. Film’s effectiveness as a peace-building and
reconciliation tool is the result of its uniqueness as an art form, which allows people
to relate to others. Film audiences get emotionally connected to what they view or
to characters in the film to the extent of being totally absorbed in the film world.
That experience, if explored strategically, could foster understanding and empathy
between groups of people who are at loggerheads. The film experience could also
create a conducive environment for productive dialogue and allow people to view
themselves in a way that would be hard to achieve through other peace-building
techniques. Besides, collaborative filmmaking is a means of empowering people
and creating cordial relationships between groups, as a means of averting conflicts
(Kierran, 2013).
Nurudeen (2013) indicates that some movies are geared towards the promotion
of peace among the people of Dagbon. For instance, in “ Torbu Nyanga” ( The
Aftermath of War), Jehanfo attempts to warn the people of Northern Ghana about
the repercussions of conflict, if allowed to degenerate into violence. According to
him, the failure of two villages to amicably resolve a raging conflict led to a bloody
confrontation that resulted in a near wipe out of the population of the two villages.
The lesson we learn from that experience is that nobody wins in war (Nurudeen,
2013: 3). This article not only reflects the important role of Dagbani movies in the
socio-economic development of the northern region but also discusses the themes
addressed in them. There is no evidence, however, to show if the themes explored
in Jehanfo’s movies, for instance, have reached the intended audience and whether
or not the theme has had a positive influence in the lives of the audience in the
promotion of peace or enhancing the peace-building process.
In the face of contradictory evidence on the media’s role in containing the Dagbon
conflict and the paucity of research which is focused on the contribution of
movies to the resolution of this conflict, this study gathers evidence on the effects
of Dagbon movies on the Abudu-Andani dispute. The study was conducted on
grounds of evidence that in spite of many movies having been produced during
the period of the conflict, the chieftaincy dispute raged on for decades. In view of
evidence to the effect that movies have been instrumental in conflict resolution
in some jurisdictions, the following questions are asked: Why did Dagbani movies
fail to resolve the Dagbon crisis? To what extent are Dagbani movies effective
GJDS, Vol. 18, No. 1, May, 2021 | 100
Ghana Journal of Development Studies, Vol. 18 (1)
tools for peace-building? This paper tries to examine the themes related to peacebuilding which are explored in Dagbani movies, discuss cultural conflict resolution
techniques employed in Dagbani movies for peace-building and establish how
challenges in the Dagbani movie industry affect the use of movies for peacebuilding.
Theoretical and Conceptual Underpinnings
This study is based on McCombs and Shaw’s Agenda Setting Theory, and examines
how Dagbani movie producers set an agenda for peace-building in Northern
Ghana. The theory recognises the fact that the media can exert substantial influence
on audiences. However, the media alone cannot determine the public agenda.
Therefore, this study assesses not just how effective Dagbani film producers
were setting the agenda for peace-building. The basic assumption of democracy
which states that people have sufficient wisdom to determine the course of their
states, nations or communities has nullified the assumption that the media have
substantial influence on audiences (MacCombs, 2014: 8). In particular, the people are
quite able to determine the basic relevance – to themselves and to the larger public
arena – of the topics and attributes advanced by the news media. The media set
the agenda only when citizens perceive their news stories as relevant (MacCombs,
2014: 8). Indeed, news can influence what the public is thinking about. However,
the ability to influence exactly how the public thinks is less understood (Rogers &
Dearing, 1988).
Interest groups desirous of change try not only to get their issues on the media
agenda but to also seek public reactions to the issues placed on the agenda.
Denham (2010) noted that groups build public agenda most successfully by taking
advantage of the personal relevance and social significance of the issues being
espoused. Research has shown that when the public believes an issue is more likely
to affect them, they are more likely to get involved and informed on the issue (Baird,
2015).
Studies into the media’s agenda setting roles in conflict situations often concentrate
on their roles in escalating conflicts (Thompson, 1999; Des Forges, 1999; Chebii,
2015). The role of radio and television, in particular, in exacerbating conflicts has
been widely researched into, with evidence often pointing at Rwanda and Bosnia
as case studies. Besides, the Danish cartoon controversy is also seen as a test case
of how the media could even trigger violent conflicts (Gilboa, 2009). In Ghana,
concerns have also been expressed about media coverage of the Dagbon crisis,
GJDS, Vol. 18, No. 1, May, 2021 | 101
Ghana Journal of Development Studies, Vol. 18 (1)
and the possibility of such coverage exacerbating the conflict. In recognition of
the potential negative impact of media reports on conflicts, the Northern Regional
Security Council (REGSEC) convened a meeting of media owners, managers and
editors prior to the funerals of the late two Dagbon Overlords, Ya Na Mahamadu
Abdulai IV and Ya Na Yakubu Andani II. At the meeting, REGSEC Chairman, Salifu Saeed, called for circumspection on the part of the local media in the region in their
coverage of the impending funerals (Sae-ed, 2018).
REGSEC’s concerns resulted from the fact that some media houses often published
untruths which have the tendency of fueling violence. For instance, the Andani
family had occasion to express their outrage at what they referred to as attempts
by some media houses to twist the facts of Dagbon history by referring to former Ya
Na Mahamadu Abdulai’s regent as regent of Dagbon. They felt this was an attempt
to denigrate the authority of the rightful regent, the Kampakuya Naa. The Andani
family was of the view that biased and inaccurate media reportage could ignite
unnecessary tension in Dagbon, and cautioned journalists covering the crisis to
practise peace journalism (Ghana Broadcasting Corporation, 2018)18 Sometimes,
the media also introduce ethnic dimensions into their reportage, thereby whipping
up sentiments which have the potential of fueling violence. On 7th May 2002, the
Ghanaian Chronicle newspaper carried a story in which it indicated that almost the
entire top National Security positions in Ghana were occupied by the Abudus. The
paper stopped short of alleging that these top security personnel masterminded
the murder of the Ya Na Yakubu Andani II. It indicated that right “…under the watch
of these men, the nation watched as the horrors of Yendi were visited on us.” (The
Chronicle, May 7, 2002).
It is worth establishing the extent to which the Dagomba movie producers
prioritised the Dagbon conflict and made it an issue for discussion. It is equally
worth exploring the level of interest that those who patronise the Dagomba movies
showed in movies that discussed the Dagbon conflict. The directors, producers
and marketing personnel within the industry are the gatekeepers, deciding what
movies are made and the themes to explore. It is worth noting that the experiences
of the people of Dagbon feed into the agenda that is set by the Dagbani movie
industry. Is it the case that movies produced on the conflict eventually become
public agenda within Dagbon, and thereby, influence the course of conflicts within
the area?
GJDS, Vol. 18, No. 1, May, 2021 | 102
Ghana Journal of Development Studies, Vol. 18 (1)
The Concept of Peace-building
There are many possible definitions of peace-building and varying opinions about
what it involves. The term was coined through the work of Johan Galtung. In his
paper, "Violence, Peace and Peace Research," Galtung (1969) presented his theory of
the Conflict Triangle, espousing three main elements of violence which constitute
this "triangle." The theory posits that peace must be understood to constitute
widely accepted social goals, since any state of peace is characterised by the
absence of violence. Galtung (1969) advocated the setting up of peace-building
structures to promote sustainable peace. He felt that it is only when peace-makers
address the “root causes” of violent conflicts and employed indigenous capacities
for peace management and conflict resolution that peace could be attained.
The major theoretical approaches to peace-building provide for the systemic and
cultural dimensions in the peace-building process (Assefa, 1993). However, the
cultural dimensions have not yet been well integrated into the systemic dimensions
of peace-building. Lederach (1997) outlines four stages in what he terms conflict
transformation, namely: (1) dealing with the immediate crisis, (2) re-establishing a
working relationship between the conflicting parties, (3) dealing with the systemic
issues underlying the conflict, and (4) finding a way to introduce the systemic
issues so as to uphold, reinforce and strategically build on the mutual relationships
established in stage two. In stages three and four, he includes cultural factors, and
although he does not integrate them into the systemic issues as thoroughly as they
need to be, he sets the stage in a way that this can be done.
This study analyses some of the indigenous capacities (Galtung, 1969) and the
cultural dimensions (Assefa, 1993) to conflict resolution as demonstrated in Dagbani
movies. Within the realm of culture, the study focuses particularly on how movies
portrayed the role of chiefs in peace-building. In keeping with the findings of
Lederach (1997), the study establishes the extent to which Dagbani movies made
use of the four stages of conflict transformation as means of resolving chieftaincy
disputes.
The Role of Movies in Peace-building
Movies basically tell stories with a lesson embedded in the story for the purposes
of sending a message to the audience. For instance, movies about life after the
R wandan genocide led the way in promoting unity and reconciliation. Some
movies looked at the entire story of where Rwanda has come from and what was
being done to rebuild that war-ravaged country (Kierran, 2013). The role of movies in
GJDS, Vol. 18, No. 1, May, 2021 | 103
Ghana Journal of Development Studies, Vol. 18 (1)
peace-building can also be identified in the way audiences relate to the characters
in the movies and the effect that such a relationship can have on the audiences.
One of the best ways of promoting reconciliation is to make movies which preach
reconciliation, with characters that the audience can connect with and relate to.
When audiences watch movie characters reconcile, such audiences are encouraged
to solve their problems in similar ways as the movie characters (Kierran, 2013).
Mhando and Tomaselli (2009: 34) argued that film transposes audiences into
the world of events being chronicled. According to them, film serves as a form
of memorialisation. “ What is necessary and important and indeed required by
the victims [of conflict] is a facility whereby they can reconstruct the trauma in a
form through which they can negotiate the various meanings derived from the
catastrophe, and to be able to express it and convey meanings from and about it”.
Some argue that movies do not necessarily have to treat themes of peace or peacebuilding to be able to play a role in the peace-building process. According to Pasovic
(2001, cited from Zelizer, 2003), during war, it is essential to continue watching films
since they transpose audiences to a different world and assist audiences to release
emotions. Additionally, film has a built in “cooling-off period”, which significantly
strengthens the resulting dialogue, because it avoids the serious confrontational
atmosphere that threatens productive dialogue (Kierran, 2013: 12).
Antonio Traverso and Tomas Crowder-Taraborrelli’s article entitled, “ Political
Documentary Cinema in the Southern Cone” points out some proven success
documentary film has had in promoting dialogue in Argentina, Chile and Uruguay.
According to them, documentary film has, “not only enriched public debate in these
three countries but also transformed the genre into a tool of political activism, social
denunciation, and even judicial prosecution of perpetrators of genocidal atrocities”
(Traverso and Crowder – Taraborrelli, 2013: 3, cited from Kierran, 2013:12). Johnston
(2020), on the other hand, examines how movies promote peace by bearing
testimony to happenings during war and, in so doing, provide a healing process for
victims. He found that films can transform the perspectives of both international
and local audiences, and promote peace. For Schirch and Bratic (2009) a significant
role of drama, and by extension film, in bringing about peace is to create a calm,
controlled and moderate community of people who dialogue and get along with
one another.
GJDS, Vol. 18, No. 1, May, 2021 | 104
Ghana Journal of Development Studies, Vol. 18 (1)
Traditional Approaches Adopted in Resolving the Dagbon conflict
Mediation and arbitration by chiefs, elders and religious leaders were the major
traditional approaches employed in the Dagbon crisis. Among the Dagombas,
every community has a chief who resolves minor disputes among residents of the
communities, with the highest level of conflict resolution being referred to the
Ya Na’s palace. In Dagbon conflict resolution process the principle of an ‘elder is
never wrong’ is usually applied. This is a situation where the younger party in a
dispute is expected to apologise to an elder irrespective of whether the elder is
right or wrong. Similarly, when there is a dispute between two communities, the
community whose chief is lower in rank is expected to apologise to the senior
chief even if the senior were the provoker of the dispute. In such conflict resolution
processes, the decisions of the chiefs were binding on all parties. The chief was
clothed with powers to impose sanctions, which take various forms not excluding
banishment of offenders (Ahiave, 2013). As regards chieftaincy conflicts, especially
over the Yani (Ya Na’s skin), Kuga-Naa, who is the supreme father of both the Abudu
and Andani gates, is called upon to mediate. Usually, the Kuga-Naa’s decision is
respected by all factions to a dispute. Where his intervention fails to douse the
dispute, the issue is referred to the Nayiri, king of Mampurugu. Aside mediation
by traditional authorities, chieftaincy succession conflicts were often prevented
by using soothsaying and divination for selecting candidates to sit on vacant skins
of Yani (Yakubu, 2005; Ahorsu & Gebe, 2011). In the face of such well-established
traditional conflict resolution mechanisms in Dagbon, one wonders why the
Dagbon crisis was allowed to rage on for so many years. Perhaps, the apparent
conflict between tradition approach to conflict resolution and western approaches
that were used simultaneously to resolve this conflict explains its protracted nature.
Ahiave (2013) indicates that some traditional sanctions for wrong-doing such as
banishment, consultation of oracles, sacrificing to the gods are frowned upon
by modern constitutions and practices, and prohibited by international treaties
and conventions. Besides, traditional conflict resolution techniques are pacifist,
while western approaches are often adversarial. The dichotomy between the two
approaches explains why majority of respondents to a study in Dagbon (57.7%)
felt that traditional conflict resolution methods were not applied to the Dagbon
conflict (Ahiave, 2013). Those who opined that traditional mediation efforts were
not employed may not have been oblivious of the mediation efforts of the
eminent chiefs led by the Asantehene. However, the respondents may have been
referring to the failure to use indigenous Dagbon chieftaincy dispute resolution
mechanisms. Majority (33%) of respondents felt that the Abudus’ refusal to admit to
GJDS, Vol. 18, No. 1, May, 2021 | 105
Ghana Journal of Development Studies, Vol. 18 (1)
their role in the conflict and to apologise to the Kuga-Naa accounted for the failure
of the traditional conflict resolution processes. More than a fifth of the respondents
(26.7%) also pointed at political partisanship as the reason for the ineffectiveness
of the traditional mediation efforts, while a fifth (20%) each felt that the traditional
approaches could not be used either owing to people’s intransigence or the
involvement of the very chiefs who should be the mediators (Ahiave, 2013).
METHODOLOGY
As a means of getting detailed understanding of the role of movies in conflict
resolution, the study used qualitative method of enquiry. The contribution of
movies to peace-building is a specialiased area of study requiring the views of
experts. Therefore, qualitative method was appropriate in allowing respondents,
who were key informants, sufficient opportunity to freely discuss their experiences,
knowledge and opinions. Purposive sampling techniques were used to select
respondents for interviews, three key informants, two of whom were Dagbon
traditional rulers, one each representing the Abudus and the Andanis, and a peacebuilding expert who is the Executive Director of the West African Network for Peace
(WANEP). Traditional leaders were at the centre of conflicts in Dagbon, either as
provokers of the conflicts or peace-makers during such conflicts. Therefore, their
perspectives on how movies could contribute towards resolution of disputes were
considered useful. WANEP is a civil society organisation, which facilitates processes
towards conflict resolution across Ghana. The E xecutive Director is a conflict
resolution expert whose expert view was required for this study. That aside, the
researcher interviewed 11 producers of movies which had themes related to conflict
resolution. First, the researcher took from NORDRAFIM office in Tamale, a list of
all Dagbani movies which were produced during the period of the Dagbon crisis,
numbering 71. Out of this number, nearly half (35) had themes related to peacebuilding and conflict resolution. The researcher purposively sampled 11 movies,
which were produced to directly address the Dagbon conflict, and selected their
producers for interviews.
Focus group discussions were conducted with eight members of the Northern
Drama and Filmmakers Association (NORDRAFIM) and nine members each of two
Dagbani movie viewer clubs. As producers and actors of Dagbani movies, members
of NORDRAFIM presented useful insights into how their movies contribute towards
peace-building in Dagbon. Another critical group of respondents was members of
the movie viewer clubs. As audiences for Dagbon movies, no one would know the
GJDS, Vol. 18, No. 1, May, 2021 | 106
Ghana Journal of Development Studies, Vol. 18 (1)
effects of such movies on peace-building better than those who actually view the
movies.
In analysing data gathered through interviews and focus group discussions, the
researcher categorised the data into the following thematic areas: movies focusing
on conflicts, cultural conflict management techniques in movies, lessons learnt
from movies and challenges to the growth of the Dagbon movie industry. The data
were analysed thematically, and recurring themes were interpreted on the basis of
language used, opinions, beliefs, knowledge and experiences of the respondents.
FINDINGS AND DISCUSSIONS
The study set out to discuss the contribution of Dagbani movies to peace-building
in Dagbon, analyse the themes related to peace-building, which are explored
in Dagbani movies and to examine the cultural conflict resolution techniques
employed in Dagbani movies for peace-building.
Themes Related to Peace-building Explored in Dagbani Movies
Interviews conducted with selected Dagbon movie producers showed that
many movies advised against usurping chieftaincy positions, bad leadership and
disregard for one’s culture or ancestors. Table 1 shows some themes explored in
sampled Dagbani movies.
Table 1: Themes explored in Dagbani movies
SN
Title of Movie
Theme Explored
1
Alahachi Nam
Bad leaders receive punishment
2
Nabiyoli
Bad leaders will be punished
3
“Arising”, Zag Yini The need to live in unity
4
Yel kpema Yili
Conflict leads to underdevelopment
5
Mabi Zabli
Family disputes must not be allowed to develop into full blown
conflicts
6
Kal Duu
God ordains the chief
7
Suhu garigu
Bad chiefs are punished
8
Gbewaa Ya’ansi
Money cannot buy leadership positions
9
Ya Na
Respect God’s ordained leaders
10
Dagbon Nabihi
Consequences of not following the line of succession to Chieftaincy
11
Dagbon Politics
Conflicts impact negatively on development
Source: Field data, 2018
GJDS, Vol. 18, No. 1, May, 2021 | 107
Ghana Journal of Development Studies, Vol. 18 (1)
A movie producer indicated that “Dagbon Nabihi” (Princes of Dagbon) discusses the
Dagbon conflict and ways of resolving it. A Chief, who is the leader of kingmakers in
Yani (Dagbon) indicated that many Dagbani movies carry peace-building messages.
According to him:
Movies teach how men and their wives can live in harmony. Movies teach
chiefs how to relate to their kinsmen, elders and followers. Movies teach us
how to live as a family. Anytime a movie teaches a good lesson, I call and
encourage the producers.
He gave an example of the movie, “Dagbon Politics” which discussed how two
feuding chiefs were further divided by politicians. Eventually the viewer is taught
to see politics not as a divisive factor, but one that can bring about peaceful coexistence and development.
An expert in peace-building and conflict resolution corroborated the chief’s
assertion:
Dagbani movies teach forgiveness, expose negative stereotypes
which are dangers to peaceful co-existence. Some movies contain
messages about feuding factions apologising for their wrongs.
Other films preach friendship among all Dagombas. As a means
of bringing about peaceful co-existence, some movies used the
celebration of culture and tradition as a unifying force, while others
used festivals for renewal of vows to remain united under one
traditional leader to spearhead development.
When movie producers were asked whether their movies had any impact on peacebuilding in Dagbon, all of them responded in the affirmative. Discussants at focus
groups agreed that Dagbani movies have contributed to peace-building. According
to the movie audiences, movies teach them how to support the development of
their communities and to prevent conflict. They indicated that majority of the
movies they watched espoused virtues including peaceful co-existence, while
other movies gave warning signals of potential conflicts. A discussant at a focus
group session remarked:
Like football, movies have become our passion. We gather at
common places to watch, argue about the story and message
in the movie. Sometimes, we take sides with some of the movie
characters and debate issues. As we watch the movies together, we
do not discriminate on tribal, religious or political bases. We are all
GJDS, Vol. 18, No. 1, May, 2021 | 108
Ghana Journal of Development Studies, Vol. 18 (1)
one, members of the same movie club, united by the movies which
bring us together.
Kierran’s (2013) finding to the effect that movies promote dialogue among people,
thereby preventing conflicts is supported by Dagbon movie producers, who stated
that their films give ordinary people a voice to express their displeasure on issues
affecting Dagbon. A movie producer stated:
Movies speak for ordinary people, express their woes and concerns.
This way, the people get satisfied when they realise that their
concerns have been expressed. In the absence of such an avenue
of self-expression, people could take up arms to draw attention to
their concerns.
According to the producers, movies ensure that opposing aggrieved parties
achieve results similar to the four-stage conflict transformation that Lederach (1997)
proposes. Dagbani movies, re-establish working relations among warring factions,
deal with systemic issues underlying conflicts and rebuilds mutual relationships.
The producers further said their movies shape people’s views on the need for peace
in Dagbon through peace messages such as “patience Moves Mountains”. The
producers said movies have educated Dagombas to be more tolerant and patient
in dealing with one another. “Dagbani movies teach the youth how to voice out
their concerns and to be part of decision making. This way, they are able to voice
out their frustrations rather than taking up arms whenever their expectations are
not met”, one producer said. A producer further intimated:
The phenomenon of burning houses whenever there is conflict
has completely stopped due to the way we preached against
that practice in our movies and made the act unpopular. Besides,
chiefs nominated for enskinment are more easily accepted now
compared to the situation that pertained 15 years ago. We have
been producing movies to sensitise Dagombas on the negative
effects of chieftaincy disputes.
According to them, their movies have become reference points in conflict
resolution of all kinds. One producer stated that some NGO’s especially NORSAC,
CAMFED and New Energy use movies to communicate messages of peace to the
warring Abudu and Andani gates of Dagbon. The producers said even chiefs use the
movies for conflict resolution and mediation. A producer gave the example of the
Konkomba – Dagomba war during which the chief of a town called Kanimo used
GJDS, Vol. 18, No. 1, May, 2021 | 109
Ghana Journal of Development Studies, Vol. 18 (1)
conflict resolution techniques learnt from Dagbani movies to resolve the dispute
between the two warring ethnic groups.
The claims of movie producers are supported by the views of an expert in peace
and conflict resolution, who had this to say:
There are movies that talk about the greatness of Dagbon Kingdom
and how the Kingdom has stood the test of time in defending the
pride, dignity and the human person of the people of Dagbon from
the days of slavery through colonisation to date. Such historical
movies downplay issues that cause division among the people
of Dagbon and emphasise the greatness, oneness and pride of
Dagbon Kingdom. The movies refer Dagombas to their common
roots and heritage. They also call for co-existence, reminding
Abudus and Andanis that once upon a time, before you were
divided, you were actually one and that you come from the same
heritage, you come from the same source, you come from the same
ancestor.
A powerful Chief in Dagbon, the leader of the kingmakers of Yani, the Kuga-Na also
had this to say about the contribution of Dagbani movies to peace-building:
Their stories preach peace-building. They create conflict situations
and then find solutions to them, thus, telling us how to resolve
conflicts. They also teach lessons on how husbands and wives can
live together in peace and harmony, … how to rule our respective
lands, how to relate with our elders and our followers so there
will be peace. They also show the effects of conflicts and how to
come together in unity and resolve conflicts. Movies also teach
us the need to play politics with patience, to eschew bribery and
corruption. All these are geared towards promoting peace and
harmony.
The chief further noted that the fact that those who act in the Dagbani movies are a
mixture of Abudus and Andanis as well as members of diverse political parties and
yet work together was a lesson on how to live together in peace.
GJDS, Vol. 18, No. 1, May, 2021 | 110
Ghana Journal of Development Studies, Vol. 18 (1)
Cultural Conflict Resolution Techniques Employed in Dagbani Movies
for Peace-building
Another main focus of this study was to discuss some cultural conflict resolution
techniques which are contained in Dagbani movies. Movie producers, viewer
club members and traditional authorities mentioned some Dagomba beliefs and
cultural practices which the movies employed for conflict resolution. At a focus
group discussion, one discussant indicated that in a movie titled “Kal Duu” (Sacred
Room), the ancestors were invoked to maintain peace and resolve chaos in the
village. This is in view of the fact that the Dagomba listen to, respect and revere
their ancestors/forefathers and “smaller gods” (deities) very much. Therefore, no
one dares contest the ruling of the ancestors in a conflict situation. This cultural
belief is similar to another belief of the Dagomba which is also highlighted in
“Zaachi” (Youth Chief).
The Dagomba believe in a hierarchical system where young people listen to and
obey their elders, particularly chiefs. For instance, in a movie titled Dangbia, the
youth resort to elders to determine the rightful occupant of a vacant skin. During
conflict, young people, who are usually the major protagonists, drop their weapons
when elders ask them to do so. For this reason, the youth would often seek the
assistance of elders to assist in resolving their conflicts rather than resorting to
violence. In particular, Dagomba believe in using chiefs as mediators to conflicts.
Similar to the findings of Ahorsu and Gebe (2011), discussants at two focus group
sessions with movie viewer clubs mentioned “Kotulum”, “Tobu”, “Yel Kpema Yili”
and “Kal Duu” as Dagbani movies which recommended the use of elders and chiefs
to dialogue in resolving conflicts. “Kal Duu” tells the story of how a protracted
chieftaincy dispute was resolved when the elders decided to channel their
grievances through the king who advised the community to accept the chief that
has been chosen for them by the kingmakers. “Tobu” dealt with chieftaincy issues
and the use of elders and dialogue to resolve conflicts.
In many of the movies, whenever a party to a conflict is dissatisfied with the
ruling of a Dagomba chief, they appealed to other chiefs, especially Mamprugu
chiefs. Indeed, the movie, Dangbia, reminds Dagombas that the paramount King
of Mamprugu plays an important role in the Dagbon Kingdom when it comes
to disputes regarding the enskinment of the Ya Naa. Also, Dagbani movies use
dialogue as a cultural mediation technique. When there is a conflict, the chief and
elders convene a dialogue session with the aggrieved parties where both sides are
listened to. Usually, establishing the truth is at the centre of resolving the dispute.
GJDS, Vol. 18, No. 1, May, 2021 | 111
Ghana Journal of Development Studies, Vol. 18 (1)
Discussants at a focus group mentioned “Yel kpema Yili” (Village of Controversy)
as an example of a film where this cultural value is espoused. The movie cautions
Dagombas to be patient and always speak the truth no matter the situation or
personalities involved. It advises people to be truthful regarding the rightful
occupants of their skins. The film indicates that if everyone is truthful and patient,
Dagbon will be peaceful, and development will follow. The film also brings to the
fore the need to prevent conflict at home so that it does not spread to society. It
cautions the youth to use their energies for positive ventures and not be delinquent.
These views expressed by movie viewer clubs were supported by a prominent
Dagomba chief who said:
Dagbani movies teach us that culture and tradition is always the
way to go. Our culture and traditions prescribe solutions to every
situation. When politicians fight, they sometimes appear before
chiefs for mediation. As our traditions dictate, we listen to both
sides individually before knowing what solution to prescribe to
the conflict. For instance, we are not using the culture and tradition
to solve the Dagbon chieftaincy crisis and that is why we have
not found a solution yet. If we follow the culture and tradition as
prescribed by our forebears, we will find a solution. But we have
allowed politicians to deceive us to fight among ourselves just so
they can get votes.
This view is supported by the views of an expert in peace-building. He reiterates
the fact that Dagbani movies teach how culture and traditions can assist in conflict
resolution. The expert said:
Dagbani movies use the passing of cola nuts to a visitor as a sign
of welcome and open-heartedness to engage in dialogue for the
resolution of disputes. In Dagomba tradition, when the cola nut is
passed at the Ya Na’s palace, if you pick a piece of that cola nut, it is
because you have opened your heart to be part of any process that
is ongoing. You cannot pick cola nuts and still bear grudge against
another person.
An analysis of a movie titled Dangbia showed that the breaking and chewing of
cola nut before a dead body was a strategy used to resolve conflict between two
feuding factions. Similarly, the Kingmaker of Yani stated that: “the use of Dagbon
culture and tradition in movies teach the youth the culture and tradition of Dagbon
GJDS, Vol. 18, No. 1, May, 2021 | 112
Ghana Journal of Development Studies, Vol. 18 (1)
and how we relate to each other as one people with the same background.” He
cited the movie, Kal Duu, as a movie which teaches a lot of lessons in peace-building
in Dagbon. According to him, the movie, which has 20 episodes, dramatises how
many conflicts could not be resolved using modern conflict resolution techniques.
Eventually, culture and tradition proffered solutions to the conflicts.
Challenges of Using Movies to Promote Peace-building
Movie producers, viewers and experts gave several challenges that the industry
encounters in its attempt at using movies for peace-building purposes. Producers
were emphatic that the Dagbani movie industry is starved of the necessary
finances required for quality movie production. According to them, producing a
movie entails huge financial outlay which majority of producers cannot afford.
The situation is worsened by the fact that many financial institutions refuse to give
producers credit to produce their movies. “We cannot raise sufficient finances to
produce quality movies to meet international standards. This is part of the reason
why our movies do not win national or international awards, and we get little
patronage from audiences other than Dagombas”, a movie producer lamented. The
effect of producers’ inability to harness sufficient resources to produce their movies
is that, they are often unable to recruit and motivate professional actors and crew
members to ensure quality movie production.
Patrons of Dagbani movies complained during a focus group discussion that the
industry lack formally trained and experienced actors, directors and other crew
members, leading to the production of poor quality films. Another reason for
poor quality movie production which can be attributed to resource constraints
is producers’ failure to use quality equipment for movie production. Producers
corroborate movie patrons’ compliant that cheap and substandard equipment are
used to produce movies, thereby compromising the quality of movies produced.
The producers indicate that state-of-art film production equipment come at very
high cost which they are unable to afford. According to them, post-production
equipments are particularly difficult to afford. Besides, many property owners do
not permit movie makers to use their properties as locations to shoot movies, or
as props or costumes for the movies. According to the producers, property owners
shy away from the publicity and attention that they might get should they give out
their properties to be used to shoot movies.
B oth the producers and patrons of Dagbani movies admitted that national
television stations’ preference of foreign movies especially foreign telenovelas
GJDS, Vol. 18, No. 1, May, 2021 | 113
Ghana Journal of Development Studies, Vol. 18 (1)
over local films is negatively affecting the patronage of Dagbani movies. An expert
in peace-building indicated that rather than promoting local films on national
television, many TV stations, including state-owned GTV, screen foreign films much
of the time. This denies Dagbani movies the publicity required to be patronised by a
wider market. A discussant at a focus group confessed: “I love the Indian telenovelas
and so when any such film is being shown simultaneously with a Dagbani movie, I
opt for the Indian film.” Compounding the challenge of low patronage of Dagbani
movies is poor marketing. Many producers have little knowledge of how to market
their movies. According to a peace-building expert, Dagbani movies have failed to
earn much national and international recognition not because of language barriers,
but owing to failure to market them appropriately to a national and international
audience. He cited the case of Indian movies which are produced in languages that
are alien to many viewers and yet gain much international patronage due to good
marketing employed for such movies.
Piracy is another hindrance to the use of movies for peace-building purposes. The
movie producers stated that instead of buying authentic DVDs and CDs from movie
production houses, many people purchase pirated ones. A producer said:
Piracy is collapsing our businesses. People burn our films onto CDs
and sell at a cheaper cost to audiences. Others copy the movies
from friends who download them from the internet. Few people
would buy CDs directly from us. So we are losing to pirates money
that should have been invested into producing more movies on
peace-building.
Patrons of Dagbani movies admitted that piracy is a great hindrance to the
development of the Dagbani movie industry. They also indicated that various
conflicts have occurred between movie producers and operators of some movie
screening centres who failed to pay copyright before screening their movies.
A peace-building expert summarised the challenges of the Dagbani movie industry
as follows:
The crave for money rather than achieving the purpose of the
narrative is the bane of the industry players. Dagbani movie
producers should produce movies that will bring people together
and as a result make money out of it. Movie producers must choose
themes that are relevant. Blind copying should be eschewed. The
Dagbani movie industry should develop its own unique form rather
GJDS, Vol. 18, No. 1, May, 2021 | 114
Ghana Journal of Development Studies, Vol. 18 (1)
than try to copy another industry, say, Kumawood. The writers,
producers and actors, are they well-grounded in Dagbon culture
and tradition to be able to make movies that bring peace?
CONCLUSIONS
This study set out to investigate the role of Dagbani movies in the peace-building
process. From the findings of the study, several logical deductions can be made.
First, the study concludes that like other performing arts, Dagbani movies could be
effectively used to champion peaceful co-existence within the Northern Region of
Ghana. Fortunately, both movie producers and audiences recognise the potential of
movies in peace-building since all respondents unanimously agreed that movies are
effective peace-building tools. Indeed, Dagbon movie makers have conscientiously
produced movies aimed at promoting peaceful co-existence of Dagombas. Some
films preach virtues which are in conformity with Dagomba culture and promote
peace by glorifying patience, selflessness, communal spirit and respect for elders
among other virtues. Other films preached against vices including over-ambition,
greed, selfishness, abuse of power and disrespect for elders. More importantly, the
practice of gathering in groups to view movies was seen as unifying force among
Dagombas. Movie patrons often engaged in useful discussions at popular movie
centres on the themes of movies they watched, leaving many in no doubt about
the messages behind the films they watched. Some movies, including “Kotulum”,
“ Tobu”, “ Yel K pema Yili” and “Kal Duu” were produced using cultural conflict
resolution techniques. Indeed, Dagbani movies have a lesson or two to teach
modern conflict mediators. This explains why some NGO’s adopted some of the
movies for conflict resolution purposes. This underscores the fact that Dagbani
movies are more effective as tools for peace-building when they are produced
based on Dagomba cultural norms. However, many challenges faced by movie
producers have prevented the sector from contributing its full potential to the
development of Dagbon. Scanty financing and pirating of movies have robbed the
industry of its commercial attraction. With low investment in producing movies, the
quality of Dagbani movies are often found wanting.
RECOMMENDATIONS
For Dagbani movies to play an effective peace-building role, they must be produced
by professionals to enhance their quality and give them a wider market. As an
expert in peace-building indicated, the movie producers, directors and actors need
GJDS, Vol. 18, No. 1, May, 2021 | 115
Ghana Journal of Development Studies, Vol. 18 (1)
to be schooled on conflict resolution and peace-building strategies. The producers,
cast and crew members also need to have in-depth knowledge of Dagbon culture
and history. Besides, quality movie production is a capital intensive venture. Dagbon
movie producers need sufficient capital to expand their businesses and marketing
opportunities for their films. As a means of supporting the Dagbani movie industry
and enhancing its peace-building capacities, the following recommendations are
worth considering:
•
The N orthern Drama and Filmmakers A ssociation (NORDRAFIM) should
seek funding from donor agencies and NGOs, particularly those into peacebuilding, to organise training programmes aimed at enhancing the skills of
film producers and improving upon their marketing skills. Additionally, the
movie producers could also seek sponsorship from NGO’s and enter into
partnership agreements with corporate organisations which would fund the
production of such movies in return for marketing opportunities from the
movies.
•
NORDRAFIM could partner the National Film and Television Institute (NAFTI)
to organise special training programmes for film producers, actors/actresses
and film crew members to improve their skills in acting and film production.
•
N ational television stations, particularly GTV, need to devote more
transmission time to airing locally produced movies including Dagbani
movies. That aside, as the Dagbon Movie V iewers Club recommended,
NORDRAFIM could collaborate with TV Stations located within Northern
Ghana to telecast Dagbani movies and in doing so, market them more
effectively to a larger audience.
•
Dagbani movie producers need to register their businesses and run them
professionally enough to qualify for and seek credit financing from financial
institutions.
•
To ensure that movie producers reap the maximum benefits of their business,
NORDRAFIM is advised to seek the support of the Cyber Crime Unit of the
Ghana Police Service and the Dagbon Movie Viewer Clubs to track down and
punish people who are pirating Dagbani movies.
•
A s happened in R wanda after the genocide ( K ierran, 2013), G hana
Government and other development partners need to support Dagbon
movie producers to produce movies on the post-Dagbon crisis period, with
emphasis on how the people can move on after the war. Such movies must
GJDS, Vol. 18, No. 1, May, 2021 | 116
Ghana Journal of Development Studies, Vol. 18 (1)
stress the need for unity and peaceful co-existence with a view to preventing
any such conflict among the Abudus and Andanis.
REFERENCES
Ahiave, E. C. (2013). Conflict and conflict resolution in Ghana: The case of the Dagbon
conflict. Unpublished Thesis, University of Ghana, Legon, Accra.
Ahorsu, K ., & Gebe, B. Y. (2011). Governance and security in Ghana: The Dagbon
chieftaincy crisis, Accra, Ghana: WACSI.
Assefa, H. (1993). Peace and reconciliation as a paradigm: A philosophy of peace and
its implications on conflict, governance, and economic growth in Africa, NPI
Monograph Series. Nairobi, Kenya: Nairobi Peace Initiative.
Baird, J. (2015). An Examination of Agenda Setting Theory and its importance in the
Public Relations Industry (Online). https://sites.psu.edu/jamiebaird/agendasetting-theory.
Chebii, Z. K. (2015). The Role of Media in Conflict Management: The Case of Electoral
Conflicts in Kenya. Journal of Global Peace and Conflict, 3(2), 39-61.
De, M. (2009). Using interactive documentary as a peace building tool. Unpublished
Thesis, Coventry: Coventry University.
Des Forges, A. (1999). Leave none to tell the story: Genocide in Rwanda. Human Rights
Watch. New York (Online). http://www.hrw.org/reports/1999/rwanda
Galtung, J. (1969). Violence, Peace and Peace Research. Journal of Peace Research,
6(3), 167–191.
Gati, N. K. (2008). The Dynamics of communal conflicts in Ghana's Local Government
System: A case study of the Adaklu-Anyigbe conflict. Thesis submitted in
partial fulfillment for the award of Master of Philosophy in Peace and Conflict
Transformation. Norway: Centre for Peace Studies, Faculty of Social Sciences,
University of Tromsø, Norway.
Ghana Broadcasting Corporation. (2018). 6:00pm news broadcast, 15th December,
2018.
Gilboa, E. (2009). Media and Conflict Resolution: A Framework for Analysis (Online).
https://scholarship.law.marquette.edu/mulr/vol93/iss1/9
Griffin, E. (2003). A first look at communication theory (5th Ed.). Boston, MA: McGrawHill.
GJDS, Vol. 18, No. 1, May, 2021 | 117
Ghana Journal of Development Studies, Vol. 18 (1)
Issifu, A. K. (2015). An Analysis of Conflicts in Ghana: The Case of Dagbon Chieftaincy.
The Journal of Pan African Studies, 6, 12 – 17.
Johnston, R. K. (2020). Peacebuilding and reconciliation in and through film: The case
study of Rwanda. In Mitchell, J., Vincett, G., Hawksley, T. & Culbertson H. (Eds.),
Peacebuilding and the Arts. Rethinking Peace and Conflict Studies. Palgrave
Macmillan, Cham. https://doi.org/10.1007/978-3-030-17875-8_15.
Kierran, P. (2013). Filmmaking, reconciliation & peace building in Rwanda: Challenges
and opportunities. Independent Study Project (ISP) Collection, Paper 1674.
Lederach, J. P. (1997). Building peace: Sustainable reconciliation in divided societies.
United States Institute of Peace Press. Washington, DC.
Mahama, I. (2002). Ethnic conflicts in Northern Ghana. Cyber Systems, Tamale, Ghana.
Mahama, E. S. & Longi, F. T. (2013). Conflicts in Northern Ghana: Search for Solutions,
Stakeholders and Way Forward. Ghana Journal of Development Studies, 10(2),
20 – 25.
McCombs, M. E., & Shaw, D. L. (1972). The Agenda-Setting Function of Mass. The Public
Opinion Quarterly, 36(2), 176-187.
McCombs, M. E., & Shaw, D. L. (2014). New Directions in Agenda-Setting Theory and
Research (Online). https://www.tandfonline.com/doi/abs/10.1080/15205436.2014.96
4871.
McGowan, P. J. (2005). Coups and Conflict in West Africa, 1955-2004, Part I, Theoretical
Perspectives. Armed Forces & Society, 32(1), 13 – 16.
Mhando, M., & Tomaselli, K. G. (2009). Film and Trauma: Africa Speaks to Itself through
Truth and Reconciliation. Black Camera. 1(1), 30-50.
Nurudeen, S. (2013). “Torbu Nyanga”. Graphic Showbiz, May, 2013.
Pasovic, H. (2001). “One more night ...” (Online). https://journals.sagepub.com/doi/pdf
/10.1080/03064229408535743.
Rogers, E. M., & Dearing, J. W. (1988). Agenda-setting Research: Where has it been,
where is it going? In Communication Yearbook 11. In J. A. Anderson (Ed.), 555–
594. Newbury Park, CA: SAGE.
Sae-ed, S. (2018). An Address delivered at a Northern Regional Security Council
(REGSEC) meeting with media managers in Tamale on 21st November, 2018
(Online). https://www.modernghana.com/news.
GJDS, Vol. 18, No. 1, May, 2021 | 118
Ghana Journal of Development Studies, Vol. 18 (1)
Schirch, L., & Bratic, V. (2009). Why and When to Use the Media for Conflict Prevention
and Peacebuilding. Global Partnership for Prevention of Armed Conflicts, Issue
Paper 6.
Takyi, H., T ika, S. Y., & Anin, E . K . (2013). Perceptions and Attitudes of the Local
Community towards the Dagbon Conflict Management in Northern Ghana.
International Journal of Business and Social Research, 3(6), 25 – 34.
T hompson, M . (1999). Forging war: the media in Serbia, Croatia and B osniaHercegovina. University of Luton Press. Luton, U.K.
Tonah, S. (2012). The Politicisation of a Chieftaincy Conflict: The Case of Dagbon,
Northern Ghana. Nordic Journal of African Studies, 21(1), 1 – 20.
Zelizer, C . (2003). T he R ole of Artistic Processes in Peace- Building in B osniaHerzegovina. Peace and Conflict Studies, 10(2), 4 – 16.
GJDS, Vol. 18, No. 1, May, 2021 | 119
Journal of Development Communication, Volume 32 (1)
© 2021 AIDCOM
EXPLORING THE RELEVANCE OF CIVIL SOCIETY
ORGANISATIONS AND MEDIA PARTNERSHIP FOR PROMOTING
SOCIAL ACCOUNTABILITY IN LOCAL GOVERNANCE IN UPPER
WEST REGION, GHANA
Africanus Lewil Diedong
Department of African and General Studies, Simon Diedong Dombo University of Business and Integrated
Development Studies, P. O. Box WA 64, Wa, Upper West Region, Ghana.
[email protected]
Damasus Tuurosong
Department of African and General Studies, Simon Diedong Dombo University of Business and Integrated
Development Studies, P. O. Box WA 64, Wa, Upper West Region, Ghana.
[email protected]
Lawrence Naaikuur
Department of African and General Studies, Simon Diedong Dombo University of Business and Integrated
Development Studies, P. O. Box WA 64, Wa, Upper West Region, Ghana.
[email protected]
Abstract
Despite the importance of community participation in local governance, the inputs of community
members on issues of local governance seem little in district assemblies in the Upper West Region of
Ghana. Social accountability is not a privilege for civil society organisations and citizens, but it is their
right as tax-payers and citizens to actively participate in development decisions that affect them. This
paper argues that such rights can be better actualised through innovative social interventions of civil
society organisations (CSOs) and stakeholders in local governance. The study assumes that until district
assemblies and development partners collaboratively work with communities to create a sense of
inclusiveness in local governance, the implementation of development projects would hardly be
beneficial. It employed a qualitative research approach. Data was sourced from in-depth interview of
implementers of a novel social intervention project and review of write-ups of journalists on
development issues in the Upper West Region. Content analysis was employed to analyse thirteen
sampled articles of journalists to identify issues of social accountability. Through analysis of an
innovative social intervention project of Action for Sustainable Development collaboratively carried
out with the media in the Upper West Region, the paper gives some insights on emerging issues about
CSOs’ innovative social intervention in local governance in the Upper West Region of Ghana.
Keywords: social innovation interventions, community development, media network, social
accountability, participation.
Introduction
Despite civil society efforts to increase citizens’ knowledge and skills to participate in local governance
and demand accountability from public officials, there are functional deficits in the mechanisms to make
public office holders accountable for their stewardship. The mechanisms provided under the Local
Governance Act, 2016 (Act 936) to promote participatory and accountable governance though explicit
and almost exhaustive, most citizens at the local level are oblivious of the happenings within the District
Assemblies (DAs). This can be attributed to the insufficient and erratic demand for accountability and
good governance coupled with the issue of citizens shying away from their civic duties. Most dutybearers are unwilling to open up for scrutiny. Citizens equally exhibit apathy in organising themselves
and spending time on social accountability processes without financial and material gains as opposed
1
The Journal of Development Communication
to the general benefits of social progress. Another challenge is the difficulty in accessing public
information and where it is provided, it seems incomprehensible to the average citizen especially on
financial matters.
The need to find innovative and sustainable ways of whipping up citizens’ consciousness of
local governance issues and how they affect their lives should engage the attention of development
partners, especially CSOs. The media is an important institution, which by the nature of its function in
society as the watchdog of private and public organisations, can partner with other CSOs, concerned
citizens and duty-bearers to enhance social accountability. It is in pursuance of the objective of
whipping up citizen’s interests and action on how to ensure transparency and accountability in
development governance at the decentralised level of governance (District Assembly), that some nongovernmental organisation such as ASUDEV finds it relevant to collaborate with media organisations
in the Upper West Region in particular and beyond to initiate the Citizens Action for Accountable
Governance (CAAG) project.
Profile of ASUDEV and its Core Activities in Wa and Sissala East Municipalities
ASUDEV is based in the Upper West Region of Ghana. Its core approach to development has been the
human rights-based approach through which the capacities of citizens are built as well as facilitating
advocacy and engagement with duty-bearers and development partners for effective delivery of social
services, fulfilment of fundamental rights and promoting social accountability. The Citizens Action for
Accountable Governance (CAAG) project is an initiative coming on the heels of the Social Public
Expenditure and Financial Accountability (SPEFA) project which was implemented by ASUDEV
within the Wa Municipality under the SNV/CSO consortium between 2014 and 2017. The CAAG
project was supported by STAR Ghana with funding from UK aid, European Union and Danida. The
one-year project was implemented in Wa and Sissala East Municipalities.
The Sissala East Municipality is beset with development problems such as poor road network,
making access to social services a challenge. It is common for teachers not to be able to go to school
because they cannot cross a broken bridge or inability to transport a woman in labour to the nearest
health centre during the rainy season. Farm produce cannot reach market centres at the right time and
some get spoiled in the process. Any effort to get roads fixed will be a catalyst for the sustainable
development of the Municipality. Other problems include post-harvest losses, which affects farm
productivity. The Sissala East Municipality is a major maize producer in the region. Unfavourable and
unstable pricing of agricultural commodities is a major development challenge. Even though the farmers
produce a lot of maize and other crops, access to markets is a challenge. Market queens from southern
Ghana take advantage of the situation by offering low prices for the farm produce. The income of the
farmers is, therefore, not maximised. In the Wa Municipality, under ASUDEV implemented the SEPFA
project to improve citizens’ perceptions of urban management and increase their engagement with urban
assemblies, and to increase citizens’ knowledge and understanding on local governance processes so as
to enable them constructively engage and demand for accountable and transparent delivery of public
services.
About 240 citizen forum members’ knowledge and awareness of development processes in the
Sissala East and Wa Municipal Assemblies increased. Different citizen forum members – 120 each from
the Sissala East and Wa Municipal assemblies, which participated in fora organised by ASUDEV
included Association of Tractor owners, Pensioners Association, Market Women Association, Parent
Teachers Association and Traditional Authorities. Issues of public concern the members deliberated
upon included: Stalled toilet projects at Kanton Senior High School and Tumu Senior High Technical
School and ban on harvesting of rose wood and yet vehicles still loading rose wood. According to a
Programme Officer of ASUDEV citizen forum members’ participation in budget hearing and planning
meetings had improved. The project enhanced the capacity of citizens groups to advocate for reforms
to improve security and some infrastructure in the Wa Municipality (ASUDEV, 2017). Other benefits
of the citizen fora were: feedback was received and actions taken on issues raised at Town Hall
Meetings and relationship between citizens forum members and duty bearers strengthened.
Effective resource governance requires responsible and accountable actions from stakeholders
to ensure that people derive maximum benefits from them. In this regard, citizens’ vigilance and efforts
2
Exploring the Relevance of Civil Society Organisations and Media Partnership
of CSOs aimed at demanding social accountability on local governance in the DAs is crucial. The
contribution of other CSOs towards the institutionalisation of the concept of social accountability in the
local governance system of Ghana led the Media Foundation for West Africa (MFWA) to
collaboratively initiate a project with three local-based radio stations in the Upper West Region. The
aim of the collaboration was to bring down the microphone to people at the grassroots to air their views
on pertinent issues of development. Community radio plays an important role in the lives of rural
communities as it creates, provides information and education and improves the process of
accountability (Ugboajah, 1985: 165-176). Local governance fora held from August 2-5, 2016 in the
Sissala East, Nandom and Wa Municipalities offered opportunities for citizens to engage their local
authorities on pertinent governance and pressing local development issues. Duty-bearers including local
assembly authorities responded to questions and concerns raised by community members on the dayto-day running of the assemblies. Issues such as roads, water, sanitation, tolls, markets, local
development projects, planning, budgeting and Common Fund allocations were the main topics for
discussion. The sessions were broadcast live on partner radio stations – Radford FM, Radio Progress
and radio Freed. The assemblies and CSOs, which collaborated with MFWA (see MFWA, 2016) on the
project were:
a) In Sissala-East Municipality, Radford FM and Action for Sustainable Development
(ASUDEV)
b) In Nandom Municipality, Radio Freed and Partnership for Rural Development Action
(PRUDA)
c) In Wa Municipality, Radio Progress and Centre for the Alleviation of Poverty, the
Environment and Child Support (CAPECS).
The growing interest in good governance, especially at DA level has been given further boost
with the Ghana Journalists Association (GJA) and Star Ghana's enhanced media and CSOs partnership
project. The collaboration is expected to contribute to enrich citizen's access to quality information
through structured media platforms and CSOs outlets (Hope, 2019). The expectations that people have
of their DAs is that they address their development problems and create an enabling environment for
citizen participation. Indeed, the DAs are the supply side of the transparency and accountability
equation. However, the reality on the ground seems to paint a different picture, which triggered two
main questions for the study:
a) How relevant are innovative social intervention projects in strengthening accountability
in local governance?
b) How can CSOs collaborate with the media to implement innovative social intervention
projects to support social accountability in local governance?
Theoretical Underpinnings of the Study
Two theories which guide the study were the Media Advocacy and Empowerment theories. The choice
of these theoretical frameworks is informed by the fact that one of the key objectives of ASUDEV’s
project was to promote media attention on social accountability in local governance and citizen
participation in community development. Since its inception in Ghana in 1987, the decentralisation
process as an offshoot of Ghana’s democracy, has witnessed growth. Currently, the total number of
MMDAs in Ghana is 168. The creation of new DAs, especially in remote communities in Ghana is a
positive move in the sense that not only has it brought governance closer to the people, but more
importantly, it signposts the fact that Ghana is committed to the implementation of core principles of
governance such as inclusiveness and participation. It implies that by this current arrangement of
governance in Ghana, communities in the various DAs have become stakeholders in the implantation,
nurturing and strengthening of the MMDAs.
But the question is: How deep and meaningful is peoples’ participation in the decentralised
governance system, taking into account their awareness, knowledge on processes and resource
availability and efficient utilisation, and their ability to demand accountability from duty-bearers?
Deficits in community members’ awareness, knowledge on processes and resource availability and
efficient utilisation suggest that there is need for community sensitisation on their rights and
responsibilities towards effective operationalisation of the DA concept. Apart from that, it is imperative
3
The Journal of Development Communication
that given the demands of social accountability, all stakeholders are empowered to actively participate
in local governance.
Social Accountability
In the literature, there are different perspectives on the concept of social accountability. Generally, it
can be defined as answerability on the part of public officials through citizens’ engagement to explain
what they have done or failed to do with public resources entrusted to them to judiciously utilise to
yield positive results. The concept can be defined as an approach towards building accountability that
relies on civic engagement, i.e., whereby ordinary citizens and/or CSOs participate directly or indirectly
in exacting accountability (Melana et al., 2004). Emphasis of this definition is on a set of mechanisms
needed for exacting accountability from duty-bearers. Such mechanisms, which are very often demanddriven, can make meaningful impacts if operated from bottom-up.
Notable among the bouquet of mechanisms needed for strengthening Ghana’s decentralised
development administration is social accountability. The World Bank (2006) defined social
accountability as: “the broad range of actions and mechanisms (beyond voting) that citizens can use to
hold the state into account, as well as actions on the part of government, civil society, media and other
social actors that promote or facilitate these efforts” (2006: 3). The application of the concept requires
some key pillars, which Melana enumerates as follows:
a) Building coalitions to initiate collective action;
b) Identifying an entry point such as involving people in meetings to obtain their views on
development plans;
c) Building an evidence base through compiling relevant public information, which can
either be supply-side government data or demand side users’ data;
d) Public dissemination of findings through public meetings, events or the media; and
e) Advocacy with public officials to bring change.
In the disbursement and management of Public Funds to MMDAs, the Ministry of Local
Government and Rural Development views social accountability as a vehicle through which people
who are affected by planned interventions have the right and capacity to demand accountability and
transparency from local politicians and administrators. Braimah et al. (2013: 65) observe that for
effective poverty and inequality reduction, active civic engagement in development planning plays a
kingpin role in sustainable public financial management. Reports (UNDP, 2018) on poverty situation
in northern Ghana point to the need for collective and sustained efforts by citizens and development
partners to tackle the issue. The relevance of using media for social innovation cannot be overemphasised. According to Podkslicka & Rennie (2018: 4), scholars of digital media - Mirek Filiciak
and Piotr Toczyski (2012), describe it as a progressive effort to use media to extend civic participation
and literacy to a group normally excluded from the public sphere, offering them concrete opportunities
for cross-cultural debate and learning. In fact, citizens have a right to voice their needs, opinions, and
concerns to help public officials and government to better understand their (citizen’s) priorities and how
to better serve the people (ASUDEV, 2017:19).
Media Advocacy and Local Governance
Media advocacy in support of local governance in Ghana seems low. A number of factors account for
this situation. One of the factors is the gap between the media and CSOs as a result of inadequate policy
literacy and capacity among journalists, civil society actors and citizens, particularly at the local
government level (Zephaniah, 2019). When used effectively, media advocacy is one of the powerful
platforms, which can influence decision makers, public officials and local politicians to be more
responsible and transparent in their respective duties. Wallack and Dorfman (1996:283) define media
advocacy to mean: “the strategic use of media to advance public policy initiatives.” The underlying
assumption of the theory is that the mass media to a large extent shape public debate, and consequently
political and social interventions.
Dzisah (2019: 95) documents that a key factor in its arsenal is that it has the ability to shift
focus from the personal to the social, from the individual to the political, from the behaviour or practice
4
Exploring the Relevance of Civil Society Organisations and Media Partnership
to the policy or environment. Reliance on media advocacy theory seems to suggest that the media is
capable of persuading people to support development initiatives and policies, especially when the
benefits are demonstrable. For example, through media advocacy, people can be informed and educated
about why they should participate and contribute in meetings and development discourses in the DAs.
It can be stated that dependence on the media and its advocacy power could lead to framing of socioeconomic and political problems of development of the DAs. Entman’s (1993) perspective of framing
linked the framing theory to agenda setting theory because it gives reference to salience of issues.
Framing theory further states that media can influence public opinion by overemphasing issues over
others through framing (Scheufele, 2000; Molloy, 2015:481; Mathes, 2009: 85). Advocacy for the wellbeing of people is the heart of the work of rights-based CSOs. The media plays an important role by
acting as an advocate, a facilitator and a watchdog over governance processes in the DAs to ensure
efficiency and effectiveness of the work of the DAs.
Empowering People for Development
Community development demands active participation of all interested parties to make it a reality.
Active and meaningful participation of youth, women, local farmers, persons with disabilities and other
excluded groups of people in governance is very critical if human development is to be equitable and
sustainable (UNDP, 2013). Tackling issues of local governance such as increasing local authorities’
awareness of local development and improved revenue mobilsation require that CSOs engage in series
of dialogues using various modes of communication, especially the mass media to reach out to a lot of
people. Impactful communication within an integrated communication framework capabl of
empowering people to take charge of processes and manage resources well in their communities should
strategically employ a mixture of traditional forms of communication mostly used by community-based
organisations (CBOs) and modern means of social communication such as community radio and
participatory videos.
Scholars (see White, 2008; Waisbord, 2001 & Melkote et al., 2002) have argued that the use of
such an integrated model of communication can create an enabling context for dialogue among
stakeholders on problems of development and how to find solutions to them. This implies that
onboarding people in the programmes, policies and development activities of DAs requires active
participation of people. The central point of argument of empowerment scholars (see Gready & Ensor,
2004; Melkote et al., 2001) is that participation in development should enable people to gain control
over their lives, their environment and their socio-economic conditions so as to enjoy an improved
quality of life. The emphasis is that the efforts of development must be focused on different forms of
empowerment of the popular classes:
a) The central notion of empowerment is to recognise the human dignity of all and
enable all to assume active roles in the national-global development process
b) Personal empowerment, consciousness-raising processes in which the poor and
excluded (such as women) overcome the imposed ideology that they are
incapable of governing
c) Organisational empowerment, the formation of organisations to represent them
and obtain resources for their development efforts
d) Political empowerment, that is, to understand how the political system works
in order to get resources for the people.
e) Communication empowerment, to organise their own popular media and control it for
their own education and to strengthen their own organisations.
The 1992 Fourth Republican Constitution of Ghana sets the grounds for the right of
communities and local people to participate in local matters. Chapter 20, clause 240, 2(e) states: “to
ensure the accountability of local authority, people in particular, local government areas shall be
afforded the opportunity to participate effectively in their governance.” Per bottom-up planning process
of the National Development Planning System (ACT 480, 1994), local communities are expected to
participate in the preparation of district or local plans through public hearing sessions, where the views
expressed are taken into consideration in the planning process.
5
The Journal of Development Communication
However, in the 2014 NGHDR Survey with the exception of voting during elections,
participation was found to be generally low (UNDP, 2018: 131). The tendency to underestimate the
knowledge and contributions of people from the grassroots as relevant inputs into the process of
implementation of DAs’ programmes and polices such as the disbursement of the Assemblies Common
Fund is yet to be overcome. Azeem et al. (2010: 87) note: “It is still the case that people most affected
by the outcome are left out of discussions on policy development, implementation, monitoring, and
evaluation. Every effort must be made to change this situation.” Therefore, there is the need for more
action to enable people actively participate in the development agenda of DAs. Therefore, the shift from
tokenistic form of participation (see Gaber, 2019) to empowered participation, which requires lots of
effort, cooperation and time should be embraced by all development partners in the DAs as the most
plausible approach to mobilizing and convincing people to commit themselves to the task of
development is in the right direction. Indeed, empowered participation (see Mefelopulos, 2008) is
manifested when relevant stakeholders take part throughout the whole cycle of development initiative
and have an influence on the decision-making process. A democratic-participant model of
communication can guide the DAs and citizens dialogues on issues of development. Some principles
underlying this model of communication is that communication is too important to be left in the hands
of professionals, and that individuals and minorities must be able to claim right of access to the media
and have their rights served by the media (Oosthuizen, 2002).
Participation and monitoring mechanisms situated within the local development administrative
system can increase transparency and reduce corruption. Participatory communication is one of the key
driving forces, which can be employed to achieve accountability and responsiveness in DAs.
Establishing a dynamic link between communication, media and good governance has been found to
be useful (World Bank, n.d). Demonstrably, analysed media reports (Kuorsoh, 2019; MFWA, 2016)
indicated that this form of participation is beginning to take shape in some communities in the Sissala
East and Wa Municipalities. Asuman (2019:24) observes that the appropriate end point for analysing
empowerment is an increase in control over community resources, or a positive change in the socioeconomic environment plus a sense of belonging.
Research Methodology
The study employed a qualitative research approach. Specifically, 13 out of 39 write-ups of journalists
(participants of ASUDEV training on Social Accountability) on development issues in the Wa and
Sissala East Municipalities were purposefully sampled. The purposive sampling technique was used
because the main criterion for sampling the 13 stories for assessment for the Media Award was that the
write-ups should be about development issues in the districts in 2019. The study adopted content
analysis approach to examine these 13 stories to see whether they dealt with variables such as
corruption, accountability and inclusiveness. As a message-centred methodology, content analysis is an
established research methodology particularly in quantitative research, which has been applied in other
content analysis studies (see Neuendorf, 2002; Riffe et al., 1993, 2005). Data was obtained from indepth interviews of one of the Lead Programme Officers of ASUDEV on implemented projects on
social accountability in local governance in the study area. The data gathered was subjected to thematic
analyses to demonstrate that the social innovative project of ASUDEV, and media partnership on
facilitation of citizens participation in social accountability in local governance system can empower
people.
Findings and Discussion
Contributions of ASUDEV to Social Accountability in Local Governance
ASUDEV’s attempts at initiating social accountability in the Sissala East Municipality was informed
and built on the SPEFA Project, which ASUDEV had implemented in the Wa Municipality. The project
on social accountability in local governance in the Sissala East was a scaled-up effort to afford citizens
of the area development programmes and projects of their assembly. Over 240 citizens in the Sissala
East and Wa municipalities had their capacities enhanced to be able to demand their rights to participate
6
Exploring the Relevance of Civil Society Organisations and Media Partnership
effectively in local governance. More importantly vulnerable groups such Persons with Disability, and
hard to reach communities - Gbenebiesi, Bawiesibelle, Santijan, Wuru, Katinia and Sentie were
included in the citizen fora. Their inclusion in decision-making and development planning and
implementation in the two municipalities is a remarkable shift from what pertains in the past.
Through citizen’s demand for social accountability in local governance some benefits have
accrued to citizens including improvement in sanitary conditions at the Wa Lorry Station, distribution
of waste bins in Sissala East, enforcement of sanitation bye-laws through sanitation guards in Sissala
East. Others included closing of a timber factory in Tumu, thereby safeguarding the environment,
enhancement of some feeder roads in the Sissala East, which has eased travelling from various
communities to the Municipal capital, Tumu.
The Sissala East Municipal Assembly and the Wa Municipal Assembly, the two main dutybearers under the project have become more accountable to the citizenry through the organisation of
town hall meetings and dissemination of financial information to the people as well as an improved
sense of consciousness to enable people participate in the activities of the DA. As indicated, some
citizen groups have had interactions with service providers such as private health facilities in the Sissala
East on some issues of public concern. Such civic-minded efforts to some extent, keep service providers
on their toes to deliver quality services.
The project kept on reminding the district assemblies of their mandate to publish the Financial
Templates and organise town hall meetings annually as stipulated in the Local Governance ACT, 2016
(936). Duty- bearers have become careful about making promises since they know individuals and the
media will hold them accountable if they do not deliver. Through the intervention of the project the two
municipal assemblies now invite citizens groups to participate in their meetings and key development
processes; assembly sessions, budget hearings and reviews of fee-fixing resolutions.
On the other hand, the citizenry in the two municipal assemblies have been empowered to
become more aware of their rights to participate and to know what is happening so that they can hold
duty bearers accountable for their actions. Citizens have become more conscious about the assembly
and its activities especially in areas of revenue collection and utilisation, contract execution by
contractors. Finance and financial management information of the two municipal assemblies have
become more available and accessible to citizens using the Public Financial Management Templates,
which used not to be the case. Revenue mobilization billboards located at the Municipal assemblies are
now constantly updated as a result of citizen demands for accountability from the Sissala East Municipal
assembly.
Leveraging Media Support on Social Accountability Issues in Local Governance
One of the key objectives of ASUDEV’s project was to promote media attention on social
accountability and citizen participation in local development. This requires that the various media
houses be targeted with interventions towards the achievement of this goal. The Upper West Media
Network for Social Accountability is a well-organised association of media organisations, and a product
of the erstwhile SPEFA Project. The ASUDEV project therefore targets them to lead the process of
achieving the goal of media attention to citizen participation. The function of the media as a mobiliser
of people to take part in activities to enable them improve on the quality of their lives in society
contributes towards making people become active citizens.
In fact, the notion of “democratic citizens” confers on members of the public the right and duty
to be well-informed of, and actively participate in decisions and actions that can lead to enhancement
in their standards of living. The citizens can only be well-formed if the media provides a credible
platform and set the agenda for public discourse of development issues in the districts. By this
intervention, the lessons from the project implementation would have a multiplier effect. The project
had made some gains in enhancing media attention to social accountability issues through the
introduction of the media in social accountability award. The emerging interest of the media on social
accountability is seen in the content of radio programming (see World Bank, 2003).
Thirteen journalists in the Upper West Region were trained on media and social accountability.
Issues of accountability and transparency in governance in the DA is vital to ensuring efficiency and
effectiveness in the use of resources. Using a Social Public Expenditure and Financial Accountability
7
The Journal of Development Communication
training manual for CSOs, which was originally developed by the SNV -Netherlands Development
Organisation under the SPEFA Project and adopted/reproduced under STAR Ghana Funded CAAG
project with express consent from the SNV as a resource material, ASUDEV trained the journalists to
have a firm grasp of the Local Government System, roles of citizens in social accountability, tools and
techniques for social accountability and the media and social accountability. The training was done
against the background of the fact that information dissemination and utilization in the implementation
of development projects can engender trust among various stakeholders of DA. CAAG’s involvement
of the media is viewed along the lines of how the media can report on social accountability and citizen’s
participation in development at the grassroots level. The onboarding of the media to give practical
approach to “social accountability” resulted in increased attention by media houses on development
problems in order to elicit needed responses from DAs and development partners to address them.
After the training, the journalists went to the field to practice what they learnt over a period of
time, with ASUDEV monitoring the extent to which they prioritised social accountability issues. As a
means of assessing the impact of the training on the work of journalists, ASUDEV organised a Media
Awards Competition for members of Upper West Media Network for Social Accountability. The
awards programme was aimed at recognising excellence in social accountability reporting and
encouraging media personnel to make social accountability a headline issue. The 13 sampled headline
stories, which, journalists presented as entries for the Maiden 2019 Media Awards Competition on
Social Accountability in local governance in the Upper West Region included:
a) Furniture shortage compel Bosuoyir primary pupils in the Wa Municipality to learn on
bare ground
b) Wa: Pupils saved from studying on bare floor by Humu Foundation
c) Citizens in the Lawra DA urged to seek information to demand accountability from duty
bearers
d) Four NGOs unveil project to support MMDAs revenue generation in the Upper West
Region
e) Don’t leave social accountability issues to CSOs alone
f) Sissala East MCE accounts to constituents on ongoing development activities in the
Municipality
g) Sissala West disburses GHC 1,636,836.00 (An equivalent of 278,916.04 US dollars) to
LEAP beneficiaries
h) USAID lauded for deepening accountability in agriculture governance
i) Wa Municipal seeks views on preparation of development plans
j) Report corrupt cases, public urged
k) ASUDEV launches Social Accountability Media Awards
l) No beds at Upper West Regional Hospital as children receive treatment on the floor
m) NDC women group in Wa Central donates to Wa Regional Hospital
n) Illegal mining in Wa East District of the Upper West Region.
In accessing the relevance and impact of the stories which were entered for the competition,
the judges looked out for articles which exposed corruption, abuse of power and encouraged
accountability or transparency in governance. They also prioritised stories that urged active citizens
participation or inclusiveness in the decision-making process, as well as the responsiveness of duty
bearers to issues affecting the citizenry. A content analysis of the stories revealed that three stories
advocated citizens’ participation in social accountability. The Ghana News Agency (GNA) appeared to
be at the forefront of advocacy for citizens’ participation in social accountability. In a story titled,
“Citizens in Lawra DA urged to seek information to demand accountability from duty bearers”, GNA
reported of a social accountability forum which was organized in Lawra during which the Lawra District
Assembly encouraged ordinary residents of the district to demand accountability from the Assembly.
Similarly, “Don’t leave social accountability issues to CSOs alone” and “Report corrupt cases, public
urged” are GNA stories which reported that the National Commission for Civic Education (NCCE) and
the Advocacy and Legal Advice Centre (ALAC) exhorted citizens of Kassana in the Sissala East
Municipality of the Upper West Region and Salaga in the Northern Region respectively, to join CSOs
in fighting corruption.
Some stories also alluded to corruption, maladministration and the shirking of responsibilities
by district assemblies, resulting in the denial of communities of some basic facilities. The GNA and Joy
8
Exploring the Relevance of Civil Society Organisations and Media Partnership
Online reported of furniture shortages at Bosuoyir M/A Primary School which led to 107 pupils sitting
on filthy bare floors to learn. The story is titled “Furniture shortage compels Bosuoyir primary pupils
in the Wa Municipality to learn on bare ground”. Similarly, a Home Radio report highlighted the plight
of patients at the Upper West Regional Hospital who received treatment on the floor owing to
inadequate beds in the Hospital. The story was captioned, “No beds at Upper West Regional Hospital
as children receive treatment on the floor”. Another criterion for judging stories which were entered for
the competition was responsiveness. The judges looked out for stories which showed that state and nonstate actors had responded to pressing development challenges of communities or showed
accountability to the people. The media presented stories with headlines such as, “Wa: Pupils saved
from studying on bare floor by Humu Foundation” and “NDC women group in Wa Central donates to
Wa Regional Hospital”. Similarly, some stories brought to light social accountability initiatives by local
government agencies, state institutions and CSOs. Such positive coverage was meant to encourage
institutions, which showed good examples in being accountable to their constituents. Examples of such
stories are, “Wa Municipal seeks views on preparation of development plans” (GNA), “Sissala East
MCE accounts to constituents on ongoing development activities in the Municipality” (Joy Online),
“Sissala West disburses GHC 1,636,836.00 to LEAP beneficiaries” (GNA). “ASUDEV launches Social
Accountability Media Awards” (GNA) and “USAID lauded for deepening accountability in agriculture
governance” (GNA).
The award-winning story for the competition was an investigative piece that exposed the corrupt
actions of state security agencies who brutalised ordinary residents of Wa East Municipality in order to
protect the interest of Azumah Resources Ltd. The story, titled: “Illegal mining in Wa East Municipality
of the Upper West Region” was produced by Radio Progress. The feature story detailed how Azumah
Resources Ltd. employed the services of the military to seize farm lands which the company used for
illegal mining purposes. The soldiers were alleged to have committed various human rights abuses
including seizure of residents’ motorbikes, raping women and physically assaulting young men in the
communities.
The quality of stories which were presented for the competition testified to the fact that the
ASUDEV project training had improved the knowledge of journalists on social accountability. To a
large extent, the stories which were presented for the competition addressed critical social
accountability issues. However, as the Chief Judge of the Awards programme observed, journalists
needed to improve upon the content of their stories since majority of the articles lacked depth of
coverage. Majority of the stories were straight news stories covering planned events, whereas feature
stories produced through research would have delved deeper into the social accountability issues. Only
the award-winning Radio Progress story was an investigative piece meant to uncover the abuse of power
by state actors. Social accountability would be given a boost if journalists within the Upper West Region
are trained to research into abuses of state power and expose acts of malfeasance in governance.
Given that in the Upper West Region, citizens participation in social accountability was still
low, the role of the media in sensitising the public to understand the importance of social accountability
cannot be over-emphasised (Kuorsoh, 2019). Training of journalists to project social accountability in
local governance can awaken their interest and desire to frame stories on development problems and
issues of collective interest in the districts. Stevenson & Dryzek’s (2014) observed that in citizen fora
the framing shifts from individual interest to the collective interest. The pioneering work of ASUDEV
in honouring deserving media houses and journalists in the Upper West Region for their works in
promoting social accountability, is a major social innovative initiative in Ghana. However, in an
interview with a Programme Officer of ASUDEV, he noted that their attempts at institutionalising the
concept of social accountability is weakened by funding challenges. Braimah et al. (2013) had noted
the weakness of CSOs to drive the social accountability concept in rural communities in Ghana. In
Ghana, and other African countries the media are financially constrained. As a result, media reportage
is more often than not overly sourced from officialdom to the neglect of rural communities. This
phenomenon tends to water down the core roles of journalists in society - adversarial, interpretative,
populist mobiliser and dissemination of news, which should be executed in a fair, equitable and
balanced manner (see Wahl and Hanitzsch's, 2009). As regards these roles of the media, the
adversarial and populist mobiliser duties of the media are hardly accorded attention so far
as development communication in local governance is concerned.
9
The Journal of Development Communication
Until development communication becomes a core aspect of the work of civil society
organisations, including the media through a conscious, well-planned and integrated
process, which offer platforms for citizens and duty-bearers to dialogue on resources
management and utilisation in DAs as done by ASUDEV and its partner agency – Star
Ghana Foundation and the media, targets 6 and 7 of the Sustainable Development Goals
can hardly be achieved. The functions of the District Assembly member as stipulated by the
Local Governance ACT 2016 (ACT 936) include consulting the community members on
their development problems and tabling them at sessions of the district assembly meetings
for the needed attention. It is clear that the assembly member’s role makes demands on
his/her communication competence.
However, within the local governance system, there are missing links in information
dissemination and effective communication regarding the ability of the assembly man to be at the
forefront of leading, and sharing useful information in order to mobilise community members to take
active interest in social accountability issues. Naaikuur (2020) reports the difficulty of assembly men
to regularly visit people in the district. Financial constraints seem to be one of the leading factors, which
disenable assembly men to regularly meet and share information with people. According to Azeem et
al. (2010: 87) it is the case that people most affected by the outcome are left out of discussions on policy
development, implementation, monitoring, and evaluation. Another issue of concern as reported by
Fosu et al. (2013: 28) is that “If revenues available to the assemblies are collected from the local people
then it is logical that the people should know how the revenues so generated are used.” It is therefore
imperative that attempts by CSOs in partnership with the media to focus their searchlights on these
concerns is strengthened and sustained.
Conclusion
Decentralisation has extended local governance to many communities in Ghana. This development is
gradually heightening people’s interest in how public resources allocated to various district assemblies
are utilised to the benefit of people. Duty-bearers in charge of managing the local administrative system
of government are required by law to account periodically for the resources disbursed for the
development of the DAs. The execution of various development programmes and projects in the DAs
can be realised if there is effective collaboration between duty-bearers in DAs and other stakeholders.
Such an effort implies that executing the development agenda of the DAs needs to be done in a
participatory, responsive, equitable, transparent and accountable manner in accordance with good
governance principles.
This study has demonstrated how social accountability mechanisms in the Sissala East and Wa
municipalities can be used to facilitate improved governance. Even though, the innovative social
intervention project of ASUDEV is beset with some teething challenges, it is yielding some positive
results. Media and CSO partnership in promoting social accountability in local governance in the Upper
West Region of Ghana is proving to be a vital social innovative platform. Under the umbrella of media
partnership for social accountability in local governance initiated by ASUDEV, people’s voices in
demanding accountability from duty-bearers on the use of public resources is being amplified and given
salience.
It is important to note that in view of resource constraints, the sustainability of such laudable
social intervention projects of CSOs is problematic. It is recommended that local and international
funding agencies establish a favorable, flexible and sustained policy toward funding such projects,
particularly in DAs in which people are less empowered to actively participate in local governance. In
view of the importance of media and CSOs partnership in tackling issues of local governance and the
interest such an endeavour is generating, the study recommends a nuanced baseline research on the
impact of media reportage on social accountability in local governance on people in DAs. This could
provide some pointers to factors, which account for the weakness of CSOs to contribute towards
effective institutionalisation of the social accountability concept within the local governance system in
Ghana.
10
Exploring the Relevance of Civil Society Organisations and Media Partnership
Acknowledgement
We acknowledge the support of ASUDEV in the form of relevant documents and data to write this
paper.
References
Abbey, C., Azeem, V. A., & Kuupiel, C. B. (2010). Tracking the Ghana District assemblies common fund. In M. McNeil & C. Malena (Eds.), Demanding good
governance: Lessons from social accountability initiatives in Africa (pp. 71-88). The World Bank.
https://openknowledge.worldbank.org/bitstream/handle/10986/2478/555460PUB0Dema1EPI1978968101PUBLIC1.pdf?sequence=1&isAllowed=y
Action for Sustainable Development. (2017). Citizens action for accountable governance project in collaboration with Star Ghana, UKaid, Danida and
European Union, Tumu, Ghana.
Arnstein, S. R. (1969). A ladder of citizen participation. Journal of the American Institute of Planners, 35(4), 216-224.
https://doi.org/10.1080/01944366908977225
Asuman, M. (2019). Community radio as a tool for development: A study of participation in the Fanteakwa district in Ghana [Unpublished master’s thesis].
University for Development Studies.
Danaa, Z. K. (2019, February 21). Civil society organisations and inclusive local governance, role of media. Retrieved December 4, 2020, from
https://www.graphic.com.gh/features/features/ghananews-civil-society-organisations-and-inclusive-local-governance-role-of-media.html
Dzisah, W. S. (2019). Relevance of communication strategies and funding orphanages in Ghana. Ghana Journal of Development Studies, 16(3), 87-108.
https://doi.org/10.4314/gjds.v16i3.5
Entman, R. M. (1993). Framing: Toward clarification of a fractured paradigm. Journal of Communication, 43(4), 51-58. https://doi.org/10.1111/j.14602466.1993.tb01304.x
Fosu, R. A., Krah, R. Y., & Obeng, K. (2013). Compliance of financial management regime in Ghanaian local government. Research Journal of Finance and
Accounting, 4(12), 19-29. https://www.iiste.org/Journals/index.php/RJFA/article/view/7755
Gaber, J. (2019). Building “a ladder of citizen participation”. Journal of the American Planning Association, 85(3), 188-201.
https://doi.org/10.1080/01944363.2019.1612267
Ghana News Agency. (2019, March 30). Wa Municipal begins Project One-Pupil One-Dictionary. https://newsghana.com.gh/wa-municipal-begins-project-onepupil-one-dictionary/
Gready, P., & Ensor, J. (2005). Introduction. In P. Gready & J. Ensor (Eds.), Reinventing development?: Translating rights-based approaches from theory into
practice (pp. 1-46). Zed Books.
Hope, K. E. (2019, January 15). Ghana: GJA, Star Ghana, CSOs collaborate for effective governance at local level. All Africa.com. Retrieved December 5,
2020, from https://allafrica.com/stories/201901150540.html
King, R., Owusu, A., & Braimah, I. (2013). Social accountability for local governance in Ghana. Commonwealth Journal of Local Governance, (13/14), 61- 76.
https://doi.org/10.5130/cjlg.v0i13/14.3724
Kuorsoh, P. (2019, April 2). ASUDEV launches social accountability media awards. GhanaWeb.
https://www.ghanaweb.com/GhanaHomePage/NewsArchive/ASUDEV-launches-Social-Accountability-Media-Awards-734877
Mathes, J. (2009). Framing responsibility for political issues: The preference for dispositional attributions and the effects of news frames. Communication
Research Reports, 26(1), 82-86. https://doi.org/10.1080/08824090802637114
Media Foundation for West Africa. (2016). MFWA, partners hold local governance dialogues in Upper West Region. Retrieved December 5, 2020, from
https://www.mfwa.org/country-highlights/mfwa-partners-hold-local-governance-dialogues-in-upper-west-region/
Mefalopulos, P. (2008). Development communication sourcebook: Broadening the boundaries of communication. The World Bank.
https://openknowledge.worldbank.org/bitstream/handle/10986/6439/446360Dev0Comm1ns0handbook01PUBLIC1.pdf?sequence=1&isAllowed=y
Melana, C., Forster, R., & Singh, J. (2004). Social accountability: An introduction to the concept and emerging practice (Social Development Paper No. 76).
The World Bank. http://documents.worldbank.org/curated/en/327691468779445304/Social-accountability-an-introduction-to-the-concept-andemerging-practice
Melkote, S. R., & Steeves, H. L. (2001). Communication for development in the Third World: Theory and practice for empowerment (2nd ed.). Sage
Publications.
Molloy, D. (2015). Framing the IRA: Beyond agenda setting and framing towards a model accounting for audience influence. Critical Studies on Terrorism,
8(3), 478-490. https://doi.org/10.1080/17539153.2015.1096654
Naaikuur, L. (2020). Exploring the contributions of community radio to local governance in Wenchi Municipality, Ghana [Unpublished doctoral dissertation].
Alborg University, Denmark.
Neuendorf, K. (2000). The content analysis guidebook. Sage Publications.
Oosthuizen, L. M. (2002). Media ethics in the South African context: An introduction and overview. Juta and Company.
Podkalicka, A., & Rennie, E. (2018). Using media for social innovation. Intellect Books.
Riffe, D., Aust, C. F., & Lacy, S. R. (1993). The effectiveness of random, consecutive day and constructed week sampling in newspaper content analysis.
Journalism & Mass Communication Quarterly, 70(1), 133-139. https://doi.org/10.1177/107769909307000115
Riffe, D., Lacy, S, & Fico, F. G. (2005). Analyzing media messages: Using quantitative content analysis in research (2nd ed.). Lawrence Erlbaum Associates.
Scheufele, D. A. (2000). Agenda-setting, priming, and framing revisited: Another look at cognitive effects of political communication. Mass Communication
and Society, 3(2-3), 297-316. https://doi.org/10.1207/S15327825MCS0323_07
Stevenson, H., & Dryzek, J. S. (2014). Democratizing global climate change governance. Cambridge University Press.
Ugboajah, F. O. (1985). Oramedia in Africa. In F. O. Ugboajah (Ed.), Mass communication, culture and society in West Africa (pp. 165–176). K. G. Saur.
United Nations Development Programme. (2013). Human Development Report 2013: The rise of the South: Human progress in a diverse world. UNDP.
United Nations Development Programme. (2018). Northern Ghana Human Development Report: Bridging the poverty gap and forging socio-economic
transformation to contribute to human development for all. Yamens Press.
Wahl-Jorgensen, K., & Hanitzsch, T. (Eds.). (2009). The handbook of journalism studies. Routledge.
Waisbord, S. (2001). Family tree of theories, methodologies, and strategies in development communication. Rockefeller Foundation.
Wallack, L., & Dorfman, L. (1996). Media advocacy: A strategy for advancing policy and promoting health. Health Education & Behavior,
23(3), 293-317. https://doi.org/10.1177/109019819602300303
White, R. A. (2008). Media and democratisation in Africa. African Communication Research, 1(3), 269-328.
World Bank. (2003). Social accountability and public voice through community radio programming (Social Development Notes, No. 76).
https://openknowledge.worldbank.org/bitstream/handle/10986/11301/275520PAPER0sdn76.pdf?sequence=1&isAllowed=y
World Bank. (2007). Social accountability source book. World Bank.
World Bank. (n.d.). The link between communication and good governance. World Bank.
Legislations
The Constitution of Ghana, 1992
Local Governance Act, 2016 (Act 936)
Local Governance ACT 1993 (ACT 462)
National Development Planning System (ACT 480, 1994)
11
Loading Preview
Sorry, preview is currently unavailable. You can download the paper by clicking the button above.
Athens Journal of Philology - Volume 8, Issue 1, March 2021 – Pages 79-96
On the Nature of Talk-in-Interaction:
A Pragmatic Study of Informal Conversations
By Justine Bakuuro* & Damasus Tuurosong+
This study attempts to uncover what the recurring patterns of interaction in
informal conversations are. It is also interested in finding out which recurring
patterns of interaction dominate in informal conversations and how these
recurring patterns of interaction play out in informal conversations. Data used
in the study includes only recordings of naturally occurring conversations of
close friends in informal settings. The researcher meticulously transcribed the
data using the conventions proposed in the Jefferson Notation System. In
Conversation Analysis (CA), transcription is part of data analysis. The
transcription/analysis reveals that four main recurring patterns characterize
informal conversations among friends: Adjacency Pairs, Topic Change,
Figurative Language and Dysfluency. The study further reveals the fact that
Adjacency pairs is a very dominant recurring pattern in friendly informal
conversations. As a form of turn-taking, Adjacency pairs largely characterized
the conversations compared to the other three recurring patterns. Finally, the
study underscores the fact that friendly informal conversations stay focused on
selected topics with very little or no change of topic. Mid-way between the little
or no topic change and the dominance of Adjacency pairs are dysfluencies and
rhetorical questions.
Keywords: conversation analysis, recurring patterns, informal conversations,
Jefferson notation system
Background
Language use in social interaction is the crust of the matter in typical
Conversation Analysis studies. Havey Sacks is a pioneering scholar in this field of
discourse studies as CA traces its roots to him (Wooffitt 2001). Sacks recorded and
analysed how people actually converse in typically ethnographic manner. It must
be stated that a myriad of studies have been done in this area since the 1960’s by
Havey Sacks and Gail Jefferson among other Discourse scholars. However,
different concepts and assumptions on conversation analysis (CA) have been used.
Hutchby and Wooffitt have defined CA as "….the systematic analysis of the talk
produced in everyday situations of human interaction: talk-in-interaction" (1998, p.
13). In the same way, Havey (1999) points out that CA is generally referred as
"…the analysis of utterances produced in daily communication…" CA focuses not
only on language produced by people in talk-in-interaction, but also on the
understanding and interpretation of the speakers of each other’s utterances during
*
PhD Candidate & Lecturer, Department of African and General Studies, SD Dombo
University of Business and Integrated Development Studies, Ghana.
+
Senior Lecturer & Head, Department of African and General Studies, SD Dombo University
of Business and Integrated Development Studies, Ghana.
https://doi.org/10.30958/ajp.8-1-4
doi=10.30958/ajp.8-1-4
Vol. 8, No. 1
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
the talk itself (Hutchby and Wooffitt 1998). Additionally, when analysing data,
characteristics like culture, gender and social background have to be considered
(Sacks 1992). Indeed, these factors are what make every CA study unique despite
the commonality of applying transcription conventions laid down by lead scholars
in the field, notably Gail Jefferson. These factors have been briefly touched on as
the social milieu, age, economic status and ethnic backgrounds of the participants
have been described to put the findings and conclusions in proper perspective.
Regarding data analysis, Atkinson and Heritage note that analysts are not
expected to interpret the participants understanding in utterances or to restrict them
during the recording of the data interaction. They are, instead, required to present
the data based on their own observation of the participants’ ordinary behaviour
throughout the interaction (Atkinson and Heritage 1984).
The first section looks at the methodology of collecting data such as
participants, context, and the recording itself. The second section looks at several
points in transcription procedure and system used in analysing the record data and
brief definitions of CA elements discussed in the data analysis. Moreover, a range
of symbols that exists in transcription will be introduced as well. The third section
is data analysis of a series of actions within utterances. However, this paper tends
to limit the discussion to particular aspects in conversation analysis. The aspects
consist of turn-taking, topic change, preference organization, listing, use of
figurative language, face saving, breakdowns and repairs and dysfluency. The
focus is on these aspects as they are the commonly associated parameters in doing
pragmatic CA studies such as this.
Problem/Justification
In conducting a scientific study on conversation analysis, the researcher
usually begins by setting up a problem connected with a preliminary hypothesis.
Generally, many language users, including us, believe that patterns usually recur in
both formal and non-formal conversational interactions. It is also believed that
recurring patterns of interaction vary between formal and informal conversations
when it comes to their dominance in speech. Language users also hold the view
that the manner of manifestation of recurring interactional patterns vary between
formal and informal conversations. It is against the backdrop of these assumptions
that this study is conducted to investigate the extent of accuracy and veracity of
these ground assumptions. Whilst many studies may have been conducted in this
regard, the socio-economic and cultural demographics that have been spelled out
in the Methodology clearly sets out the gap in this study to be filled. That is to say,
how does the manner of manifestation of recurring interactional patterns of
informal conversations of employed, married adult-male graduates (educated) of
the Dagaare ethnic extraction of northern Ghana play out? Admittedly, many
studies in CA have been conducted on informal conversations just like this study
as has been stated in the introduction above. However, the hypotheses laid down
for investigation, the setting, as well as the research participants always vary,
giving each a touch of uniqueness (in this case, as in the socio-economic
80
Athens Journal of Philology
March 2021
demographics outlined above) and hence a gap to fill up in this research area.
Simply put therefore, the problem under investigation here is to find out the
veracity and or accuracy of these assumptions as it pertains to the unique subjects
in this study. The study would thus provide for contrastive comparisons between
and among similar studies and that may occasion the basis for further studies in
this regard.
Questions
1. What are the recurring patterns of interaction in informal conversations?
2. Which recurring patterns of interaction dominate in informal conversations?
3. How do recurring patterns of interaction play out in informal conversations?
Assumptions
This study operates on the following hypothetical assumptions:
a. That interactional patterns usually recur in non-formal interactions;
b. That particular recurring patterns usually dominate in informal conversations;
c. That recurring interactional patterns manifest themselves in particular ways
in informal conversations.
Theory
This is fundamentally a descriptive qualitative study, employing the use of
quantitative methods. It therefore lends itself to a number of theories in language
study including theories in the field of pragmatics, Conversational studies,
ethnography and content analysis, among others.
It is however anchored strongly by the Discourse theory within the larger field
of Pragmatics and Discourse Studies. Indeed, as earlier indicated, a central focus
of discourse analysis is Conversation Analysis.CA is therefore at the centre of oral
discourse analysis (Hoey and Kendrick 2017). In general, discourse theory is
concerned with human expressions, often in the form of language. It highlights
how such expressions are linked to human knowledge. In other words, discourse
theory is concerned with questions of power and often with questions of
institutional hierarchies. In this study, the exchanges between speakers reveal to us
the question of power and human relations among the speakers by way of the
expressions used. Under very normal circumstances, this is not the case in
informal conversations among friends in an informal setting such as we have in
this study. But the reason for this may be due to the socio-cultural background of
the research participants. Among the Dagaaba of northern Ghana (as it is with
many other northern Ghana ethnic groups),age and position is highly respected, to
the extent that even in typically informal situations, respect for the elderly and
authority is marked. This is conveyed by the four main identifiable patterns which
characterise the three conversations: adjacency pairs, topic change, figurative
81
Vol. 8, No. 1
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
language and dysfluency. To this extent therefore, the study is anchored
theoretically by the Discourse theory in general but with a narrowed focus on
Critical Discourse studies.
Literature Review
By the nature and character of this study, relevant literature hinges around the
following key CA dimensions: turn-taking, topic change, preference organization,
listing, use of figurative language, face saving, breakdowns and repairs, and
dysfluency. The study will thus focus on these aspects in the analysis. As indicated
earlier (see end of Background), the focus is on these aspects as they are the
commonly associated parameters in doing pragmatic CA studies such as this.
Turn-Taking
Turn-taking is fundamentally the driving force of every conversation event.
Based on Sacks’s work in collaboration with two of his colleagues in the 1960s on
turn-taking, Beattie (1983) categorizes three techniques in indicating the turntaking system in CA. First is the technique called ‘previous speaker select next’
which happens if the previous speaker addresses a question directly to someone to
be answered and being a next speaker. It could be either by straight calling his/her
name or using a nonverbal sign such as gaze or gesture toward the person who is
selected to be the next speaker. Second is the "self-select" technique which means
that people gain their own turns by initiating utterance in a talk. Lastly, the
utterances are continued by the current person because the next speaker is not
selected and no one tries to gain the right to speak, according to Beattie (1983).
Have then explains that one of these categories comes before another
systematically. It means that the select-next speaker is followed by self-selection
and self-continuation techniques respectively (Havey 1999).
Preference Organisation
The structure of preference is signed by a first part in utterances that consist of
several action sequence pairs such as assessment, invitation, offer, proposal and
request. The adjacency pairs discussed in CA is involved within sequences to
examine the coherence of actions between utterances (Nur 2014). In one chapter of
her discourse analysis book, Wooffitt (2001) states, for example, that it is
understood that a question from the previous speaker should be followed by an
answer, an offer could be accepted or declined, an invitation could be possible
followed by an acceptance or a refusal, etc.
82
Athens Journal of Philology
March 2021
Use of Figurative Language
Only few specific studies have been done on the use of figurative language in
conversation (Fussel and Kreuz 1998). The common figurative expressions used
by people in a conversation are rhetorical questions, idioms, metaphor and irony.
Topic Change
Conversations are controlled by changing from one topic to another naturally.
It often cannot fully be predicted when the topic will be changed. The topic
change, however, appears when one of the speakers introduces a new topic which
is then agreed by the interlocutors (Seedhouse 2004).
Face Saving and Listing
Face saving is often defined as an action done by people to save theirs or
others’ position, idea, or assumption (Yun 2006). Face-saving in conversation has
a strong relationship with politeness (Holtgraves 1992).This is categorized in two
terms by Brown and Levinson; positive and negative faces. Negative face is
defined as a personality of someone who protects and prevents his right and
freedom to do something on his own willingness. Positive face is an action done
by speaker in attempting positive self-image without contrasting with others
(Brown and Levinson 1978).
As regard listing, it is a common thing occurs in a conversation. It happens
very often when the speaker left the last item of the list in the blank way. The
listing, however, is more specific when it is used in formal political speech in
order to attract people’s attention (Heritage and Greatbatch 1986).
Scholars such as Wardhaugh (2006), Mey (2001), Leech (1981) and Yule
(2010), among others, identify two types of face: positive face and negative face.
Simply put, positive face is the desire to win the approval of others; while negative
face is the desire to be unimpeded by others in one‘s actions.
Breakdown and Repair
Breakdown is linked to misunderstanding, obvious mistake in interaction, or
just an expression of doubtfulness. Breakdowns are often followed by repairs
which are divided into several categories; "self-initiated self-repair, other-initiated
self-repair, self-initiated other-repair and other-initiated other-repair" (Hutchby and
Wooffitt 1998, p. 61). Repair is a crucial part in a conversation in avoiding and
correcting misunderstanding. As the name suggests, repair is the mechanism by
which broken down conversations are restored to avoid misunderstanding.
Dysfluency
Dysfluency often takes place in an informal situation in social interaction. The
more informal the conversation, the more frequently it happens. It could be
83
Vol. 8, No. 1
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
symbolized by providing unfinished sentences, repeating words, or even repeating
parts of sentences. The dysfluency appears more often in two situations; when
someone or a group of people speaks in another language and when someone
speaks to people they are close to in their mother tongue (Hutchby and Wooffitt
1998).
Methodology
As mentioned earlier, a good conversation analysis begins by setting up a
problem connected with a preliminary hypothesis. The problem under
investigation in this study is linked to three generally prevailing hypothetical
assumptions in the field of CA (see assumptions above). Also, the data used in CA
is usually in the form of video or audio recorded conversations, collected with or
without researchers’ involvement, typically from a video camera or other
recording devices in the space where the conversation takes place (e.g., a living
room, picnic, or doctor’s office).We collected our data using the Voice Recorder
on an Infinix Hot 8 (Pro) Mobile phone. This device has very high voice recording
quality as we tested it ahead of the data collection.
The research subjects in this study comprised four regular friends including
one of us the researchers (corresponding author), all of whom are of the Dagaare
ethnic extraction of northern Ghana. As Davis (1984) puts it, ethnicity is "…a
critical socio-demographic factor in conversation studies…" The recording
however does not include his utterances as he carefully avoided being part. In
order that my not being part would not affect the interactions, I deliberately
engaged myself doing other things such as walking to the waitress to order meat
and drinks, going to urinate and greeting some people on other tables in the pub.
This took away all possible suspicions by the participants against me, thereby
making room for the collection of a truly naturally occurring data in the nature of
conversation. Indeed, this was confirmed as participants expressed surprise when I
told them I had recorded them, despite having told them earlier on and having had
their permission to do so. We are all male adults, aged between 29 and 42 years
with educational backgrounds of at least first degree. Big as this demographic
range may be, the findings can conveniently be generalized since other
demographics (socio-economic and cultural), are largely common to all
participants. This bridges the age demographic gap substantially. As indicated
earlier (Background), these social, cultural, gender and economic demographics
are crucial in every CA study to better situate the study and clearly establish the
gap that is to be filled by this study. We do meet quite regularly for purposes of
socialization and sometimes to discuss pressing socio-economic or political issues.
Our interactions are thus usually informal. We took a total of three recordings.
One of the recordings was on current economic hardship in Ghana (3 minutes, 28
seconds); the other on marital issues (lasting 4 minutes, 13 seconds); and the third
on political issues (lasting 3 minutes, 41 seconds). All three conversations were set
in pubs at different locations at different times during the day. We managed in
84
Athens Journal of Philology
March 2021
various ways not to be part of the conversations to avoid any possible personal
biases on the data. How did we do this, being part of the group?
Our aim was to collect data of naturally occurring speech (Sacks 1972). To
meet ethical standards, we discussed the impending research project with them
two weeks earlier before commencement of the series of recordings. They gave us
approval to use their conversations as data. On each occasion of recording the
conversations, we usually put on the Infinix Phone voice recording device, put it
somehow on the middle of the round table (occupying most of the frontal of my
side of the table with my bottle of drinks, glass and a rubber file, deliberately to
avoid suspicion arising from the position of my phone on the table) and leave the
table to do some other activity such as urinating or requesting meat for our
consumption. This we do, praying that incoming calls should not interrupt the
recording process. Fortunately, on all three occasions, no incoming call interrupted
the process. We consciously ensured that we sat away from noise in the pubs, so
the recordings are all very clear. Find attached the audio recordings.
After the secret recordings, we told them about them and played the tapes to
their hearing. They were shocked, saying they thought we were going to inform
them at the point of recording and that we may be using a very conspicuous
recording gadget like those used by Journalist and musicians. They however gave
us approval to use to the recording as data of the study. This therefore validates the
originality, reliability and empirical nature of this study.
We therefore went on to construct detailed transcriptions from the recordings,
capturing as much detail as is possible (Jefferson 1972, Hepburn and Bolden 2017,
Mondada 2019). After transcription, I performed an inductive data-driven analysis
aiming to find recurring patterns of interaction as well as their manifestation and
dominance in the conversation. Based on the analysis, we identified regularities,
rules or models to describe these patterns, enhancing, modifying or replacing
initial hypotheses as it were. While this kind of inductive analysis based on data
exhibits is basic to fundamental work in CA (Frohlich and Luff 1989), this method
is often supported by statistical analysis in applications of CA in some studies.
This study applied this statistical dimension in the analysis. It therefore makes the
study a descriptive semi-qualitative one as it employs both quantitative and
qualitative analysis (mixed methods). Some tables and charts have been used to
aid analysis. Data analysis in this study has been done in two phases: Phase I is the
Transcription of recorded data; Phase II is the analysis of Research Questions
based on transcribed data.
Transcription Procedure
In CA, data transcription is considered an integral part of the data analysis
process (Levinson 1983). This process is cumbersome. There are several ways that
are adopted by analysts in transcribing CA data. Havey (1999) states that while a
number of analysts usually pick out only the clear utterances spoken by
participants during interaction in a transcription in order to avoid confusion to the
readers, best practice in CA demands that analysts capture every detail of sounds
85
Vol. 8, No. 1
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
produced in the recording, whether it is audible, meaningful or meaningless, etc.,
without changing or correcting them. In other words, several analysts emphasize
on the content of the conversation to the neglect of how the language has been
used in its natural state. This compromises the quality of such studies as they
become less empirical and ethnographic.
In this paper, the recorded data was transcribed based on dictionary spelling
of English words as they are heard on the audio. Particular transcription
conventions are used in conversation analysis. The transcription procedure adopted
in this paper is a conventional one as propounded by Gail Jefferson, which has
come to be known as the Jefferson Notation System.The Jefferson Notation
System is a set of symbols, developed by Gail Jefferson, which is used for
transcribing talk.
Before explaining some examples of sequences in the conversation, I will
clarify the transcription convention I have chosen and adopted in my transcription.
A range of these symbols is employed from Havey’s book which were devised by
Gail Jefferson and commonly used by analysts in current CA publications.
Pauses are notated by their length in seconds that is shown in brackets and the
stressed words are underlined. Parts of the transcript that are symbolized by single
left square bracket indicate the point of overlap. Equal sign is the symbol for
indicating no gap between two lines. The arrows represent the higher or lower
pitches in the utterances. Some non-verbal features such as laughter are shown
within the square bracket. The colon indicates a long sound in a word. The angle
bracket is employed to indicate fast speech. Moreover, small degree sign is used to
indicate the part which is quieter than other parts in utterances (Havey 1999). The
use of feedback is also added as the transcript notation, for example "yeah", "mm",
"ok", and "well". In addition, commas and full stops are used in the transcription to
reflect their normal function in written language only.
Data Analysis
The analysis of data in this study is done in two phases. Phase I shall be the
transcription and coding of data. As mentioned earlier, transcription and coding of
recorded conversations are an integral and arguably the most important part of the
analysis process in any conversation study. Phase II shall respond to the research
questions in the study by applying appropriate data from the coded transcription.
Phase I: Transcription and Coding of Data
Transcription of First Conversation (Economy) (Lasting 3 Minutes, 28 Seconds)
1P
2S
3P
4A
5S
6A
7S
Cheap↑are you not in Gha:na?
Hmm….
↑Only big grammar=
=↑Yea:h=
Ya↓
I don’t know (.) if they believe in God. That’s my problem (3)
<me I don’t even know what to say>
86
Athens Journal of Philology
March 2021
8P
Oh↑ [laugh]
9S
Tweaaa (.) [laugh] ≠
10A I bought mine n:4200 Ghana plus number plate ↑problem [laugh] Together[laugh]
11A
Then you are even better. Do you know (.) the cost of mine ↑?...stop.
12A
Around this time of the year?
13S
Because [
14A
[We’re ↑dead[
15P
[Let’s just thank God for ability to feed and clothe [↑that’s most important
16S
[↑Yes ooo≠
17P
Yeah↓
18P
˚God save us˚
19A I think (.) we must all go into farming [
20P
[I bet you ooo↑, to supplement our meager salaries (1) with n:plenty
responsibilities if not,n:hmmm
21S
<n:Because last time > [
22A [I have come to believe that salary alone (.) cannot change one’s life
23A Right?
24S
Sure↓
25 A My↓ rent will be expiring in December, just ima:gine≠
26S
Just paid mine two months ago↓
27A That’s another ↑problem…I don’t ↓know (4) when I will complete my building
28 S Ahaa, have you resolved your plot issue?
29 P Where?=but me I’m building, they should come demolish it
30 P We are tired with landlords=
31P
=↓Abaaa!
32 P
n:Today this, tomorrow that [
33A
[As if a tenant is always a homeless person [oh nooo
34 S
[Oh↓
35P
(unclear) we all have homes(.) somewhere ≠
36A
But who cares? (2)
37P
No, but a few landlords are reasonable
38S
Ah have we paid all our drinks?=
39P
=↑No!
40S
How much is left?=
41P
=↑Yes!emmm
42S
Please add this…↑!
43P
You returned from funeral yesterday, so relax
44A
Oh yea, please ↑pick your money↓
45P
[↓Yeah, yeah↑
46P
I↑ know you are fucking loaded but another day
47S
Oh really? hahahah,[ you ↓know
48P
[We even needed to a:ccompany you, [because of the WASSCE invigilation
49S
Sure[
50P
n: hello…seller….
51S
Well, can’t really say any:thing again (collecting back money from table)=
52P
=relax bro↓
53S
[God con:tinue to bless our friendship[
54A
Amen= ↓
55S
=Yeah
56A
˚God dey˚ (3)
57S
[laugh]
87
Vol. 8, No. 1
58S
59A
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
Sure= it shall be well≠
=small, small=
Transcription of Second Conversation (Marriage) (Lasting 4 Minutes, 13 Seconds)
60S =…school fees (2) meanwhile she is also working hmmh..why?
61A n:hahahahaahahahaa↑hmmm…≠
62S ˚Is that how they are˚ everywhere↑?
63P <me I just ignore them some:times> why? (2) unfortunate[ man ˚always to blame˚
64S [As for my wife(.) it’s too much (2) I don’t get it↑ [too many demands
65A [↑Don’t go there my brother [laugh]
66P Freedom [laugh]that’s what they call it
67S [laugh] ↑interesting≠
68P Yeah [end of laugh] freedom
69A ↑Freedom now means spousal ex:ploitation..
70P Sure↑Together[laugh]
71S Well…˚<we will manage them like that>˚,
72P Problems everywhere=
73A =And problems of their fa:milies become your pro:blems too
74S
Oh yeah↑but problems of your family are not her problems, nooo↑
75P
The good thing is that(.) you are not obliged…do what you can
76S
n:Exactly my philosophy too..let them talk≠
77P
Last year I asked mine to add just GHC 200 to pay our rent.
78A Hmmm…≠
79P
She told me that her fa:ther has many houses↑
80S
Whaaa…t! (hands on head)
81P
↑Only God=
82A
=↑Yea:h=
83S
Ya
84A
So just do what you can that’s all (3)
85S
<we are in for trouble>
Yeah [laugh]
86P
87S
Ooh! (.) mine [laugh]
88A
That’s the ↑problem [laugh] Together[laugh] (2)
89A
So (3) we have to be very patient. But for how ↑lo:ng?
90A
How much is enough? The more you tolerate(.) the more they mis:behave
91S
Because [
92A
[It’s ↑difficult [
93P
[So just keep your ba:lance [↑blow hot and cold
94S
[↑Aha…so try to be firm and a bit loose(.) at the same time
95P
Yeah
96P
˚So you must look funny↑ as a hus:band˚ [laugh]
97A
But you will have the [
98P
[The children suffer sadly (1) nawaoo……
99S
<Because last time > [
100A [Noo,chil:dren will get to under:stand
101A ↑Right?
102S
˚Right˚
103A
Because as they grow(.) they get to understand that Daddy was not being
wicked≠
104S
Yeah,..problem here is that they try to change their minds too↓ against you..
105A That’s the ↑problem…I don’t ↓know (4)
88
Athens Journal of Philology
106S
107P
108P
109P
110P
111A
112S
113 P
114A
March 2021
You get it?..and we men are not good at that kind of thing=
=No
=To tell a child to dislike the mother≠
=↑No!
And we do not have the [
[We have that sym:pathy for them [ eii,but they don’t know
[Ok.I thought I was the on:ly one….
(unclear) the pains of child birth↓
n:Yeessss…..i respect and sympathise with them for that (2)
Transcription of Third Conversation (Politics) (Lasting 3 Minutes, 41 Seconds)
115P
…this year dieee…..
116S
So is NDC can:celling FREE SHS ?=
117P
=↑No!
118S
They will maintain it?=
119P
=↑Yes!
120S
Oh..that’s ↑interesting!
121P
Extending it to even private schools
122A
…and vo:cational institutions=
123P
[↓Yeah, yeah
124P
I know↓
125S
But we can judge (.) from our own experiences,[ you ↓know
126P
[But who↑ do we trust now? NDC or NPP? ↑
127S
mm..well (2) debatable! What’s exactly their aim? Getting votes?
128P
Ultimately so↑
129S
And then how (.) can they achieve these plenty pro:mises? [
130A
[The manifesto itself=
131P
=Exa:ggerated promises? But I like NPP’s a:ggressive nature ooo…
132
At least man must dream big![ Over 600 promises in 2016
133A
[And even more this time around↓= [laugh]
134S
=Yeah≠
135A
˚eiii power…˚ (3) [
136S
As for FREE SHS it’s a good thing= Mahama dare not touch it… ehm
↑scrap it and see… ˚wo be ti bobolibobo˚= [laugh]
137A
=in:fact I admire that party (.) for their brave policies=
138S
=Yeah sure (2) just look at health in:surance who plays with health?
139A
Their main cha:llenge as a party…(unclear)… ≠
140P
[NDC too has done well on infras…..
141A
…the control by some few people at the top. That’s NPP problem
142S
˚power struggle˚ [
143P
<Gha:naians are now wise ooo> they want results [about ˚not mere promises˚
144S
[Sure (2) poli:ticians must know this….the [
145A
[↑Independence
146P
Freedom [laugh]
147S
[laugh] ↑interes:ting
148P
Yeah↓ [you can:not force peo:ple to follow you≠
149A
↑Freedom!...[laugh] (3)
150P
Gone are the days… To:gether [laugh]
151S
Well…˚<fear dele:gates [laugh]>˚, oh my God! ..Sir John!
152P
Hmmm↓= one fine poli:tician ooo.
153A
=n:Oh yeah=he doesn’t insult(.) opponents.. but full of hu:mour
89
Vol. 8, No. 1
154S
155P
156S
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
What can we do? God knows best…
Yah↓, now that there is n:plenty food on the table,he is gone[
=That’s God for you↓ [ He says our ways are not his ways≠
Phase II: Responding to Research Questions based on Transcribed Data
Research Question 1: What are the Recurring Patterns of Interaction in Informal
Conversations?
&
Research Question 3: How do Recurring Patterns of Interaction Play out in Informal
Conversations?
NB: The two Research Questions above are analysed and discussed together due to
their closely related nature. We find it more convenient and appropriate to identify
the occurrences of recurring patterns and indicate thereof, how those recurring
patterns manifest themselves in the transcribed conversations, rather than separate the
two. Research question 2 is not so closely related, hence the isolated analysis of it.
Analysis
The ensuing discussion provides answers to the two research questions above.
There is no conversation without turn-taking. Ochs (1979) defines a turn as "…an
utterance bounded by significant pause or by utterance of other participants". In
other words, a turn is the speech of one person continued until another takes the
floor. An adjacency pair is a sequence of two related utterances by two different
speakers. The second utterance is a response to the first. It is a particular type of
turn taking structure. Throughout the three conversational pieces, turn-taking
inevitably exists as a recurring pattern. Adjacency pairs, as can be seen in Table 1,
play a very great role in terms of turn-taking in these series of conversations. This
spans from the pairs of utterances 1P/2S through 23A/24S, 40S/42P, 66P/67S,
81P/83S, 118S/119P, etc., to 155P/156S (just to mention a few). As explained
already, an adjacency pair is a sequence of two related utterances by two different
speakers. The second utterance is a response to the first. In all these pairs therefore,
a first turn-taker usually says something which is reacted to somehow by a second
turn-taker. In 1P/2S for instance, the second turn-taker 2S’s expression "Hmmm…"
is a reaction or response to 1P’s utterance "Cheap↑are you not in Gha:na?"
Moving on, 79P’s utterance "She told me that her fa:ther has many houses↑" is
reacted to or relates with 80S’s response "Whaaa…t! (hands on head)". The same
can be said of the remaining 42 pairs of utterances as shown in Table 1.
Secondly, one recurring pattern in the series is topic change. Though not very
regularly recurrent relative to the other tenets under consideration, this major tenet
of CA occurs in utterances 38S, 50P and 151S, across the three recordings. In
utterance 38S, the change in topic was from the Economy to the question of
whether all the drinks on the table had been paid. These are two unrelated matters
to the extent that the speaker deflected from the main subject of discussion which
was the Economy to enquire if they owed the pub as of the time of the enquiry. In
50P, the speaker again deflected from the Economy into calling the pub attendant.
And finally in 151S, the speaker changes topic from Politics in general to talk
about a personality in Ghanaian Politics (known as Sir John).It must be noted that,
90
Athens Journal of Philology
March 2021
much as there seem to be some relatedness, the conversation took a totally
different dimension after this particular utterance. The conversation dived from
general political issues to the personality traits of a deceased politician. So the
change is one from politics to the character.
The third recurring pattern revealed in this analysis is Figurative Language. In
155P, the expression "…plenty food on the table.." depicts symbolism within the
context. The speaker means to underscore the fact that the deceased’s party is
currently in power and therefore, if he was alive he would have enjoyed power
too. Therefore, food is used to represent power symbolically. The second
figurative device used in the recordings is rhetorical question. This is a question
that does not really demand an answer or is meant to emphasise a point. This is
manifest in 1P, 29P, 60S, 62S, 89A, 90A and 127S.
Fourth and finally, dysfluency is another recurrent pattern in the conversations.
From the review of literature earlier in this work, Dysfluency often takes place in
an informal situation in social interaction. The more informal the conversation is,
the more frequently it happens. It could be symbolized by providing unfinished
sentences, repeating words, or even repeating parts of sentences. This scenario is
clearly manifested in 2S, 50P, 60S, 61A, 78A, 115P, 135A, 139A and 140P.
Among the variables listed above which determine dysfluency in a conversational
piece, unfinished sentences is the predominant variable as far as the three
recordings are concerned. It occurs in all the utterances listed above as in
"Hmmm…", "infras…," etc. They generally do not really express complete
thoughts within the contexts in which they occur.
Research Question 2: Which recurring patterns of interaction dominate in informal
conversations?
Analysis
From the analysis of data in Phase 1 of Data analysis above, the frequency
tallies for the four recurrent patterns in these conversations have been summarised
in Table 1. Clearly, Adjacency pairs is the most dominant with a total tally of 44
pairs across the three conversations. This is followed distantly by Dysfluency with
a tally ratio of 9. Dysfluency is closely followed by Figurative Language with total
tally of 8 and finally Topic Change with a total tally of 3 (see Table 1).
91
Vol. 8, No. 1
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
Table 1. Frequency Distribution of Recurring Patterns
Total
Adjacency Pairs
1P/25
94S/95P
3P/4A
98P/100A
3P/5S
101A/102S
10A/11A
104/105A
15P/16S
116A/112S
15P/17P
113P/114A
23A/24S
116S/117P
35P/36A
118S/117P
38S/39P
119P/120S
40S/43P
121P/122A
46P/47S
121SS/123P
48P/49S
127S/128P
53S/54A
132S/133A
60S/61A
133A/134S
64S/65A
137A/138S
66P/67S
143P/144S
69A/70P
151S/152P
73A/74S
152P/153A
75P/76S
154S/155P
79P/80S
155P/156S
81P/82A
81P/83S
85S/86P
93P/94S
44
68.8
Topic
Change
38S
50P
151S
Figurative
Language
1P
60S
62S
29P
89A
90A
127S
155P
3
4.7
8
12.5
Dysfluency
2S
50P
60S
61A
78A
115P
135A
139A
140P
9
14.0
64
100
The tallies in Table 1 are graphically represented in the Bar Chart in Figure 1.
Figure 1. Frequency Distribution of Patterns
92
Athens Journal of Philology
March 2021
In terms of percentage distribution, the tallies are further represented in the
Pie Chart in Figure 2.
Figure 2. Percentage Distribution of Patterns
Discussion
It is worthy of note that the nature and procedure of the analysis of data in this
study embodies both the analysis and discussion of the results concurrently. Any
further attempts to discuss findings may result in mere duplications, repetitions
and redundancies. We therefore take you straight to the conclusions drawn from
the study.
Conclusion
From the foregoing analysis and discussion of results, three conclusions
can be drawn based on the three research questions in this study. The analysis
reveals that four main recurring patterns characterize informal conversations
among friends: Adjacency Pairs, Topic Change, Figurative Language and
Dysfluency. This answers Research Question 1. For Research Question 2,
Table 1 clearly outlines the overwhelming dominance of Adjacency pairs as a
form of turn-taking over the other three recurring patterns. One may thus
conclude that adjacency pairs dominate in informal conversations among
participants who are friends. It may also be concluded, for Research Question
3, that friendly informal conversations stay focused on selected topics, driven
by close adjacency pairs, riddled with dysfluencies and tied together by
rhetorical questions with very little propensity towards topic change.
93
Vol. 8, No. 1
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
References
Atkinson M, Heritage J (1984) Structures of social action: studies in conversation
analysis. Cambridge: Cambridge University Press.
Beattie G (1983) Talk: an analysis of speech and non-verbal behavior in conversation.
London: Open University Press.
Brown P, Levinson SC (1978) Politeness: some universals in language use.
Cambridge: Cambridge University Press.
Davis LE (1984) Ethnicity in social group work practice. New York: Haworth Press.
Frohlich DM, Luff P (1989) Conversational resources for situated action. In Wings for
the Mind. Proceedings of the SIGHI Conference on Human Factors in
Computing System (pp. 253–258).
Fussel SR, Kreuz RJ (1998) Social and cognitive approaches to interpersonal
communication. Mahwah, NJ: Lawrence Erlbaum Associates.
Havey PT (1999) Doing conversation analysis: a practical guide. London: SAGE
Publications Ltd.
Hepburn A, Bolden GB (2017) Transcribing for social research. SAGE Publications
Ltd.
Heritage J, Greatbatch D (1986) Generating applause: a study of rhetoric and response
at party political conferences. American Journal of Sociology 92(1): 110–157.
Hoey ME, Kendrick KH (2017) Conversation Analysis. In AMB De Groot, P Hagoort
(eds.), Research Methods in Psycholinguistics and the Neurobiology of
Language: A Practical Guide, 151–173.
Holtgraves T (1992) Language and face-work. Social Psychology Quarterly 5(2): 141–
159.
Hutchby I, Wooffitt R (1998) Conversation analysis: principles, practices and
application. Cambridge: Polity Press in Association with Blackwell Publishing.
Jefferson G (1972) Side Sequencers. In DN Sudnow (Ed.) Studies in Social Interaction,
294–333. New York, NY: Free Press.
Leech G (1981) Semantics: the study of meaning. 2nd Edition. Harmondsworth: Penguin
Books.
Levinson CS (1983) Pragmatics. Cambridge: Cambridge University Press.
Mey J (2001) Pragmatics: an introduction. Oxford: Blackwell Publishing.
Mondada L (2019) Contemporary issues in conversation analysis: embodiment and
materiality, multimodality and multisensoriality in social interaction. Journal of
Pragmatics 145: 47–62.
Nur A (2014) Classroom Related Talk: Conversation Analysis of Asian EFL Learners.
Journal of Language, Education, and Humanities 2(1).
Ochs E (1979) Planned and unplanned discourse. In T. Givon (ed.), Syntax and Semantics.
New York: Academic Press.
Sacks H (1972) On the analyzability of stories by children. In JJ Gumperz, D Hymes
(eds.), Directions in Sociolinguistics: The Ethnography of Communication, 325–345.
New York: Rinehart & Winston.
Sacks H (1992) Lectures on Conversation. Oxford: Blackwell Publishing.
Seedhouse P (2004) The interactional architecture of the language classroom: a
conversation analysis perspective. Malden, Mass: Blackwell.
Wardhaugh R (2006) An introduction to sociolinguistics. 5th Edition. Blackwell
Publishing.
Wooffitt R (2001) Discourse as data: a guide for analysis. London: SAGE
Publications Ltd.
94
Athens Journal of Philology
March 2021
Yule G (2010) Pragmatics. Oxford: Oxford University Press.
Yun CC (2006) Preserving students’ face in foreign language teaching. Sino-US
English Teaching 3(12): 45–47.
Appendix
Symbols
(.)
:
(≠)
(2), (3), etc.
Short pause
Prolonged pronunciation/sound
Longer pause
Repeated action
Sounds
[
=
↑
↓
[laugh]
n:
<speech>
˚speech˚
….
1, 2, 3, 4, 5, etc.
P, S, A
Stressed words
Overlap (point when the next utterance interrupts)
No gap between two utterances
Higher voice pitch
Lower voice pitch
Nonverbal feature
Long sound
Fast speech
Quiet speech
Elliptical expressions
Numbering/labelling of utterances
Participants in the conversation
NB: The numeral-letter tags are meant to give unique identification to each
utterance for ease of reference.
95
Vol. 8, No. 1
Bakuuro & Tuurosong: On the Nature of Talk-in-Interaction…
96
Establishing the Rationale for Media Education for
Students in Ghana
Africanus L. Diedong1
Damasus Tuurosong2
Abstract
Recent developments in Information, Communication and Technologies
(ICT) is propelling shifts in how important institutions such as the family,
school and religion impart values to people, especially young persons.
Arguably, these institutions seem to be losing their enviable positions as the
main purveyors of values and wisdom in society. The paper argues for an
overall rationale for media education in Ghana. Questionable contents of
some media seem at variance with Ghanaian cultural values and norms
within a context in which Media Education is taken for granted demands
examination. In terms of methodology of the study, documents and other
scientific research papers on Media Education were reviewed. A major
finding of the study is that in Ghana there is no formal discourse about the
need to integrate media education into curriculum. Therefore Media
Education is yet to become a relevant course in the curricula of schools
from the basic level of education to the second cycle through to the tertiary
level. The paper concludes that Ghana can profit from a policy that
establishes Media Education (ME) in her school system.
1
Africanus L. Diedong is a senior lecturer and the Vice Dean of the Faculty of Integrated
Development Studies at the University for Development Studies, Wa Campus, Ghana. He holds
Ph.D. in Social Communication from the Gregorian University, Rome. He is a product of the
Ghana Institute of Journalism. His areas of research include media ethics, development
communication, journalism education, community radio broadcasting and media-religion-culture.
2
Damasus Tuurosong is a senior Lecturer and the Head of Department of the Department of
African and General Studies at the University of Development Studies, Wa Campus, Ghana. He
holds a Ph.D. in Development Studies from the University of Cape Coast. He is also a product of
the University of Ghana. His research interest include Endogenous media in development,
potential of theatre for development and indigenous modes of communication.
Corresponding Author: Africanus L. Diedong, University for Development Studies, Wa
Campus, email:
[email protected]
80
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
Keywords: Media education, curricula, values, ICT, youth
Introduction
The importance of education in the process of development is recognized
the world over. Education is central to the quality of life of people and it is
has a result of this that the government of Ghana spends a substantial
amount of the national budget to finance education. Available statistics
indicate that Ghana spends above UNESCO‟s recommended ceiling of 20
per cent of a country‟s national budget on education (UNESCO, 2014).
Prudent investment in education requires effective and strategic planning in
order to reap the benefits new initiatives geared toward strengthening and
improving the quality of education, particularly the content of academic
programmes at all levels of the education system.
Following developments in the Information, Communication and
Technology (ICT) field and its influence on people‟s lives, Ghana like other
countries in Africa and beyond had to take appropriate measures to reevaluate the content of curriculum in the educational system.
The government of Ghana has noted the numerous benefits of ICT training
and education. Consequently, from the basic level of education to the Senior
High School through to the tertiary level, courses in ICT are being offered.
The government has acknowledged the need for ICT training and education
in the schools, colleges and universities and the improvement of the
education system as a whole. The deployment of ICT into education will
result in the creation of new possibilities for learners and teachers to engage
in new ways of information acquisition and analysis. ICT will enhance
access to education and improve the quality of education delivery on
equitable basis (Ministry of Education, 2008).
Despite such benefits associated with the introduction of ICT in the
curricula of schools, there is an apparent gap in how both teachers and
students can acquire needed competency, skills and knowledge to enable
them become empowered media literates. The absence of ME courses in
Ghana‟s education system has implications for effectively and efficiently
educating students to squarely face the challenges of industry and the
culture of work in the 21st century, which depends on ICT and the media.
81
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
Indeed, the quest for sustainable education could be a mirage without ME
being taught as a relevant course in Ghana‟s schools. The relevance of ME
cannot be over-emphasised. It seems that audiences of diverse media
systems seem unaware of the fact that notwithstanding the fact that the
media furnish us with lots of news and multiple interesting entertainment
packages, they equally at times in no small measure negatively influence
peoples‟ attitudes, behavior and mindsets. Communication scholar, Piere
Paolo Passolini, as cited in Srampickal and Perumpally (2009: iv) succinctly
captures this reality with the observation:
The consumers do not realise that the media programmers
are like the juicy bones that the burglars throw to the
watchdog to keep it busy while he goes in to burgle the
house. The threat of Stalin or Hitler was external. But the
electronic technology is within our gates, and we are numb,
deaf, blind and mute about its encounter with our lives.
However, it is not the time to suggest strategies on how to
counter this, when the threat has not even been
acknowledged to exist by most people.
Yet currently, apart from the University for Development Studies in Ghana,
which runs an ME course at Level 300, no other university/school from the
basic through to the tertiary level has integrated ME in their curricula. It is
important to note that in Ghana, though some courses that are run by some
tertiary institutions are aimed at achieving media literacy, it needs to be
made clear that ME provides the foundation and initiates the process, and
media literacy (ML) the outcome of the process. It is necessary to point out
the conceptual difference between ME and ML. ME focuses on the process
of creating awareness and knowledge about the media industry and the
meaning embedded in them. Gaining such knowledge enables users to be
active recipients of media messages through the competencies they have to
demand quality in the messages produced. Fedorov (2001:8) equates media
education (ME) to the shaping of culture of interaction with media, the
development of creative, communicative skills, critical thinking, perception,
interpretation, analysis and evaluation of media texts, teaching different
forms of self-expression using media technology. ML is the knowledge and
skills learners acquire as the outcome of being educated about the
importance of media in society. ML provides tools for people to critically
82
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
analyze messages, offer opportunities for learners to broaden their
experience of media and develop their creative skills in making their own
media messages (Fedorov, 2015). UNESCO captures the essential
boundaries of ME as all communication media including the printed word
and graphics, sound, still and motion images, delivered on any kind of
technology. It enables people to gain understanding of the communication
media used in their society and the way they operate and to acquire skills
using these media to communicate with others. It ensures that people learn
how to analyze, critically reflect upon and create media texts and identify
the sources of media texts, in the context of their political, social,
commercial and/or cultural environments. ME also entails interpreting
messages and values offered by the media and selecting appropriate media
for communicating messages or stories to reach their intended audience
(UNESCO, 1999 cited in Fedorov, 2015).
Therefore, without the direct teaching of ME in schools in Ghana, it may be
difficult for tertiary institutions teaching some courses indirectly related to
ME to achieve the aims of media literacy. This paper focuses on
establishing the rationale for Media Education for studentsi. The paper is
made up of five inter-related sections: the Introduction, Literature Review
on ME, ME and Social Media Menace, Making Practical Sense of the
Theory of Media Education and Conclusion.
Literature Review on Media Education
Communication technologies now provide new platforms for audiences to
engage by using various kinds of media and the shift in how people
communicate and learn highlights of the importance of media education.
Cycles of information revolution and education reform are fuelling
significant changes in the sectors of media and education the world over.
The importance of media education in the curriculum of education is being
appreciated in many countries, albeit at different levels of implementation.
Notably, almost three decades have passed since the Grunwald Declaration
on Media Education was issued by the representatives of 19 nations at
UNESCO's International Symposium on Media Education in Germany
(UNESCO, 1982). At the ground-breaking international symposium on ME,
the declaration noted:
83
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
We live in a world where media are omnipresent: an
increasing number of people spend a great deal of time
watching television, reading newspapers and magazines,
playing records and listening to the radio. In some countries,
for example, children already spend more time watching
television than they do attending school. „Rather than
condemn or endorse the undoubted power of the media, we
need to accept their significant impact and penetration
throughout the world as an established fact, and also
appreciate their importance as an element of culture in today‟s
world. The role of communication and media in the process of
development should not be underestimated, nor the function of
media as instruments for the citizen‟s active participation in
society. Political and educational systems need to recognize
their obligations to promote in their citizens a critical
understanding of the phenomena of communication.
Regrettably most informal and non-formal educational
systems do little to promote media education or education for
communication. Too often the gap between the educational
experience they offer and the real world in which people live
is disturbingly wide. But if the arguments for media education
as a preparation for responsible citizenship are formidable
now, in the very near future with the development of
communication technology such as satellite broadcasting, twoway cable systems, television data systems, video cassette and
disc materials, they ought to be irresistible, given the
increasing degree of choice in media consumption resulting
from these developments. „Responsible educators will not
ignore these developments, but will work alongside their
students in understanding them and making sense of such
consequences as the rapid development of two-way
communication and the ensuing individualization and access
to information. This is not to underestimate the impact on
cultural identity of the flow of information and ideas between
cultures by the mass media.
84
2018
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
The school and the family share the responsibility of preparing
the young person for living in a world of powerful images,
words and sounds. Children and adults need to be literate in all
three of these symbolic systems, and this will require some
reassessment of educational priorities. Such a reassessment
might well result in an integrated approach to the teaching of
language and communication. Media education will be most
effective when parents, teachers, media personnel and
decision-makers all acknowledge they have a role to play in
developing greater critical awareness among listeners, viewers
and readers. The greater integration of educational and
communications systems would undoubtedly be an important
step towards more effective education.
Action points competent authorities were called upon to carry out included:
initiate and support comprehensive media education programmes - from
pre-school to university level, and in adult education - the purpose of which
is to develop the knowledge, skills and attitudes which will encourage the
growth of critical awareness and, consequently, of greater competence
among the users of electronic and print media. Ideally, such programs
should include the analysis of media products, the use of media as means of
creative expression, and effective use of and participation in available media
channels; and develop training courses for teachers and intermediaries both
to increase their knowledge and understanding of the media and train them
in appropriate teaching methods, which would take into account the already
considerable but fragmented acquaintance with media already possessed by
many students.
The question is: How far has Ghana gone with the implementation of such
recommendations? Little efforts have been made so far in making sure that
ME is taught in schools. While ME was evolving in other continents, Africa
was left behind until 1994 when the dismantling of apartheid and the
institution of democracy in South Africa brought in its wake an increasing
demand for Media Education. The first national Media Education
conference in South Africa was actually held in 1990 and the new national
curriculum has been in the writing stages since 1997
(http://www.medialit.org/voices-media-literacy-international-pioneers85
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
speak). Fedorov (2015) established that Canada, Great Britain, Australia,
France and the USA are leading countries in the development of media
education, followed by Denmark, Finland, Germany, Norway, Sweden,
Switzerland, Japan, Mexico and Taiwan. Apart from South Africa, which
7.69% of respondents mentioned as a leading country in ME, no African
country‟s efforts at promoting ME was recognized.
Therefore, it is clear that in Africa only South Africa has initiated some
concrete efforts to support media education programmes, even though the
efforts are quite below expectations. In a paper titled: “Media education in
South Africa: Whence and wither?” Prinsloo (1994) reports that ME exists
in South African schools. However, Prinsloo notes that what is of concern is
that ME not being taken seriously stems from a continuing lack of
understanding of what ME offers to teachers and learners.
The picture is completely different in other countries outside Africa. The
Philippines manifests considerable interest in media education, but most
seems concentrated in Catholic schools and other religious organisations.
The Philippines Association for Media Education has been in existence for
some years.
In Russia, critical media studies are beginning to develop in the newly
democratic atmosphere, and with it a renewed interest in media education,
with several publications in the field (Sharikov 1992; Bazalgette, et al.
1992: 161-165).
In India, considerable enthusiasm for media education exists among
individual educators and non-governmental organizations, although little
impact has yet been felt in curricula or classroom. Catholic organizations
are providing considerable thrust in the field and have issued a number of
publications concerning it.
The growth of the mass media has made a significant impact on Latin
Americans despite widespread poverty which limits access to the media for
many. Nowhere is this more evident than in Brazil, which is famous for its
exports of soap operas. The use and abuse of the mass media by political
and military interests throughout Latin America as well as rampant
86
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
commercialisation have contributed to a continent-wide malaise about the
media among academics, educators, religious leaders and other informed
persons. The driving force in favour of critical media education has come
from the Church and non-governmental organisations, rather than
governments. Since 1987, the Science of Education Faculty of the
Universidad de Playa Ancha de Ciencias Educacion, Valparaiso, Chile has
offered a post-graduate programme in “Media for Education: Television for
Computation”. From 1992, a course in “Education and Social
Communication” has been required of all students in the teacher training
course of the university.
Despite its leadership in the development of the modern mass media, the
U.S.A lags woefully behind most of the rest of the English-speaking world,
at least, in systematic media education in schools. There are many
enthusiastic but isolated teachers of media education throughout the United
States, but their efforts often seem doomed to wither on the vine after their
passing, due to lack of institutional backing. Possible reasons that account
for the situation are that the resistance of the advertisers who pay the bills of
a commercially dominated mass media and have political influence.
Crowded curricula and administrative elite who are both pedagogically
conservative and/or fiscally restricted may be additional factors (see
Domatob, 1991).
Over the last ten years, the European Union (EU) has promoted several
initiatives in order to encourage the development of digital and media
literacy as well as ME in the EU Member States (Celot & Tornero 2008;
Bruni, 2010 & Buckingham, 2003). Groups of experts were formed to
define actions, surveys were carried out, and a set of recommendations were
published. For example, in December 2006, the European Parliament (EP)
and the Council released two recommendations. In the Recommendation on
Key Competences for Lifelong Learning (2006/962/EC), a new framework
for key competences was outlined and digital competence was included
among the competences for lifelong learning. Here digital competence is
defined as involving “the confident and critical use of Information Society
Technology (IST) for work, leisure and communication”. It is underpinned
by basic skills in ICT: the use of computers to retrieve, assess, store,
produce, present and exchange information, and to communicate and
87
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
participate in collaborative networks via the Internet” (European Parliament
2006, L. 394/16). At the same time, the EP published the Recommendation
on the Protection of Minors and Human Dignity (European Parliament
2006), where the following aspects are emphasized: the need for teacher
training on media literacy; the inclusion of media literacy in the curriculum
to enhance children‟s capacity of self-protection; and promote responsible
attitudes among all users (Parola, 2011:90).
At the same time, a variety of impressive research projects for a better
understanding of the impact of digital media on the lives of minors were
implemented. One of the most important is the research project EU Kids
Online (http://www.eukidsonline.net), which focuses on the relationship
between the media and minors both in terms of protection as well as
empowerment. As a matter of fact, digital media introduce risks (exposure
to dangerous or scarcely reliable content; connections with strangers,
privacy, cyberbullying and cyberstalking; illegal downloading, gambling
etc.), but also offer opportunities, such as accessing information resources,
participating in social networks and interest groups, exchanging
information; forms of civic engagement and content creation activities
(Staksrud et al., 2009; Hasebrink et al., 2008). Given such level of interest
in ME, it is an exciting time for media education in Europe. Several
initiatives have been launched and a number of national and international
research studies on digital media and new generations have been realized,
leading to a shift in the protective paradigm to one focused on children
empowerment.
The reality is that the process of being empowered with media literacy skills
and knowledge set requires systematic education covering courses in the
curricula. Indeed, media literacy education is part of the curricula in
European Union countries, even if teachers are often not qualified and the
application of best practices is still deficient (Supsakova, 2016).
In order to bridge the ME gap in Ghana, it is imperative to design and
systematically roll out ME course because the absence of ME course in
Ghana‟s education system has implications in effectively and efficiently
educating students to squarely face the challenges of media and
technologically filled working environment in the 21st century. Indeed, the
88
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
quest for sustainable education could be a mirage without ME being taught
as a relevant course in Ghana‟s schools.
To a certain extent, Ghana is experiencing some changes in her system of
education as a result of the influence of communication technologies. It is
assumed that the introduction of ICT courses in the curricula of schools is a
realization of its potential influence. What is apparent in Ghana is that
everyone seems to eulogise the benefits of ICT without critically examining
some negative aspects of ICT with their attendant consequences. It is
important to note that attempts aimed at promoting sustainable education for
all needs to factor in the ICT and ME nexus. However, the literature clearly
indicates that Ghana is yet to integrate ME into the curricula of schools.
Media Education and Social Media Menace
The study of ME is relevant because of the benefits for students and society
as a whole. According to Srampickal and Perumpally (2009:10), Soares
(2001:7) and UNESCO (2008), the use of social media among students is
gaining a lot of grounds. In a study titled, “The Social Media Scourge
among University Students: A Study of the University for Development
Studies, Ghana,” respondents admitted that social media usage took time
from their academic work. Some indicated that they spent about two United
States dollars each day on social media and that they used such media
during lectures, thereby making them lose concentration during lectures. It
also emerged from the study that students use such media to perpetrate fraud
(Tuurosong & Faisal, 2014). ME is an attempt at making media users
critically conscious of the impact on their lives, in order to enable them to
become creative users. It may be defined as the process by which users
become aware of the ways in which the various media influence their
thinking, affect their value system and change them and society. As a result,
they become critical and discerning receivers of media messages capable of
demanding quality media programmes and eventually leading them to create
their own media. Effective ME enables them to respond intelligently to
media creations and manipulations.
Furthermore, ME in an ICT age is important because young persons,
particularly in urban areas who are beginning to spend a lot of time
interacting with different forms of mass media ranging from television to
89
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
video games and the Internet are more influenced by the mass media.
Despite the fast development of this media-centric youth culture, majority
of youth do not have any form of media education in order to enable them
optimize the use of the several media products available to them (Diedong,
2017). ME, therefore, can make a significant contribution to the education
and development of society. Basically, the process of media education
comprises six inter-related dimensions:
Media literacy
Knowledge of the media industry
Active interpretation
Critical analysis of ideology
Group discussion
Creating our own media
Media literacy is “core aspect of media education. The main objective of
media literacy is comprehension of media “languages.” For example, each
medium or genre has developed symbolic “codes”, which the media reader
needs to understand in order to facilitate a more meaningful interaction with
a particular medium such as radio or print/newspapers. One cannot fully
understand and enjoy films or home video without a basic knowledge of
“language” used in the narrative structure, which is made up of the
paradigmatic and syntagmatic elements of the narration. The basis, scope
and vision of media education is that if people are educated and have a taste
for quality media, they will get quality media. The positive power of the
media can be harnessed for the good of people and the nation provided
people are well educated on how meaningfully they can interact with the
media.
Knowledge of Media Industry
The main objective in this dimension of media education is to enable
people/students understand the selective constraints on content. These
constraints are: the typical process of production: from “idea” to
distribution; the commercial-financial structure of the media industry; the
entertainment demands of the media; the right to freedom of expression of
journalists and artists; limited space; and the media as an open public forum,
which ideally should allow no room for favouritism.
90
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
Active Interpretation
The process of interacting with the media if it is to be meaningful implies
that one has to become an active and thinking user of media. Therefore, a
reflexive action is involved: as I interpret the meaning embedded media
products, I become aware of my interpretation. The main objective in
becoming an active, thinking user of media is, becoming aware that
everybody perceives media from the perspective of his/her own identity.
Apart from perceiving and appropriating diverse forms of identities such as
national, religious, occupational from the media, the uniqueness of personal
identity may not be compromised by virtue of the individual‟s capacity to
discover his/her unique “life story” in the stories of the media. The media
provides identity symbols, which their users stand to profit from if they can
actively, critically “appropriate my identity” from the numerous and
diversified media products.
Critical Analysis of Ideology
This particular dimension of media education has the main objective of
enabling people/students to learn how to perceive and verify that a media
representation is a human injustice. When people are so empowered they
learn to perceive ideological distortions in media content such as gender
discrimination, religious discrimination, and the defense of class interests
as well as the concentration of media power and the lack of access
participation in media.
Group discussion
Learning to view/read the media as a family or friend group and then
discussing can be an enjoyable and fulfilling experience. The main objective
in such an exercise is to understand that inter-subjective discussion of a
media experience creates a richer and a deeper understanding.
Creating our Own Media
Normally, when people become fans of a particular artist or genre, they
begin to create their own version. The strong desire to be an active creator
of media and culture leads to the development of projects of script writing
for radio/TV, production of bulletins and newsletters and learning how to
produce short video documentaries or drama. People truly understand the
91
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
media when they begin to produce it, therefore actively participate in their
meaning making process.
In essence, the outcome of media education should lead to a situation
whereby the literate person is capable of doing the following:
• use media effectively;
• employ critical thinking skills to evaluate media messages;
• evaluate the credibility of information;
• „read‟ and understand the deeper meaning of a media message;
• appreciate numerous perspectives;
• engage critically with the media;
• understand media influence;
• have an understanding of media ownership;
• and understand the effects of the media.
• engage with a regulatory authority such as the Press Ombudsman (by
means of a letter or email correspondence, for example);
• engage with the media by means of an opinion article or a letter to the
editor;
• identify techniques used by advertisers to sell products or services;
• identify blatant or subtle stereotypes;
• debate contentious ethical issues;
• determine the message‟s target audience and ask questions regarding
content that was not included, and the reasons influencing content
selection (see Holubek & Shipek, 2013).
In Ghana, as in other parts of the world, the internet with its World Wide
Web opens the entire world to unsuspecting youth/students. This spawns a
new culture altogether. New values are being proposed by these new media
sometimes diametrically opposed to the values we have adhered to for
years, or not thought of in our social system. This scenario presented by
Sodzi-Tettey (2014: 10; also see Aziz, 2016) should awaken responsible
parents, educators, policy makers and all well-meaning bodies to the need to
view seriously the dominance of multiple media in the informal education
of children and youth. Sodzi-Tettey notes that today‟s children have become
social media addicts, hands on the keyboard and keypads all day, faces lit
by mobile phone screens at night even in the face of dumsor (power outage),
giggling to themselves and or laughing loudly. The meeting between Dr.
92
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
Sulley Ali-Gabass and the boy he had anal sex with was made possible
through social media. A place akin to the streets, where you meet all kinds
of people with different values and orientations interacting at different
levels. Today, the young man joins a list of many others the world over who
are victims of social media interaction gone very horribly wrong.
It is apparent that effective education of youth in a media-saturated
environment is needed in Ghana and this requires a collaborative effort of
all stakeholders in education. In Brazil, some non-profit organisations and
schools have combined forces to help promote the “active” reception and
the “critical” consumption of media content as indispensable skills to be
reached by today‟s youngsters (Soares, 2001: 7). It is not to simply teach
and learn “with” media, but that a comprehensive educational environment
also requires that students study “about” media in order to analyse the world
of new texts, technologies, media industry and their relevant contexts. Many
scholars stress the need to expand the concept content and purposes of
traditional literacy in order to accommodate contemporary digital,
multimodal and media literacy. Indeed, media literacy is foundational to
basic education in an Information Age (Gutiérez-Martin & Tyner, 2010:3;
see also UNESCO, 2006).
Making Practical Sense of the Theory of Media Education
The multi-dimensional and integrated theory of the subject in media
education explains that the active subject is a deconstructor/reconstructor of
the meaning of the media, who is aware of making constructions different
from the text/the symbolic meanings embedded in the messages and/or
images relayed by the media. Essentially, there is the need for the reader of
media to be an active, thinking user of media. What the theory as proposed
by Martinez-de-Toda (1998; see figure 1 in the appendix) emphasizes is that
the subject in front of the media, being media literate, is assumed to have
the capacity to determine the quality and, in fact, be in a position to
rationalize media texts critically not as given by the transmitter or source of
the message, but through an active, meaningful and beneficial interactive
process informed by the socio-cultural context of the media consumer. The
theory comprises the most important dimensions of ME – media literate,
aware, active, critical, social and creative.
93
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
In terms of the practical dimension of ME, there are several exercises that
students can engage in to sharpen and deepen their creativity and critical
thinking skills about how to meaningfully interact with the media. For
example, in Ghana‟s TV3 programme – “Talented Kids” is a good example
of getting youngsters to meaningfully engage in the media. However, the
academic component is yet to bear on such innovative initiatives in order to
create, nurture and sustain a situation whereby academic departments could
team up with working class students in several media projects such as the
production of video about the environment, teenage pregnancy and other
topical issues. The goals in such projects/exercises would be to improve
communication, solidarity and citizenship. Indeed, the introduction of media
literacy education into the school curriculum promotes civic engagement
and enhances students‟ awareness of the power structures which are usually
at play using popular media. Knowledge of media education also assists in
building students‟ critical and inquiry skills (National Association for Media
Literacy Education, 2016).
Conclusion
This paper has established the relevance of ME and the need for it to be
introduced in the curricula of schools in Ghana. It provided a brief review of
ME development around the world and in the process made a case for
Ghana to initiate a national policy dialogue towards the development and
integration of Media Education in the curricula of schools at all levels of the
system of education. The current dynamics of education the world over
require that educators know exactly what to do with media education.
It is recommended that the Ministry of Education initiates the process by
engaging curriculum development experts, media experts and professionals,
the teacher training colleges, universities, coalition of non-governmental
organisations in education as well as Parent Teacher Associations in a series
of workshops, which would eventually lead to the mapping out of policy
options on how to implement ME in Ghana.
94
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
References
Aziz, H. 2016, April. Social media/technology breaking family bond. Daily
Graphic 5.
Bazalgette, C., Evelyne, B. & Josiane, S. (Eds.) 1992. New directions:
Media education worldwide. London: British film Institute.
Bruni, I. 2010. The practice of media education. topics, issues, and
examples. In Media education in action. A Research Study in Six
European Countries, edited by Alberto Parola and Maria Ranieri,
153-66. Firenze: Firenze University Press.
Buckingham, D. 2003. Media education. literacy, learning and
contemporary culture. London: Polity Press-Blackwell Publishing.
Celot, P. & José M. P. T. 2008. Media literacy in Europa. leggere,
scrivere e partecipare nell’era mediatica. Roma: Eurilink, Eurispes.
Diedong, L. A. 2017. Relevance of Christian youth associations in Ghana in
an emerging digital culture (pp.193-212). In Religion, Culture,
Society and Integral Human Development: Proceedings of Cardinal
Porekuu Dery Third Colloquium (ed. Tengan). Accra: Sub-Saharan
Publishers.
Domatob, J. K. 1991. Introducing media education in Sub-Saharan Africa.
Educational Media International, 28(2):91-99.
Fedorov, A. 2015. Media literacy education, In Information for all.
Мoscow: ICO.
Fedorov, A. 2001. Media and media education. Alma Mater, N 11, p. 15-23.
Gutiérez-Martin, A. & Tyner, K. 2010. Media education, media
literacy and digital competence. Comunicar Journal, 19:1-14.
Hasebrink, U. Sonia, L. & Leslie H. (Eds.) 2008. Comparing children’s
online opportunities and risks across Europe: Cross-national
comparisons for EU Kids Online. London: EU Kids Online.
95
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
Holubek, R. & Schipek, D. 2013. Model for successful media education.
Findings from the Analysis of Media Literacy Award (MLA).
Retrieved August 5 2017 from: www.mediamanual.at
Martinez-de-Toda, J. 2002. Six dimensions of media education:
Methodology of evaluation. Lecture Notes, Gregorian University,
Rome.
Ministry of Education, 2008. ICT in education policy. Accra.
National Association for Media Literacy Education, 2016. Core principles
of media literacy education in the United States. Retrieved July 7
2017 from: https//namle.net/publications/core-principles.
Prinsloo, J. 1994. Media education in South Africa: whence and whither?
Journal of Communication Inquiry, 18:48-64.
Sharikov, A. 1992. Letter in „Mailbag‟. Tele-medium. Vol. 38, Nos 1-2.
Soares, I. O. 2001. Media education in Brazil. São Paolo: University
Anhembi Morumbi.
Sodzi-Tettey, S. 2014. Sodomising them young! Daily Graphic. 25
October:10.
Srampickal, J. & Leela, P. 2009. Let’s do media education. Delhi: Media
House.
Staksrud, E. Sonia, L. Leslie, H. & Kjartan, Ó. 2009. What do we know
about children’s use of online technologies? A Report on Data
Availability and Research Gaps in Europe, 2nd ed. London: EU Kids
Online.
Supsakova, B. 2016. Media education of children and youth as a path to
media literacy. Communication Today, 7(1):32-51.
96
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
2018
Tuurosong, D. & Faisal, M. 2014. The social media scourge among
university students: A study of the University for Development
Studies, Ghana. Journal of Asian Development Studies, 3(2):62-74.
UNESCO, 1982. International symposium on media education at Grunwald,
Federal Republic of German.
UNESCO, 2006. Media education. A kit for teachers, students, parents and
professionals.
UNESCO, 2008. Teacher training curricula for media and information
literacy. Report of international expert group meeting. Paris:
International UNESCO. Retrieved July 3 2017 from:
http://portal.unesco.org/ci/fr/files.27508/12212271723TeacherTrainin
gCurriculumf orMILFinal_report.doc/TeacherTraining%2BCurriculum%2Bfor%2BMIL%2B2Bfina l%Breport.doc
UNESCO, 2014. Education for All Global Monitoring Report. Policy paper
12. Retrieved May 17 2017 from:
http://unesdoc.unesco.org/images/0022/002270/227092E.pdf
97
2018
Journal of Communications, Media & Society (JOCMAS) Vol. 5 No. 1
Appendix
Figure 1: Subject interacting with the media
Understanding according to
indentity according to
his/her identity
Media Industries
Awar
Active
3
2
Knowledge of
AV language
Media
Literate
SUBJECT IN
FRONT OF
1
4
Critical
Ideology
in the
text
6
5
Creative
Social
Re-Signification
Social mediations
Direct Creation
i
In this paper, student is used interchangeably with pupils, kids and youth.
98
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
DECODING THE UNDERPINNING ASSUMPTIONS OF LINGUISTIC THEORIES:
THE LENS ON STRUCTURAL LINGUISTICS
Justine Bakuuro1, Dr. Rashid Hassan Pelpuo2 and Dr. Damasus Tuurosong3
1
2
3
Department of English,University of Ghana,Legon.
Institute of African Studies,University of Ghana,Legon.
Department of African and General Studies,University for Development Studies,Ghana.
ABSTRACT: Linguistic theories are frameworks about language and language use.
Linguistic theories seek to outline the parameters of operations in any given language. They
are developed by linguists who study language over a period to arrive at specific assumptions
about the nature of human communication. Among others, the most prominent linguistic
theories today include generative linguistics, systemic functional linguistics and structural
linguistics. This paper dwells on the inherent assumptions of structural linguistics as a theory.
Structural linguistics is defined as a study of language based on the theory that language is a
structured system of formal units such as sentences and syntax. An example of structural
linguistics is phonetics. It is also defined as a language study based on the assumptions that a
language is a coherent system of formal units and that the task of linguistic study is to inquire
into the nature of those units and their peculiar systematic arrangement, without reference to
historical antecedents or comparison with other languages (Chomsky 1972).
KEYWORDS: Linguistic Theories, Assumptions, Structural Linguistics, Language
INTRODUCTION
Research Objective
A linguistic theory should include not only a set of assumptions about the essential nature of
language but also assumptions about the goals of linguistic description, assumptions about the
methods by which it is appropriate to achieve these goals and assumptions about the relations
between theory, description and application. In the light of this, the study focuses attention on
one of the popular basic contemporary linguistic theories-structural linguistic theory-regarding
how the theory spans out along these defining parameters of every linguistic theory.
Theoretical Underpinning
As already indicated in the abstract, linguistic theories are frameworks guiding the general
internal and external operations of language. These frameworks originate from the generic term
“basic linguistic theory”.
The expression "basic linguistic theory" (following R. M. W. Dixon) refers to the theoretical
framework that is most widely employed in language description, particularly grammatical
descriptions of entire languages. It is also the framework assumed by most work in linguistic
typology. The status of basic linguistic theory as a theoretical framework is not often
recognized. People using basic linguistic theory often characterize their work as a theoretical
or theory-neutral or theoretically eclectic. However, there is really no such thing as a theoretical
or theory-neutral description, since one cannot describe anything without making some
27
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
theoretical assumptions. The extent to which most descriptive work shares the same theoretical
assumptions is actually rather striking, especially when one considers how much such work
has in common in its assumptions compared to other theoretical frameworks. It is probably the
most widely used and best known theoretical framework in the field, especially outside the
United States. It is particularly popular among linguists who are more interested in languages
than in language. Many linguists who are adherents of other theoretical frameworks assume it
as a point of departure, as a framework they wish to improve on.
Unlike many theoretical frameworks in linguistics, which are often ephemeral and pass quickly
into obsolescence, basic linguistic theory is a cumulative framework that has slowly developed
over the past century as linguists have learned how to describe languages better. It is grounded
in traditional grammar and can be seen as having evolved out of traditional grammar. It has
also been heavily influenced by pre-generative structuralist traditions, particularly in
emphasizing the need to describe each language in its own terms, rather than imposing on
individual languages concepts whose primary motivation comes from other languages, in
contrast to traditional grammar and many recent theoretical frameworks. It has taken analytic
techniques from structuralist traditions, particularly in the areas of phonology and morphology.
But it also contrasts with work that is more purely structuralist in attempting to describe
languages in a more user-friendly fashion, in including semantic considerations in its analyses,
and in employing terminology that has been used for similar phenomena in other languages.
Basic linguistic theory has also been influenced to a certain extent by generative grammar,
though the influence has primarily been from early generative grammar (before 1970) and is
often indirect. The influence largely reflects the fact that early generative grammar examined
many aspects of the syntax of English in great detail, and the insights of that research have
influenced how basic linguistic theory looks at the syntax of other languages, especially in
terms of how one can argue for particular analyses. The influence of generative grammar can
be seen in the way that certain constructions in other languages are identified and characterized
in ways reminiscent of constructions in English, from cleft constructions to "topicalizations"
to reflexive constructions. More recent work in generative grammar, especially GovernmentBinding Theory, has had essentially no impact on basic linguistic theory.
In the past 30 years, the primary influence on basic linguistic theory has come from work in
linguistic typology. This influence has come primarily from the recognition of recurrent sorts
of phenomena cross-linguistically and basic linguistic theory has incorporated many
substantive concepts discussed in the typological literature. This includes such notions as split
intransitivity, anti-passive constructions, internally-headed relative clauses, switch reference,
and head-marking. Work in typology has also influenced the way linguists describing
languages think about such things as ergativity and relative clauses.
Basic linguistic theory differs from many other theoretical frameworks in that it is not a formal
theory but an informal theory. That is, many grammatical phenomena can generally be
characterized with sufficient precision in English (or some other natural language), without the
use of formalism.
The foregoing discussion focuses on the morpho-syntactic side of basic linguistic theory (or
what one might call "basic syntactic theory"), but one can also trace the historical influences
on phonology in basic linguistic theory. The concept of the phoneme is probably the most
central phonological concept in basic linguistic theory: identifying the phonemes in a language
remains the most fundamental task in describing the phonology of a language. But generative
28
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
phonology has also influenced basic linguistic theory: language descriptions often find the
generative notion of phonological rule useful, and the descriptive tools of more recent
phonological theories, especially auto-segmental phonology, have proven useful for
descriptive linguists.
This research hinges on (basic) linguistic theory of language and language use, with particular
focus on the defining basic assumptions. A theory is not without assumptions. And at the centre
of the study of theories of language is the identification of the underpinning assumptions of a
theory.This poses a challenge to many language students.The object of this study is thus to
unravel the mystery of the underpinning basic assumptions of one of the leading basic
contemporary theories of language,Structural Linguistics.
Structural Linguistics: Brief History
Structural linguistics starts with the posthumous publication of Ferdinand de Saussure's
Course in General Linguistics in 1916, which was compiled from lectures by his students. The
book proved to be highly influential, providing the foundation for both modern linguistics and
semiotics. Structural linguistics is normally seen as giving rise to independent European and
American traditions.
European Structuralism
In Europe, Saussure influenced:
(1)
(2)
(3)
(4)
the Geneva School of Albert Sechehaye and Charles Bally,
the Prague School of Roman Jakobson and Nikolai Trubetzkoy, whose work would prove
hugely influential, particularly concerning phonology,
the Copenhagen School of Louis Hjelmslev, and
the Paris School of Algirdas Julien Greimas.Structural linguistics also had an influence
on other disciplines in Europe, including anthropology, psychoanalysis and Marxism,
bringing about the movement known as structura-lism.
American Structuralism
First, in America, linguist Leonard Bloomfield's reading of Saussure's course proved
influential, bringing about the Bloomfieldean phase in American linguistics that lasted from
the mid-1930s to the mid-1950s. Bloomfield "bracketed" all questions of semantics and
meaning as largely unanswerable, and encouraged a mechanistic approach to linguistics. The
paradigm of Bloomfieldean linguistics in American linguistics was challenged by the paradigm
of generative grammar, initially articulated in the publication of Noam Chomsky's Syntactic
Structures in 1957.
Leonard Bloomfield (April 1, 1887 _ April 18, 1949) was an American linguist who led the
development of structural linguistics in the United States during the 1930s and the 1940s. His
influential textbook Language, published in 1933, presented a comprehensive description of
American structural linguistics. He made significant contributions to Indo-European historical
linguistics, the description of Austronesian languages, and description of languages of the
Algonquian family.
His approach to linguistics was characterized by its emphasis on the scientific basis of
linguistics, adherence to behaviorism especially in his later work, and emphasis on formal
29
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
procedures for the analysis of linguistic data. The influence of Bloomfieldian structural linguistics declined in the late 1950s and 1960s as the theory of Generative Grammar developed by
Noam Chomsky came to predominate.
Structuralism as a Lnguistic Theory and its Underlying Assumptions
The Kantian Background Assumptions
1. What defines the form of human experience? a. Space and Time (a priori forms of Intuition).
b. Categories (concepts of the Understanding).
2. For Kant, these concepts are fixed and universal, i.e. ahistorical.
3. Problems: Kant's categories seem arbitrary and their universality is merely assumed by
Kant, not proven.
4. In a post-Darwinian world, it seems more likely that such concepts and categories of
human experience are historical, i.e. subject to change - contingent.
5. In response to this shift in emphasis, Husserlian phenomenology demands that we look and
see what the status of such categories are independent of our theoretical presuppositions.
6. Social scientists, who approach this issue empirically through observation and prediction,
suggest that there may be significant variations in conceptual frameworks culturally and
histo-rically. But the evidence is not entirely conclusive. So, from a scientific standpoint,
the issue remains open.
Assumptions about the Relations between Theory, Description and Application
The French linguist Ferdinand de Saussure studied language from a formal and theoretical
point of view, i.e. as a system of signs which could be described synchronically (as a static set
of relationships independent of any changes that take place over time) rather than
diachronically (as a dynamic system which changes over time).
For Saussure, the basic unit of language is a sign. A sign is composed of signifier (a soundimage, or its graphic equivalent) and a signified (the concept or meaning). So, for
example,
a word composed of the letters p-e-a-r functions as a signifier by producing in the mind of
English-speakers the concept (signified) of a certain kind of rosaceous fruit that grows on trees,
that is, a pear.
According to Saussure, the relation between a signifier and a signified is arbitrary in at least
two ways. First, there is no absolute reason why these particular graphic marks (p-e-a-r)
should signify the concept pear. There is no natural connection or resemblance between the
signifier and the signified (as there would be in what Saussure calls a symbol, i.e. an iconic
representation such as a descriptive drawing of a pear). After all, it's not as if the word "pear"
looks or sounds anything like a pear. In fact, a moment's reflection makes it clear that the
connection between the signifier and the signified is due to a contingent historical convention.
It didn't have to happen the way it did. In principle, the word "pare", "wint", or even "apple"
would have worked just as well in associating a word with the concept pear! But given that
the word "pear" has come to signify the concept pear in English, no one has the power to
30
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
simply change it at will. In other words, the relationship between a word and a concept is
arbitrary in one sense (in terms of its origin) but not in another sense (in terms of its use).
Saussure makes a second point about the arbitrariness of the sign. He points out that the
relation between the sign itself (signifier/signified pair) and what it refers to (what is called
the referent, i.e. the actual piece of fruit-the physical object) is also arbitrary. This claim is
less plausible than the former. For example, one might object that the concept in the mind of
the speaker is formed, either directly or indirectly, by actual pears. Ideally then we would
expect it to be the case that the properties of actual pears would be causally related to our
concept of a pearthat the characteristics of pears produce in one's mind the concept of a pear
either directly through experience with pears, or indirectly through pictures of pears, descriptions, or some such thing. Thus, the concept pear might be thought of as some basic information
and set of beliefs about actual pears, e.g. what they look like, how they feel and taste,
what
they're good for, etc.
Saussure's way around this obvious objection is to say that his interest is in the structure of
language, not the use of language. As a scientist, Saussure limited his investigation to the
formal structure of language (langue), setting aside or bracketing the way that language is
employed in actual speech (parole). Hence, the term structuralism. Saussure bracketed out of
his investigation any concern with the real, material objects (referents) to which signs are
presumably related. This bracketing of the referent is a move that enabled him to study the
way a thing (language and meaning) is experienced in the mind. In this sense, his motivation
was similar to Husserl's. And in the end, Saussure never offered a method for investigating
how language as a system hooks up to the world of objects that lie outside language. As we
shall see, this was to have far-reaching effects.
Thus, according to Saussure's structural linguistics, each sign in the system of signs which
makes up a language gets its meaning only because of its difference from every other sign.
The word "pear" has no meaning in itself or in the intention of the speaker, but only due to the
fact that it differs from other possible graphic images such as p-e-e-r, p-e-a-k, f-e-a-r, b-e-a-r,
etc. In other words, it doesn't matter how the form of the signifier varies, as long as it is different
from all the other signifiers in the system (langue). To the structuralist, meaning arises from
the functional differences between the elements (signs) within the system
(langue).
An economic analogy helps to illustrate Saussure's theory of meaning. The signs of a linguistic
system are like the coins of a monetary system or currency. Thus, a system of signs (words of
a language) is analogous to a system of values.
A quarter has a certain monetary value determined by its exchange value. Quarters can be
exchanged for other things because they have a designated (but flexible) value. Quarters can
be used to buy goods or commodities. But they also have a fixed value in relation to other
coins. So, for example, a quarter is equal to two dimes and a nickel; it is more than a penny; it
is less than a dollar, etc., etc.
Linguistic signs also have values in relation to other signs. For example, the word "bachelor"
can be "exchanged" for the term "unmarried man". This is, in many ways, an equal exchange.
That's what it means for words to be synonymous - they have the same meaning or linguistic
value. They can be substituted or exchanged for one another just as the quarter can be
exchanged for two dimes and a nickel.
31
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
The foundation of structural linguistics is a sign, which in turn has two components: a "signified" is an idea or concept, while the "signifier" is a means of expressing the signified. The
"sign" is thus the combined association of signifier and signified. Signs can be defined only by
being placed in contrast with other signs, which forms the basis of what later became the
paradigmatic dimension of semiotic organization (i.e., collections of terms/entities that stand
in opposition). This idea contrasted drastically with the idea that signs can be examined in
isolation from a language and stressed Saussure's point that linguistics must treat language
synchronically.
Paradigmatic relations hold among sets of units that (in the early Saussurian renditions) exist
in the mind, such as the set distinguished phonologically by variation in their initial sound cat,
bat, hat, mat, fat, or the morphologically distinguished set ran, run, running. The units of a set
must have something in common with one another, but they must contrast too, otherwise they
could not be distinguished from each other and would collapse into a single unit, which could
not constitute a set on its own, since a set always consists of more than one unit.
Syntagmatic relations, in contrast, are concerned with how units, once selected from their
paradigmatic sets of oppositions, are 'chained' together into structural wholes.
One further common confusion here is that syntagmatic relations, assumed to occur in time,
are anchored in speech and are considered either diachronic (confusing syntagmatic with
historical) or are part of parole ("everyday speech": confusing syntagmatic with performance
and behaviour and divorcing it from the linguistic system), or both. Both paradigmatic and
syntagmatic organizations belong to the abstract system of language langue (French for
"Language;" or an abstract, Platonic ideal). Different linguistic theories place different weight
on the study of these dimensions: all structural and generative accounts, for example, pursue
primarily characterisations of the syntagmatic dimension of the language system (syntax),
while functional approaches, such as systemic
linguistics, focus on the paradigmatic. Both dimensions need to be appropriately included,
however.
Syntagmatic and paradigmatic relations provide the structural linguist with a tool for
categorization for phonology, morphology and syntax. Take morphology, for example. The
signs cat and cats are associated in the mind, producing an abstract paradigm of the word forms
of cat. Comparing this with other paradigms of word forms, we can note that in the English
language the plural often consists of little more than adding an S to the end of the
word.
Likewise, through paradigmatic and syntagmatic analysis, we can discover the syntax of
sentences. For instance, contrasting the syntagma je dois ("I should") and dois je? ("Should
I?") allows us to realize that in French we only have to invert the units to turn a statement
into a question. We thus take syntagmatic evidence (difference in structural configurations) as
indicators of paradigmatic relations (e.g., in the present case: questions vs. assertions). The
most detailed account of the relationship between a paradigmatic organisation of language as
a motivator and classifier for syntagmatic configurations is that set out in the systemic
network organization of systemic functional grammar, where paradigmatic relations and
syntagmatic configurations each have their own separate formalisation, related by realization
constraints. Modern linguistic formalisms that work in terms of lattices of linguistic signs,
such as head-driven phrase structure grammar, similarly begin to separate out an explicit level
of paradigmatic organization.
32
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Saussure developed structural linguistics, with its idealized vision of language, partly because
he was aware that it was impossible in his time to fully understand how the human brain and
mind created and related to language:
Saussure set out to model language in purely linguistic terms, free of psychology, sociology,
or anthropology. That is, Saussure was trying precisely not to say what goes on in your or my
mind when we understand a word or make up a sentence. [...] Saussure was trying to depsychologize linguistics.
Ferdinand de Saussure is the originator of the 20th century reappearance of structuralism,
specifically in his 1916 book Course in General Linguistics, where he focused not on the use
of language (parole, or talk), but rather on the underlying system of language (langue) and
called his theory semiotics. This approach focused on examining how the elements of language related to each other in the present, that is, 'synchronically' rather than 'diachronically'.
Finally, he argued that linguistic signs were composed of two parts, a signifier (the sound
pattern of a word, either in mental projection - as when we silently recite lines from a poem to
ourselves or in actual, physical realization as part of a speech act) and a signified (the
concept or meaning of the word).
This was quite different from previous approaches which focused on the relationship between
words and the things in the world they designated. By focusing on the internal constitution of
signs rather than focusing on their relationship to objects in the world, Saussure made the
anatomy and structure of language something that could be analyzed and studied.
Saussure's Course influenced many linguists in the period between WWI and WWII. In
America, for instance, Leonard Bloomfield developed his own version of structural linguistics,
as did Louis Hjelmslev in Scandinavia. In France Antoine Meillet and Émile Benveniste
would continue Saussure's program. Most importantly, however, members of the Prague
School of linguistics such as Roman Jakobson and Nikolai Trubetzkoy conducted research
that would be greatly influential.
The clearest and most important example of Prague School structuralism lies in phonemics.
Rather than simply compile a list of which sounds occur in a language, the Prague School
sought to examine how they were related. They determined that the inventory of sounds in a
language could be analyzed in terms of a series of contrasts. Thus in English the words 'pat'
and 'bat' are different because the /p/ and /b/ sounds contrast. The difference between them is
that the vocal chords vibrate while saying a /b/ while they do not when saying a /p/. Thus in
English there is a contrast between voiced and non-voiced consonants. Analyzing sounds in
terms of contrastive features also opens up comparative scope - it makes clear, for instance,
that the difficulty Japanese speakers have differentiating between /r/ and /l/ in English is due
to the fact that these two sounds are not contrastive in Japanese. While this approach is now
standard in linguistics, it was revolutionary at the time. Phonology would become the paradigmatic basis for structuralism in a number of different forms.
Assumptions about the Essential Nature of Language
The first thing to notice is that, according to structuralist theory, meaning is not a private experience, as Husserl thought, but the product of a shared system of signification. A text is to be
understood as a construct to be analyzed and explained scientifically in terms of the
deep-
33
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
structure of the system itself. For many structuralists, this "deep-structure" is universal and
innate.
If we consider the application of structuralism to art and extend the monetary analogy, we can
think of paintings as comprised of many languages or sets of conventions that play a role in the
exchange of signs. For example, the language of western academic painting can be
contrasted with the language of African sculpture or Japanese brush painting. Just as one
word in the English language is paired with a concept, so a visual image, icon, or symbol is
paired with a concept or idea that it is said to "express". Such a study of signs in the most general sense, whether visual or verbal, is called semiotics. In the West, art schools are the institutions that have the function of passing on these visual conventions.
Secondly, we should note that in structuralism, the individual is more a product of the system
than a producer of it. Language precedes us. It is the medium of thought and human
expression. Thus, it provides us with the structure that we use to conceptualize our own experience.
And third, since language is arbitrary, there is no natural bond between words and things,
there can be no privileged connection between language and reality. In this sense, reality is
also produced by language. Thus, structuralism can be understood as a form of idealism.
It should be clear from what we've just said that structuralism undermines the claim of empiricism that what is real is what we experience. It can also be seen as an affront to common
sense, esp. to the notion that a text has a meaning that is, for all intents and purposes,
straightforward. This conflict with common sense, however, can be favorably compared with
other historical conflicts (e.g. Copernicus' heliocentric system). In other words, things are not
always what they seem. Thus, the idealist claim of structuralism can be understood in the following way: Reality and our conception of it are "discontinuous". This view has important
implications, as discussed below.
According to structuralist theory, a text or utterance has a "meaning", but it's meaning is determined not by the psychological state or "intention" of the speaker, but by the deep-structure of
the language system in which it occurs. In this way, the subject (individual or "author") is
effectively killed off and replaced by language itself as an autonomous system of rules. Thus,
structuralism has been characterized as antihumanistic in it's claim that meaning is not identical
with the inner psychological experience of the speaker. It removes the human subject
from
its central position in the production of meaning much as Copernicus removed
(decentered) the Earth from its position at the center of the solar system. And since language preexists us, it is not we who speak, as Heidegger was to say, but "language speaks us".
Assumptions about the Methods of Achieving the Goals of Linguistic Description
There is a shift from a pre-structuralist to a structuralist theory of language and there are
implications drawn from it by poststructuralists.
A. Pre-structuralist theory assumes that there is an intimate connection between material
objects in the world and the languages that we use to talk about those objects and their interrelations.
34
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
B.Saussure puts this connection between the material object and the word in brackets, i.e. he
sets it aside in order to study the very structure of language. Thus,
According to Saussure's structuralist theory of language, the meaning of a term (a word or
expression) does not begin and end with the speaker's experience or intention (as it does in
Husserl's theory). The act of speaking and intending presupposes a language already in place
and upon which the speaker must rely in order to say anything at all. Concepts or meanings
are picked out (signified) because of the differences in the network of words (sound or graphicimages) that make up the language (langue). Thus each word-each structural element of the
language-finds its own relative position or node within the network of differences.
In other words, the meaning of a particular term in a language is due to its relative difference
from all other terms in the language. A signified, i.e. a concept or idea, is properly understood
in terms of its position relative to the differences among a range of other signifiers (words
with different positions in the network (langue) and, hence, different meanings).
C. Poststructuralist theory denies the distinction between signifier and signified. According to
the poststructuralist, concepts are nothing more than words. Thus, signifiers are words that
refer to other words and never reach out to material objects and their interrelations. To
indicate this shift in theory, the French philosopher Jacques Derrida introduces the word
"différance" to indicate the relation between signifiers as one of difference and deferral.
If a word's meaning is solely the result of its difference from other words, then the meaning (
the concept or signified) is not an additional thing "present" in the sign itself. On the
contrary, "meaning" (if it can be called that at all) is the ever-moving play of difference from
signifier to signifier; a slipping from word to word in which each word retains relations to
("traces" of) the words that differ from it.
Thus, according to poststructuralists such as Derrida, the specification of meaning is an
infinite and endless process. Meaning, to some extent, always escapes one's grasp-it is always
just out of reach, ungrounded, with no origin in the intention of the speaker, contrary to what
Husserl thought. In other words, when a speaker uses certain words ("This is a pear"), then
according to the theory she does not have a nonlinguistic object or concept in mind-there is no
additional thing or "object" outside of the language (i.e. no "meaning") that could be transmitted or made "present" to her listener or reader. There is nothing there in her speech but language, i.e. a network of signification.
Thus, "meaning" is the result of a play of différance-a movement which brings about both difference and deferral. (It may help here to bring in the traditional distinction between the denotation and the connotation of a term. The connotation may be thought of as the aura of
suggestion, the echo or trace of other words to which it is related by such things as
association, common usage, similarity, etc. The denotation, the relation (reference) between
the word and the actual thing denoted by the word, from structuralism on, is bracketed and
never brought back. Its absence, however, leaves its own "traces" in the form of problems for
a poststructuralist theory of language. (See below.)
So the poststructuralist draws the following consequences from the study of language:
1.
Meaning is never fully present in any one signifier, but is infinitely deferred or
suspended.
35
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
2.
Meaning is contextual, i.e. affected by related words. 3. There is always an excess of
meaning.
But there is another, more radical, consequence that can be drawn from our analysis. If the
meaning associated with an expression is not present in the expression itself, and if the
speaker must make his own presence felt by communication through words, then it follows
that the speaker is never fully present in the act of using language. And if, as a human being, I
can only think and experience a world through language, then "I" and "my presence" are as
much deferred as the meanings I attempt to grasp when I try to understand and explain myself.
In other words, I am never present even to myself. Rather, it is language that speaks, not a
unified and autonomous ego or self. (How is this related to Kant's theory of knowledge?)
One final note. On p.60 of Literary Theory, Eagleton makes use of the following argument:
1. All experience depends on language.
2. Since, to have a language is to be part of a whole form of social life, there is no possibility
of a private language.
3. Therefore, all experience is social experience, i.e. there are no private experiences.
This argument presupposes the notion in Saussure (and Hjelmslev in Prolegomena to a
Theory of Language) that language is constitutive of experience. [4]
Notice the central role played by the premise that experience itself "depends on" or is
structured by language. Without this assumption, the slide into the de-centered self is not so
easily motivated. (Cf. Heidegger's notion of the de-centered self. Derrida himself says that
consciousness is an effect of language.) This poststructuralist view of language undermines
the theories of Descartes, Husserl and most of western metaphysical thinking about the
primacy or centrality of the subject and reinforces the notion of the "decentered self" as
characteristic of the human condition.
What alternatives can we imagine as a challenge to the poststructuralist position? One
strategy would be to start by agreeing with Kant that we must have categories or concepts of
some kind to organize human experience. But we might also disagree with Kant over the
nature and a priori character of those concepts. In doing this, we could borrow from Heidegger
the view that the categories of human experience are historical in nature and potentially in
fluxnot fixed and universal. But then we might question Heidegger's emphasis on the linguistic
nature of these concepts by drawing on Gestalt psychology to argue for the existence of certain
"struct-ural" and hard wired components of human perception and thought of a pre-linguistic
nature. This is just one tentative direction one might take in challenging the view
presented
by the form of poststructuralism that we've been considering.
Other problems are raised if we consider language not simply as an object but as a practice.
Suppose I say to you, "Open the window" in a situation where there is no window in the room.
You might ask, "What do you mean?" This would be to question my "intentions" - what am I
trying to accomplish by saying what I've said? Perhaps I am making a point about the fact
that there is no window in the room. My paradoxical statement - inexplicable in Saussure's
structuralist terms - might be meaningful to you in another practical sense. This is because
understanding is recognizing what effects one might seek to bring about through the use of
36
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
certain words. My obscure command might be a request that we move to a room that has a
window.
In other words, speech is not just an object, it is a form of behavior, and as such it can only be
understood contextually, i.e. in a situation. This realization of the pragmatics of language
signals a shift from language to discourse, and a concomitant change in emphasis away from a
text's meaning to its function.
In the end, we may want to say not so much that reality is linguistic but that language is real,
and not necessarily all there is to human reality and experience.
Assumptions about the Goals of Linguistic Description
Two main versions of structural linguistics have influenced thought and discourse about
language and culture since the mid-20th century: the French school, modeled on Ferdinand de
Saussure_s concepts of linguistic signs and phonology, and the American school, based on
Noam Chomsky's theory of generative grammar and syntax. It's important to understand the
different starting points and key concepts, and the kind of further work that these schools of
thought have enabled. (That is, the heuristic potential of each approach, both for forming a
tradition of thought and today for continued work modeled on these approaches.) For
semiotics, the major traditions have come from the French tradition of semiology and Claude
Levi-Strauss, and from the American tradition of C. S. Peirce. This overview is an abbreviated (an overly-generalized) description of the conceptual models in both fields to help
students understand some of the common questions and assumptions, and also consider the
areas open for productive new research.
Both the French/European and Chomskyean/American traditions attempted to map out
different kinds of abstract and necessary structures that determine possible linguistic behaviorsign functions from phonology, in Saussure's starting point, and language formation through
internalized abstract rules for syntax, in Chomsky's breakthrough. Chomsky inaugurated a
research agenda to define a "formal grammar" by means of which any specific sentence in
any natural language could be generated and understood. In Chomsky's model, a "deep struc-ture" of internalized abstract rules and codes (termed the "I-language," the internalized language rule set) enables and generates the "surface structure" of actual expressions and usage
conventions in all varieties of dialects in any language (an "E-language" or external
expressions).
Both schools of thought approach language (that is, the universal human capacity for
language, not any specific language) and language communities (specific languages) as
things that cannot be explained empirically (the data and facts of language use and extrapolations from these), but according to rules and abstract schema internalized by language users
that define how a language works (that is, the models for how any language, all languages
work) and allow the production and recognition of new expressions in any language.
For linguistics in the 1960s-80s, the research paradigm remained mainly at the level of sentences and phrases, and until recently was not as concerned with additional levels of cultural
meaning surrounding sentences, large bodies of discourse, or the formal units of written
cultural genres. Many forms of discourse studies, sociolinguistics, and semantics are part of
the field of linguistics today. French and European semiology adapted Saussure's linguistic
model for analysis of larger cultural formations (especially for the study of literature, anthro37
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
pology, and popular culture). Unfortunately, Anglo-American and European disciplinary
identities and boundaries have separated the research agendas and starting premises in areas of
common concern (how human cultures use language and all kinds of meaning-systems and
communicate meanings across space and time), though there are now many areas of crossdisciplinary research with many areas open for new convergence.
Semiotics focuses mainly on units of meaning and the generalizable conditions for encoding
across symbolic systems (linguistic, visual, auditory), and, in general, uses language as the
modeling system for other "second order" systems that function according to systematic rules
(e.g., visual art, music, literature, popular media, advertising, or any meaning system). We
now have methods for merging the "generative" approach of linguistics with the "networks of
meaning" approach in semiotics. The next step is to develop models for a "generative grammar" and "generative semiotics" of culture, describing the rules for producing new cultural
forms from our established base of meaning and content systems (in language, images, music,
digital mixed media, or any transmittable cultural genre). The models developed by Peirce
and Bakhtin have allowed for new research on this central question.
The Structures in Structuralism
The term structuralism refers the method that proceeds from a description of systems of
abstract, generalizable rules that govern actual instances of expression. This starting point is
considered the best explanation for how actual expressions in any symbolic form (linguistic,
visual, etc.) are formed, generated, and understood.
Thus:
a language =expressions formed from an internally complete system of abstract rules
=structures
In this context, structure = a priori rules systematically followed for any expression; that is,
the structures that must be in place and presupposed before any new expression can be
uttered or understood. Structures in this sense form an a priori (lit., from what is prior), that is,
rules or codes not given in any direct experience of instances of language use, but required as
the precondition for the possibility of any linguistic expression.
American linguistic theory in all of its schools and sub-schools rarely uses the term structure
or structuralism (although Chomsky acknowledges the European tradition). In most
descriptions of language theory and semiology, structuralism refers mainly to the theory and
philosophy arising from European and French thought, with its main developments in the
1960s.
The structural model, however, is common among several schools of thought even though the
kinds of work and specific problems are different.
De Saussure_s starting point is a structural description (the abstract and necessary rules) of the
learned (conventional) abstract codes that link speech sounds (phonology) and linguistic
meaning; that is, how acoustic stimuli (sounds, signifiers) get mapped onto meanings
(signified "content") in any language. For de Saussure, a linguistic (or any cultural meaningunit) is a "sign," specifically defined as the arbitrary--but internally necessary--coupling of a
sensory vehicle (speech sounds, printed words) and a mental concept. This model of abstract
and necessary learned, conventional conditions for expression and meaning influenced
38
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
linguistics, semiology (models for a grammar of meaning applicable to all cultural forms like
writing, images, and music), and anthropology.
Chomsky, beginning in the 1950s-60s, takes the abstract system of both phonology and grammar as necessary, but starts with the problem of syntax, language acquisition, and language
productivity. His model of syntax as the internalized rules for generating expressions solves
the empirical problem of "the poverty of stimulus" when seeking to explain the rapid
acquisition of grammar from few experiences; that is, trying to explain how humans learn
language by induction from experienced examples (i.e., how any child in any language
community from around age 3-4 is capable of generating an infinite set of new grammatically
formed sentences which the child has never experienced). For Chomsky, humans have an
innate capacity for language and the ability to internalize a grammar from a very small set of
examples, and are soon able to generate an infinite number of new expressions in their native
language. From this observation, he was able to map out a rigorous set of syntactic phrase
structures capable of many transformations.
Chomsky explains in his influential book, Language and Mind (1968, 3rd edition, 2006)
The person who has acquired knowledge of a language has internalized a system of rules that
relate sound and meaning in a particular way. The linguist constructing a grammar of a
language is in effect proposing a hypothesis concerning this internalized system. The grammar
proposed by the linguist is an explanatory theory; it suggests an explanation for the fact that
(under the idealization mentioned) a speaker of the language in question will perceive,
interpret, form, or use an utterance in certain ways and not in other ways.... Continuing with
current terminology, we can thus distinguish the surface structure of the
sentence, the
organization into categories and phrases that is directly associated with the
physical signal,
from the underlying deep structure, also a system of categories and phrases, but with a more
abstract character. [pp. 23-25]
Where de Saussure distinguishes between langue and parole (the underlying grammar and
rules of a language vs. spoken and written expressions in any concrete instance), Chomsky
distinguishes between "deep structures" and "surface structures" and "competence" versus
"performance." The observations here allow us go beyond the experiential data of
language in use to the underlying rules everyone shares in making new expressions and
participating in a system of meanings.
At all levels, then, for language to be language, it must be:
rule-governed (expression and understanding reflect the same necessary code base)
collective (shared, not private or individual)
conventional or arbitrary (that is, not natural)
and learned (arises from being in a language community, not spontaneous).
These assumptions form the presuppositions of all work in semiology or semiotics, which
maps out ways to analyze any meaning system as a "second-order" language; that is, for
semiotics to proceed, we must presuppose that the structural features of language also operate
in other language-like systems (for example, visual art or music) and are assumed or
incorporated in a different level of operation like the system of other linguistic levels, a
computer
network "protocol stack" of layered functions, or the nested and embedded
functions in computer programming.
39
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Semiotics: Basic Assumptions
Contemporary semiotic theory merges the thought of Ferdinand de Saussure and Charles
Sanders Peirce in many variations. Here are some of the most important starting assumptions.
1.
Cultures are formed through language. Language is public, social, and communal, not
private or personal. (If anyone used a private language, it would be very uninteresting to
the rest of the world.)
2.
Users of a common language form what is called a "speech community," though we use
"speech" in this context to include many kinds of communication communities
(subcultures, dialects, ethnic groups, social-class specific communities, etc.); any
individual can participate in multiple "speech communities".
3.
Language is a system with rules (its own internal structure). Language as a system is
multi-leveled, from speech sounds, words, and sentences to longer units called discourse.
Discourse circulates through a culture, providing meanings, values, and social identities
to individuals.
4.
Discourse is the level studied by most cultural theory and semiotics. All of our cultural
statements--from "mainstream" and official "high culture" products to popular culture
genres and emerging new cultural forms--can thus be studied as forms of discourse, parts
of a larger cultural "language."
5.
Communication and meaning are formed by mediations--representative or symbolic
vehicles that "stand for" things, meanings, and values. The mediating vehicles are called
"signs". For example, words in a language, images, sounds, or other perceptible
signifiers.
5.1. Thus signs and sign-systems never present a copy of "reality"--the order of things
external to language and our mediated way of knowing thinning-out a socially interpreted
and valued representation.
6.
The study of how a society produces meanings and values in a communication system is
called semiotics, from the Greek term semion, "sign". (Here "sign" has a specialized
meaning, referring to our social and cultural vehicles for signification or meaning.)
Languages, and other symbolic systems like music and images, are called sign systems
because they are governed by learnable and transmittable rules and conventions shared
by a community.
40
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Semiotic Models: Dyadic and Triadic
Ferdinand de Saussure
Simple two-part model of the sign: a signifier (sign vehicle; material perceptible content like
sound or visual information) and the signified (a conceptual and abstract content)
De Saussure: Descriptive model
Charles Sanders Peirce: Triadic Model
41
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Peirce used a different set of terms to describe sign functions, which for him were a
conceptual process, continually unfolding and unending (what he termed "unlimited semiosis,"
the chain of meaning-making by new signs interpreting a prior sign or set of signs).
In Peirce's model, meaning is generated through chains of signs (becoming interpretants),
which is parallel with Mikhail Bakhtin's model of dialogism, in which every cultural
expression is always already a response or answer to prior expression, and which generates
further responses by being addressible to others.
7.
Semiotics isolates sign functions for social analysis. French semiotics distinguishes two
main sign-functions, the signifier (the level of expression, like the bare acoustic
impression of speech sounds or the visual impression of written marks and images) and
the signified (the level of content or value, what is associated with the signifier in a
language). But what
allows the sign to work as a whole unit of social meaning is a
code, the rule for combining a sensory impression with a mental content, and the basic
signifiers in a language into a system of meanings.
7.1. The relation between signifier and signified is not natural, but arbitrary, part of the
internal rules of a language. Having an arbitrary relation to things signified, the signs of
a culture can be analyzed for how societies construct, produce, and circulate meanings
and values.
8.
Sign systems are often described as organized into sets of differences (differential values)
and hierarchies that structure meanings and social values. The form that these differences
take is governed by ideology. (For example, the large set of socially constructed meanings
for things considered "masculine" and "feminine," a pervasive set of binary oppositions.
"Masculine" and "feminine" are meaningless apart from their mutual definition in a
socially encoded binary structure.) The majority of our complex social use of signs
reveals a
network of relationships, rather than simple binaries.
9.
Signification is therefore a process, a product, and a social event, not something closed,
static, or completed one and for all. All members of a society are interpreters or decoders.
9.1. Signification occurs in the encoding and decoding process.
9.2. Position of the interpreter/receiver of communication is inscribed in the system itself.
Ability to decode and understand signification is based on competence with the sign
system and with a larger cultural encyclopedia of codes and correspondences.
10.
Semiotics, however, moves beyond language to study all the meaning systems in a
society--fashion, advertising, popular culture genres like TV and movies, music, political
discourse, all forms of writing and speech. Semiotics contributes to communication
studies by providing a method for uncovering and analyzing how a whole system of
signification
like a movie genre, fashion images, or TV works in a culture.
10.1. Semiotics, then, looks at culture broadly as a language considered as a sign system,or the
ways signs and language map onto culture as a whole.
42
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
CONCLUSION
At the base of the structuralist position is an assumption that certain structures are innocent of
meaning. Meaning is determined by the differences between the structures and, not the
structures themselves (Hassan,1971).This assumption clearly plays out in the discussion above.
Saussure's underpinning standpoint in this theory is the study of the structure of the language
and not the use of the language.
In the 1950s Saussure's ideas about structural linguistics were appropriated by several
prominent figures in continental philosophy, anthropology, and from there were borrowed in
literary theory, where they are used to interpret novels and other texts. However, several
critics have charged that Saussure's ideas have been misunderstood or deliberately distorted
by continen- tal philosophers and literary theorists and are certainly not directly applicable to
the textual level, which Saussure himself would have firmly placed within parole and so not
amenable to his theoretical constructs.
REFERENCES
Bal, Mieke. On Meaning-Making: Essays in Semiotics. Sonoma, CA: Polebridge Press,
1994.
Chomsky, Noam. (1972) Language and Mind. Enlarged Ed. New York: Harcourt Brace
Jovanovich, p. 20
Chomsky, Noam. Aspects of the Theory of Syntax. Cambridge, MA: MIT Press, 1965.
Course in General Linguistics. New York: Philosophical Library, 1959.
De Mauro, Tullio, 1972. Edition critique du Cours de linguistique generale de Ferdinand de
Saussure. Paris: Payot. p. 400
de Saussure, Ferdinand. Cours De Linguistique Générale. Paris: Payot, 1900.
Eco, Umberto. A Theory of Semiotics. Bloomington, IN: Indiana University Press, 1976.
Evans, Dylan. (2005) "From Lacan to Darwin", in The Literary Animal: Evolution and the
Nature of Narrative, eds. Jonathan Gottschall and David Sloan Wilson, Evanston:
Northwestern University Press, 2005, pp.38-55.
Fabb, Nigel. (1988) Saussure and literary theory: from the perspective of linguistics. Critical
Quarterly, Volume 30, Issue 2, pages 58_72, June 1988.
Gilbert Lazard. "The case for pure linguistics." Studies in Language 36:2 (2012), 241_259.
doi 10.1075/sl.36.2.02laz
Holland, Norman N. (1992) The Critical I, Columbia University Press, ISBN ISBN 0-23107650-9
Koster, Jan. (1996) "Saussure meets the brain", in R. Jonkers, E. Kaan, J. K. Wiegel, eds.,
Language and Cognition 5. Yearbook 1992 of the Research Group for Linguistic
Theory and Knowledge Representation of the University of Groningen, Groningen, pp.
115-120.
Language and Mind. 1st edition, 1968; 3rd. Cambridge University Press, 2006.
Marcus, Mitchell, (1984) "Some Inadequate Theories of Human Language Processing."
Talking Minds: The Study of Language in Cognitive Science. Eds. Thomas G. Bever,
John M. Carroll, and Lance A. Miller. Cambridge MA: MIT P, 1984. 253-77.
Matthews, Peter. A Short History of Structural Linguistics, Cambridge Univ. Press, 2001.
New York Review of Books, June 29, 1972.
43
ISSN 2053-6305(Print), ISSN 2053-6313(online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 27-44, February 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Not Saussure: A Critique of Post-Saussurean Literary Theory, Macmillan Press 1988, 2nd ed.
1995.
Peirce, Charles Sanders. Collected Papers of Charles Sanders Peirce, 8 Volumes.Edited by
Charles Hartshorne, Paul Weiss, and A. W. Burks. Cambridge, MA:Harvard University
Press, 1931.
Petrilli, Susan, and Augusto Ponzio. Semiotics Unbounded: Interpretive Routes Through the
Open Network of Signs. 1st ed. Toronto: University of Toronto Press, 2005.
Semiotics and the Philosophy of Language. Bloomington, IN: Indiana Univ. Press, 1984.
Siobhan Chapman and Christopher Routledge (eds.), Key Thinkers in Linguistics and the
Philosophy of Language, Oxford University Press, 2005, p. 107: "Algirdas Greimas".
Syntactic Structures. First edition, 1957; 2nd ed. Berlin and New York: Mouton De Gruyter,
2002.
Tallis, Raymond. Theorrhoea and After, Macmillan, 1998.
Turner, Mark. 1987. Death is the Mother of Beauty: Mind, Metaphor, Criticism. University
of Chicago Press, p. 6.
What Is Semiotics?November 2007. http://vip.db.dk/signs/WIS.htm.
44
ISSN 2053-6305(Print), ISSN 2053-6313(online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
STYLISTICS AS AN APPROACH TO DISCOURSE ANALYSIS: A
THEMATIC TEXTUAL ANALYSIS
Dr. Damasus Tuurosong
Department of African and General Studies, University for Development Studies, Ghana.
Dr. Rashid Hassan Pelpuo
Institute of African Stuides, University of Ghana, Legon.
Justine Bakuuro
Department of English, University of Ghana, Legon
ABSTRACT: This write-up is a stylistic analysis of a prose passage along three thematic
areas: pace, expectancy and high emotional tension. Each of these themes is carefully traced
in the passage using the analysis. It is a practical application of one of the numerous
approaches to Discourse Analysis-Stylistics-in the analysis of a text. The text is an excerpt from
Chinua Achebe’s Things Fall Apart.
KEYWORDS: stylistic analysis, thematic, pace, expectancy, high emotional tension,
discourse analysis, Things fall Apart.
Research Objective
This study basically attempts to trace how the linguistic choices in the prose passage project
the themes of pace, expectancy and high emotional tension which dominate the text. The author
could not have evoked these feelings without making appropriate linguistic choices. Identifying
those choices and their roles underpin the goal of this study.
Theoretical Underpinning
Generally speaking, stylistics sometimes involves the exercise of revealing the linguistic
peculiarity of an author’s art. This perspective conceives of style as idiolect. Crystal and Davy
(1969:77) explain that studying an author’s work via this theory is ‘an attempt to isolate, define,
and discuss those linguistic features which are felt to be peculiarly his, which help to
distinguish him from other authors’. Authorship identification, therefore, underlies the stylistic
efforts that employ this theory. However, this can be dicey due to certain unifying factors in
textual production.
Today, the focus of stylistics is the investigation of the linguistic resources deployed in the
construction of texts (literary and non literary). Style study, thus, concerns the analysis of the
linguistic features employed consciously or otherwise in textual production with the aim of
adducing communicative reasons for such features. Basically, stylistics sets to answer the
58
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
question of how a text is configured in relation to why it is thus structured. The how concerns
‘the form, the architectonics’, while the why is the ‘axis of interpretation and speculation’
(Salman, 2013:114). Style study is essentially an interpretative exercise whose thrust is the
elucidation of the manner of the matter (Osundare, 2003).
What is more, style is viewed as choice made from among competing and variant options
inherent in language for textual constructions. Simpson (2014:22) explains the concern of
stylisticians using this theoretical framework:There are often several ways of using the
resources of language system to capture the same event in textual representation. What is of
interest to stylisticians is why from possible several ways of representing the same happening,
one particular type of depiction should be privileged over another.
The style of an author is also studied in terms of deviant forms in a piece of work and their
communicative implications. The style- as- deviation perspective presupposes that there are set
norms or standards against which deviations are identifiable and analyzable. Lawal (1997)
differentiates accuracy (grammatical correctness) and appropriateness (social acceptability) as
the norms of the standard varieties of language. Nonconformity to these, therefore, amounts to
deviation. Todorov (1971:31) similarly identifies four types of deviation as: quantitative
(deviation in frequency of occurrence), qualitative (deviation from standard grammar),
syntagmatic (deviation from a norm preset in the text) and paradigmatic (deviation from norm
outside the text). Deviation is not error; it is conscious and motivated by communicative needs.
Explanation of these needs through the deviant forms is the task when this theory is employed.
Choice making in text composition are usually conditioned by selectional possibility and
constraint in language (Lawal, 1997) but language does not necessarily incapacitate its users
through these prescriptions as adventurous users can liberate their styles through ‘its elastic
edges’ (Osundare, 2003:17). The theory of style as choice is interrelated with the perception of
style as situation or product of context. The interface is grounded on the fact that choices in
communication are made with due consideration to the situation. Effective communication
thrives on purposeful choices mediated by the context of interaction. Context - linguistic and
non linguistic; immediate and wider – are essential to textual comprehension. As Azuike (1992)
notes, context encompasses intra textual and inter textual ordering as well as extra textual
features that are essential to resolving textual meaning. Context is essential to stylistic
execution as most choices from the linguistic system are ‘occasioned by the writer’s
expectation that the reader will locate the meaning within a broad context’ (Chinelo and
Macpherson, 2015:67).
The issue of choice-context in stylistics is underpinned by Traugott and Pratt’s (1980:29)
definition of style as ‘the characteristic choices in a given context’. This position aligns
perfectly with the systemic perspective on language as a network of options and a resource for
meaning making. These last two theories primarily constitute the framework for the analysis
as the speech under study is premeditated and sensitive considering the remote and immediate
contexts of its composition.
59
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Prose Passage
1The
drummers took up their sticks and the air shivered and grew tense like a tightened bow.
two teams were ranged facing each other across the clear space. 3A young man from one
team danced across the center to the other side and pointed at whomever he wanted to fight.
4They danced back to the center together and then closed in.
2The
5There
were twelve men on each side and the challenge went from one side to the other. 6Two
judges walked around the wrestlers and when they thought they were equally matched stopped
them. 7Five matches ended in this way. 8But the really exciting moments were when a man was
thrown. 9The huge voice of the crowd then rose to the sky and in every direction. 10It was even
heard in the surrounding villages.
11The
last match was between the leaders of the teams. 12They were among the best wrestlers
in all the nine villages. 13The crowd wondered who would throw the other this year. 14Some
said Okafo was the better man; others said he was not the equal of Ikezue. 15Last year neither
of them had thrown the other even though the judges had allowed the contest to go on longer
than was the custom. 16They had the same style and one saw the other’s plans beforehand. 17It
might happen again this year.
18Dusk
was already approaching when their contest began. 19The drums went mad and the
crowds also. 20They surged forward as the two young men danced into the circle. 21The palm
fronds were helpless in keeping them back.
22Ikezue
held out his right hand. 23Okafo seized it and they closed in. 24It was a fierce contest.
strove to dig in his right heel behind Okafo so as to pitch him backwards in the clever
eqe style. 26But the one knew what the other was thinking. 27The crowds had surrendered and
swallowed up the drummers, whose frantic rhythm was no longer a mere disembodied sound
but the very heartbeat of the people.
25Ikezue
28The
wrestlers were not almost still in each other’s grip. 29The muscles on their arms and their
thighs and on their backs stood out and twitched. 30It looked like an equal match. 31The two
judges were already moving forward to separate them when Ikezue, now desperate, went down
quickly on one knee in an attempt to fling his man backwards over his head. 32It was a sad
miscalculation. 33Quick as the lighting of Amadiora, Okafo raised his right leg and swung it
over his rival’s head. 34The crowd burst into a thunderous roar. 35Okafo was swept off his feet
by his supporters and carried home shoulder high. 36They sang his praise and the young women
clapped their hands.
NB: For easy identification, the sentences have been numbered. The numbers used in the
analysis therefore stand for the sentences in the passage.
Key: VF=very fast, F=fast, S=slow, 1,2,3,etc=sentences in the narrative
60
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
PACE
The narrative pace determines how quickly or slowly the writer takes a reader through a
story. It relies on the combination of mood and emotion as these elements play out in the
dialogue, setting and action. A story determines its own pace.
In the prose narrative above, we try to study the pace as the narrator walks with us down the
plot of the narrative.The pace transition from one sentence to another which eventually
determines the overall pace of the narrative piece is carefully examined in the ensuing
analysis.The pace transitions between sentences are marked as being Very Fast (VF),Fast
(F) or Slow (S) with an accompanying explanation in each instance. At a glance, does the
narrative present a fast or slow pace? We find that out.
1-2. One realises a very quick leap in pace as the narrator takes the reader right from the
drummers taking up their sticks to the two teams being ranged facing each other. A revelation
is quickly made about the plot of the narrative.(VF)
2 – 3 Sentence 3 is a detail upon sentence 2 and thus presents a slower pace in the narration.
Sentence three does not reveal much about the plot apart from being an elaboration on
sentence 2.(S)
3 – 4 Sentence 4 is an expansion of sentence 3 and therefore dictates a slower pace in the
narrative just like sentence 3.It gives us detail but does not really take the reader a step further
into the plot of the narrative.(S)
4 – 5 Sentence 5 heightens the pace again as it makes a revelation about the plot. The
narrator gets to inform the reader of the composition of each team- twelve men on each side –
as well as the order of activity in the match (the challenge went from one side to the
other).(F)
5 – 6 Here we see a very fast pace as the narrator switches immediately from the team
compositions to focus on the judges. The narrator did not slow down the pace with detail
information as in 3 – 4 and 2 – 3. (VF)
6 – 7 We see one of the fastest paces in this narrative. The narrator did not stay on to give
detail about about the five matches which ended in similar manner. He switches sharply from
the judges in the opening match to the 5th match, leaving with 7 matches. Thus, we have a
major unfolding of the narrative plot.(VF)
61
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
7 – 8 The narrator introduces us to new information - the throwing of a man- which was the
really exciting moment.The movement from sentence 7 to 8 may not be as quick as that from
6 to 7 but we equally have an increased pace herein.(F)
8 – 9. The narrator did not dwell on details about the ‘really exciting moments’ and probably
how the man was thrown but shifts focus sharply to the reaction of the audience to the
throwing of the man.A swift dive into the plot is thus realized by this so we encounter one of
the fastest instances of pace transition here.(VF)
9 – 10. We realize a slowing down of the pace as sentence 10 is a detail of sentence 9.In
narrative pace, details create suspense as they hold the reader in anxiety. Such is the case
here. (S)
10 – 11. The pace momentum increases immediately after the slow-down in 9 – 10. We are
not told the details of the remaining matches after the 6th match (in which a man was thrown)
but are moved to information about the last match. We are told of 12 matches and from the
6th match we are moved straight to the last match. This, just like 6-7, is one of the fastest
progressions into the plot of the narrative.(F)
11 – 12. Sentence 12 is an elaboration on 11, hence we have a slow pace here. (S)
12 – 13. Sentence 13 is a further expansion of 11,thereby maintaining the slow pace in 1112.(S)
13 – 14 . We still have a slowing down of activity here. Sentence 14 is an extension of 13.(S)
14 – 15. The pace is slowed down as the narrator chips in with some historic antecedents of
the match.That is detail information which is in tune with what the narrator is on floor
discussing,that is,taking the reader into some background about the annual event.(S)
15 – 16. 16 gives detail about 15, hence a slow pace is maintained. (S)
16 – 17 . 17 gives details about 16, so a slow pace is maintained. (S)
17 – 18. We see an increase in pace once again as the narrator shifts focus from the strength
of the two team leaders and their previous encounter back to the event in the background- the
fight.Plot development is realized.(F)
18 – 19. A strongly fast pace of narration is realized as the narrator moves from the
commencement time of the contest to the contest in action. We are not bored with detail
about how the contest started between the leaders but quickly introduced to the action of the
contest and the ecstasy that greets it. (VF)
62
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
19 – 20. Pace is slower here as the narrator gives further description of what the atmosphere
is. Plot growth is retarded.(S)
20 – 21. 21 is an expansion of 20, hence a slow pace in the narration is realised.(S)
21 – 22. A heightened pace is realized here as the narrator moves from the reaction of the
crowd back to the action itself.(F)
22 – 23. Pace slows down since 23 is an extension of 22. (S)
23 – 24. Slowed pace. 24 extends 23.(S)
24 – 25. Slowed pace. 25 extends 24.(S)
25 – 26. Slowed pace. 26 Extends 25.(S)
26 – 27. We notice a movement from the action itself to the reaction of the crowd once again.
There is an increase in pace here. (F)
27 – 28. Then narrator shifts back to description of the action itself in 28, increasing the
pace.(F)
28 – 29. 29 expands 28, hence a slow pace.(S)
29 – 30. 30 expands 29, hence a slow pace.(S)
30 – 31. 31 expands 30, hence a slow pace. (S)
31 – 32. 32 expands 31, hence a slow pace.(S)
32 – 33. 33 extends 32, hence slow pace.(S)
33 – 34. Focus shifts from description of the action of wrestling to the reaction of the crowd.
Hence, we have a relatively fast pace here.(F)
34 – 35.Focus again is shifted from the reaction of the crowd back to the action in progresswrestling .We may describe it also as a fast pace.(F)
35 – 36. Attention is moved from action in progress to the reaction of the crowd, an increase
in pace. (F)
63
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
The pace trend between sentences is represented in the Bar Chart below.
From the chart, it is clear that the narrative has a slow pace. A total of 20 sentences present
a slow pace of narration with the remaining 16 sentences representing fast and very fast
paces.5 sentences present a very fast pace whilst 11 sentences present a fast pace. Much as
the narrator made some bold leaps into the plot structure of the narrative, his speed of
narration is slowed down by details, particularly in paragraphs 5 and 6.
HIGH EMOTIONAL TENSION
The narrative is riddled with intense emotional tension right from the start up to the end.The
analysis below is an illustration of this theme in the narrative piece.The sentences which depict
high emotional tension are the ones numbered on the left and the relevant portions are extracted
and discussed.
1-
2-
3-
4-
“…the air shivered and grew tense like heightened bow” conveys a feeling of unease
and jittery among the contestants and audience. They are all seized by anxiety. The use
of this personification depicts a highly expectant crowd who could not wait to see the
commencement of the match.
“ …two teams ranged facing each other” speaks of the fierce nature of the contest. One
can imagine what would have been going on in the minds of the contestants at that
moment. This further heightens the tension.
“a young man…pointed at whomever he wanted to fight” sets the tone for the beginning
of action. The battle lines were then clearly defined and all was set for a smooth start
of the fight.
“they danced back…and closed in” takes the reader into the action itself. The first of
12 matches had just started, watering down the overwhelming anxiety of the expectant
crowd.
64
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
5-
6-
7-
89-
10-
11-
16-
18-
19-
2021-
2223-
“…the challenge went from one side to the other”, tells us of the continuity of the
contest. One man from each side locked horns with a counterpart on the other divide in
turns.
“…they were equally matched…” shows the level of emotional unease. Each side is
working hard to emerge victorious as the matches continued. So for the first tie to have
ended without a winner, one can only fancy the emotional unrest among the contestants
and supporters.
“Five matches ended in this way” speaks of the pack of emotional tension among
contestants and audience alike .From the first to the fifth match if there was no winner
of any of those matches then the climax of emotional tension must have been reached
here.
“…a man was thrown” .There is a heightening of the tension here particularly among
contestants of the defeated side in that particular fixture as well as their supporters.
“ The huge voice of the crowd rose to the sky…” heightens the emotions of the defeated
side in that particular fixture. Supporters would have very high expectations and
contestants will be under psychological pressure to deliver and not disappoint their
supporters.
“It was even heard in the surrounding villages” depicts the extent of emotional tension
aroused in the defeated side. The intensity of the jubilation would put them in an even
more tensed mental state especially given that their men were equally matched with
their opponents.
“The last match was between the leaders of the teams”. For there to be only one win in
11 matches and the leaders now capping up the event, emotions would have been
extremely high on both sides. If the leader of the winner team in the sixth match is
defeated it would mean a draw for both sides. If the reverse happens, it would mean the
team that won the sixth match would record a winning margin of 2 – 0. Both sides must
be on the defensive now.
“They had the same style…” tells the difficulty the contestants had in winning the
match as they were both “masters in one field”. This carries with it a high emotional
investment.
“...their contest begun” suggests final round match which was more or less a “do or die”
affair. The leaders needed to unlock the tie which had been particularly unlocked and
needed to be reinforced for a clear win. The crowd would have, at this point, been very
quiet and expectant.
“The drums went mad and the crowds also” portrays the mood and atmosphere. It was
a charged atmosphere with supporters of both sides cheering on their contestants. Even
the side in the lead is not comfortable as a loss in that fixture could render the contest a
drawn one. Emotions are highly charged.
“They surged forward…”. the emotional charge of the crowd is what causes them to
surge forward as the contestants are about to lock horns.
“The palm fronds were helpless in keeping them back” indicates that the crowd is
overwhelmed by their anxiety to see it all. They simply cannot help but trample on the
palm fronds to catch a glimpse of the “real action”.
“Ikezue held out his right hand” takes us direct into the action of fighting. More
heightening of emotions is expected at this stage.
“Okafo seized it and they closed it” continues that action in progress. Everyone present
is at their bursting point of emotions, enjoying the sight of the “master fixture”. If there
65
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
24-
25-
26-
27-
2829-
3031-
3233-
34-
was any piece of emotional discomfort hiding in anyone, it had to show up at this stage.
Fingers are crossed.
“It was a fierce contest” summaries it all. The narrator himself admits it and if words
can describe it as “fierce” then what would emotions represent it with? Heightened
emotional tension.
“Ikezue strove to dig in his right heel………” keeps us in the action of wresthing. He
is making the last effort to carry the day. But will he succeed (?). This comes with
volumes of emotional and psychological tension.
“…one knew what the other was thinking” shows that it would only take luck or chance
on the part of a contestant to beat his opponent since they had equal and same skills.
This feeling of uncertainty regarding who carries the day further compounds the
emotional tension among audience and contestants.
“The crowds had surrendered and swallowed up the drummers, whose frantic rhythm
was no longer a mere disembodied sound but the very heartbeat of the people” clearly
summaries the heightened emotional tension among the people at this point. The
drumming was not heard or recognized as rhythm but seen as a representation of “the
heartbeat of the people”.
“The wrestlers were not almost still in each other’s grip” gives a picture of the neckon-neck lock up between the two leaders. Emotions can only get more tensed.
“The muscles on their arms and their thighs and on their backs stood out twitched”
continues with the imagery of the tight lock up. None is seen as being the possible
underdog in the battle. They were equally matched. But can there be a winner?
Emotions can best answer this question.
“It looked like an equal match” reinforces the effort in sentence 29. They were both up
to the task. Only luck or chance was being sought after to break the ice.
“…Ikezue, now desperate….” Speaks of emotional frustration. All efforts were
yielding no fruits and so chances had to be taken swiftly. Ikezue was eluded by a chance,
making his contender Okafo, emerge a victor.
“It was a sad miscalculation”. Ikezue had made a very expensive mistake. His opponent
took advantage. More emotional unrest!
“Okafo raised his right leg and swung it over his rival’s head” speaks of the last straw
that broke the camel’s back. Okafo took his chance swiftly and was the victor. How
emotionally tasking it would be for Ikezue!
“ The crowd burst into a thunderous roar” tells how broken Ikezue and his supporters
would have been emotionally. After all efforts and even seeming to be more of an
aggressor than his opponent, he ends up losing the fight. To be highly tensed
emotionally would be an understatement for Ikezue and his supporters.
66
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
In terms of vocabulary choices which manifest the theme of high emotional tension, the
narrator makes use of the following expressions:
shivered/tense/tightened/bowl/ranged/pointedat/fight/closedin/challenge/judges/wrestlers/equ
ally/matched/matches/thrown/crowd/wondered/surged/mad/fierce contest/strove/frantic
rhythm/grip/twitched/equalmatch/desperate/fling/miscalculation/lightning/thunderous/roar/s
wept off/supporters.
As can be seen from the analysis above, 29 out of the total of 36 sentences carry in them
expressions of high emotional tension. This represents 80.6% of the entire passage. If
80.6% of a passage provides evidence in support of a theme in the passage, one may
conclude that the said theme is the most dominant in the particular passage. It is the
case here, therefore, that high emotional tension is the most dominant theme of this
narrative prose.This is represented in the chart below.
Table 1: Table showing the distribution of sentences that express high emotional
tension and those that do not
67
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
SENTENCE TYPE
Sentences expressing high emotional
tension
Sentences not expressing high
emotional tension
Total
FREQUENCY
29
PERCENTAGE (%)
81
7
19
36
100%
PIE CHART
68
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
EXPECTANCY
When a narrative piece has a slow pace, it is characterized by suspense. Suspense is an
appropriate replacement for expectancy in literary analysis. In this prose passage, we encounter
a high degree of expectancy on the part of the crowd and the wrestlers themselves and this
expectancy is espoused by the striking suspense which characterize the entire narrative. As the
narrator dwells on the description of the activity of wrestling, he takes the reader back to history
simultaneously from time to time. He also furnishes the reader with information about the
reaction of the crowd to the contest as well as the general atmosphere surrounding the contest.
These deliberate digressions underpin the suspense in the narrative as the reader gets eager to
get on with the description of the wrestling activity rather than history and general atmosphere
of the contest. This leaves the reader with high expectancy from the contestants to deliver in
much the same manner as the crowd and contestants are expectant.
Again, the high display of emotional tension throughout the passage carries in it a strong
sense of expectancy from supporters and contestants alike. Indeed, it is the anxiety to see a
team winning that sparks the emotional tension. One may therefore conclude that since the
narrative is evidently ridden with high emotional tension, there was a very high degree of
expectancy. That is to say that expectancy is equally manifest in the 29 sentences outlined
above in the discussion of high emotional tension: sentences
1,2,3,4,5,6,7,8,9,10,11,16,18,19,20,21,22,23,24,25,26,27,28,29,30,31,32,33,and34.The
lexical choices ( listed under high emotional tension above) which enact the emotional
tension are the same which portray the expectant mood of the crowd and contestants.
Likewise, the vocabulary which portray high emotional are the same vocabulary which
portray expectancy in the narrative piece. They include:
shivered/tense/tightened/bowl/ranged/pointed at/fight/closed
in/challenge/judges/wrestlers/equally/matched/matches/thrown/crowd/wondered/surged/mad/
fierce contest/strove/frantic rhythm/grip/twitched/equal
match/desperate/fling/miscalculation/lightning/thunderous/roar/swept off/supporters.
In view of this therefore, one may represent the expectancy level of the crowd and contestants
in a chart as follows:
Table 2: Table showing the distribution of sentences which express expectancy and those that
do not.
SENTTENCE TYPE
Sentences expressing expectancy
Sentence not expressing expectancy
Total
FREQUENCY
29
7
36
PERCENTAGE (%)
81
19
100%
69
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Sentences not
expressing
expectancy
19%
PERCENTAGE
Sentences
expressing
expectancy
81%
SUMMARY
In conclusion, it is evidently clear that the prose passage has a slow narrative pace though a
cursory reading of it may not readily agree with this view. This slow pace of narration gives
rise to suspense which is the literary term for high expectancy on the part of a reader or audience
to progress from one level of the plot of the narrative to another.
Against this back-drop, there is high expectancy on the part of the reader, the audience in the
narrative and the contestants.
The display of high emotional tension is also abundantly pointed out in the discussion with 29
sentences out of the total of 36 sentences, conveying expressions that support this claim. The
passage is also ridden with expressions and vocabulary which point to this fact. As earlier
mentioned emotions are high and tensed when some expectations are being sought after. Thus,
the evidence of high emotional tension in the narrative passes for evidence of expectancy in
the narrative. Indeed, this prose passage evokes an atmosphere of pace, expectancy and high
emotional tension.
REFERENCES
Abrams, M. H., & Harpham, G. (2011). A glossary of literary terms. Cengage Learning.
Batool, S., Khan, A. B. & Iqbal, A. et.al.(2014). Stylistic Analysis of Robert Frost’s Poem:
“The Road Not Taken”. Journal of ELT and Applied Linguistics, 2, 52-64. Bhagawati,
B. (2012). Myths in the Waste Land. Basic, Applied & Social Sciences, 2, 337338.
E.E. Cummings Poetry Foundation: https://www.poetryfoundation.org/poets/e-e-cummings
Fowler, R. (1971) The Languages of Literature. London: Routledge & Kegan Paul.
70
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.58-71, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Halliday, M. A. K. (1994). An Introduction to Functional Grammar (2nd ed.). London: Hodder
Arnold.
Khan, A.B., Raffique, S. & Saddique, G. (2014). STYLISTIC ANALYSIS OF THE POEM
"THE ONSET" BY ROBERT FROST. European Journal of Language Studies, 1, 2934.
Leech, G. &
Mansoureh, A.N. (2012). An Analysis of Dialogue in Eliot's The Waste Land from the View
Point of Gadamer's Hermeneutics. Advances in Natural and Applied Sciences, 6, 110
115.
Mifflin Company. Quirk, R. & Greenbaum, S. (2000). A University Grammar of English.
Edinburgh: Pearson Education Limited.
Mugair, S.K. (2013). A Stylistic Analysis of “I Have a Dream”. International Journal of English
and Education, 2, 315-322.
Schiffrin, Deborah ([1994] 1997) Approaches to Discourse. Oxford: BasilShort, M. (2000)
‘Graphological Deviation, Style Variation and Point of View in Marabou
Short, M.H. (1981). Style in Fiction: A linguistic introduction to English Fictional prose.
London: Longman.
Simpson, P. (2004): Stylistics. A Resource Book for Students. London: Routledge Publishers
Spencer, J. (1971). “Introduction”. In Enkvist, N.E., Spencer, J., & Gregory, M. J. (Eds.),
Linguistics and Style. London: Oxford University Press. Yule, G. (2007). The Study of
Language (2nd ed.). Cambridge: Cambridge University Press.
Tafreshi, A.R. (2010). Stylistic Analysis of a Poetic Text: A Case from Persian. Journal of
Language and Translation, 1, 75-84.
Van Peer, W. (1986) Stylistics and Psychology: Investigations of Foregrounding. Croom Helm.
71
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
LINGUISTIC ANALYSIS OF LITERARY TEXTS-A NECESSITY OR A MERE
ABERRATION?
Justine Bakuuro
Department of English, University of Ghana, Legon.
Dr. Damasus Tuurosong
Department of African and General Studies, University for Development Studies, Ghana.
Dr. Rashid Hassan Pelpuo
Institute of African Studies, University of Ghana, Legon
ABSTRACT: “Her approach (to text analysis) marks her out as someone who believed firmly
that there needed to be a recognition within intrinsic criticism that linguistic analysis of literary
text was a necessity and not simply an aberration“ (Nowottny,1962).In the light of this excerpt,
we have chosen and analysed three literary texts. The study includes both linguistic and literary
analysis, with greater emphasis on the linguistic aspect of the analysis so as to give credence
to this view by Nowottny. Indeed, good stylistic analysis of literary texts should include
linguistic analysis if the analysis is to be standard and is targeted to unveil the ‘full style’ of
an author .Three literary texts are used in this study: The Hollow Men (T.S. Elliot).The
Beatitudes (Jesus Christ) and (listen) (E.E. Cummings).
KEYWORDS: intrinsic criticism, linguistic analysis, literary text, aberration, stylistic analysis
Research Objective
This study seeks to underscore the fact that literary texts need to be analysed linguistically as
well as literarily in doing stylistic studies so as to reveal the true or full style of an author. The
study argues that when linguistic analysis is absent in a stylistic study of a literary text, the
study is deemed deficient as far as uncovering the real style of the author is concerned.
Theoretical Underpinning
In modern times, the focus of stylistics is the investigation of the linguistic resources deployed
in the construction of texts – both literary and non-literary. Studying style, thus, concerns the
analysis of the linguistic features employed consciously or otherwise in textual production with
the aim of adducing communicative reasons for such features. Basically, stylistics sets to
answer the question of ‘how’ a text is configured in relation to ‘why’ it is thus structured. The
how concerns ‘the form, the architectonics’, while the why is the ‘axis of interpretation and
speculation’ (Salman, 2013:114). Style study is essentially an interpretative exercise whose
thrust is the elucidation of the manner of the matter (Osundare, 2003).
Sometimes stylistics is an exercise aimed at revealing the linguistic peculiarity or uniqueness
of an author’s art. This perspective conceives of style as being an idiolect. According to Crystal
and Davy (1969:77), studying an author’s work via this theory is ‘an attempt to isolate, define,
and discuss those linguistic features which are felt to be peculiarly his, which help to
distinguish him from other authors’. Authorship identification, therefore, underlies the stylistic
34
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
efforts that employ this theory. However, this can be dicey due to certain unifying factors in
textual production.
Style is also studied in terms of deviant forms in a piece of work and their communicative
implications. The style- as- deviation perspective presupposes that there are set norms or
standards against which deviations are identifiable and analysable. Lawal (1997) differentiates
accuracy (grammatical correctness) and appropriateness (social acceptability) as the norms of
the standard varieties of language. Nonconformity to these, therefore, amounts to deviation.
Todorov (1971:31) similarly identifies four types of deviation as: quantitative (deviation in
frequency of occurrence), qualitative (deviation from standard grammar), syntagmatic
(deviation from a norm preset in the text) and paradigmatic (deviation from norm outside the
text). Deviation is not error; it is conscious and motivated by communicative needs.
Explanation of these needs through the deviant forms is the task when this theory is employed.
Additionally, style is viewed as choice made from among competing and variant options
inherent in language for textual constructions. Simpson (2014:22) explains the concern of
stylisticians using this theoretical framework:
There are often several ways of using the
resources of language system to capture the same event in textual representation. What is of
interest to stylisticians is why from possible several ways of representing the same happening,
one particular type of depiction should be privileged over another.
Making choices in text composition are usually conditioned by selectional possibility and
constraint in language (Lawal, 1997) but language does not necessarily incapacitate its users
through these prescriptions as adventurous users can liberate their styles through ‘its elastic
edges’ (Osundare, 2003:17). The theory of style as choice is interrelated with the perception of
style as situation or product of context. The interface is grounded on the fact that choices in
communication are made with due consideration to the situation. Effective communication
thrives on purposeful choices mediated by the context of interaction. Context - linguistic and
non linguistic; immediate and wider – are essential to textual comprehension. As Azuike (1992)
notes, context encompasses intra textual and inter textual ordering as well as extra textual
features that are essential to resolving textual meaning. Context is essential to stylistic
execution as most choices from the linguistic system are ‘occasioned by the writer’s
expectation that the reader will locate the meaning within a broad context’ (Chinelo and
Macpherson, 2015:67).
This context-choice concern of stylistics is underpinned by Traugott and Pratt’s (1980:29)
definition of style as ‘the characteristic choices in a given context’. This position neatly falls
in tune with the systemic perspective on language as a network of options and a resource for
meaning making.
THE HOLLOW MEN (T.S. Elliot)-Analysis
There are four levels of stylistic analysis: Graphology, Phonology, Morphology, and
Lexicosyntax while the elements under each level have been described below.
35
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Analysis
The poem has been analyzed by the following levels of analysis.
Graphological Devices
Bold Print
The title of the poem is written in bold to show the effectiveness of the title in the poem.
Spacing
The poem is written in 5 sections and each section has divided into unrhymed stanzas.
Repetition
The word “men” is repeated 5 times, “kingdom” 9 times, “world” thrice, “ends” thrice,
“hollow” thrice, and “stuffed” twice in the poem. The repetition of these words shows the
shallowness in the poem that nothing is there left behind in the universe after world wars.
Punctuation Marks
Full-stop ( . )
8 full-stops are used in the poem.
Comma ( , )
There is the usage of 11 commas.
Semi-colon ( ; )
Semi-colon is used once in the whole poem.
Colon ( : )
Colon too like semi-colon is used once in the poem.
Exclamation marks ( ! )
Exclamation mark is used once only in 1st part of the poem.
Apostrophe ( ‘ )
Apostrophe is observed 4 times in the phrases given below:
“Rat’ feet”, “Rat’s coat”, “death’s other kingdom”, and “death’s twilight kingdom”.
Dash (--)
Dashes are followed three times in this poem.
Phonological Devices
Rhyme
36
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
There is no rhyme pattern in the poem.
Alliteration
The Alliterated sounds include: /v/, /h/, /m/, /s/, /t/, /l/, /f/, /d/, /k/, /g/, /r/, /b/, /k/, /p/, /dj/, /n/,
/δ/
Consonance
The Consonantal sounds comprise: /n/, /v/, /r/, /d/, /s/, /t/, /m/, /l/, /f/, /g/, /k/, /b/, /δ/, /θ/, /z/
Assonance
The Assonant sounds consist of: /æ/, /a:/, /i/, /e/, /i:/, /a/, /ai/, /au/,/u:/, /ie/, /ₔ/ etc.
Onomatopoeia
“prickly pear”
Phonological devices are used to increase the musicality in the poem.
Morphological Devices
Coinages
“Paralyzed” is used as a coinage for a specific context to show the creative power of the poet
and the emptiness of the world. This is used as an adjective while this cannot be used as an
adjective.
Affixation
Suffix
There is the use of suffix in words such as:
“ends” – end+s “creation” – create+ ion “conception” – concept+ ion “stuffed” – stuff+ ed
“men” – man+ plural “falls” – fall+ s “reality” – real+ ity
“eyes” – eye+ s “gathered” – gather+ ed “meeting” – meet+ ing “Places” – place+ s “lost” –
lose+ past participant “kingdom” – king+ dom “broken” – break+ past participant “stars” –
star+ s “dying” – die+ ing “prayers” – prayer+ s “lips” – lip+ s “trembling” – tremble+ ing
“tenderness” – tender+ ness “waking” – wake+ ing “fading” – fade+ ing “supplication” –
supply+ cation “raised” – raise+ d “images” – image+ s “nearer” – near+ er “behaves” –
behave+ s “behaving” – behave+ ing “crossed” – cross+ ed “staves” – stave+ s “disguises” –
disguise+ s “singing” – sing+ ing “voices” – voice+ s “swinging” – swing+ ing “dreams” –
dream+ s “souls” – soul+ s “filled” – fill+ ed “leaning” – lean+ ing
Prefix
Prefixes are used in words such as:
“unless” – un+ less and “reappear” – re+ appear
Compounding
37
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
“sunlight”, “meaningless”, “headpiece” and “sightless” are used as compounding.
Lexico- syntactic Devices
Paradox
“We are the hollow men/ We are the stuffed men”
“Gathered on this beach of the tumid river/ Sightless, unless…”
“We grope together/ And avoid speech”
“Our dried voices, when/ We whisper together”
Antonym
“Hollow men” and “stuffed men”, “bang” and “whimper”, “voices” and “whisper”, “fade” and
“distance”, “idea” and “reality”, “conception” and “creation”, “essence” and “descent”
Oxymoron
“Not with a bang but a whimper”
“Shape without form, shade without colour, paralysed force, gesture without motion;”
Litotes
“Headpiece filled with straw Alas! / Our dried voices…”
“…quiet and meaningless/ As wind in dry grass”
“Or rats' feet over broken glass”
“Shape without form, shade without colour,… gesture without motion;”
“…The supplication of a dead man's hand/ Under the twinkle of a fading star”
“Not with a bang but a whimper”
Metaphor
“Headpiece filled with straw”
“There, the eyes are/ Sunlight on a broken column”
“This is the dead land/ This is cactus land”
“In this valley of dying stars/ In this hollow valley”
“Gathered on this beach of the tumid river”
“Or rats' feet over broken glass”
38
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Ellipses
The words or phrases in parenthesis should be there to complete the sentences.
(We are…) “Leaning together”
(We are…) “Headpiece filled with straw…”
(Our dried voices, when/We whisper together/Are quiet and meaningless…)
“Or rats' feet over broken glass / In our dry cellar”
“Shape without form, ( rats' feet over broken glass/In our dry cellar …ellipsis ) shade without
colour,( rats' feet over broken glass/In our dry cellar …ellipsis) Paralysed force, ( rats' feet over
broken glass /In our dry cellar … ellipsis)gesture without motion;…”
“The stuffed men” (and…)
(Eyes I dare not meet …) “In death's dream kingdom”
(such as…) “Rat's coat, crowskin, crossed staves”
(It is…) “Not that final meeting”
“Lips that would kiss” (…)
(we…) “From prayers to broken stone”
(There is) “This broken jaw of our lost kingdoms”
(We are) “Gathered on this beach of the tumid river”
(and) “Multifoliate rose”
(This is) “The hope only/ Of empty men”
“For Thine is the Kingdom” (which…)
“Life is very long” (which indicates that…)
“Not with a bang but (with) a whimper”
Hyperbole
“Paralysed force”
“Life is very long”
Simile
“Are quiet and meaningless/ As wind in dry grass”
“Remember us—if at all—not as lost/ Violent souls, but only/ As the hollow men”
“In a field/ Behaving as the wind behaves”
39
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
“Is it like this/ In death's other kingdom”
“The eyes reappear/ As the perpetual star”
Periphrasis
“twilight kingdom” (death), “valley of dying stars” and “hollow valley” (place of despair),
“prickly pear” (inaction), and “Shadow” (anxiety of death)
Epizeuxis
“prickly pear/ Prickly pear prickly pear”
Parallelism
“We are the hollow men/ We are the stuffed men”
“Here we go round the prickly pear/ Prickly pear prickly pear/ Here we go round the prickly
pear”
“Between the idea/ And the reality/ Between the motion/ And the act/ Falls the Shadow”
parallel with “Between the conception/ And the creation/ Between the emotion/ And the
response/ Falls the Shadow” and this stanza parallels with “Between the desire/ And the spasm/
Between the potency/ And the existence/ Between the essence/ And the descent/ Falls the
Shadow”
“For Thine is…”, “For Thine is” and “For Thine is” are parallel to each other.
“This is the way the world ends/ This is the way the world ends/ This is the way the world
ends”
Anastrophe
“Such deliberate disguises/ Rat's coat, crowskin, crossed staves”
“In death's other kingdom/ Waking alone”
“Trembling with tenderness/ Lips that would kiss/ Form prayers to broken stone”
“This broken jaw of our lost kingdoms”
“The hope only/Of empty men”
“Here we go round the prickly pear/ Prickly pear prickly pear”
“Falls the Shadow/ For Thine is the Kingdom”
“Life is/ For Thine is the”
Parts of speech
Adjectives
40
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
“hollow”, “stuffed”, “dried”, “dry”, ”broken”, “direct”, “violent”, “fading”, “ deliberate”,
“crossed”, “twilight”, “dead”, “ cactus”, “stone”, “Multifoliate” , “dying”, “perpetual”,
“empty”.
Prepositions
Prepositions like: “at”, “in”, “of”, “on”, “to”, “it” and “with” are used in this poem.
The poet has chosen particular parts of speech to give precision and accurate description of the
poem. To sum up, all language choices made by the poet show his depression, wretchedness,
desolation and despair both for the present situation and the future of the human beings. For
him, the world wars have spread too much disaster that human beings are unable to survive and
that is why they seem barren, having no interest in life and do not even want to change their
wretched condition as if they are helpless and unable to do anything for themselves. They have
lost their relationship both with one another and nature.
CONCLUSION
It is clear that the use of stylistic devices highlights the rhythm and hollowness of the universe
after both world wars. The description of the frustrated world is depicted through figurative
language so that the poet can indicate that state precisely. It is highlighted by the researcher
that all language choices used by the poet lead towards the shallowness, despair, vagueness,
nothingness and inability of love for the universe/ people. The people are isolated from nature,
one another, and live in a place which is dead, cactus, and barren of any spiritual presence just
like the people of that land as what Saeedi (2011) foregrounds in The Waste Land. The world
wars have spread too much calamity that human beings are powerless to continue their lives
and that is why they seem barren, having no interest in life and do not even want to change
their worthless condition as if they are high and dry and unable to do anything for themselves
as what Singh (2013) and Urquhart (2010) have been highlighted in their studies.
THE BEATITUDES (Jesus Christ)-Analysis
ANALYSIS
The analysis is categorised into sections as follows:
Structural Analysis of the Beatitudes
The Beatitudes describe nine blessings in the Sermon on the Mount as recorded in the Gospel
of Matthew chapter 5:3-12. The study structurally divides the Beatitudes into nine parts with
sub-headings for easy analysis as shown below:
Poor in spirit – 5:3
Blessed are the poor in spirit, for theirs is the Kingdom of Heaven.
1. Mourning – 5:4
41
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Blessed are those who mourn, for they will be comforted.
2. Meek – 5:5
Blessed are the meek, for they will inherit the earth.
3. Hunger and thirst – 5:6
Blessed are those who hunger and thirst after righteousness, for they will be satisfied.
4. Merciful – 5:7
Blessed are the merciful, for they will receive mercy.
5. Pure in heart – 5:8
Blessed are the pure in heart, for they will see God.
6. Peacemakers – 5:9
Blessed are the peacemakers, for they will be called the children of God.
7. Persecuted – 5:10
Blessed are those who are persecuted for righteousness’ sake, for theirs is the kingdom of
Heaven.
8. For my sake – 5:11-12
Blessed are you when men shall revile you, and persecute you, and shall say all manner of evil
against you falsely, for my sake. Rejoice and be glad, for great is your reward in heaven, for in
the same way they persecuted the prophets who were before you.
It can be observed that each verse of the Beatitudes is a proclamation that is precise and full of
meaning, and introduces a topic that forms a major biblical theme. With the exception of line
9, each line consists of two main clauses. The first clause indicates a condition and the second,
a result. The Beatitudes are nine in number and they follow a simple pattern. It can be seen
from the structures that Jesus names a group of people normally seen as portraying virtuous
character (meek, merciful, pure in heart, peacemakers, etc), and pronounces them “Blessed”.
This is in conformity to the realm of Christianity. Outside Christianity however, and in real life
situations, that is, in worldly thinking, these people (meek, peacemakers, merciful, etc), will be
seen as the unfortunate or the under privileged. This is because, they are the people usually
taken for granted because they often run away from trouble as it were. Thus, Jesus assures them
that though the world may disregarded them, in His kingdom, they are indeed the ones that are
blessed.
Stylistically, each line contains three parts. The first part is the ascription of blessedness, the
second being a description of the person’s character or condition and the third, a statement of
the reason for the blessedness. The table below further illustrates this point.
42
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
ASCRIPTION OF BLESSEDNESS
DESCRIPTION OF A PERSON’S CONDITION/CHARACTER
A STATEMENT OF THE REASON FOR THE BLESSEDNESS
Blessed are the poor in spirit for theirs is the Kingdom of Heaven.
Blessed are those who mourn for they will be comforted.
Blessed are the meek for they will inherit the earth.
Blessed are those who hunger and thirst after righteousness for they will be satisfied.
Blessed are the merciful for they will receive mercy Blessed are the pure in heart for they
will see God.
Blessed are the peacemakers for they will be called the children of God.
Blessed are those who are persecuted for righteousness’ sake
for theirs is the kingdom of Heaven.
Blessed are you when men shall revile you, and persecute you, and shall say all manner of evil
against you falsely, for my sake.
….for great is your reward in Heaven
Analysis of Sentences and Sentence Patterns
In the Beatitudes, the study identifies nine declarative sentences. Declarative sentences are
sentences in which the subject is present and generally precedes the verb. Sekyi-Baidoo (2003)
opines that the declarative sentence makes a statement about the speaker/writer’s thoughts,
knowledge or feeling. From the Beatitudes, we realise that the entire text consists of declarative
sentences. The choice of the declarative sentences in the Beatitudes has some discoursal
functions. Basically, they are used to convey information or make statements. The abundance
of declaratives in the Beatitudes therefore suggests that the text basically gives information to
listeners, and Jesus, being the speaker of the text, proclaims blessings upon different people
with different religious virtues by means of open pronouncements.
The first eight declarative sentences consist of two main clauses connected by the coordinator
‘for’. The first clause in each sentence is seen as a conditional clause while the second is seen
as a clause of result. The two clauses in each sentence of the first eight Beatitudes together
constitute a compound sentence. There are eight compound sentences. This is so because the
connector ‘for’ is used as a coordinator and therefore cannot undergo the process of shuffling
unlike other subordinators. Any attempt to place for in the initial position for thematic
43
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
prominence will render the sentence semantically incorrect. The use of for in the Beatitudes as
a coordinator serves as a potential point of expansion and projection of the preceding clauses.
Its use also tend to introduce the reason for the preceding clauses and to add a bit of weightiness
to the complex ideas expressed by the speaker. The use of for is also significant as it provides
explanation on the circumstances of the preceding clauses. This is achieved by expanding the
primary clauses by embellishing around it in order to accentuate meaning. Stylistically, for is
used in the Beatitudes to show the semantic relationship between sentences, and this enables
the language analyst to see what kind of information it adds, what is the core information and
how other information are added and the various discoursal stance of the information. The
essence of this is to identify the semantic relationships that exist between the complex ideas
used by the speaker.
A compound sentence consists of two or more simple sentences joined together by a
coordinating conjunction. Two ideas are put together and equal weight is put on the two ideas.
We realise that ‘for’ has been used as a co-ordinating conjunction to link the two equally
important ideas. The meaning of the first clause is, however, obtained from the second clause
in the sentence and vice versa. The idea is that the condition in the second clause prevails
because that of the first clause prevails. That, there will be no, for instance, inheritance of the
earth if meekness is not displayed by people (Christians); There will be no comforting if people
do not mourn; no seeing of God if purity of heart is not displayed, etc. In other words, there is
inheritance of the earth, comforting, etc because people are meek, people mourn, etc
respectively. This implies that in the packaging of ideas in the Beatitudes, though the speaker
(Jesus) puts equal importance on two different clauses in one sentence to show grammatical
balance, each clause in each sentence complements each other, and Jesus uses the compound
sentences as a means of conveying more than a single idea in a stretch of language.
The average sentence length is 14.1 words per sentence which seem to suggest that they are all
medium sentences. It must be noted that the range of sentences is 8-31 with a high number of
sentences having 10 words to a line. We can infer that the speaker does not want to use short
sentences because readers may be put off by the breaks in the message. Again he avoids very
lengthy sentences perhaps, because such long sentences may confuse listeners with too much
detail. In writing medium sentences, the writer is able to not only ensure that there is continuity
in the message but also maintain the relatedness between the various sentences in the text.
In structural terms, two of the three basic sentence types are used in the presentation of the
message. These are the compound and the compound –complex sentences. The use of
compound sentences in this text enables the speaker to put more detail in his message.
Compound sentences allow us to indicate that two ideas are closer in meaning to each other
than they are to the other sentences in the same paragraph; in stylistic terms, they're a
convenient way of varying sentence structure and prose rhythm while still using a
straightforward subject verb structure. Compound sentences are used in the Beatitudes to create
a rhythmic effect. The compound sentences here are also used to provide rationale and make
the simple sentences in them more persuasive.
Clearly, the study observes that each of the Beatitudes has “Blessed are ....” as its point of
departure. Beyond this, we also see a call and response pattern in the text; the first clause being
the call, and the second clause, the response, as in:
“Blessed are the merciful” (Call)
44
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
“For they will receive mercy” (Response)
The two clauses that reside in each of the Beatitudes are separated by a comma. Each of the
Beatitudes ends with a full stop, and this shows the speaker’s fullness of thought in each
pronouncement. The text makes use of the third person pronouns “theirs” and “they” from
Beatitude one (1) to eight (8). “Theirs” and “they” are the objective and subjective forms of
the third person plural pronoun “they”. ‘Theirs’ is used in only Beatitudes one and eight while
‘they’ is used in the rest of the Beatitudes, with the exception of Beatitude nine. Jesus sounds
indirect with regard to his address to the audience in His use of theirs and they in the second
clauses of each sentence. The actual addressee seems to be far away, but, the distance between
the speaker and His listeners seems not to be wide. This is because, Jesus appears to be talking
to some people gathered, yet, His pronouncements seem to be directed to others not present at
the venue of the talk. Thus, His use of “they” and “theirs” as His referents. The style of the
talk, and its implication are, perhaps, to make us aware that it is not only the people who follow
or gather around Jesus to listen to Him that are blessed, but rather those who actually practice
and live by the Christian principles. Again, it is worth considering that ‘theirs’ goes with
possessing “the Kingdom of Heaven” as reflected in Beatitudes one and eight. Hence, in talking
about the kingdom of Heaven, Jesus says “... theirs is the Kingdom of Heaven”. On the other
hand, ‘those’ and ‘they’ are used when we are talking about God’s general providence for
mankind on earth.
Instead of using the usual third person plural pronoun they, the speaker uses the second person
plural pronoun you in Beatitude nine. This pro-nominal deviation in the context of the
Beatitudes, has some rich stylistic significance. It is realised that the speaker sounds more
direct, personal and definite in his address because the addressees appear to be close and
listening directly to him. The you probably refers specifically to Jesus’ disciples and other
christians who would have to endure multiplicity of tribulations before they get their great
rewards in Heaven. This multiplicity of tribulations is seen in how ideas that denote different
unpleasant experiences are packed together in the last Beatitude thus; Blessed are you when
men shall revile you, and persecute you, and shall say all manner of evil against you falsely,....,
for great is your reward.... In just a single line, we see christians being reviled, persecuted,
accused, unlike the other lines. This line happens to be the final line in the Beatitudes. Being
the last line and packed with a number of experiences that are not pleasant also indicates that
the Christian journey is not an easy one, and that, for one to fully walk through Christianity to
earn rewards of Heaven, one must go through and endure tribulations one after the other.
Furthermore, there are some deviations in the sentence structures of the Beatitudes. In
Beatitudes one (1) to eight (8), we see the ‘condition’ and ‘result’ sentence types which are
characterised by a description of one’s condition / character. However, we see a departure from
this trend in verse nine (9). Beatitude nine has a single ascription with three conditions, and the
statement of the reason for the blessedness is packaged in a separate sentence. Unlike
Beatitudes 1-8 where the condition and the result are represented with single clauses, that of
Beatitude nine (9) has three successive clauses representing the conditions one must prepare to
go through to be blessed. Because people would have to satisfy one condition as in Beatitudes
1-8 to receive a single reward or blessing in a way, those in Beatitude nine (9) would have
immeasurable and limitless reward because they have to satisfy three conditions. Inversely,
Beatitude nine (9) can be seen as a summary of all the other eight Beatitudes, because in
Christianity it is believed that ‘No Cross, No Crown’. This may imply that if the followers of
45
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Jesus suffer immensely on earth by way of tribulations, they will rejoice in multiple folds in
heaven someday.
Tense Usage
A closer examination of the text shows that the verb ‘are’ is used as main verb in all the
conditional clauses in the Beatitudes as in “Blessed are....”. ‘Blessed’ is the subject in each of
the Beatitudes whereas the poor in spirit, those who mourn, the meek, those who hunger and
thirst for righteousness’ sake, the merciful, the pure in heart, etc are the subject complements
to the verb ‘are’. In the second clauses of each of the Beatitudes, it is observed that Beatitudes
1,8, and 9 use is as the main verb to link the subject and the complement in each clause, as in:
for theirs is the Kingdom of Heaven (1 & 8) and for great is your reward in Heaven (9).
It is realised that apart from having is as their lexical verb showing the state of the blessedness,
it is also used as a lexical verb by the speaker to express a general truth of unchanging reward
for the “blessed” people. The speaker is therefore certain about the rewards that those who live
virtuous lives will get in the end.
Similarly, in Beatitudes 2, 3,4,5,6 and 7, the speaker uses the future marker will to describe
future rewards that the virtuous followers of Jesus are hopeful of receiving. The speaker gives
assurance and promises them comfort, inheritance, and satisfaction among others. Another
assurance to his followers at the time is that they will see God and that those people will be
called the children of God. These future rewards are not visible and tangible and could probably
mean spiritual blessings which the early disciples are assured of rather than physical or material
rewards that present day Christians crave for instantaneously just after serving their creator for
a while.
There is also a remarkable discrepancy between Beatitudes 1, 8 and 9 on one hand, and the rest
of the Beatitudes on the other. When Jesus talks about the rewards of the ‘poor in spirit’ (1),
‘the persecuted’ (8) and ‘those reviled, persecuted and falsely accused you for my sake’ (9),
He does not express it in future time (shall/will be) but in the present tense using is. He,
however, uses ‘shall/will be’ to express a potential blessing in future in terms of God’s general
providence for man on earth in Beatitudes 2, 3, 4, 5, 6 and 7. This implies that the speaker is
certain and definite about the assurance to those who are persecuted for his, and righteousness
sake, and, those who are poor in spirit. The speaker is, however, not specific with time with
which the promises to the other third person addressees will be fulfilled. It must be added that
the second clauses of the first and the last Beatitudes open and end with the present tense ‘is’
respectively. This implies that the speaker does not have any shred of doubt in the assurance
he is giving to the audience for, the assurance is concrete, specific and time bound.
Parallel Structures in the Beatitudes
‘The Beatitudes’, an example of Hebrew poetry, does not use rhyming words but rhyming
ideas. The use of Hebraic poetic parallelism can be seen in the Beatitudes. The principle of
parallel construction requires that expressions of similar content and function should be
outwardly similar. Sekyi-Baidoo (2003:496-7) explains parallelism as “an instance of pairing
up or sequencing forms which are similar in structure or form, and also in focus”. This means
that items in parallelism must be of the same word class, and must perform the same function.
Therefore, when form sequencing and instances flout this rule, faulty parallelism is produced.
This means that when two or more sentence elements have the same logical office they are
46
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
seen as grammatically parallel. Proper parallelism helps to establish balance and flow in a wellconstructed sentence; the alignment of related ideas supports readability and clarity. Lack of
parallel structures can disrupt the rhythm of a sentence or text, leaving them grammatically
unbalanced. In the Beatitudes, three types of parallelism are identified, namely whole text
parallelism, inter-sentential parallelism and intra-sentential parallelism.
The study reveals that all the nine sentences that constitute the Beatitudes have one common
beginning Blessed are ... It is these parallel structures that distinguish the Beatitudes from the
rest of the Sermon on the Mount. It is an example of anaphoric parallelism. This is because the
same phrase repeatedly occurs at the beginning of each sentence of the Beatitudes. In essence,
the whole Beatitudes are phrased in parallel structures. Aside the whole text parallelism, it is
observed that some of the sentences in the Beatitudes have some similar and peculiar features
in terms of parallelism. For instance, there are parallel structures in the first parts of the
sentences in Beatitudes 1, 3, 5, 6 and 7. These begin with “Blessed are the ....” respectively,
whereas lines 2, 4 and 8 also have the parallel structures “Blessed are those ...”. Beatitudes 1
and 8 also have an example of cataphoric parallelism, For theirs is the Kingdom of Heaven,
which occurs at the end of Beatitudes 1 and 8. The study identifies intra-sentential parallelism
in the Beatitudes in the last line. The last line (9) of the Beatitudes shows some intra-parallel
structures within the same sentence. The three parallel structures are seen in Jesus’ use of
...when men revile you, persecute you, say all kinds of evil falsely against you”. These three
italicised structures fetch their beginning from the same source Blessed are you when men .....
and the ending ... for my sake. We realise that insult, persecute and say are in the same lexical
category and therefore satisfy the condition for being parallel structures. In the third structure,
there is an expansion but that does not disturb the total value of parallelism in the sentence.
The expansion is meant to show the urgency, necessity and rapidity with which Jesus addresses
the audience. It shows the seriousness with which he talks to the disciples and the speed with
which the disciples will be persecuted because of his sake. The repetition of the modal shall
implies that Jesus knows and is certain that his followers will face inevitable persecution which
is part of the processes being rewarded in Heaven.
The use of parallelism in the beatitudes has enormous stylistic significance. In the first place,
it serves as a useful device for instruction, and Jesus uses it to express his thoughts to his
audience. Due to the use of the parallel structures, we (readers) are able to concentrate on the
message and immediately make meaning out of it. It acts as an aide memoir, in that the idea,
when spoken twice, is doubly memorable and like poetry or song, it is easier to remember than
mere prose or narrative.
Essentially, it can be observed that in the Beatitudes, parallelism has been used to ensure
complementarity and contrast of ideas, choices and values. Between Beatitudes 1-8 in the
Sermon, Jesus sounds impersonal with the use of ‘they’ and ‘those’. However, it could be seen
that in Beatitude 9, Jesus switches from the impersonal ‘the poor, the meek, those’ etc to the
more personal and concrete ‘you’ to climax the Beatitudes. Jesus’ focus on the unseen
addressee changes to the visible addressee. That is to say that Jesus moves his sermon from the
distanced audience to the immediate audience. This is an internal deviation from generality to
specificity.
Additionally, as the composer of the Beatitudes deliberately uses parallel structures to ensure
balance of ideas and clarity of arguments, he also establishes a sense of harmony by giving the
lines in the Beatitudes roughly the same length but with varied meanings. The varied sentence
47
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
structures help to maintain the interest of readers. Closely linked ideas expressed in series of
parallel structures as in the case of the Beatitudes create clarity and heighten interest. From the
sermon, Jesus makes use of this balance to ensure that He puts equal weight on the three parallel
structures in the last Beatitude. This is illustrated in His use of “when men ... revile you,
persecute you, and say all manner of evil against you falsely for my sake”. This further shows
that each of the structures plays a complementary role in the understanding of the other.
Parallelism has thus enhanced the reading and understanding of the Beatitudes. It has also made
it interesting, pleasing to the ear, and even more persuasive.
Rhythm is another important stylistic significance expressed with the use of parallel structures
in the Beatitudes. Rhythm is stylistically employed to ensure that Jesus highlights a vital point
in his sermon delivery thereby compelling His audience to sit up to listen whilst their interests
are being addressed. In the sermon, Jesus makes use of some rhythmic movements to drum in
His message to the listeners. It can be observed at a glance that Jesus’ use of ‘the’ and ‘those’
creates a rhythm of “the-those-the –those-the-the-the-those-you”. This rhythm indicates a “low,
high, low, high, low, low, low, high, higher” pattern. The higher pattern is seen in the direct
addresses at the end of the Beatitudes.
Furthermore, it has been observed that the use of parallelism has granted the Beatitudes a
semiautonomous unity within the rest of the Sermon. Like an anaphora, it is used as rhetorical
device to grant the whole text a definite pattern by giving two parts of the sentences a similar
form. This adds insights which are useful for translation through word equivalence, and
interpretation of difficult phrases by comparison with easier- to -understand parallel phrases as
(Potter cited in Hodges & Whitten, 1972) puts it “Balanced sentences satisfy a profound human
desire for equipoise and symmetry”.
Lastly, the use of parallel structures also helps us to answer the question “Was Jesus referring
to eight groups of people, or eight characteristics of a single group? The closing blessing “for
theirs is the kingdom of Heaven” mirrors the opening, poetically suggesting unity between the
groups. This means that the totality of God’s blessing for mankind is in variegated segments
and that same group of audience receive different blessings from God at different times. The
essence of parallelism in sentence construction helps to create economy, rhythm, emphasis,
and clarity in the message of the speaker. Parallel structures add both clout and clarity to the
message being presented and this increases the readability and understanding of the message.
This is done by creating word patterns which readers can follow easily, and this Jesus did in
the Beatitudes.
CONCLUSION
The analysis of the Beatitudes came out with a lot of stylistic information based on the linguistic
elements present in the text. It was found that each of the Beatitudes is a proverb-like
proclamation, precise and full of meaning. The Beatitudes are nine in number and they all
follow a simple pattern. Eight of the nine Beatitudes consist of two main clauses each, with the
first clause indicating a condition and the second clause, a result. The analysis found out three
types of parallelism used in the beatitudes namely whole text parallelism, inter-sentential
parallelism and intra-sentential parallelism. The use of these types of parallelism improves
writing style, readability and comprehension of the text. It was also found that parallelism
48
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
carried the idea of semantic equality of sentences and clauses within the Beatitudes, performed
an emotive function on the reader, and created a satisfying rhythm in the language used by the
composer. The study concludes that the different stylistic devices used in the beatitudes convey
meaningful messages and aid clarity of expression, and the composer of the Beatitudes uses
these meaning-making devices and strategies to drum home his message. Analysing the text
stylistically highlights how the internal structures of the linguistic choices in the text come
together to ensure that our interpretation of the text is explicit, holistic and grounded. The
application of linguistic stylistic theory is therefore one of the effective ways of explaining a
given text using systematic and analytical procedures.
Further studies on the Beatitudes may be carried out using other linguistic models such as the
transitivity, modality, theme-rheme, clause-complexing, etc all under Halliday’s Systemic
Functional Grammar. It can also be studied under the lens of discourse and genre analyses.
(LISTEN)
Analysis
We begin the initial analysis through the analysis of the lexical features, then we look at
deviation and parallelism and finally we look at the stylistic display of foregrounding in the
poem.
Lexical features
There are open class words such as dog, houses, spring, sunlight, streets, dreams, etc which
carry the majority of meaning in the language of the poem as opposed to the closed class words.
The poem consists mainly of nouns and verbs. The nouns are mostly concrete objects. Two of
the nouns dreams and miracle are abstract. We can divide the nouns into two areas of meaning
or semantic fields. These are nouns related to nature and nouns related to humans. The mixture
of nouns in two semantic classes accounts for an interconnection between nature and man.
The verbs in the poem create a sense of immediacy; they also contribute to our understanding
of it as an address to another person. All the verbs which are marked for tense are in the present
tense. For example ‘barks’ in line 2, ‘is’ in line 19 and ‘arrives’ in line 24. There are also
present progressive forms such as ‘are (eagerly) tumbl/ing in lines (6/7/8) and o-p-e-n-i-ng/are (12/13). The progressive present participles (‘tumbling’ and ‘opening’) indicate the
stretched character of the actions. It contributes to the idea of the inevitability of nature. This
is also reinforced by the use of adverbs; ‘quickly’, ‘crazily’, ‘eagerly’, ‘irrevocably’, which
convey a sense of speed and inevitability.
We could sense that the poem is an address to someone through the use of directive verbs like
‘listen’, ‘come’, ‘run, jump’, ‘shout’, ‘laugh’, ‘dance’, ‘cry’, ‘sing’ etc. The addressee is invited
to join in, with the speaker’s celebration of Spring, and to share in, and contribute to, his
feelings of happiness. In the final stanza, there is a second person pronoun ‘you’ in line 26.
This addressee is referred to as ‘my darling’, which suggests a romantic relationship between
the speaker and whomever he/she is addressing.
49
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
There are no unusual words or neologisms in the poem. But, some of the words are arranged
on the page in a seemingly strange order. ‘Tumbling and Wonderful’, for instance run across
two lines and as a result they are highly foregrounded. Dividing the word across the morphemes
(wonder and ful) allows us two interpretive effects. We first read the word as noun ‘wonder’
and then as the adjective ‘wonderful’. The graphological deviation here foregrounds the word,
and creates a double meaning. Deviation is an apparent feature in ‘(listen)’ and therefore it is
worth to examine it into detail by considering parallelism and the foreground effects that this
also creates.
Deviation and Parallelism
It seems that the most striking aspect of deviation in ‘(listen)’ is the almost constant use of
lower case letters where one would normally expect capitals. Naturally, Cummings’ works are
without capitalization therefore instances of this is seen as foregrounding. We can infer that
the word ‘Spring’ in line 19 is an important concept in the poem, since it is the first word we
come across with initial capitalization. Again, the final line of the poem (31) is heavily
foregrounded by each word beginning with a capital letter. This emphasises the idea being
expressed that nobody is able to stop the progression of Spring or the poet’s love for the
addressee not even conventionally powerful people such as policemen.
Furthermore, there is also some degree of possible geographical parallelism in the arrangement
of the poem into stanzas. It may be seen as five 6-line stanzas, with a stand-alone line at the
end of the poem. This seems to suggest that there is some order to the poem. Dixit (1977)
indicates that a number of Cummings’ poems suggest that graphological parallelism is a
significant stylistic feature in his poetry. Dixit studied a corpus of E. E. Cummings poems in
detail and concluded that the poems are systematically deviant.
Another instance of parallelism in the poem occurs at the phonological level where we find the
repetition of particular sounds. The poem does not seem to have a rhyme scheme of any
regularity. All that saves it from being defined as free verse is the regularity of its graphological
organization on the page. Cummings does make use of internal rhyme at particular points
within the poem. There is no strict pattern to its occurrence, yet there is some degree of
phonological parallelism in each stanza except the last two. Often we find a repetition of vowel
sounds in words in close proximity to each other, as in how crazily houses /hau kreizili hauz∂z/,
eyes people smiles /aiz pi:p∂l smailz/, steeples are eagerly /sti:p∂l ∂r i:g∂li/
Congruence of foregrounding in the final stanza
There is a strong element of foregrounding in the final stanza of ‘(listen)’. Leech (1969)
describes this as ‘congruence’ of foregrounding, which is where we get lots of different types
of foregrounding occurring at once. There is internal deviation where we notice the initial
capitalization of each word in the last line. Again, unlike the other stanzas, there is a lack of
any sort of phonological parallelism, and the grammatical ordering of the stanza follows
conventional rules of syntax. All these come as a result of internal deviation, and all are
foregrounded because they conform to our normal expectations of written language. What we
50
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
have in the last stanza is a kind of ‘reverse’ deviation in addition to the numerous deviant
features of the poem.
Conclusion
The analysis of the poem ‘(listen)’ shows how we use stylistics to uphold an interpretation of
a poem, and how it can also highlight elements of a poem that we might otherwise miss. It also
enables us to speculate with more certainty on precisely why E. E. Cummings chooses to use
such seemingly odd stylistic techniques in ‘(listen)’. Deviant punctuation is linked to the
foregrounding of dynamic verbs, explaining why we perceive so much ‘movement’ in the
poem. The analysis of the poem stylistically also highlights how the most internally deviant
features of the poem are those which we would usually consider to be ‘normal’, non-deviant
language in both everyday communication and within poetry, and suggest a reason as to why
this might be. Stylistics, then, is helpful in explaining parts of a text which we might not
otherwise understand.
OVERALL CONCLUSION
The analysis of the three literary texts above proves abundantly that a standard literary text
analysis needs the analysis of linguistic elements in it as well. The texts under study here
contain a great deal of linguistic detail which need to be analysed for the meaning of the text
to stand out clearly in the eyes of the stylistician. The phonetic, grammatical and semantic
interpretation of these texts makes us really understand the styles of the authors. If we were to
do only a literary analysis of these texts we would have missed a lot regarding the styles
employed by the authors. Indeed, it is language (linguistics) that is needed to do even a literary
analysis. And an author’s style includes everything that is authored, both literary and nonliterary. To leave out the non-literary (linguistic) aspect of an author’s work in doing a stylistic
study renders such study incomplete. Therefore, the linguistic analysis of literary texts is,
indeed, a necessity and not a mere aberration.
REFERENCES
Abrams, M. H., & Harpham, G. (2011). A glossary of literary terms. Cengage Learning.
Alabi, V. A. (2007). Lexico-syntactic, phonological and graphological patterns choices and
devices in Discourse. Critical Perspectives on English Language & Literature, Ilorin
The Department of English, University of Ilorin.
Batool, S., Khan, A. B. & Iqbal, A. et.al.(2014). Stylistic Analysis of Robert Frost’s Poem:
“The Road Not Taken”. Journal of ELT and Applied Linguistics, 2, 52-64. Bhagawati,
B. (2012). Myths in The Waste Land. Basic, Applied & Social Sciences, 2, 337338.
Blackmur, R. P. (1954) Language as Gesture: Essays in Poetry. London: George Allen &
Unwin
Blackwell. Sekyi-Baidoo, Y. (2003). Learning and Communicating (2nd Ed). Accra: Infinity
Graphics L
Cummings, E. E. (1964) 73 Poems. London: Faber and Faber.
Day, T. (2008). BETWEEN THE CONCEPTION /AND THE CREATION’: T.S.ELIOT’S
THE HOLLOW MEN. English, 57, 235-244.
Dixit, R. (1977) ‘Patterns of Deviation in SelectedPoems of E. E. Cummings.’ Unpublished
51
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
E.E. Cummings Poetry Foundation: https://www.poetryfoundation.org/poets/e-e-cummings
Fowler, R. (1971) The Languages of Literature. London: Routledge & Kegan Paul.
Halliday, M. A. K. (1994). An Introduction to Functional Grammar (2nd ed.). London: Hodder
Arnold.
Hodges, J. C. & Whitten, M. E. (1972). Harbrace College Handbook (7th Ed). Atlanta:
Harcourt Brace Jovanovich, Inc. Holy Bible. New Living Translation (Gift & Awards
Ed) 1997. Wheaton: Tyndole House Publishers, Inc. Perrin, R. (1994). The Beacon
Handbook (3rd Ed). Massachusetts: Houghton
imited.
Khan, A.B., Raffique, S. & Saddique, G. (2014). STYLISTIC ANALYSIS OF THE POEM
"THE ONSET" BY ROBERT FROST. European Journal of Language Studies, 1, 2934.
Leech, G. &
Leech, G. N. (1969) A Linguistic Guide to English Poetry. London: Longman.
Ltd.
Mansoureh, A.N. (2012). An Analysis of Dialogue in Eliot's The Waste Land from the View
Point of Gadamer's Hermeneutics. Advances in Natural and Applied Sciences, 6, 110
115.
Mifflin Company. Quirk, R. & Greenbaum, S. (2000). A University Grammar of English.
Edinburgh: Pearson Education Limited. Schiffrin, Deborah ([1994] 1997) Approaches
to Discourse. Oxford: Basil
Mugair, S.K. (2013). A Stylistic Analysis of “I Have a Dream”. International Journal of English
and Education, 2, 315-322.
Online Bible :Matthew 5:3-10; Google
Saeedi, P. (2011). Eliot's The Waste Land and Surging Nationalisms. Comparative Literature
and Culture, 13, 1-8.
Sangi, M.K., Soomro, A.F., & Gopang, A.S. (2012). T. S. Eliot’s Indigenous Critical Concepts
and “The Hollow Men”. Language In India, 12, 473-483. Singh, R. (2013). A Study of
Dilemma in The Hollow Men of T.S. Eliot. Galaxy: International Multidisciplinary
Research journal, 2, 1-11.
Short, M. (2000) ‘Graphological Deviation, Style Variation and Point of View in Marabou
Short, M.H. (1981). Style in Fiction: A linguistic introduction to English Fictional prose.
London: Longman.
Simpson, P. (2004): Stylistics. A Resource Book for Students. London: Routledge Publishers
Spencer, J. (1971). “Introduction”. In Enkvist, N.E., Spencer, J., & Gregory, M. J. (Eds.),
Linguistics and Style. London: Oxford University Press. Yule, G. (2007). The Study
of Language (2nd ed.). Cambridge: Cambridge University Press.
T.S. Elliot Poetry Foundation-Google.
Tafreshi, A.R. (2010). Stylistic Analysis of a Poetic Text: A Case from Persian. Journal of
Language and Translation, 1, 75-84.
Urquhart, T. (2001). Eliot's the Hollow Men, The Explicator. Routledge, 4, 199-201.
Van Peer, W. (1986) Stylistics and Psychology: Investigations of Foregrounding. Croom Helm.
52
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
APPENDIX
(Listen) by E. E. Cummings
[1]
(listen)
[5]
how crazily houses
eyes people smiles
faces streets
this a dog barks and
steeples are eagerly
tumbl
[10]
ing through wonder
ful sunlight
- look –
selves,stir:writhe
o-p-e-n-i-n-g
are(leaves;flowers)dreams
[15]
,come quickly come
run run
with me now
jump shout(laugh
dance cry
sing)for it’s Spring
[20]
where a miracle arrives
[25]
[30]
- irrevocably;
and in
earth sky trees
:every
(yes)
you and I may not
hurry it with
a thousand poems
my darling
but nobody will stop it
With All The Policemen In The World
53
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
THE HOLLOW MEN by T.S. Elliot
I
We are the hollow men
We are the stuffed men
Leaning together
Headpiece filled with straw. Alas!
Our dried voices, when
We whisper together
Are quiet and meaningless
As wind in dry grass
Or rats' feet over broken glass
In our dry cellar
Shape without form, shade without colour,
Paralysed force, gesture without motion;
Those who have crossed
With direct eyes, to death's other Kingdom
Remember us-if at all-not as lost
Violent souls, but only
As the hollow men
The stuffed men.
II
Eyes I dare not meet in dreams
In death's dream kingdom
These do not appear:
There, the eyes are
Sunlight on a broken column
There, is a tree swinging
And voices are
In the wind's singing
More distant and more solemn
Than a fading star.
Let me be no nearer
In death's dream kingdom
Let me also wear
Such deliberate disguises
Rat's coat, crowskin, crossed staves
In a field
Behaving as the wind behaves
54
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
No nearerNot that final meeting
In the twilight kingdom
III
This is the dead land
This is cactus land
Here the stone images
Are raised, here they receive
The supplication of a dead man's hand
Under the twinkle of a fading star.
Is it like this
In death's other kingdom
Waking alone
At the hour when we are
Trembling with tenderness
Lips that would kiss
Form prayers to broken stone.
IV
The eyes are not here
There are no eyes here
In this valley of dying stars
In this hollow valley
This broken jaw of our lost kingdoms
In this last of meeting places
We grope together
And avoid speech
Gathered on this beach of the tumid river
Sightless, unless
The eyes reappear
As the perpetual star
Multifoliate rose
Of death's twilight kingdom
The hope only
Of empty men.
V
55
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Here we go round the prickly pear
Prickly pear prickly pear
Here we go round the prickly pear
At five o'clock in the morning.
Between the idea
And the reality
Between the motion
And the act
Falls the Shadow
For Thine is the Kingdom
Between the conception
And the creation
Between the emotion
And the response
Falls the Shadow
Life is very long
Between the desire
And the spasm
Between the potency
And the existence
Between the essence
And the descent
Falls the Shadow
For Thine is the Kingdom
For Thine is
Life is
For Thine is the
This is the way the world ends
This is the way the world ends
This is the way the world ends
Not with a bang but a whimper.
THE EIGHT BEATITUDES by Jesus Christ
"Blessed are the poor in spirit,
for theirs is the kingdom of heaven.
Blessed are they who mourn,
for they shall be comforted.
56
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
British Journal of English Linguistics
Vol.6, No.2, pp.34-57, March 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Blessed are the meek,
for they shall inherit the earth.
Blessed are they who hunger and thirst for righteousness,
for they shall be satisfied.
Blessed are the merciful,
for they shall obtain mercy.
Blessed are the pure of heart,
for they shall see God.
Blessed are the peacemakers,
for they shall be called children of God.
Blessed are they who are persecuted for the sake of righteousness,
for theirs is the kingdom of heaven."
Gospel of St. Matthew 5:3-10
57
Print ISSN: 2055-6063(Print), Online ISSN: 2055-6071(Online)
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
LITERATURE AND POLITICS-A REVIEW OF GEORGE ORWELL’S ANIMAL
FARM AND CHINUA ACHEBE’S A MAN OF THE PEOPLE
Dr. Rashid Hassan Pelpuo
Institute of African Studies, University of Ghana,Legon.
Justine Bakuuro
Department of English,University of Ghana,Legon.
Dr. Damasus Tuurosong
Department of African and General Studies,
University for Development Studies, Ghana
ABSTRACT: Philosophical discussion of the topic “the interrelations of literature and
politics” can take many forms. For instance, one might be concerned to argue for or against
the claim that literature must be understood as a product of the social and political forces
that are at work when it is produced. Or, one might be concerned to assess the claim that
literature is a form of political critique, perhaps even a preeminent form of it. Or, one might
argue that literature can induce political change, that is, can be revolutionary—perhaps that
it should be. Further questions involve how political and aesthetic properties interact in
works. Does the presence of both sorts of property in a work create difficulty for aesthetic
judgment? If one thinks that aesthetic judgment requires separating aesthetic from political
properties in some strict way, the presence of political properties in the work will be
problematic for aesthetic judgment. The problem might go as well to the heart of artistic
production—that is, formalism of various stripes holds that one isn't “really” creating art, if
one is creating political “art.” Or one might be concerned that political and aesthetic
properties are so intertwined that strongly negative or positive political judgment might spoil
aesthetic judgment.Recent cases in the relationships of literature and politics often are drawn
from music or cinema, for example, Dady Lumba’s Nana oye winner (A signature tune of the
present ruling New Patriotic Party,NPP, a political party in Ghana), and Dee Aja’s Onaapo
(A signature tune of the National Democratic Congress, NDC, the main opposition political
party in Ghana today). Typically, issues of the political nature of art center on conceptions of
artistic content, even where content is considered in relation to aesthetic form. In this paper,
we focus instead on the interrelations of literature and politics from the print point of view.
More specifically, we investigate claims that literature can criticize and alter political belief
by being experienced in terms of its form in Chinua Achebe’s novel A Man of the People and
George Orwell’s Animal Farm which are admired by some for their technical innovations
and formal composition but reproached for their political content by others. This battle of
complementation and condemnation of political satires applies to other standard cases such
as Shakespeare's The Merchant of Venice, Mark Twain's The Adventures of Huckleberry
Finn, Luís Bernardo Honwana Who kill mangy dog, and Knut Hamsun's Hunger, Kwame
Nkrumah’s I Speak of Freedom.This study indulges the political satire in George Orwell’s
Animal Farm and Chinua Achebe’s A Man of the People.
KEYWORDS: interrelations, politics, literature, Animal Farm, A man of the People, satire
1
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Research Objective
The study aims at espousing the ‘politics’ in the literary texts of Chinua Achebe’s A Man of
the People and George Orwell’s Animal Farm. Generally, most political literary writings are
a critique of the leadership, economic, social, political or religious ills of society. The two
authors in this study are heavy on political critique in the selected novels. The study is thus
discursive and cites appropriate information in the novels that satirise politics of their time
and beyond.
Theoretical Underpinning
This study is anchored by the theory of Comparative Literature.
The term 'Comparative Literature' is difficult to define for it involves not one but two or even
more than two literatures in comparison at the same time. It becomes still more difficult task
when the comparatist has to take into consideration the multi-dimensional aspects of
comparative literature such as-linguistic, cultural, religious, economic, social and historical
factors of different societies.
In order to understand the term "comparative literature" we must analyse its nomenclature.
Etymologically, the term comparative literature denotes any literary work or works when
compared with any other literary work or works. Hence, comparative literature is the study of
inter-relationship between any two or more than two significant literary works or literatures.
It is essential that while making comparative study we must take the sources, themes, myths,
forms, artistic strategies, social and religious movements and trends into consideration. The
comparatist with his critical approach and investigations will find out, the similarities and
dissimilarities among various works that he has undertaken for the purpose of comparison
and justification lies in the fact that his approach must be unbiased and unprejudiced to reach
the ultimate truth. It is only his earnest and sincere approach which will bring forth the naked
truth or natural results and this really is the purpose of comparative study.
Taken broadly, comparative literature is a comprehensive term. Its scope encompasses the
totality of human experiences into its embrace, and thus all internal human relationships
among the various parts of the world are realized, through the critical approach to literatures
under comparative study. It helps to vanish narrow national and international boundaries, and
in place of that universality of human relationships emerges out. Thus the term comparative
literature includes comparative study of regional literatures, national literatures, and
international literatures. However, there are many over-lapping terms in this concern such as
- Universal literature, General literature, International literature and World literature.
Repeatedly, we can mention here that comparative literature includes experiences of human
life and behaviour as a whole. In the conception of world literature the works of Homer,
Dante,
Shakespeara, Milton, Goetha, Emerson, Thoreau, Valmik, Vyas should be taken as one for
comparison.
2
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Virgil’s Aeneid, Homer’s Iliad, Milton’s Paradise Lost, Indian Epics-the Ramayana and the
Mahabharta can be studied in comparison as world literature.
If taken psychologically, human nature is undoubtedly, the same all over the world. That is
why, human expressions in all literary works or literatures are bound to have deep-rooted
similarities and affinities. Hence there lies affinities between the masterpieces of different
literary works of different nations. Human nature, no doubt, is very complicated, and this
complexity in different kinds of literary works makes comparative study a complex
phenomenon.
As mentioned above, the comparative study is not different from a critical approach of a
particular literature except the fact that here we deal with two or more than two literatures
side by side. In this way, the subject matter becomes vaster and perspective wider.
Boundaries of comparative literature have to be extended to encompass the entirety of human
life and experiences in one's embrace.
The definition of comparative literature given by Bijay Kumar Dass is very simple vivid and
understandable: The simple way to define comparative literature is to say that it is a
comparison between the two literatures. Comparative literature analyses the similarities and
dissimilarities and parallels between two literatures. It further studies themes, modes,
conventions and use of folk tales, myths in two different literatures or even more.1
Tagore refers to comparative literature by the name of 'Vishvasahita'. Broadening the scope
of comparative literature he remarks:
"From narrow provincialism we must free ourselves, we must strive to see the works of each
author as a whole, that whole as a part of man's universal creativity, and that universal spirit
in its manifestation through world literature" (Quoted in Buddhadeva Bose, "Comparative
Literature in India, "Contribution to Comparative Literature ; Germany and India, Calcutta,
1973).2
If taken historically, comparative literature has been a result of a reaction against the narrow
nationalism of the 19th century scholarship in England. Though it was an occasional
tradition, the comparative study of literary works was in vogue, right from the beginning of
the Christian era. Romans were the pioneers in the field of comparative study. They out did
the Greeks in the development of comparative study. The Romans worked out the tradition of
comparing the works of great orators and poets of Greek and Roman and found out many
similarities among their studies of literary works. No doubt, Quintillion was the pioneer in
this concern, but Longinus endeavoured to set the comparative study in systematized
discipline. If he had preceded Quintillion he would have been the pioneer in this field. He
brought forth the names of Homer and Plato etc. In Indian comparative approach the Sanskrit
critics emerged out during the 6th century A.D. It is clear from the commentaries on
Kalidasa's Meghduta and Abhijnanasakutala. After that the critics like Kuntaka and
Abhinavagupta with their qualitative approach paved the way for modern comparatators.
R.S. Pathak, giving the historical development of the new discipline, comparative literature
says:
3
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Mathew Aronold made meaningful efforts in English world and emphasized strongly the
significance of the comparative approach to literary works. He wrote in a letter in 1848,
"Every critic should try and possess one great literature at least besides his own and more the
unlike his own, the better.
Thus, he pioneered the comparative criticism in England and gave inspiration to other critics
to work on this new discipline. It is hearby suggested that the comparatist should undertake
the master pieces of creative writers, whose works have cosmopolitan status in literary fields.
That is why, Ezra Pound and T. S. Eliot called for a criticism of poetry on parameters of
universal world-poetry, or the works of maximum excellence. This type of approach will
direct comparative study of literature towards international level.
In his article, “Comparative Literature and Aesthetics: the search for a significant order" R.S.
Pathak has indicated well-known aspects of traditional comparative studies i.e. Folklore,
Influence, Genres and Themes.
Animal farm (George Orwell)
Introduction
This study examines George Orwell's Animal Farm as a political satire which was written to
criticise totalitarian regimes and particularly Stalin's practices in Russia. It aims to show the
elements of satire in Animal Farm, and to compare characters, events and some elements of
Animal Farm and The Russian Revolution. Orwell clearly explains that his main purpose for
writing Animal Farm was to write a satire on the Russian Revolution (Shelden, 1991, p.399).
Through animal satire, Orwell attacks Stalin's practices in Russia and in a wider scope, on
totalitarian regimes. Taking Bozkurt's (1977) classification into consideration, Animal Farm
would be said to be a Juvenial satire. Since, it is clearly shown that Orwell bitterly criticises
Russian Communism and Stalin.
Background of Author
The British author George Orwell, with pen name Eric Arthur Blair, was born in Motihari,
India, June 25, 1903. His father was an important British civil servant in India, which was
then part of the British Empire. A few years after Eric was born, his father retired on a low
pension and moved back to England. Though their income was not much enough, the Blair
family sent their son to a boarding school which was an exclusive preparatory school, to
prepare him for Eton College. Eric later won a scholarship to Eton College. During his
education from the age of eight to eighteen, as he wrote in his essay about his school
experiences titled "Such,Were the Joys," he experienced many things about the "world where
the prime necessities were money, titled relatives, athleticism, tailor-made clothes",
inequality, oppression and class distinctions in the schools of England .After his education at
Eton College in England, Eric joined the Indian Imperial Police in British-Ruled Burma in
4
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
1922. There, he witnessed oppression again, but this time he was looking at things from the
top. Having served five years in Burma, he resigned in 1927 and went back to Europe where
he lived in Paris for more than a year.
Though he wrote novels and short stories he had no money to get them published and there
was no one ready to help him publish them. He worked as a tutor and even as a dishwasher in
Paris. During his poor days in Paris, he once more experienced the problems of the
oppressed, the helpless and lower class people. In 1933, after having many experiences about
the life at the bottom of society, he wrote Down and Out in Paris and London and published it
under his pen name "George Orwell." After a year, in 1934, he published his novel Burmese
Days, which reflected his experiences. Then, he published A Clergyman's Daughter in 1935,
and Keep the Aspidistra Flying in 1936.In 1936, his publisher wanted Orwell to go to the
English coal-mining country and write about it. This was another important experience in his
life. He wrote The Road to Wigan Pier to reflect what he saw there, the real poverty of people
of the Lancashire Town of Wigan, and published it in 1937.1937 was the year that Orwell,
who for some time had been describing himself as "pro-socialist" , joined the Republican
forces in the Spanish Civil War. When the Communists attempted to eliminate their allies on
the far left, Orwell fought against them and was wounded in the fight, and later was forced to
flee for his life. His experience in that war was to have the most significant impact on his
political thoughts and his later works. In 1938, Orwell wrote Homage to Catalonia, which
recounts his experiences fighting for the Republicans in the Spanish Civil War. One of his
best-known books reflecting his life -long distrust of dictatorial government, whether of the
left or right, Animal Farm, a modern beast-fable attacking Russian Revolution, Stalinism and
totalitarianism, was published in 1945, and in 1984, a dystopian novel setting forth his fears
of an intrusively bureaucratised state of the future was published in 1949. His first fame was
brought by these two novels and they were the only ones which made a profit for him as a
writer. Orwell died at the early age of 47 of a neglected lung ailment in London, January 21,
1950.
Satire
There are many different ways to reveal one's perception of life and its reflection by a person.
In art for instance, the reflection may be revealed in the form of a sculpture, a song or a
picture. Satire is one the ways that the reaction or perception of life is expressed, through
writing. Since people look at life from different stand points, as a matter of fact, they
naturally perceive it in numerous ways. As a result of the variety in perception, the way of
revealing the effects or reflections of these perceptions also shows variety. Originally, the
word "satire" comes from the Latin word for medley, “satura”. The impression that it is to do
with the word "satyr" is a popular delusion" (Abrams, 1986, p.2598). It is a way of revealing
the reaction to what is perceived, with a mixture of laughter and outrage. In The Quarterly
Journal of Contemporary Satire, the description of satire is given as "a work in which vices,
follies, stupidities, abuses, etc. are held up to ridicule and contempt." In the preface to The
Battle of the Books, Jonathan Swift, who claimed that satire is therapeutic, describes satire as
"A sort of glass wherein beholders do generally discover everybody's face but their own" (
Bozkurt, 1977, p.71).Bozkurt (1977) offers two fundamental types of satire: Horatian and
5
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Juvenalian satire. These types are named for two Roman poets Horace and Jevenal, the most
differentiated practitioner of them.
Political satire
As already explained above, satires are critiques of society as perceived by a writer. We
critique all aspects of life, including politics. A political satire is therefore a critique of a
system of rule or governance. Animal farm for instance was written to criticise totalitarian
regimes and particularly Stalin's practices in Russia. It is therefore a very good example of a
political satire.
Plot Summary Of Animal Farm
One night, all the animals at Mr. Jones' Manor Farm assemble in a barn to hear old Major, a
pig, describe a dream he had about a world where all animals live free from the tyranny of
their human masters. Old Major dies soon after the meeting, but the animals — inspired by
his philosophy of Animalism — plot a rebellion against Jones. Two pigs, Snowball and
Napoleon, prove themselves important figures and planners of this dangerous enterprise.
When Jones forgets to feed the animals, the revolution occurs, and Jones and his men are
chased off the farm. Manor Farm is renamed Animal Farm, and the Seven Commandments of
Animalism are painted on the barn wall. Initially, the rebellion is a success. The animals
complete the harvest and meet every Sunday to debate farm policy. The pigs, because of their
‘intelligence’, become the supervisors of the farm. Napoleon, however, proves to be a powerhungry leader who steals the cows' milk and a number of apples to feed himself and the other
pigs. He also enlists the services of Squealer, a pig with the ability to persuade the other
animals that the pigs are always moral and correct in their decisions.
Later after that fall, Jones and his men return to Animal Farm and attempt to retake it. Thanks
to the tactics of Snowball, the animals defeat Jones in what thereafter becomes known as The
Battle of the Cowshed. Winter arrives and, Mollie, a vain horse concerned only with ribbons
and sugar, is lured off the farm by another human. Snowball begins drawing plans for a
windmill, which will provide electricity and thereby give the animals more leisure time, but
Napoleon vehemently opposes such a plan on the grounds that building the windmill will
allow them less time for producing food. On the Sunday that the pigs offer the windmill to
the animals for a vote, Napoleon summons a pack of ferocious dogs,who chase Snowball off
the farm forever. Napoleon announces that there will be no further debates; he also tells them
that the windmill will be built after all and lies that it was his own idea, stolen by Snowball.
For the rest of the novel, Napoleon uses Snowball as a scapegoat on whom he blames all of
the animals' hardships.Much of the next year is spent building the windmill. Boxer, an
incredibly strong horse, proves himself to be the most valuable animal in this endeavor.
Jones, meanwhile, forsakes the farm and moves to another part of the county. Contrary to the
principles of Animalism, Napoleon hires a solicitor and begins trading with neighboring
farms. When a storm topples the half-finished windmill, Napoleon predictably blames
Snowball and orders the animals to begin rebuilding it.Napoleon's lust for power increases to
the point where he becomes a totalitarian dictator, forcing "confessions" from innocent
animals and having the dogs kill them in front of the entire farm. He and the pigs move into
Jones' house and begin sleeping in beds (which Squealer excuses with his brand of twisted
6
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
logic). The animals receive less and less food, while the pigs grow fatter. After the windmill
is completed in August, Napoleon sells a pile of timber to Jones; Frederick, a neighboring
farmer who pays for it with forged banknotes.
Frederick and his men attack the farm and explode the windmill but are eventually defeated.
As more of the Seven Commandments of Animalism are broken by the pigs, the language of
the Commandments is revised: For example, after the pigs become drunk one night, the
Commandment, "No animals shall drink alcohol" is changed to, "No animal shall drink
alcohol to excess."Boxer again offers his strength to help build a new windmill, but when he
collapses, exhausted, Napoleon sells the devoted horse to a knacker (a glue-boiler). Squealer
tells the indignant animals that Boxer was actually taken to a veterinarian and died a peaceful
death in a hospital — a tale the animals believe.
Years pass and Animal Farm expands its boundaries after Napoleon purchases two fields
from another neighboring farmer, Pilkington. Life for all the animals (except the pigs) is
harsh. Eventually, the pigs begin walking on their hind legs and take on many other qualities
of their former human oppressors. The Seven Commandments are reduced to a single law:
"All Animals Are Equal / But Some Are More Equal Than Others." The novel ends with
Pilkington sharing drinks with the pigs in Jones' house. Napoleon changes the name of the
farm back to Manor Farm and quarrels with Pilkington during a card game in which both of
them try to play the ace of spades. As other animals watch the scene from outside the
window, they cannot tell the pigs from the humans.
George Orwell And Political Ideology
In his essay "Why I Write", Orwell (1947) says: I do not think one can assess a writer's
motives without knowing something of his early development. His subject matter will be
determined by the age he lives in-at least this is true in tumultuous, revolutionary ages like
our own.Taking Orwell's own words into consideration, in order to get a better
understanding of his works and particularly of his political satire Animal Farm, we should
look at his political convictions, and the historical context which influenced Orwell and
inspired him to write.
Very few authors develop essays explaining the motivation behind their writing. Orwell was
one of them. Therefore in order to understand his motivations, his essay "Why I Write"
would be the most appropriate source to be looked at. Orwell was a political writer and
according to him he was 'forced' to be a writer by the circumstances under which he has
become aware of his 'political loyalties'. His Burma and Paris days increased his 'natural
hatred of authority' and 'made him aware of the existence of the working classes (Orwell,
1947).As mentioned earlier, he described himself as "pro-Socialist." What he was longing for
was a society in which there would be no class distinctions, and he named his ideal ideology
"democratic socialism".
He says "every line of serious work that I have written since 1936 has been directly or
indirectly, against totalitarianism and for democratic socialism " (Orwell, 1947).There are
two significant events that have great influence on Orwell's political thoughts: The Russian
7
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
revolution that took place in the second decade of the 20th century and The Spanish Civil
War between 1936 and 1939.The Russian Revolution -Bolshevik Revolution- of October
1917 was the first great revolution which aimed to overthrow the owners of the means of
production, that is Capitalist Bourgeoisie, and to establish a state to be ruled by the working
class, the Proletariat.
The ideological basis of the revolution was taken from the philosophy of Karl Marx and
Frederick Angels who believed that the history of the world was the history of a struggle
between classes- that is, ruling classes and ruled classes . Marx was very critical of industrial
capitalist society in which there are many cruel injustices and men are exploited by men. Out
of his analysis of the Capitalist system, he attained a vision of ending these injustices and
establishing a society in which there would be no social classes and everybody would be
equal. For him, in order to achieve this end the only way was a revolution made by the
working class or the Proletariat against the Bourgeoisie. After a revolution, working classes
would own the means of production.
Marx called the new order that would be set after revolution "dictatorship of the Proletariat"
which was eventually replaced with a classless society.In October 1917, V.I. Lenin, led the
socialist (Bolshevik) revolution in Russia. After the revolution was a four-year bloody civil
war. During this war, a group known as Red Army of the Revolution, organised and headed
by Leon Trotsky, had to fight against both Russians who were loyal to Czar and foreign
troops (The Academic American Encyclopaedia, 1995).After Lenin died in 1924, a struggle
between Joseph Stalin and Leon Trotsky started for the leadership of the Communist Party.
Stalin gained priority over Trotsky and; in 1925 Trotsky with several other members were
ousted from Politburo (the chief executive and political committee of the Communist Party);
in 1927 Trotsky and his followers were expelled from the Party and Stalin took control.Later,
Trotsky was exiled and in 1929, he was deported. In 1940, he was assassinated. During this
period, Stalin always denounced Trotsky as a traitor .In the following years, Stalin started to
arrogate all state authority of Russia to himself. In the 1930's, many people were arrested
under the instruction of Stalin.
After public trials, most of the opposing elements were eliminated. Stalin has been accused of
being a very cruel dictator. However, Nikita Khrushchev, who ruled USSR between 19581964 and who was very critical of Stalin's crimes and non-human practices, said in 1956 that
Stalin believed that all his practices were necessary in order to defend the benefits of
labourers. He looked at these practices from the view point of the benefit of socialism and
labourers. Thus, we cannot define his practices as those of a greedy cruel despot.
Orwell and the Spanish Civil War
David Ball (1984) points out three experiences in the Spanish Civil War that were important
for Orwell: atmosphere of Comradeship and respect, what happened to his fellow fighters and
what happened when he returned to England and reported what he had seen. After spending
very poor days in Paris, Orwell went to Spain to fight for the Republicans in the Spanish
Civil War. When he arrived in Barcelona, he found an elating "atmosphere of Comradeship
and respect". People were friendly and addressing each other "comrade". To Orwell, relations
in the militia group he joined were the same and this made him feel that socialism was in
8
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
action there. But later on, he was disappointed by what happened to his army friends who
were imprisoned and killed by their own "comrades" who were of Communist-dominated
elements of the Republican government that they were fighting for. The Communists
believed that the communist ideas were betrayed by the militia group that Orwell belonged
to. After he was wounded, Orwell went back to England for remedy and was saved from
being killed by his "comrades". When he returned to England, he reported what he witnessed
in the war, but the Socialists strongly resisted to understand what he told people about the
practices of the communists in Spain. The reason was that it was not the right time to
publicise all these things while the war was going on and this information would harm the
Republican's position in the war. After this bad experience, he started to be more critical of
British socialists and of communism. He wrote in his article "The Spanish war and other
events in 1936-37 turned the scale and thereafter I knew where I stood." (Orwell, 1947).
Through the questioning of his own experiences in Burma and Spain and communists'
practices in USSR, Orwell began to develop a rejection of totalitarian systems. He was also
denouncing the acceptance of soviet regime by the left-wing people of other countries and
particularly of England without questioning in depth. For Michael Shelden, "the idea for the
book" which was to serve Orwell's desire to "make a forceful attack, in an imaginative way,
on the sustaining myths of Soviet communism had been in the back of his mind since his
return from Spain" (Shelden, 1991, p. 399). Another author Peter Davison points out that,
besides Orwell's experience in Spain, Animal Farm "originated from the incident that
suggested its genre: the little boy driving a huge cart-horse, which could easily overwhelm
the child had realised its own strength"(Davison, 1996, p.125).Shortly after he published
Animal Farm, Orwell (1947) in his essay titled "Why I Write" wrote about his goals in
writing his book. “Animal Farm was the first book in which I tried, with full consciousness of
what I was doing, to fuse political purpose and artistic purpose into one whole. I have not
written a novel for seven years, but I hope to write another fairly soon. It is bound to be a
failure, every book is a failure, but I do know with some clarity what kind of book I want to
write” (Orwell 1947).When Orwell finished writing his book, no one wanted to publish it.
Since, like his efforts to publicise reality after he returned from Spain, for many people, and
of course for publishers, it was the very wrong time to attack Soviet myth, particularly when
the World War-II was going on and Russia was Britain's ally. Consequently the book was
published in Britain on 17 August 1945, after the war was over, and sold more than 25,000
hard copies in five years. When it was published in the United States in 1946, it sold about
590,000 in four years (Shelden, 1991).The book was a satire on totalitarian regime of Stalin
in Russia. Many people thought (and still think) that the book reveals Orwell's opposition to
the ideology that was prevailing in Russia.
As Michael Shelden states, the book "caught the popular imagination just when the Cold War
beginning to make itself felt. For many years 'anti-Communists' enjoyed it as a propaganda
weapon in that war" (Shelden, 1991, p.404). But this interpretation of the book was
completely opposed to the real intention of the book. As Roger Fowler reports, in his preface
to the Ukrainian edition of Animal Farm, written in 1947, Orwell writes that his aim with
Animal Farm was not only to attack and to criticise Soviet Communism, but to attack "Soviet
Myth" as received in Britain. To him, this myth was giving harm to the Socialist movement
9
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
(Fowler, 1995, p. 163).Animal Farm might leave a kind of pessimism on readers who have
knowledge of historical background that inspired Orwell to write it.
For instance, one possible pessimistic view that can be derived from Animal Farm is the
impossibility of establishing a social system in which there would be no inequality between
individuals and there would be no individuals or groups of people who apt to make use of
power just for their benefits. Another possible pessimistic view of those who rely on
socialism or communism would be that: even socialism, which is claimed to be a more
egalitarian system, would be turned into a dictatorship by human beings' desire for power.
Actually, the point that Orwell intended to give emphasis to is not the ideology itself, but the
human nature. As Christopher Hollis (1962) explains, "The lesson of Animal Farm is clearly
not merely the corrupting effect of power when exercised by Communists, but the corrupting
effect of power when exercised by anybody" (Yemenici, 1997). Finally, for a better
understanding of Orwell's intention, it is the best way to consult Orwell himself. Shelden
(1991) quotes Orwell's letter he sent to Dwight Macdonald in America in which he expresses
his intentions in writing Animal Farm. The letter included his arguments against pessimistic
view of his book: Of course I intended it primarily as a satire on the Russian Revolution. But
I did mean it to have a wider application in so much that I meant that that kind of revolution
(violent conspiratorial revolution, led by unconsciously power-hungry people) can only lead
to a change of masters. I meant the moral to be that revolutions only effect a radical
improvement when the masses are alert and know how to chuck out their leaders as soon as
the latter have done their job. The turning point of the story was supposed to be when the pigs
kept the milk for themselves (Orwell 1947). If the other animals had had the sense to put their
foot down then, it would have been all right ... what I was trying to say was, 'You can't have a
revolution unless you make it for yourself; there is no such thing as a benevolent dictatorship
( Orwell 1947,p.407).
Satirical Dimensions In Animal Farm
A satire may roughly and briefly be defined as a humorous or witty exposure of human follies
and vices. By means of a satire an author can strip the veil from things, and expose the reality
of individuals, communities, groups of people, institutions, etc. A satirist generally employs
irony, mockery, ridicule, and sarcasm as his weapons of attack. Swift is regarded as the
greatest satirist in prose. His book Gulliver Travels is a great satirical work. It is written in
the form of a travel-book. Swift adopted the form of a travelogue because travel-books had
been very popular for a long time in those days. Swift's purpose in writing this book was to
lash all mankind for their follies, vices, absurdities, and evil ways, and to bring about some
reform if possible. Gulliver's Travels is an allegorical satire because Swift does not attack
persons and institutions directly but in a veiled manner. All the persons and institutions and
other aspects of life attacked by Swift are presented in this book in disguise.
"Animal Farm", an Allegorical Satire
Orwell shows himself as a great satirist in Animal Farm. Animal Farm is also an allegorical
satire. But the scope of Animal Farm is very limited by comparison with Gulliver's Travels.
Swift's book attacks all mankind, but Orwell's book is a political satire which attacks certain
political institutions and certain selected political personalities and events. Besides, Orwell's
10
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
book is written in the form of an animal fable. Orwell's object in writing this book also was to
reform the thinking of those who had been misguided or who had formed wrong judgments
about certain political systems and political personalities.
A Satire on Revolutions (and on the Russian Revolution)
Animal Farm is a satire or the course taken by revolutions in general and by the Russian
Revolution of October, 1917 in particular. It is a satire on the process by which a revolution
is effected and by which it is afterwards betrayed. This book has a particular and pointed
reference to the Communist regime in Russia under Stalin who came to power soon after the
death in 1924 of Lenin. Orwell had felt much disgusted with the arbitrary and brutal methods
which Stalin had been adopting to consolidate his power and with the way in which Stalin
had betrayed the ideals of the Russian Revolution to establish a totalitarian regime in the
country. Stalin had employed cunning, deceit, fraud, and force to achieve his purposes; and
Orwell wrote Animal Farm to poke fun at Stalin and Stalin's methods and to degrade Stalin in
our eyes. His object was to open the eyes of his readers to the truth about Stalin and also
about revolutions in general.
A Satire in the Form of an Animal Fable
As already pointed out, the satire here takes the form of an animal fable. The main characters
are the animals of whom the pigs are the most important. From among the class of the pigs,
three leaders emerge. These leaders are Napoleon, Snowball, and Squealer. The principal
targets of satire are Napoleon, who represents Stalin, and Squealer who represents the
Communist propaganda machinery, especially the servile Soviet Press. Another target of
satire is Moses, the raven, who represents religious institutions like the Roman Catholic
Church.
A Satire on the Methods Employed By Stalin
Napoleon is the chief target of satire in Animal Farm. This pig has the reputation for getting
things done in accordance with his own wishes. He is contrasted with Snowball who is candid
and open in his methods, while Napoleon works in devious ways. Snowball can impress the
animals with his eloquent, speeches and can sway their judgment. But Napoleon works
behind the scenes and is able to canvass support for himself in a secretive manner. Napoleon
is especially successful with the sheep who are trained to bleat a slogan "Four legs good, two
legs bad" and who interrupt the animals' meetings by their loud bleating whenever Snowball
is about to score a point against Napoleon. Napoleon has also secretly reared a number of
dogs and trained them to obey his orders. By his cunning and by his use of the fierce-looking
dogs, Napoleon is able to drive Snowball away from the farm and to become the sole leader
of the animals. All this is Orwell's satirical method of informing us that Stalin had used deceit
and the force of his secret police in order to pass an order of banishment against his rival
Trotsky. After Trotsky had been sent into exile, Stalin became the sole dictator of Russia.
Thus the power-politics rampant in Russia of that time is also satirized here.
11
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
The Emergence of a Privileged Class and of Napoleon as a Dictator
The rest of the story shows how Napoleon, once he has got rid of his rival Snowball,
consolidates his power on the farm and becomes an autocratic ruler. By having driven away
Mr. Jones, the real owner of the farm, the animals had liberated themselves from human
tyranny and become their own masters. The animals had now looked forward to a democratic
functioning of the farm in the light of the Seven Commandments which had been formulated
soon after the expulsion of Mr. Jones. But Napoleon now begins a systematic attempt to
shelve the Seven Commandments and to depart from the ideals and principles of the
successful rebellion which had been accomplished by the animals against Mr. Jones.
The first decision taken by Napoleon, when Snowball was yet a respected leader on the farm,
was that milk and apples would be reserved exclusively for the pigs. This decision was a
clear departure from the concept of the equality of all the animals. Even Snowball had on this
point agreed with Napoleon. As a result of this departure from one of the Commandments,
the pigs emerged as a privileged class. The privileges accorded to the pigs now go on
increasing as a result of further announcements made by Napoleon when he has become the
sole leader. In course of time Napoleon himself becomes more and more powerful. He
abolishes the system of all the animals meeting together to discuss the
affairs of the farm and to take all decisions pertaining to the farm. Now a committee of pigs is
formed, with Napoleon as its president, to take all decisions which are then merely
announced to the other animals. Thus both the principle of equality and the principle of
democracy have been forsaken. A time comes when Napoleon decides that the pigs would
begin living in Mr. Jones's farmhouse and sleeping in the beds in which human beings used to
sleep. This is another glaring departure from the Seven Commandments. Napoleon then
carries out a purge on the farm. All those animals whom he suspects of being his opponents
are made to confess certain crimes which actually they have not committed at all, and who
are then put to death by Napoleon's fierce dogs under Napoleon's orders. Here is grossly
violated yet another Commandment which originally was: "No animal shall kill any other
animal," but which now reads: "No animal shall kill any other animal without cause."
Subsequently, the pigs, led by Napoleon, begin to drink whisky and to brew beer at the farm.
In this way some more privileges have been conferred upon the pigs.
Then comes a time when Napoleon decides that the pigs would walk on their hind legs and
hold whips in their trotters in order to supervise the work of the other animals. This is, of
course, the height of absurdity, and we are greatly amused by this decision of Napoleon's.
Napoleon himself now wears the clothes of human beings, dons a hat, and keeps a tobaccopipe in his mouth. Here, perhaps, the satire reaches its climax. Napoleon, and with him all the
pigs, have bidden good-bye to most of the ideals of the rebellion. But more is yet to come.
The Seventh Commandment which promised equality to the animals is now altered to read as
follows: "All Animals Are Equal But Some Animals Are More Equal.” There is a lot of irony
in Napoleon's violations of the Seven Commandments. The irony arises from the contrast
between what the animals had looked forward to and what Napoleon has actually done on the
farm. Irony, as we know, is one of the chief weapons of satire.
12
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
A Satire on Stalin’s Betrayal of the Ideals of the Russian Revolution
Napoleon’s deviations from and violations of the Seven Commandments are intended by
Orwell as satire on Stalin’s betrayal of the ideals of the Russian Revolution. The Russian
Revolution had promised equality, comradeship, social and economic justice, and the
freedom of thought, the freedom of speech, and the freedom of action to the citizens. But,
after coming to power, Stalin curbed all the freedoms and soon suppressed them altogether.
Stalin, likewise, rejected the concept of equality and economic justice, and allowed a
privileged class to emerge in the country and to rule the country under his direct orders. This
privileged class in Russia was, of course, the bureaucracy which enjoyed many privileges,
while the common people had often to face shortages of food and other commodities.
Stalin had also liquidated his supposed opponents through wholesale executions of the
suspects, these suspects were first forced to confess the crimes which they had never
committed, and were then sentenced to death. This drastic step was taken by Stalin during
1936-38. The Moscow Trials of these years caused a wave of terror all over the country. The
executions of a large number of people tried during these years came to be known as the
''Great Purges". Napoleon's absurd method of adding to his dignity also corresponds to
Stalin's efforts at self-aggrandisement. In short, all the policies, decisions, and actions of
Napoleon, which excite our mirth and laughter, are based on the policies, decisions, and
actions of Stalin, though there is certainly an element of horror in the mass executions. The
whole portrayal of Napoleon and his emergence as the dictator of Animal Farm shows
through mockery and ridicule, Stalin's betrayal of the Revolution and his
emergence as the undisputed and unchallenged dictator of Russia. Stalin re-established
totalitarianism in the country within a short period of about twenty years after the overthrow
of the totalitarianism represented by Nicholas, the Czar of Russia. But Orwell also implies
that most revolutions follow the same course which the Russian Revolution took. Thus
Orwell's conclusion is applicable to the French Revolution and also to the Spanish Civil War.
A Satire on the Russian Propaganda Machinery
Squealer amuses us greatly by the manner in which he defends and justifies the policies and
decisions of Napoleon. For instance, he amuses us greatly when he tells the animals that there
are certain substances in milk and in apples which are essential to the health of the pigs who
are the brain-workers on the farm. He amuses us when he tells the animals that, by abolishing
the democratic procedure, Napoleon has taken extra labour upon himself, and when he adds
that Napoleon still believes in the equality of all animals. Squealer amuses us when he tells
the animals that Napoleon's original opposition to the windmill had merely been a matter of
"tactics" to get rid of Snowball who was a dangerous character and a bad influence. Squealer
repeats the word "tactics" several times, skipping from side to side and whisking his tail as is
his habit. Indeed, Squealer abases us every time he tells a brazen lie to support and justify
Napoleon. When the rations of the animals have been reduced on account of a food
shortage, while maintaining the rations of the pigs and the dogs, Squealer says that a strict
equality in rations is contrary to the principles of Animalism. Squealer's perverted
logic and his sophisms are one of the chief sources of humour in this book. He carries on his
false propaganda against Snowball in a most shameless manner. One of his most
amusing lies is that the van, which had taken away the sick Boxer had originally belonged to
13
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
a horse-slaughterer but was now the property of a veterinary doctor who had yet to order
the rubbing out of the horse-slaughterer's name from the van and the painting of his own
name in place of it. As has already been pointed out, the portrayal of Squealer is meant to
satirize the Russian Press, represented by the News Agency called “Tass” which always lends
its support to official pronouncements and decisions. The press in Russia is servile to the
dictator just as Squealer on Animal Farm is servile to his boss Napoleon.
The Use of Religion for Political Purposes, Satirized
The portrayal of Moses is intended to satirize religion and the use of religion for political
purposes. Moses is a spy and a tale-bearer and he talks about an animals' paradise called
Sugarcandy Mountain. We are indeed very amused by Moses' talk about Suearcandy
Mountain because we know that the priests of all religions beguile their audiences by talking
to them about the joys of heavenly life which, however, is only a myth. Napoleon’s tolerance
of Moses on the farm was intended by Orwell to ridicule Stalin's attitude of indulgence
towards a Roman Catholic priest through whom Stalin wanted to establish friendly Pope in
Rome.
Shirkers, Satirized
There are workers and shirkers in every society. Boxer and Clover in this story represent the
honest and conscientious workers, while Mollie represents the shirkers. The portrayal of
Mollie is satirical in intention. Mollie avoids doing any work on the farm. She is fond of
wearing red ribbons in her white mane and chewing a lump of sugar. She is also vain about
her appearance and often stands on the bank of a pool, admiring her own reflection in the
water. She is cowardly too, because when a battle has to be fought against Mr. Jones and his
men, she runs away into the stable and buries her head in the hay. Boxer's adopting the motto
"Napoleon is right”, and his meeting a sad fate when he has become useless from Napoleon's
point of view, are a satire on the treatment which the common people receive in Russia when
they can serve the nation no longer. Boxer’s fate symbolically conveys to us the callousness
of a dictator like Stalin.
Animal Farm as a Political Satire
Books are a medium through which the author can express his views; whether they concern
social injustices, current issues, or in Orwell’s case, politics. For centuries, writers have
weaved their opinions into their work, conveying to the reader exactly what they
intended.“Orwell saw himself as a violent unmasker of published pretentiousness, hypocrisy
and self-deceit, telling people what they did not want to hear….” (Crick 1996,pp 244). Orwell
accomplishes this unmasking of these facades through his use of rhetorical strategies to relay
his views to the reader. Through his books and essays, George Orwell has found a forum in
which he can express his opinions, fusing his political beliefs with a satiric quality all on his
own.
A piece of literature that illustrates his ability to do this with unmatched skill and unrelenting
satire is Animal Farm. Jeffrey Meyers said of Orwell’s novel, “In this fable about a barnyard
revolt, Orwell created a satire that specifically attacked the consequences of the Russian
Revolution while suggesting the reasons for the failure of most revolutionary ideals”. In the
14
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
book, the reader is given a situation in which the animals are fed up with the over-indulgent,
unappreciative human beings that run their farm. They decide a rebellion would cure their
woes and so they revolt. However, they soon realize that the uprising was the easy part. Now
they must establish a government with leaders and their own rules. The pigs are the selfappointed leaders because they are the smartest and cleverest of all the animals. The two pigs
with the most power and persuasion are Snowball and Napoleon. The farm begins to run like
a democracy, and all the animals are satisfied until Napoleon runs Snowball out of the farm
with a pack of wild dogs. After the exile of Snowball, the animals on the farm increasingly
become oppressed and Napoleon slowly starts to resemble a dictator.
Throughout Animal Farm, Orwell’s main weapon of choice is his stinging satire. In fact, the
entire book can be viewed as a one hundred page satiric look at politics and human life. Not
only do we see humans being overthrown by pigs and chickens but all the animals can talk
and some can even read and write. Naming one of the pigs Napoleon is also significant
because as Meyers puts it, “The carefully chosen names are both realistic and highly
suggestive of their owners’ personalities and roles in the fable” (Orwell 1947,pp353). Later in
the story after Napoleon takes over, we see him declaring days of celebration on his birthday
and not allowing the other animals to call him Napoleon but rather “our Leader, comrade
Napoleon” (Animal Farm,pp66). Orwell uses satire here by equating the arrogance of this pig
leader to that of the well-known arrogance of the French leader Napoleon. Orwell satirizes
the effects alcohol has on people as well. After a night of drunken madness, the pigs are
horrified in the morning to learn that their beloved leader Napoleon is, in fact, dying. Because
of this tragedy, Napoleon decrees that any animal that drinks alcohol would be punished by
death, even going as far as creating a new commandment. After realizing that he was merely
having a hung over, Napoleon celebrates with more drinking, orders a field to be planted with
barley, and changes the commandment from “No animal shall drink alcohol” to “No animal
shall drink alcohol to excess” (Animal Farm,pp77).
Not only does Orwell use satire in Animal Farm, he employs this strategy throughout most
of his writings. Orwell satirizes the British police in an expertly written and vividly detailed
essay called “Shooting an Elephant.” An example of this is when Orwell says “In Moulmein,
in lower Burma, I was hated by large numbers of people – the only time in my life that I have
been important enough for this to happen to me” (Orwell 1947,pp 1). Orwell uses satire to
lighten up a work of literature and point out in a not so flattering way, the injustices and
ironies of society and politics.
“Animal Farm was the first book in which I tried, with full consciousness of what I was
doing, to fuse political purpose and artistic purpose into one whole.” This quote from Orwell
in his essay “Politics and the English Language” precisely illustrates what Orwell attempted
to do and achieved in Animal Farm. Jeffrey Meyers said Orwell, “…brilliantly presents a
satiric allegory of Communist Russia in which virtually every detail has political
significance” . The characters of Napoleon and Snowball are representative of Russian
communist leaders Joseph Stalin and Leon Trotsky. Napoleon (Stalin) takes over the farm in
much the same way Stalin slyly took over Russia; Snowball (Trotsky) goes from being a
powerful leader to being exiled and almost assassinated by Napoleon (Stalin). “Both
15
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
characters are drawn fully and accurately, and reflect almost all the dominant characteristics
of the historical models.” (Meyers, 353). The struggle between Snowball and Napoleon is a
struggle “within the party elite whose final result, whichever had won, would have been the
increased consolidation and centralization of power into the hands of the pigs” (Woodcock,
2578). I saw a little boy, perhaps ten years old, driving a huge cart-horse along a narrow path,
whipping it whenever it tried to turn. It struck me that if only such animals became aware of
their strength we should have no power over them, and that men exploit animals in much the
same way as the rich exploit the proletariat (Orwell, 70).
This quote from George Orwell provides his reasoning for choosing the farm as the backdrop
to his political fable. Orwell uses the animals to portray the poor nature of society. Unlike the
pigs who are educated yet lazy, the rest of the animals on the farm are hardworking yet
stupid. A character that represents this idea is the diligent Boxer. Boxer is a strong and
powerful horse who can only memorize the alphabet until the letter D; yet his maxim is “I
will work harder” (Orwell, Animal Farm 22). The animals, such as Boxer, are employed by
Orwell to make the reader think of the poor and impoverished as the animals in the story,
powerful but uneducated. Orwell empathizes with the animals in the book; perhaps it was
because he grew up demeaned by his social standings, explaining that his experiences during
his school years fostered his extreme sensitivity to social victimization (Meyers, 339).
Throughout Animal
Farm the reader picks up on Orwell’s immense dislike of the Communist government through
the rise and eventual failure of Napoleon. This extreme disgust for the Communist party was
most likely because Orwell disapproved of the British becoming allies with the Russians and
not recognizing the faults of the Communist government. In theory, Napoleon’s rules and
changes sounded like an incredible idea; but, like Communism, ended up dividing the leaders
from the animals even more than when the tyrannical Mr. Jones was the human owner of the
farm. Napoleon failed to provide sufficient amounts of food for the animals which were not
pigs, as in a Communist country where the rich keep getting richer and the poor keep getting
poorer. In the end of the book, the pigs begin walking on their hind legs and taking on other
characteristics most commonly attributed to humans, the very ones the animals revolted
against and swore they would never resemble. Orwell uses the rise to power of Napoleon to
demonstrate the theme that “once in power, the revolutionary becomes as tyrannical as his
oppressor” (Meyers, 353). The slow but definite oppression of the animals is clear from the
beginning of Napoleon’s rule; yet the only ones to notice this is the reader. The animals don’t
realize this until the single commandment Napoleon chooses to rule by is “All animals are
equal but some animals are more equal than others” (Animal Farm,pp 10). The last scene in
the book in which Orwell’s political preferences and disgusts are the most distinctive is when
the oppressed animals look upon the pigs and humans saying, “The creatures outside looked
from pig to man, and from man to pig, and from pig to man again; but already it was
impossible to say which was which” (Animal Farm,pp101).
Throughout Animal Farm, Orwell employs rhetorical strategies to aid the reader in
realizing the political innuendos he simply and carefully wove into the book. Orwell
foreshadows the events that are about to take place with subtle hints and clues. Orwell clues
16
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
the reader in to the possible Communist-like future of the farm by saying, “All that year the
animals worked like slaves. But they were happy in their work; they grudged no effort or
sacrifice, well aware that everything they did was for the benefit of themselves and those of
the kind who would come after them, and not for a pack of idle, thieving human beings”
(Animal farm,pp44). Orwell uses this excerpt to portray to the audience the thoughts of the
animals who were “…accepting the fact that no matter what the pigs may do, no animal
wants to be ruled again by Farmer Jones or his kind” (Woodcock, 1977). After reading this
excerpt and then seeing the slave-like conditions the animals are in by the end of the book,
one can infer through Orwell’s use of foreshadowing that the oppression and unjust treatment
of the animals was a likely outcome. Orwell also utilizes characterization by attributing
human qualities to the animals, giving the impression that we almost nowhere feel that we are
in an animal world. Orwell uses Napoleon to represent the dictator, Boxer to represent the
over-worked lower classes, and the old goat Benjamin to represent the always skeptical few.
Orwell does not fully develop these characters because he uses them to depict character types
with easily recognizable character traits . Through his use of these strategies, Orwell achieves
his miniscule reproduction of the Russian Revolution in the early 20th Century.
Experiences from one’s life shape and mould the person one is, whether good or bad. The
same holds true for Orwell. His mistrust of governments and politics could be traced back to
his days as a police officer for the Indian Imperial Police where he was stationed in Burma.
There, he encountered the harsh reality of colonial rule and unjust treatment of the lower
classes. Disgusted with that life, Orwell left the police force but didn’t forget the things he
had witnessed. Recalling the injustices he saw during those past experiences, Orwell enlisted
in the British Army and fought Fascism in the Spanish Civil War, fostering his hatred for
oppressive governments. Several of Orwell’s novels deal with the kind of victimization he
saw in Burma and Spain and even experienced in his own life.
George Orwell effectively conveys what he intended to through a simplistic style of writing
that is forceful, to the point, and gives the reader only the impression which he wanted. His
use of satire combined with a headstrong political opinion creates for the reader thoughts and
questions that were not there when one opened the pages of a book such as
Animal Farm and began the journey chosen for them by Orwell. Orwell is a writer who not
only gives the reader entertainment and enjoyment, but is set out to make the reader think and
feel what the characters who are being victimized think and feel like. He is on a mission to
make the reader ponder the injustices of society and the political regimes that run our
countries, our world. George Orwell did not set out to create books that kindly represent
everyone, even the tyrants. He set out to create books and literature that may have shocked
some readers at first but without a doubt, told the truth. Orwell once said, “Possession of the
‘truth’ is less important than emotional sincerity.” Orwell is unwavering in his commitment
to make the masses aware of the injustices, victimizations, and corrupt politics. A writer’s
only and best weapon is his words; Orwell chooses his words wisely. They can be bitter or
sweet, but they always convey truths about the world ignored by many but seen and written
about by Orwell. The persona which Eric Arthur Blair fabricates through George Orwell,
meticulously implements a paradoxical set of literary devices throughout his thesis, which
has arguably forged him as one of the greatest social commentators of modern history.
17
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Orwell’s essays have sparked a plethora of adverse and auxiliary opinions regarding the
imperishability of his work, from those who believe that his efforts are archaic, to those who
believe that his craftsmanship of language addresses issues which had once been hidden. No
matter what side of the social spectrum one categorises themselves into, it is undeniable that
Orwell’s essays resonate a certain quality of genuine concern for society which is echoed
throughout his formulaic journey of writing in “Why I Write”, the prophetic piece depicting
the influence of politics on a writer’s conscience in “Writers and Leviathan” and in Orwell’s
emphasis on the duality of politics and literature in “Politics and the English Language”
which reverberates the transcendental message of his essays which shall be critically studied
for years to come.
A Man of the People (Chinua Achebe)
Introduction and Background of the Author
A Man of the People (1966) is the fourth novel by Chinua Achebe. This satirical novel is a
story told by the young and educated narrator, Odili, on his conflict with Chief Nanga, his
former teacher who enters a career in politics in an unnamed modern African country. Odili
represents the changing younger generation; Nanga represents the traditional customs of
Nigeria. The book ends with a military coup, similar to the real-life coups of Johnson AguiyiIronsi, Chukwuma Kaduna Nzeogwu and Yakubu Gowon.[1]
A Man of the People is a first-person account of Odili, a school teacher in a fictional country
closely resembling post-colonial Nigeria. Odili receives an invitation from his former teacher,
Chief Nanga, who is now the powerful but corrupt Minister of Culture. As Minister, Nanga's
job is to protect the traditions of his country especially when he is known as "A Man of the
People". Instead, his position is used to increase his personal wealth and power that proves
particularly alluring to Odili's girlfriend; she cheats on him with the minister. Seeking
revenge, Odili begins to pursue the minister's fiancee.
Odili agrees to lead an opposition party in the face of both bribes and violent threats. Then
there is a military coup.
Summary of the Plot of A Man of the People
Written in 1966, A Man of the People by Chinua Achebe is a story of warlords, mentorship,
and even revenge and romance. It begins with the narrator, Odili, who is a teacher in a small
African village, central to a corrupt and debased government. Odili receives a letter one day
from his mentor and former teacher Mr. Nanga, who has risen in the ranks of government and
has become the Minister of Culture in their unnamed African country – he now goes mainly
by Chief Nanga. The letter informs Odili of Chief Nanga’s arrival to his home village, where
they meet, reminisce and Odili is offered a chance to come back with Nanga to the capital
city, where Nanga will help him leave the village and study abroad.
Odili agrees to visit Chief Nanga’s city, and as they become more friendly, Odili learns more
about his mentor’s part in the African government. Although he finds himself entranced by
his old teacher’s charisma, he despises what he stands for politically, and especially loathes
the corrupt ways he achieved his status. Odili also learns that despite being a Minister of
Culture, Chief Nanga knows nothing about the culture, and is only residing in this position
18
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
because of the extravagant living comforts that come with it. As they spend more time
together, Odili finds himself enamored with Edna, a woman who travels with Chief Nanga,
and is betrothed to be his second wife. This causes Odili to find his own woman, Elise, who
he seduces and brings back with him to Nanga’s home, to stay with her during the night,
however Chief Nanga ends up spending the night with her instead. Odili is both hurt and
furious because of this, and sets his sights on Nanga’s fiancée, Edna.
Along with pursuing Edna, Odili agrees to join an opposition party against Chief Nanga’s
organization, despite his hate for politics, however revenge is now more important to him,
and begins to work towards taking Chief Nanga’s position away from him. To counter his
distaste for government, Odili decides on running an honest organization, however he finds it
more difficult than he had first thought, as every other official is only after filling their
pockets, and the people of this African country are both used to and have accepted corruption
as the status quo. This jaded view of the village people also contributes to the fact that Odili
is unable to smear the current government, because the people have lost complete faith in the
concept as a whole, and he is unable to gain the upper hand. Other issues Odili has to deal
with are considering taking a large sum of money to drop out of the political race, trying to
prove that the current government is corrupt and taking bribes to the unreceptive people, and
having his family and his village threatened as well as being browbeaten into stepping down.
Along with all these political struggles, Odili slowly discovers that his plan to seduce Edna to
hurt the chief has backfired, because Odili finds himself in love with her, and he desires her;
however, she feels forced to marry Chief Nanga because he had paid her father a great deal of
money. Odili, growing more frustrated with his opponent, attends Nanga’s campaign party,
where is recognized as the rival candidate, and is beaten to an inch of his life, and is forced to
spend weeks in the hospital.
During Odili’s recovery he remains out of action, causing Chief Nanga’s party to gain the
electoral victory, which naturally thrills Chief Nanga, however the residents of the African
country are livid, and start a military coup in which Nanga’s government is overthrown,
causing more people to come forward and discuss their hatred for the government that they
were under all these years.
The book really pushes the satire by highlighting the types of people in this world – how
people are never satisfied and often angered by their own decisions, like how the countrymen
voted for Chief Nanga, but then were unhappy when he won, and how no one wanted to step
up when it mattered except Odili, and even when he did, he suffered greatly for it. A Man of
the People had grown in popularity since its publication, mostly because many other authors
have hailed it and Chinua Achebe as being a form of premonition, since all the fictional
events happened in different African countries under the rule of monstrous dictators.
Near the end, Edna stays by Odili’s side the entire time, helping him heal, revealing her love
for him, and their families make arrangements and help the couple stay together, and
eventually Odili and Edna marry. Odili discovers much loss at the end of the book, like losing
the election, having the countrymen resort to chaos and violence to bring down the
government that they themselves elected, and having lost many people in the war, including
one of his closest friends who was killed by a government official. Despite that, he feels that
19
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
at least he had won the heart of the woman he loves, and that now his country lies in ruins,
but at least he tried.
A man of the people as a political satire
Chinua Achebe’s A Man of the People (1966) is a political critique of the Nigerian political
situation in the post-independence era. Independence is supposed to be a glorious period in
the history of a nation; however, it is presented in this novel as very gloomy. Achebe’s first
three novels–Things Fall Apart (1958), No Longer at Ease (1960), and Arrow of God (1964)–
can be read as a critique of tribalism and bad traditions as well as a counter writing to the
English colonial canon. On the other hand, in this fourth novel the reader encounters a very
harsh self-criticism that exposes the wrongs of the intellectual elite, the politicians, and the
public. Hence, Achebe’s sociopolitical satire is a directed one. In “The Novelist as
Teacher,”Achebe (2007) confirms his position as an author who uses literature to correct the
nation’s deeds. He believes that the “beneficent fiction calls into full life … total range of
imaginative faculties and gives … a heightened sense of … personal, social and human
reality” (p.104).
Therefore, we look into the political implications of Achebe’s fiction, namely his novel A
Man of the People, by way of showing the corrective function of his definitive satire.
Abiodun (2014) exposes the link between the power of politics and the corruption of wealth,
on the one hand, and the negative role of people, on the other, arguing that these people
endorse such corrupt politicians to gain personal favors. For Abiodun, the novel condemns
“the African politicians’ negative tendencies” and “the ordinary people in different African
societies, for their seeming endorsement of corrupt politicians” (p. 202). This write up
focuses more on the interrelationship between literature and politics and unlike Abiodun’s,
presents a way out of the failures of nationalism depicted in Achebe’s novel through
highlighting the ameliorative potential of satire as a genre.
In A Man of the People, Chief Nanga represents the politicians. According to Appiah (1991,
p. 348), Odili is a member of the “comprador intelligentsia” who were well trained in the
West and “are known” there “through the Africa they offer”. Fanon (1967, p.178) also says
that this group of intellectuals, who received Western education and got assimilated into
every English-like way of thinking, came to Africa to apply what they have learnt on a newly
independent Nigeria. They suffer from divided loyalties as they “can’t choose; they must
have both. Two worlds: that makes two bewitching … each day the split widens” (p.17). For
Fanon, this split state of the native intellectual’s mind between two cultures is called “cultural
imposition” (p.139). A Man of the People symbolizes the rift between the native intellectuals
and the politicians in a politically turbulent Nigeria and in the absence of an engaged public.
This national leadership, in Fanonian logic, is neither fully prepared for nor seriously
engaged in issues of nationhood.
In the novel Achebe predicts a military coup. Morrison, (2007, p.115) states that Achebe’s
prediction of a military coup in his novel turned “to be so accurate”. On January 14, 1966,
Achebe celebrated his novel with “the society of Nigerian Authors” (p.115). The next day,
20
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
the coup’s leader “demanded that the radical action taken by army officers … had been a
patriotically necessary act” (p. 115). After that, the commander of the Nigerian army survived
and arrested the coup’s leader, announcing himself the “Nigerian Head of State” (p.114).
However, the Nigerian public were absent from the scene. This was the political context that
surrounded and followed the publication of A Man of the People.
In fact, many critics thought that Achebe’s novel was “prophetic” in its prediction of a
military coup. However, Bernth Lindfors (1968) believes that it only reads reality so well to
the extent that it demands a military coup to settle the whole country down (p.131). The novel
is “a devastating satire” which reflects, Lindfors contends, “the developing political crisis”
(p.131). Morrison (2007) agrees with Lindfors that the novel is a political satire in the general
sense, being “a commentary on the situation of many of the newly independent states in
Africa in 1960s” (p.119).
On the other hand, Ngugi wa Thiong’o in his 1966 essay argues that A Man of the People is a
continuation of the framework of earlier narratives seeking “to look back and try to find out
what went wrong” (as cited in Morrison, 2007, p. 119). Morrison agrees with Ngugi that it is
the “first time that Achebe turns his back on the colonizers” and that “his anger is directed
with full force at his countrymen for their corruption, indifference and cynicism” (p.119). On
the other hand, Morrison criticizes Achebe for what he believes to be a superficial treatment
of the political situation in the novel. He declares that “in searching for the causes of
Nigeria’s national crisis”, the novel “is ultimately unable to show us anything more than its
symptoms” (p.123). After the publication of the novel, three thousand people were killed in
the Eastern region of Nigeria where Achebe belongs. What began as fiction has turned to be
so personally real for Achebe when his novel was seen to implicate him in the country's
military coup. However, we argue that the novel is not an empty satire concerned with its
own symptoms of political corruption as has been claimed. There is a worthy sociopolitical
vision that needs explication. As a corrective satire, the novel works symbolically though
suggesting or hinting at counter/better sociopolitical realities. It is our task as readers to
foreground such hints and look at how literature relates perfectly with politics.
The Politician (M. A. Nanga) Chief Nanga is “the most approachable politician in the
country” and a former school teacher (Achebe, 1966, pp.1-2). He is lucky enough to become
a Minister of the people. It seems that he tries to compensate for the years of poverty that he
has lived before. His philosophy is to eat and let the people eat. He brings his people water
and other small services to make them superior to their neighbors (p. 91). However, what
really happens is that he eats whole cake and gives the people only a bite.The politician plays
the role of the patriotic man, misleading people’s consciousness. Once, he told Odili that the
meaning of “Minister” is “servant” (p. 6). However, he lacks simple political leadership skills
such as the ability to give a speech. Max and Odili criticize his underserved position due to
his humble educational background. Max tells Odili: “just think of such a cultureless man
going abroad and calling himself Minister of Culture. Ridiculous. This is why the outside
world laughs at us’’ (p. 16). To support his position as an “educated” politician and a
guardian of culture, Nanga is looking to get an honorary law degree from a small college in
U.S without working for it (p.18). For Zapata (1993), “politicians” like Nanga, despite their
“apparent social commitment,” are basically interested in “the perpetuation of their power,
even if this means the persecution of dissenters” (p.215). In this negative model of leadership,
21
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
education becomes a means of gaining more political power at the expense of the uneducated
masses.Everything is going smoothly for Nanga until the appearance of Odili. Since Nanga is
ethically corrupt, he cheats on his wife several times with Odili’s knowledge (Achebe, 1966,
p.49).
However, Odili turns his back on this fake politician only after he took his own girlfriend.
Although Nanga was a man of the people who voted for him, he turns his ugly face to others
who chose not to vote for him, as when he tries to kill Odili (p. 94). He antagonizes Odili
who calls people to stop voting for the “Honourable Thief” (p. 93).A Man of the People
begins by portraying Minister Nanga as a loved public personality. However, Odili leaves
Nanga because of a girl. Surprisingly, it turns out to be bigger than it begins. Odili now starts
to see the reality of Nanga. Nanga has connections with the black side of Nigeria. He offers
to bring Odili six girls to compensate for the girl he has taken from him. He tells Odili who is
very angry over the matter: Don’t be childish … After all she is not your wife…She told me
there is nothing between you and she… But anyway I am sorry if you are offended; the
mistake is mine.... If you like I can bring you six girls this evening. (p. 49)
Achebe continues, through Odili, to expose the scandalous parts of Nanga’s political life. The
Minister a symbol of the corrupted politician in an underdeveloped country had everything in
his hands. He built a very huge house (p.68). Also, he paid the price of a new bride (p.75).
Ironically, the corrupted politician himself suffered from bribes and journalists. He tells Odili
about the Press that blackmailed him: “if I don’t give him [the journalist] something now,
tomorrow he will go and write rubbish about me. They say it is the freedom of the Press” (p.
45).This enthusiastic “intellectual” came to apply Western democracy to his Nigeria. He was
unaware of the reality of Nigeria after independence, seeing it as the cake that every
politician and his followers are looking to taste (p. 97). Real democracy and corruption are
necessarily enemies. So, Odili is fought by the ideal teacher who is indeed “Honourable
Thief” (p. 93). At first, Nanga tries to seduce Odili with money, but Odili refuses. He bribes
him to step down, saying: “take your money and take your scholarship to go and learn more
books; the country needs experts like you. And leave the dirty game of politics to us who
know how to play it” (p. 81). This was a threat; however, naïve Odili goes to a speech of
Nanga thinking that he is in a free country. Unfortunately, he is almost killed and put in
hospital under arrest to be prevented from signing the paper that proves him a possible
candidate for elections (pp. 94-100). Odili sympathizes with Edna, who was to be Nanga’s
wife because he has paid her greedy father the bride-price (p. 75). Odili sends her a message
informing her of the risk of marrying such a bad person as a second wife (pp. 60-66). A
shared self-destructive point in Odili and Nanga is their weakness with women, like Elsie and
Edna. Odili falls in love with Edna. Nanga did not miss the opportunity and he politicized it,
for he declares to his audience when he caught Odili there: “He even tried to take a girl on
whose head I had put full bride-price and many other expenses---and who according to our
custom is my wife” (p. 94). Such two models of leadership are essentially weak or
incompetent, more personally-centered than national. Bribes, womanizing, and personal
grudge, among others, distort the claims of such two representative “leaders” to nationhood.
The European educational ideals of such men as well as their personal interests distort their
claims to leadership. The Novel’s Ending (Neither Politicians nor Intellectuals).The novel
ends with a military coup, which is presented in “a positive light” (Morrison, 2007, p.124).
22
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Odili welcomes the coup, for now he is free to marry Edna because Nanga is out of sight
(Achebe, 1966, p. 99).
Similarly, in an interview for the Kenyan Sunday Nation in January 1967 Achebe admits his
understanding that A Man of the People “would be controversial and that its publication
might lead to some negative personal consequences” (as cited in Morrison, 2007, p.125). In
this interview, Achebe presents his ambivalent attitude towards the coup. He says:
Military takeovers are not always bad in themselves. The Nigerian situation left no political
solution. The political machine has been so abused that whatever measures were taken, it
could only produce the same results … I don’t think one can say a military takeover is never
worth it. (p. 125)Ngugi analyzes the military coup, arguing that it is controversial; but
Achebe wants the readers to wonder whether any of the antagonists could find a solution for a
corrupted Nigeria without the intervention of the army (as cited in Morrison, 2007, p.120). It
is a really harsh criticism of both politicians and intellectuals who turned to be useless when
it comes to real future national solutions. Both were good at fighting each other instead of
looking for a shared opinion that gives each class its position.
According to Obi (1990), the justification of the uselessness of both politicians and
intellectuals is that there was an intra-elite split … between the political elite and the literati.
The handful of nationalistic politicians who articulated the demands for self-government …
joined their not-so-educated colleagues (i.e., the commercial elite as well as traditional rulers)
to wield power. This arrangement excluded the writers and the bulk of the intellectual class
from the power to direct their societies other than as subservient civil servants. (pp. 404-405)
Consequently, intellectuals such as Odili try to find themselves a place from which they can
state their opinions about solutions for their Nigeria. Odili and Max established a new party
to counter Nanga’s. Unfortunately, Max got killed while Odili survived (Achebe, 1966, p.96).
Nanga was removed with the military coup and got arrested (p. 99). Commenting on the
characters of Nanga and Odili, Morrison (2007) quotes his book Scandalous Fictions: The
Twentieth Century Novel in the Public Sphere (2006), declaring that the effect of Achebe’s
text is to present Nanga’s corruption as an organic extension of traditional mores into modern
national literature, culture and politics. If Nanga is shown as a retrograde figure whose
weddedness to the past stifles both political and economic development however, Odili is
shown as an equally poor progenitor of change. Vain, pompous, misogynistic and elitist.
(p.128)
Nanga was arrested after the fall of the government when he was “trying to escape by canoe
dressed like a fisherman” (Achebe, 1966, p. 99). On the other hand, Odili’s “dubious
seductions of women” were more obvious “than any kind of political or social reflection” in
the novel. He was politically “impotent” and “self-regarding” (as cited in Morrison, 2007,
p.128). Additionally, Morrison believes that “if Odili and Nanga are, each in their own way,
profoundly unsatisfactory agents of national development, then this in itself can be read as
one of the challenges Achebe’s novel lays down to its readers” (p.127).
Achebe “was identified as a possible conspirator” of the coup in Nigeria after the publication
of A Man of the People (Morrison, 2007, p. 129). However, he stays committed to his “ego
ideals” that appeared “in his fictional and non-fictional works.” He incorporates such
corrective ideals in his satirical works as reminders for himself as well as other African
23
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
writers (Abussamen & Neimneh, 2016, p. 221). Thus, he continues what he believes to be the
kind of responsible and beneficent literature and politics that contributes to raising national
awareness. The ideals Achebe fosters, however, function in this satire through analogy with
the shortcomings of existing models, like those related to education, politics, and the mob.
According to Obi (1990), A Man of the People is a novel that exposes the author’s
“disillusionment with the fruits of independence” (p. 402). Although Nanga was corrupt, he
was a symbol of a stable country which has a parliament. And after Odili, Nigeria is ruled
with force because “the country was on the verge of chaos” (p.68). Many thought of coups as
good solutions, but it is ironic to use military weapons and soldiers to keep peace. On the
other hand, Nanga, the greedy politician who wants to stay long in power, tries to kill Odili to
move him from his way (Achebe, 1966, pp. 94-97). By contrast, wouldn’t Odili being a lover
of women, money and fame becomes a thief like Nanga if he won? Consequently, Achebe is
directing his readers to the importance of real national education through the inadequate
examples of political leadership he offers.
As Woodson (1933) memorably states in his study on miseducation, If you can control a
man’s thinking you do not have to worry about his action. When you determine what a man
shall think you do not have to concern yourself about what he will do. If you make a man feel
that he is inferior, you do not have to compel him to accept an inferior status. If you make a
man think that he is justly an outcast, you do not have to order him to the back door, his very
nature will demand one. (p. 84)
Woodson has clearly articulated the interrelationship between literature power, politics, and
education. For Woodson, the educated “Negro” was taught to despise his people and think
like and imitate whites. The educated “Negroes” have failed to make their race progress
because of “their estrangement from the masses” (Woodson, p. 88). Hence, Woodson claims
that the black race “needs workers, not leaders” (p.118) as good leadership entails service
rather than the empty talk of miseducated leaders chosen by whites. Achebe criticizes the
former colonials who still intervene in Nigeria through their well-formed intellectual elite.
Fanon (1967) declares that “inside the nationalist parties, the will to break colonialism is
linked with another quite different will: that of coming to a friendly agreement with it. Within
these parties, the two processes will sometimes continue side by side” (p. 98). Those people
inside the nationalist parties are the means of intervening in the newly independent country.
Also, Achebe criticizes his fellow Nigerians who are still unable to serve their country and
build their nation.
CONCLUSION
In this study, we have clearly pointed out how the subject politics is discussed and perceived
by two authors in their works. The striking comparative feature here is the fact that the two
literary works are political satires. We deliberately selected an African and a European author
who, by their works under study in this article, are political satirists. Despite the vast
differences in terms of setting, diction, structure and other literary features between the two
novels, they heavily converge on the same theme, that is, political satirism.
24
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
George Orwell's Animal Farm has drawn high levels of criticism for over half a century.
Some of this criticism has been negative, arguing that the novel is too simple, strays too far
away from the truth, and is too broad in its interpretations and critiques of the Soviet
revolution in Russia. However, many critics have found Animal Farm to be of literary merit.
They argue that its simplicity is a well-wielded device to make his satire easier to understand,
that diversions from the truth are minimal, and that its critiques hit the mark. Ultimately, the
novel's source of literary merit will be its staying power and ability to remain relevant despite
having already served its original purpose in helping to destroy Soviet communism. The
timelessness of Animal Farm will necessarily be measured in the years to come.
The problem of Nigeria in A Man of the people is that intellectualism does not stand firmly
against the corruption of politicians. Rather, it seeks to establish a politics of itself instead of
working hand in hand with the current authority. We have argued for a national consensus
that puts a blueprint for the future to uplift the country at the hands of a truly educated class
of organic intellectuals and an engaged public. Force generates force, and violence is exactly
what has happened in real Nigeria after the coup; a counter coup (Morrison, 2007, p.115).
Unfortunately, the enlarged egoism of the intellectuals and politicians, together with the
complacency of the public, has endangered the country. Educating the masses is crucial to
change the political situation of a place like Nigeria. As Fanon (1967) declares, to be
responsible in an underdeveloped country is to know that everything finally rests on
educating the masses, elevating their minds, and on what is too quickly assumed to be
political education. Political education means opening up the mind, awakening the mind, and
introducing it to the world (p. 138)
Achebe adds that “the most urgent thing today for the intellectual is to build up his nation”
(p.199). Nigerians have to control their destiny by having political education. They should
produce their organic intellectuals according to their own national standards. The public must
be the rulers who choose a man from the people to serve the people, not to exploit them.
REFERENCE
Albert S. Gérard -European-language writing in Sub-Saharan Africa -1986 Page
Bozkurt (1977); the satirical myth. Oxford University Press;London.
CliffNotes. (n.d.) Animal farm: Critical essays: The russian revolution. Retrieved 3/28/2013
from http://www.cliffsnotes.com/study_guide/literature/animal-farm/criticalessays/russian-revolution.html
Crick (1996) Orwell and Totalitarianism. SAGE Publishers Inc. UK-London.echoed in his
novel, A Man of the People (1966)."
Elliott, Robert C (2004), "The nature of satire", Encyclopædia Britannica.
Ezenwa-Ohaeto (1997). Chinua Achebe: A Biography. Bloomington: Indiana
Grolier Incorporated (1995) The Academic American Encyclopaedia,vol 14;Grolier
Incorporated 1995.New York
http://www.bbc.co.uk/history/historic_figures/stalin_joseph.shtml
http://www.theorwellreader.com/essays/yemenici.html
London.
25
International Journal of English Language and Linguistics Research
Vol.6, No 2, pp. 1-26, April 2018
___Published by European Centre for Research Training and Development UK (www.eajournals.org)
Meyers (2002): Orwell and the Russian Revolution. Blackwell Publishing House.
Naeem, M. (2010) What is meant by satire? In what sense is animal farm a satire and what
does it satirize? Retrieved 4/1/2013
from http://neoenglishsystem.blogspot.hk/2010/10/what-is-meant-by-satire-in-whatsense.html
Orwell, G. (2008) Animal farm. London: Penguin Books
Orwell,G. (1947);Why I write. Retrieved from: http://www.resort.com/prime8/orwell/
Richard (1976); Techniques of satire. Liverpool University Press; Liverpool.
Shelden (1991); Orwell: The Authorised Biography; Heinemann, pp563, October 1991,
ISBN 0 434 69517 3.
University Press. p. 109. ISBN 0-253-33342-3.
Woodcock (1977): Animal Farm and Politics. Penguin Publishing Group Inc.; London "A
Man of the People by Chinua Achebe". Time. August 19, 1966. Retrieved 2007Mercedes Mackay (January 1967). "Review: A Man of the People by Chinua Achebe".
African Affairs. 66 (262): 81.
BBC. (n.d.) Joseph Stalin (1879-1953). Retrieved 3/29/2013 from
Yemenici, A. (1997) Animal satire in animal farm. Retrieved 3/29/2013 from 09-19.
26
282
Journal of
Developing Societies
27, 1 (2011):and
1–10 the
Radio Redux:
Audience
Participation
Reincarnation of Radio for Development in Africa
Gilbert Tietaah
Department of Communication Studies,
University of Ghana
Margaret Amoakohene
Department of Communication Studies,
University of Ghana
Damasus Tuurusong
University for Development Studies,
Wa Campus, Wa, Upper West Region
ABSTRACT
Along with the valorization of “beneficiary” participation in development praxis,
contemporary communication scholarship has tended toward internet-enabled
technologies and applications. This study breaks ranks with the implicit loss of faith
in the capacity of the so-called legacy media, and radio in particular. It argues that
precisely those advances in new technologies, together with the peculiar media ecology of Ghana and Africa generally, are the bases for prenotions about the enduring
relevance of radio. To verify this claim, focus group discussions were conducted
among radio audiences in Ghana. The findings suggest three factors for a renaissance
of radio as a development communication medium: its contribution to democratic
pluralism; the use of local languages that enables social inclusion; its appropriation
of new technologies for audience participatory engagement. Radio has thus evolved
from the powerful effects notions of a one-way transmitter of information to an
increasingly more interactive, audience-centric medium.
Keywords: Radio, new technologies, audience participation, development,
Ghana, Africa
Introduction
In Ake, the memoir of his childhood years, Wole Soyinka recounts how
shortly after radio broadcast service was extended to his home state of
Copyright © 2019 SAGE Publications www.sagepublications.com
(Los Angeles, London, New Delhi, Singapore, Washington DC and Melbourne)
Vol 35(2): 282–302. DOI: 10.1177/0169796X19844916
Tietaah et al.: Radio Redux: Audience Participation
283
Abeokuta, it was given the Yoruba appellation As’oromagb’esi—one
who speaks without expecting a reply. Soyinka (1983) recalls that “The
News soon became an object of worship to Essay [Soyinka called his
father “Essay”, for his initials S. A.] and a number of his friends” who
huddled together at set times in the day to “hear the Oracle” (pp. 107,
8). This anecdote resonates with the sense evoked by the Akan metaphor Akasanoma—talking (or talkative) bird. Akasanoma is the brand
name that was given to the locally assembled radio set produced under
a 1965 joint Ghana–Japan scheme to make radio receiving devices
more widely available for pursuing the national development agenda.
The name reflects the idea that the technology of the time made radio
literally a chatterbox.
These accounts are important not just because they signpost the teleological foundations of the enduring association of radio with development
communication efforts in Africa. They also echo, on the one hand, the
centrifugal cadence of the powerful effects notions of media influence
of the 1930s–1960s. And they are laden, on the other hand, with counterintuitive cues about the contemporary reification of the audience as
active participant in the construction of media messages and meanings.
The ontological shift from what Melkote and Steeves (2015, p. 47)
observe to be the “pro-innovation, pro-persuasion, pro-top-down, promass media, and pro-literacy biases” of the immediate post-WWII development model, and toward more participatory processes, has enkindled
doubts about the essentiality of the so-called legacy (or traditional, or
old) media as development communication tools. Some scholars have,
for instance, prophesied, even pronounced, the passing of the mass
media era, predicating their foreboding on what they observe to be an
inexorable loss of audiences and revenues to the new, more interactive,
media platforms and applications (cf. Cassino, 2014; Cavanagh, 2007;
Jakubowicz, 2011; Poster, 1995).
In this paper, we assert that such doubts about the utility of radio as
a participatory communication medium are at least 30 years out of date,
considering the spate and scale of developments that have occurred
within the radio industry and ecology in Ghana and Africa generally. To
demonstrate this claim, and by way of outline, we first lay out the ontological argument for the incarnation of radio as a participatory medium.
We suggest that the contemporary media environment together with
the particular resonance of radio with African anthropologies provide
justification for prenotions about its enduring relevance. Next, we briefly
Journal of Developing Societies 35, 2 (2019): 282–302
284
Journal of Developing Societies 35, 2 (2019): 282–302
describe and justify the research method employed—the steps and rationale for the focus group design as a means of socializing audience. We
then present and discuss the findings and reflect on their implications
for the appropriation and application of radio to development goals in
Ghana and Africa.
Radio as a Participatory Medium
In the specific domain of development communication, Melkote and
Steeves (2001, p. 21) seem to suggest a similar ambivalence about the
presumed imperative of the traditional mass media when they “agree
that old views of the field are no longer appropriate.” Those “old views”
relate to the classical modernization paradigm which, in effect, conceived
of radio as the metaphorical hypodermic syringe, capable of dispensing
a modernization therapy onto the otherwise latently “traditional” (qua
underdeveloped) countries of Africa. More directly, Ansu-Kyeremeh
(1992, p. 111) argued some two-and-a-half decades ago that “radio, in
its linear one-way communication mode, is not an effective medium for
rural mass education in Ghana.” Instead, he proposed that the “web of
indigenous venue-, or event-, or game-, or performance-oriented communication systems [that] characterised intra-village social relations”
were better suited for such purposes.
Context is, perhaps, important for understanding the matrix of these
doubts. First, from the mid-1950s through to the late 1980s, the modernization-diffusion paradigm dominated development thinking. Radio then
became the ideal medium for propagating modernization (read westernization); in that, it enabled prototypes of ideas and resources cultivated
and nurtured in the industrialized cultures of the West to be transplanted
onto the receiving cultures of the developing Third World. Proponents
of the cultural imperialism thesis opposed this ethnocentric remedy. At
the same time, disappointment with the empirical outcomes of the transplantationist blueprint was increasing the centripetal appeal of calls for
a New World Information and Communications Order and the parallel
notion of “development journalism” (Karikari, 2000; Kunczik, 1992, pp.
23–25; Servaes, 2009). The third related point is that there began, within
this milieu, a shift in emphasis toward the more interpersonal, “peoplecentred, inclusive and development-oriented,” (WSIS, 2003) processes
of participation and empowerment.
This article pivots from the claim that the contemporary valorization
of the participatory communication theory in tandem with advances in
Tietaah et al.: Radio Redux: Audience Participation
285
interactive communication technologies suggests radio for development
redux. Two interrelated arguments are advanced to conceptualize this
claim. First, in an era that has been characterized as the information, and
even more lately, interactive (Milne, 2007) age, the media have become
an inherent and increasingly indispensable part of human communication.
At the same time, the more intimate and interpersonal forms of social
organization are yielding way to the exigencies of urbanization and social
mobility. Second, while interpersonal approaches are admittedly better
suited at summoning audience participation, and at investing development
program “beneficiaries” with a sense of ownership and praxis, they are
also limited by time and space constraints. At the same time, advances
in information and communication technologies are increasingly eroding
the exclusivity to interpersonal methods, of the advantages of audience
participation.
These points bear illustrating. For several years after its invention, the
telephone permitted only turn-taking transactions. The two-way Motorola
mobile radio device still works on this principle. A query of impersonality would, therefore, be quite legitimate. Today, the possibilities of video
conference calling should mean that the charge is now arguably passé.
Similarly, it would seem that the charge of noninteractivity of radio is
an outdated argument. Today, the possibility to co-opt new technologies
and converge with multiple platforms means that the radio medium is
increasingly more interactive.
This being the case, radio should be witnessing a renaissance of interest
and application from both development communication practitioners and
academic research scholars. And yet, the literature does not seem to bear
out this expectation. One explanation is that the research agenda has been
largely driven by Western experiences and interests, which have moved
along with the advances in technology to such fields as mobile devices
and online chat sites and applications, such as Facebook, twitter, and
websites and blog posts. The point, though, is that while such advanced
media devices and technologies are taken for granted in many Western
societies, perhaps a reminder, at this point, that the radio is still the latest information technology in many developing communities would be a
timely reality check. One of the sobering acknowledgments of the World
Summit on the Information Society (2003–2005) was that information
technologies were widening, rather than bridging, the asymmetries of
communicative power between developed and developing countries of
the world; and that the internet in particular was helping to perpetuate
Journal of Developing Societies 35, 2 (2019): 282–302
286
Journal of Developing Societies 35, 2 (2019): 282–302
the conditions of cultural hegemony and linguistic ethnocentrism by the
US through the California-based Internet Corporation for the Assignment
of Names and Numbers (ICANN)—the organization that controls the
naming of websites through the internet’s central registry (cf. McPhail,
2006; WSIS, 2004). A 2009 survey of the media preferences, personal
communication habits, and ICT use among a national sample of 2,051
Ghanaian adult respondents (15 years and over) showed an 86 percent
household ownership of radio—compared to 59 percent television, and
4 percent internet (Bowen, 2010). These figures compare with a more
recent national survey of 2,910 adults (18 years and older) in which up to
62.9 percent respondents indicated radio as their primary source of information—compared to 25 percent for television, and only 6.4 percent for
internet/social media (and a mere 1.5% for the newspaper) (NCCE, 2015).
The question that is prompted by the twin factors explained above is:
What is the nature of radio used within the current milieu of the availability of new and interactive alternatives within the Ghanaian media
ecosystem? Furthermore, to what extent is optimism about the development communication potential of radio justified within current theorizing
about public sphere participation as the path to sustainable, democratic,
and development? In the paragraphs that follow, we briefly explain the
methods used to adduce the evidence on these questions.
Methodology
The focus group discussion method was employed to determine the
nature and extent of audience engagement and experiences with radio
as a participatory medium. This is notwithstanding that the protocols and
assumptions that have dominated the literature on audience research
have tended to be quantitative, deriving as they are from Western social
contexts in which, as Mytton (1999, p. 187) points out, there is a strong
emphasis “on individual choice and decision.” The do it yourself culture
promoted in many Western societies, notably the US, also illustrates this
orientation. Morley (1980), however, identifies focus groups with the
reception analysis paradigm; describing it as a method that “treats the
audience as a set of cultural groupings rather than as a mass of individuals or as a set of rigid socio-demographic categories” (p. 163). McQuail
(1997, p. 19) adds that the method is “effectively the audience research
arm of cultural studies.” Michelle (2007, p. 181) takes these observations
into account when he notes that audience interpretations are “shaped by
Tietaah et al.: Radio Redux: Audience Participation
287
social group memberships, cultural competencies, and discursive affiliations.” But the overarching theoretical consideration was the idea that
“everyday media interpretations tend to be ‘collectively constructed’”
(Deacon, Pickering, Golding, & Murdock, 1999, p. 55).
While the focus group is admittedly not peculiar to Africa, we note its
particular epistemological resonance with the communally oriented norms
and value systems that characterize traditional African social organization, discussion, and decision. Social anthropologist Awedoba (2007)
expresses this point in his explanation of the concepts of kinship and
lineage in African societies, and of the communal contexts in which decisions and responsibilities on issues of marriage, child care, funerals, and
inheritance are taken and exercised. Explaining the preferential option
of focus groups for socializing audience data, Amoakohene (2004) cites
its “unique potential” for researching “the interface between audiences
and the media, particularly radio, in a liberalised pluralistic electronic
media environment such as Ghana” (p. 37). She attributes this to both
the “strong narrative and oral traditions” (p. 36) that define African
local languages and the “collective discussion that characterises audience reactions and responses to media messages” (p. 28) among African
communities and people.
A total of four focus group sessions were conducted: two each for
the Greater Accra and Upper West regions of Ghana. Participants in
each group were purposively composed to generally reflect common
social–demographic attributes—except that all four groups also had
to collectively reflect the diversity of audiences in the population. The
composition of each of the four groups also generally took account of
participants’ level of education and preferred language of discussion. Of
the two groups in each region, one panel was composed of middle-class
participants; the other panel was composed of working-class participants.
Belongingness to either of these two broad socioeconomic status groupings was determined primarily on the bases of the education, occupation,
and geographical location/residence of each participant. These considerations were important because as Strelitz (2008, p. 65) found about
South African media audiences socioeconomic variables, educational
backgrounds, and “material-existential experiences of routine life” all
play a role in how audiences perceive and consume media messages.
To account for these elaborate considerations in panel composition the
“extended focus group” (Wimmer & Dominick, 2011, p. 134) procedure
was employed. Specifically, participants were recruited and composed
Journal of Developing Societies 35, 2 (2019): 282–302
288
Journal of Developing Societies 35, 2 (2019): 282–302
based on their responses to questions on a simple, screener questionnaire,
which also explained the purpose of the study and, broadly, areas to be
discussed. The questionnaire administration and recruitment was done
one week prior to the scheduled dates for each focus group discussion.
The extended focus group approach also provided an opportunity to
remind participants to feel at liberty to discuss their views with others if
they wished to—consultation is a normative attribute of opinion formation and decision making within the Ghanaian and African domestic and
communal social setting.
Each panel comprised between six and ten persons. The discussions
were tape recorded—upon negotiating the necessary consents and guarantees of anonymity where desired. Each session lasted a maximum of
two hours. The recordings were then transcribed and analyzed according
to an inductively established taxonomy that produced the three thematic
clusters of findings reported below. This is the approach recommended
by Emerson, Fretz, and Shaw (1995). Briefly, it involved a sequence of
four steps. First, the transcripts were read through thematically, i.e., each
of the responses to a particular issue or question was read through—for
all four focus groups. Second, an open-coding process was done for each
of the responses, i.e., each response to a particular question was read
through, line-by-line, to take note of any emergent ideas, themes, and
issues. Words, phrases, or concepts that described the general tenor of a
particular response were noted for subsequent collation and interpretation. The third step was to perform an axial coding process in which the
responses from one focus group were compared to the others. Finally, the
emergent issues, themes, and concepts were selectively coded, i.e., they
were sorted and catalogued for the purpose of focusing on and delineating emergent responses as were considered relevant to the purpose of
the study.
Findings
The findings on participant experiences and expectations of radio as a
participatory medium suggest three factors for a renaissance of radio as
a development communication medium. These are: its contribution to
democratic pluralism, its inclusiveness due to the use of local languages,
and its appropriation of new information and communication technologies for audience engagement. These findings are drawn from data of a
larger fieldwork undertaken between October 2013 and February 2014.
Tietaah et al.: Radio Redux: Audience Participation
289
The neo-liberal regime of broadcast pluralism in Ghana has provided
listeners with choice, leading also to competition for audiences through
diverse and improved programming. Participants noted that pluralism
had decentralized news and announcements and put radio at the service
of the public. As Thomas (businessman, focus group IV) put it, “People
can now listen to any station of their choice; which is making the stations
compete for listeners’ attention.”
Radio also acts as a civic forum to encourage the participation of audiences in conversation on development options and priorities. In this way,
radio encourages democracy, by giving voice to citizens to decide who
governs them, and to exact accountability from those in whom they have
vested the mandate to disburse the public purse. Participants noted, as
one of them expressed, that radio pluralism “has given listeners greater
choice and increased the opportunities for citizens to challenge their
leaders and force them to redeem the promises they make on campaign
platforms” (Ben, district assembly member, focus group I). This sentiment is further elaborated in the following explanation by a panelist in
another focus group:
I think the pluralisation of radio stations has helped our democracy to progress in fundamental ways: through civic participation in public discourse and
governance; information dissemination on various issues of national life—such
as information on HIV and AIDS, diabetes and hypertension, environmental
pollution, family planning, and so on. The biggest media platform for sending
and receiving such information in Ghana is radio. And this is primarily because
radio is available and accessible in every community (Braimah, media rights
NGO director, focus group III).
These views echo scholarly opinion that the wave of media pluralism
across Africa since the early 1990s has created metaphorical market
squares for citizen expression, exchange, or engagement in “counterdiscourses that challenge the hegemonic viewpoint of the state” (Tettey,
2009, p. 148). There was a curious caveat, however, expressed in the following perspective by another member:
When we had just [the state-owned] GBC, things were much simpler. There
was only one news source and we all knew where—and even when—to go for
the news. It was nice to feel a collective participation in news consumption.
Now sometimes you don’t know where to tune in to. Now there are so many
Journal of Developing Societies 35, 2 (2019): 282–302
290
Journal of Developing Societies 35, 2 (2019): 282–302
stations that you can’t be sure that your friends are on the same wavelength
with you. I miss that. …Of course, the good side of multiple stations is that
we have choice; and this generates competition…. Unfortunately, sometimes
there is little to choose among the stations because they tend to copy each
other too much (Blaise, priest, focus group III).
The essence of opinions, though, was that radio is egalitarian in its capacity to bring members of society into dialogic encounters with each other,
and to bridge the distance between citizens and their leaders. It is instrumental in encouraging and enabling audiences to exercise their rights
to choice and have a say in the decisions that affect them. Participants
noted, in this regard, the audience empowerment role of radio: in creating citizen awareness and advocacy on the development priorities of
society; in enabling the public to demand development attention from
local assemblies and the government; in dialogue and decision on ways
to address their own needs and aspirations. In addition, radio mobilizes
people for development and educates them on inimical aspects of their
cultures that need to be changed. These views are encapsulated in the
following testimonies:
Information is very important for development. It is information that makes us
educated; that is why even those who have not been through formal schooling
can still be said to be educated when they are well informed. So if we want
to develop as a country information is very important; and radio plays a very
important role in that … even better than the NCCE [National Commission
for Civic Education] (Lawrence, student, focus group I).
Radio also provides opportunities to unearth local talent—such as artistes
who can then be supported to promote their creative works. It can also be used
to campaign against all forms of negative cultural practises—such as forced
betrothals and discrimination against the girl-child—while at the same time
preserving the good ones (Bafiina, student, focus group I).
Finally, participants observed that broadcast pluralism had devolved programming toward engagement with audiences of all social–demographic
categories; including through the use of venue-based and event-driven
outside broadcast formats. These productions encourage members of the
public to express their local needs and, in the case of community radio
in particular, mobilize members for communal activities. As Abdul-Aziz
(panel beater, focus group II) explained,
Tietaah et al.: Radio Redux: Audience Participation
291
The local FMs [community stations] make their reporters visit the community to see things for themselves, and where necessary, galvanise listeners to
action. For instance, if a windstorm rips off the roof of a school building, the
community station will not just inform the people about the occurrence of
the disaster. The news will also contain an appeal for materials and labour
support, and a warning against indiscriminate felling of trees, which serve as
windbreaks.
Members of another group were more positive about the role of commercial radio stations in community mobilization. They noted, for instance,
that “every so often you hear commercial stations mount an appeal for
funds for a range of causes; including towards covering the medical bills of
a needy child, or organising a blood donation campaign or soup kitchen”
(James, foreign news editor, focus group III).
Ama (customs official, focus group III) also explained the egalitarian
credentials of radio:
Radio is, in a sense, a lowest-common-denominator medium. It allows all:
rich/poor, literate/illiterate, man/woman… to also weigh in with their views
on political debates. This is not evident with the press or TV.
These responses echo the views, articulated in the literature, that a regime
of broadcast pluralism more effectively delivers such democratic values
as audience engagement and inclusiveness, freedom of expression and
contest of opinion, social capital, and political–economic development
(Gumucio-Dagron, 2001; Iosofides, 2010; Melkote & Steeves, 2015).
The use of local language programming has created greater propinquities with audience members. It has dramatically expanded the
opportunities of access and participation and provided the platform for
the public to give voice to the social and economic issues that concerned
and affected them, such as water, sanitation, health, agriculture, and the
general cost of living. Focus group participants expressed strong support
for local language stations for their capacity to directly engage audiences
on the issues and developments that reflect and affect local experiences
and needs. They were particularly happy with the opportunity to express
themselves in their own local languages because, as Ben (assembly member, focus group I) explained, “people communicate better in their own
mother tongue.” These views are especially encapsulated in the following
testimonies by two participants:
Journal of Developing Societies 35, 2 (2019): 282–302
292
Journal of Developing Societies 35, 2 (2019): 282–302
The announcers and guests are known to us; some of them are family members and friends. They know our concerns; they speak our language. When
you think back a few years… when all we had was a few minutes of news
and announcements in the evening from URA Radio … it is as if we were in
darkness (Adams, farmer, focus group II).
Even the fact that listeners can call into programmes and express their
views, make a wish, request a song … this makes radio a very important part
of our lives and our development as one people (Kob, retired police sergeant,
focus group II).
Without the option of radio many members of the population, who in
the context of the developing countries of Africa are still in the majority,
would be disabled from participation in public sphere conversations by
virtue of their illiteracy and poverty. Their issues and experiences would
consequently remain neglected and unaccounted for in the development
process. In this regard, participants noted in particular, the relative lack
of restraint among audiences in expressing themselves in their local
languages:
You don’t feel the same anxieties [as you do with English] about possibly
uttering a grammatical gaff or saying something lewd or explicit in Ga. Local
language has a way of permitting certain graphic expressions so long as you
use the appropriate idioms and make the appropriate disclaimers, such as
“taflatse” [I beg your pardon; excuse me]. This I think is liberating. It frees
people to say things as they feel; which they may be constrained to say in
English (James, foreign news editor, focus group III).
On the question of usage, however, participants were critical that the
greater access and permissiveness enabled by the anonymity of radio
was also undermining traditional norms and cultural codes on deference and decorum. This concern was expressed by Sergeant Kob who
complained that:
They must do something about the foul language on our airwaves. It looks
as if some stations deliberately stir up controversy so that people can call in,
hide behind pseudonyms, and insult people who are old enough to be their
father or mother. Some of them are even well-known ‘serial callers’. It looks as
if being controversial is their claim to fame… they thrive on negative
popularity.
Tietaah et al.: Radio Redux: Audience Participation
293
Another respondent concurred with the concern, suggesting that:
The stations themselves should correct that; and if they don’t, the government… the regulatory authorities … they must bring them under check. Radio
should be used for more edifying ends: like moral education, social discipline,
passing on traditional values (Euphernia, cook, focus group II).
Participants also charged local language stations in particular for what
they observed to be a gradual dumbing down of professional journalistic
standards; either for direct pecuniary gain or in order to drive up audience
ratings. They cited, as examples, the tendencies for local language stations
especially to embellish news accounts with proverbs, or hyperbole, or
risqué remarks; or to rent airtime to hawkers of herbal preparations and
itinerant pastors who make prodigious claims about the effectiveness of
their wares and the efficacy of their cures. They were also concerned that
local language talk programs and phone-in sessions habitually degenerated into the trading of intemperate allegations. As Thomas (businessman,
focus group IV) put it:
The bad thing is that they often misinterpret people when they translate their
statements from English to Twi; and they also like embellishing and exaggerating stories; if you don’t listen to different stations to discern the truth
you might be misled.
We all know that some of these stations belong to politicians; and all they do
is incite their supporters to engage in vilification and character assassination
in the name of democracy…. This is dangerous; what happened between the
Hutus and Tutsis in Rwanda was sparked by radio.
This observation is reinforced by the following view expressed by a participant in another focus group:
Acts of unprofessional conduct are particularly prevalent among those [stations] that broadcast in the local Akan language. They often trivialise their
news with exaggerations and vivid embellishments. They get away with content
which might not meet decency standards on the English speaking stations
(Kofi, communication lecturer, focus group III).
In spite of these challenges, local language stations had been instrumental
in expanding the opportunities of access for the majority of Ghanaians;
and in preserving and promoting the development of local languages
and cultures:
Journal of Developing Societies 35, 2 (2019): 282–302
294
Journal of Developing Societies 35, 2 (2019): 282–302
The coming of the local radio stations is very timely. Listeners now understand
governance issues better in their mother-tongue and are able to contribute
actively to discussions on the social and political issues that affect them. I must
also confess they have helped me improve upon my own Twi [language]...
(Ewurabena, consultant, focus group III).
Due to the technology of radio, therefore, illiteracy, especially in the
English language, no longer poses a barrier to citizen participation in
public discourse.
Together with the contemporary plurality of stations and local
languages, advances in mobile—and especially digital—technologiesmediated tools have enabled audiences to exercise greater discretionary
power in their radio habits. Listeners feel no bounden loyalties to any
particular stations. They tend, rather, to listen to radio serially—moving
from channel to channel in search of the next favored program. The following response reflects the radio habits of participants:
I change stations all the time; it depends on what is happening on the other
stations. … Even, I use my mobile phone if there is noise in the area; or
people are listening to another programme which I’m not interested in. The
mobile phone radio allows you to listen to music or discussion programme
even while you’re working. If I can’t listen to something I’ve planned for, I
feel uncomfortable (Shamima, teacher, focus group I).
The fact that most mobile phones have a radio feature means that audiences have greater access to radio, making it even more essential in the
promotion of development communication efforts. These views were
largely shared by other participants, such as the following perspectives
from focus groups III and IV:
Radio is now a basic feature of all mobile phones…thus it’s made radio more
mobile. A listener can be listening to a radio discussion, call into the programme
with his phone or send a text message or WhatsApp message and make his or
her contributions, all through one device; and probably will be sitting in a bus
or taking a walk; that’s the power of technology (Thomas, businessman, focus
group IV).
First, the internet enables more listeners to have access to radio on the go:
you can listen on your phone; you can listen on your computer; and you can
listen beyond the boundaries of the station’s transmitter. Secondly, through the
means of podcasting and other tune-in apps you can play back a programme
Tietaah et al.: Radio Redux: Audience Participation
295
and listen later if you miss the live broadcast… (Ewurabena, communications
consultant, focus group III).
It is clear from these responses that radio has become increasingly less
of a one-size-fits-all mass medium. Individuals can literally produce their
own program schedules by selecting topics from across the spectrum
of podcasts available on the internet. And they can time-shift or swap
schedules to suit their personal convenience and routines. This creates,
literally, an on-demand service possibility for access to content anytime,
anywhere. The conclusion then, as Nene (chief, focus group IV) pointed
out, is that the integration of internet and digital technologies “have promoted and deepened participatory communication. It has deepened also
the democratic culture in our country.” The rider, though, is that these
digital and internet-based technologies “are sophisticated and expensive.
You must have a smart phone, and you must be tech savvy; plus, data
are still too expensive. This cannot be the mainstream way of listening
to radio because the average Ghanaian cannot afford it (James, foreign
news editor, focus group III).
Technologies have also been instrumental in the observed shifts in
radio content creation and consumption. These are evident in the shift
from media-centered productions to the increased use of both in-studio
and out-of-studio voices. Participants commonly cited examples of talk/
discussion programs, funeral/social announcements, and information/
news bulletins in which live telephone interviews, voiceovers, and text
messages were routinely integrated into productions. The following
response is illustrative:
Most news bulletins include phone interviews, and sometimes even in-studio
interviews, with an eyewitness at the scene of an incident… maybe a lorry
accident, or fire outbreak; or a government minister or political office holder;
or even the person who is the victim or complainant in an incident that is of
public interest (Ruth, civil servant, focus group IV).
Public participation is particularly observable in the contemporary practice of traditional, off-line, radio stations setting up also online, social
media accounts and web pages. These accounts constitute alternative,
multidirectional, pathways to public participation and engagement that
were unavailable in the past when radio was characterized as a unidirectional transmitter of messages. Depending on the nature of the program
and topic, stations routinely invite political party representatives, or
Journal of Developing Societies 35, 2 (2019): 282–302
296
Journal of Developing Societies 35, 2 (2019): 282–302
subject specialists, NGO and civil society members and the public—in
to their studio or via phone or advertized social media platforms—for
panel discussions and audience feedback:
From time to time, they would announce their social media contacts like
WhatsApp, twitter and Facebook… and invite and read out the views and
reactions of listeners. Or, they open the phone lines for the public to call in
and share their opinions (Regina, public health nurse, focus group I).
They use the phone numbers and social media platforms to draw audiences
to their discussions. In fact, topics to be discussed are announced, and also
placed on their social media handles for the public to deliberate, discuss, and
share their opinions on them even before the programme starts. The only thing
is that the ‘serial callers’ tend to highjack the lines and make it difficult for
independent voices to be heard. Besides, not all of us can use social media or
afford the cost of phone-ins (Evelyn, administrative secretary, focus group I).
In the overall judgment of participants, the possibilities for technologyenabled audience-generated content were particularly instrumental in
the promotion of inclusive public engagement and in the advancement
of accountable governance. In particular, the internet and social media
further serve as the forum for extended debate and discussion on issues
originally raised on traditional radio. These views echo both the public
sphere thesis adduced by Habermas (2006; cf. also Garnham, 2000) and
the ideas and indicators of communication for sustainable development
proposed by Lennie and Tacchi (2013; cf. also Servaes 2009), that participation is prerequisite to political efficacy and expansion of the democratic
public space. Through expert opinion and panel discussions, a variety of
voices and views are heard on all manner of subjects:
Phone-ins, text messaging and the social network platforms ensure that the
perspectives of citizen-witnesses—called citizen journalists—are integrated into
news bulletins. The way in which such conversations are conducted or moderated is a question of professionalism; but I think essentially, the fact that the
public has the opportunity to participate in public discourse through radio is an
important milestone in Ghana (Kofi, communication lecturer, focus group III).
As the literature on participatory communication suggests, when people
are allowed to participate in decisions that tap into development issues,
it helps to examine challenges and explore organic solutions, rather
than merely convey information and expect compliance. Radio thus
Tietaah et al.: Radio Redux: Audience Participation
297
enables conversations on and of development by empowering people to
understand themselves and their potential and by enabling freedom of
expression and choice.
Conclusion
The policy shift away from the vertical, top-down, model and toward
the horizontal, two-way, engagement with and participation of people
in discussions and decisions has brought into question the acclaimed
instrumentality of radio as a development communication medium. The
findings of this study suggest that rather than depose radio, new information and communication technologies have renewed the essentiality of
radio for development in Africa. The radio habits of audiences reflect a
correspondence with the shift in development communication paradigms
from one-way transmission of messages to the prevailing practice of
participation and empowerment of “beneficiaries” in the decisions that
affect them. They demonstrate a central role of radio in enabling popular
participation in public affairs and discursive democracy, in bridging the
distance between citizens and public officials, and in expressing choice
and demanding accountability from their leaders.
Furthermore, while the contemporary global embrace of social media
and the internet as workaday means and modes of communication has
seemed to subdue scholarly enthusiasm about the utility of the so-called
legacy media, radio has retained a stoic resonance with audience cultures
in Ghana. The availability of mobile and internet technologies has created
a hybridized media ecosystem in which, paradoxically, radio is witnessing a
renaissance of relevance as a tool for development. In Ghana, new media
have not, as such, inherited traditional radio. They have given birth to
their parent, to use the analogy of Katz, Peters, Liebes, and Orloff (2003).
The opportunity for audiences to express themselves in their own
indigenous languages also suggests radio as a preferred medium for exercising affirmativeness in favor of rural locations and poor populations.
While recent scholarly accounts have been starry-eyed about the possibilities spawned by new technologies (cf. Aker & Mbiti, 2010; Boateng,
Garsombke, Kuofie, & Yellen, 2010; Ohemeng & Ofosu-Adarkwa, 2014;
Sey, 2011) they overlook the acute barriers to universal uptake posed
by the questions of cost and competence, and by perceptions of relative
usefulness and locus of control. In that sense, radio helps account for the
social gaps created or characterized by differences in new technology
Journal of Developing Societies 35, 2 (2019): 282–302
298
Journal of Developing Societies 35, 2 (2019): 282–302
uptake between men and women, rich and poor, literate and illiterate,
and urban and rural audiences. As such, it is relatively better suited for
breaking down the social and economic asymmetries that characterize
other technology-based communication systems. At the same time, the
advantages that have often been attributed to new media technologies—such as interactivity and demassification—are increasingly being
appropriated by radio through the means of such accessories as the smart
phone and social media, the internet and tune-in apps.
The findings show that audience members listen to radio in a relational
way; in that radio listening is integrated into their social routines. In this
regard, the new information and communication technologies become
accessories with which they are able to check in and out of the virtual
market square created by radio; while engaged at the same time in other
chores, such as working, or walking, or even talking. This suggests, also,
a validation of radio as a medium and means of building social capital,
which Putnam (1993, 2000, p. 19) defines as the stock of “civic virtues”
that facilitate interaction and reciprocity among members of society; and
which enable them to participate and cooperate around shared interests,
values, and norms. In turn, this perspective reflects the communal orientation and social essentiality of Ghanaian and African communicative
practices (Tietaah, 2013, 2015). In effect, radio has become, variously, an
interlocutor, a companion, or an instrumental aid for pursuing different
hedonic needs and socializations.
In sum, the appropriation and application of digital and internetenabled technologies and platforms have redefined the concept and
constructs of radio; from a unidirectional transmitter of transient messages to an arena for public participation and cocreation of content and
meanings. It is also the condition and context for the (re)incarnation of
radio as an indicator and instrument of democracy and development. The
further possibility to communicate using multiple local languages makes it
a particularly egalitarian means of audience engagement and expression.
Radio has, consequently, mutated from the powerful effects metaphors
of being an as’oromagb’esi, or akasanoma, which permits only the unidirectional transmission of messages, to the audience-centric notion of an
omnidirectional medium for the cocreation and conveyance of content.
There is a need, though, for research and policy consideration of ways
in which the dividends of radio redux can be repurposed to leverage the
opportunities this promises for democratic governance, social capital,
and inclusive development.
Tietaah et al.: Radio Redux: Audience Participation
299
DECLARATION OF CONFLICTING INTERESTS
The authors declared no potential conflicts of interest with respect to the research,
authorship, and/or publication of this article.
FUNDING
The authors received no financial support for the research, authorship, and/or
publication of this article.
REFERENCES
Aker, J. C., & Mbiti, I. M. (2010). Mobile phones and economic development in
Africa. The Journal of Economic Perspectives, 24(3), 207–232.
Amoakohene, M. I. (2004). Focus group research: Towards an applicable model
for Africa. In K. Kwansah-Aidoo (Ed.). Topical issues in communications and
media research (pp. 173–197). New York, NY: Nova Science Publishers, Inc.
Ansu-Kyeremeh, K. (1992). Cultural aspects of constraints on village education
by radio. Media, Culture & Society, 14(1), 111–128.
Awedoba, A. K. (2007). Culture and development in Africa: With special references
to Ghana. Legon, Accra: Historical Society of Ghana.
Boateng, O., Garsombke, P., Kuofie, M., & Yellen, R. (2010). Mobile phone
providers and economic development in Ghana. Journal of Information
Technology and Economic Development, 2(2), 17–29.
Bowen, H. (2010). Making connections: Using data on Ghanaians’ media use
and communication habits as a practical tool in development work (Africa
Development Research Series: Ghana). Washington, DC and London:
InterMedia Survey Institute.
Cassino, K. (2014). The future of legacy media (Industry Paper). Williamsburg,
VA: Borrell Associates.
Cavanagh, A. (2007). Contesting media history. Westminster Papers in
Communication and Culture, 4(4), 5–25.
Deacon, D., Pickering, M., Golding, P., & Murdock, G. (2007). Researching
communications: A practical guide to media and cultural analysis (2nd ed.).
London: Hodder Arnold.
Emerson, R. M., Fretz, R. I., & Shaw, L. (1995). Processing fieldnotes: Coding
and memoing. In Writing ethnographic fieldnotes. Chicago, IL: University of
Chicago Press.
Garnham, N. (2000). Emancipation, the media, and modernity. Oxford: Oxford
University Press.
Journal of Developing Societies 35, 2 (2019): 282–302
300
Journal of Developing Societies 35, 2 (2019): 282–302
Gumucio-Dagron, A. (2001). Making waves: Stories of participatory
communication for social change. New York, NY: The Rockefeller Foundation.
Habermas, J. (2006). Political communication in media society: Does democracy
still enjoy an epistemic dimension? The impact of normative theory on
empirical research. Communication Theory, 16(4), 411–426.
Iosofides, P. (2010). Pluralism and concentration of media ownership:
Measurement issues. Javnost/The Public, 17(3), 5–22.
Jakubowicz, K. (2011). Media revolution in Europe: Ahead of the curve. Strasbourg
Cedex: Council of Europe Publishing.
Karikari, K. (2000). The development of community media in English-speaking
West Africa. In K. S. T. Boafo (Ed.). Promoting community media in Africa
(pp. 43–60). Paris: UNESCO.
Katz, E., Peters, J. D., Liebes, T., & Orloff, A. (Eds.) (2003). Canonic texts in
media research: Are there any? Should there be? How about these? Malden:
Polity Press.
Kunczik, M. (1992). Development and communication. On the importance
of communication in the development process (D. Simon, Trans.). Bonn,
Germany: Friedrich-Ebert-Stiftung.
Lennie, J., & Tacchi, J. (2013). Evaluating communication for development:
A framework for social change. London and New York, NY: Routledge.
McPhail, T. (2006). Global communication: Theories, stakeholders, and trends
(2nd ed.). Oxford: Blackwell.
McQuail, D. (1997). Audience analysis. London: SAGE Publications.
Melkote, S. R., & Steeves, L. H. (2001). Communication for development in
the Third World: Theory and practice (2nd ed.). Newbury Park, CA: SAGE
Publications.
Melkote, S. R., & Steeves, L. H. (2015). Communication for development: Theory
and practice for empowerment and social justice (3rd ed.). Thousand Oaks,
CA: SAGE Publications.
Michelle, C. (2007). Modes of reception: A consolidated analytical framework.
Communication Review, 10(3), 181–222.
Milne, A. (2007). Entering the interactive age. Educause, 42(1), 13–31.
Morley, D. (1980). The ‘nationwide’ audience. London: British Film Institute.
Mytton, G. (1999). Handbook on radio and television audience research. Paris:
UNICEF and UNESCO.
NCCE. (2015). Accessing the effectiveness of the media in Ghana’s democracy.
Accra, Ghana: National Commission for Civic Education 5th Dialogue Series.
Ohemeng, F. L. K., & Ofosu-Adarkwa, K. (2014). Overcoming the digital divide
in developing countries: An examination of Ghana’s strategies to promote
Tietaah et al.: Radio Redux: Audience Participation
301
universal access to Information Communication Technologies (ICTs). Journal
of Developing Societies, 30(3), 297–322.
Poster, M. (1995). The second media age. London: Polity.
Putnam, R. D. (1993). Making democracy work: Civic traditions in modern Italy.
Princeton, NJ: Princeton University Press.
Putnam, R. D. (2000). Bowling alone: The collapse and revival of American
community. New York, NY: Simon & Schuster.
Servaes, J. (2009). Communication policies, good governance and development
journalism. Communication: South African Journal for Communication Theory
and Research, 35(1), 50–80.
Sey, A. (2011). “We use it different, different”: Making sense of trends in mobile
phone use in Ghana. New Media and Society, 13(3), 375–390. Retrieved from
https://doi.org/10.1177/1461444810393907
Soyinka, W. (1983). Aké: The years of childhood. New York, NY: Random House.
Strelitz, L. (2008). Biography, media consumption, and identity formation.
Qualitative Sociology Review, 4(2), 63–82.
Tettey, W. J. (2009). Transnationalization, the African diaspora, and the
deterritorialized politics of the internet. In O. F. Mudhai, W. J. Tettey, & F.
Banda (Eds.), African media and the digital public sphere (pp. 143–163). New
York, NY: Palgrave Macmillan.
Tietaah, G. (2013). In whose public interest? A development communication audit
of broadcast pluralism in Ghana (PhD thesis). University of Ghana, Legon.
———. (2015). Abusive language, media malaise and political efficacy in Ghana.
In K. Ansu-Kyeremeh, A. Gadzekpo, & M. Amoakohene (Eds.), A critical
appraisal of communication theory and practice in Ghana (pp. 155–167).
University of Ghana Reader Series. Accra: Digibooks.
Wimmer, R. D., & Dominick, J. R. (2011). Mass media research: An introduction
(9th ed.). Boston, MA: Wadsworth.
WSIS. (2003). Declaration of principles building the information society: A global
challenge in the new millennium. Geneva, Switzerland: World Summit on the
Information Society.
———. (2004). Shaping information societies for human needs: Civil society
declaration to the World Summit on the Information Society. Retrieved from
http://www.itu.int/wsis/docs/geneva/civil-society-declaration.pdf
Gilbert Tietaah is a scholar and senior lecturer at the Department of
Communication Studies, University of Ghana. His teaching and research
interests straddle the interstices of communication, democracy and development. Gilbert has authored and edited numerous policy reports and
Journal of Developing Societies 35, 2 (2019): 282–302
302
Journal of Developing Societies 35, 2 (2019): 282–302
scholarly articles in the fields of communication for social change and
development, health communication, communicating climate change,
media pluralism and regulation, political communication and the
political economy of communication. His academic works have been
published in both local and international refereed journals. Gilbert
holds a PhD degree in African Studies, and Post-graduate diploma and
MPhil degrees in Communication Studies from the University of Ghana.
[email:
[email protected]]
Margaret Amoakohene is a Senior Lecturer and Head of the Department
of Communication Studies, University of Ghana. She holds a Doctor of
Philosophy (PhD) degree in Mass Communication from the University of
Leicester and a Master of Philosophy (MPhil) degree in Communication
Studies from the University of Ghana. Dr Amoakohene teaches public
relations, qualitative research methods and political communication
and has one leg in politics as a member of Ghana’s Council of State, an
advisory body to the President and his Ministers, after previously serving
as Ghana’s High Commissioner to Canada.
Damasus Tuurusong is a Senior Lecturer of Development Communications and Acting Head of the Department of African and General
Studies, University for Development Studies. He holds a Doctorate of
Philosophy in Development Studies from the University of Cape Coast,
a Master of Philosophy in Communication Studies, Graduate Diploma in
Communication Studies and Bachelor of Arts in English and Theatre Arts
all from the University of Ghana. He has published more than a dozen
academic articles in refereed journals, focusing mainly on endogenous
media for development, advertising, journalism, theatre for development
as well as children’s communications rights.
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
ADRRI JOURNALS (www.adrri.org)
E-ISSN: 2343-6891 VOL. 19, No. 1 (7), January, 2022- March, 2022
A Comprehensive Understanding into the Drivers of Lean Implementation in the
Public Sector in Ghana
1
Khinanwin Nyande , Seidu Al-Hassan2, and Damasus Tuurosong3
1
Department of Social, Political and Historical Studies, University for Development
Studies, Ghana.
2
Department of Food Security and Climate Change, University for Development
Studies, Ghana.
3
Department of African and General Studies, Simon Diedong Dombo University of
Business and Integrated Development Studies, Ghana.
1
Correspondence:
[email protected]
Available Online: 31st March, 2022
URL: https://journals.adrri.org/index.php/home
Abstract
Lean thinking is a method to remove different types of waste in an organizational process. Lean thinking
helps to improve the present quality of processes and guarantee positive fiscal and economic results as
well as improving the performance of the employees. The objective of the study was to examine the
drivers of the Lean implementation processes at DVLA in Ghana. A total of 399 respondents were
selected to participate in the study. The key drivers of the Lean implementation processes at DVLA in
Ghana were making sure the customers are always satisfied with the services rendered, and having a
leadership with a Lean ideology. These drivers are important steps if the Authority wants to reap the
benefits of Lean by focusing on eliminating wastes such as long waiting time, motion, overproduction,
corruption, defects, transportation etc. that occur within the process. It was therefore recommended that
employees and management of the Authority should adopt positive work ethics whiles focusing on the
key drivers of Lean implementation.
Keywords: lean implementation, drivers, waste, customer satisfaction, organization
[Cite Article as: Nyande, K., Al-Hassan, S., and Tuurosong, D. (2022). A Comprehensive Understanding into the
Drivers of Lean Implementation in the Public Sector in Ghana. ADRRI Journal of Arts and Social Sciences, Ghana:
Vol. 19, No.1 (7), Pp.119-146, E-ISSN: 2343-6891, 31st March, 2022.]
[
Received: (January 1, 2022)
[[
Accepted: (March 31, 2022)
119
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
INTRODUCTION
Expanding global competition, emerging new technologies, and improved communication have
increased customers’ expectations for full satisfaction with products and services they purchase
(Canel et al., 2000). Consequently, in recent years, many manufacturing and service companies
have been challenged to increase their focus on customer satisfaction and quality of products
and services. Confronting the challenges of global competition, companies world-wide are
forced to find ways to reduce costs, improve quality, and meet the ever-ending needs of
customers (Canel et al., 2000). Most organizations nowadays are always in search of answers to
meet the difficulties of competition and marketplace in order to move up the hierarchy in the
active market setting (Sinha and Matharu, 2019). Service sector including government agencies
around the world adopt lean management which is mostly used in manufacturing companies in
order to cope with the increasing pressure to improve efficiencies and deliver quality services to
customers (Asnan et al., 2015).
With shrinking budgets and a slow economy, it is becoming increasingly important for all
government agencies to become more efficient. Citizens expect and deserve efficient and
effective services from federal, state and local government agencies. One of the best methods to
improve efficiency and eliminate waste is to institute the business process improvement
methodologies known collectively as Lean (Shepherd, 2012). The word “lean” refers to lean
manufacturing or lean production as it uses less of everything, compared to mass production. It
only uses half of the human effort in the factory, half of the manufacturing space, half of the
investment in tools and half of the engineering hours to develop a new product in half the time
(Wahab et al., 2013). A Lean Manufacturing company typically uses some alternatives as an
approach that seeks to better organize and manage a company's relationships with its
customers, supply chain, product development, and production operations, whereby it is
possible to increase productivity by efficiently utilizing the resources (Junior and Mendes,
2017).
120
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
In Ghana for instance, the Driver and Vehicle Licensing Authority (DVLA) is a semiautonomous public sector institution under the Ministry of Transportation. It was formed by
Act 569 of 1999 for safeguarding road safety for all users (Wireko and Skouby, 2016). The DVLA
is authorised to encourage good driving values in the nation, and safeguard vehicles that are
roadworthy. Its idea is to be a trustworthy institution with universally recognized standards for
vehicle and driver licensing (Amegavi, 2015). Amegavi (2015) argued that the manual system at
DVLA was beset with irregularities including human interference, fraud and influence in the
testing procedure, leakage of the driving examination questions and impersonation. The Ghana
Audit Service (2006) also explained that customers at DVLA wait for long hours to be served.
Also, the Ghana Integrity rated DVLA as the most corrupt organization in Kumasi (AppiahDolphyne, 2020).
Allway and Corbett (2002) observe that the Lean approach has become well-known in
improving operations and profitability of manufacturing companies and can be successfully
adopted in many service-sector firms. They explain a rigorous five-phase process and point out
how an insurance company successfully adopted the lean approach through this process.
Vignesh et al., (2016) investigate lean practices in the municipal sector in a service supply chain
management (SCM) context. They analysed lean implementation in Danish municipalities. They
proposed a model that illustrates the conditions under which lean is most appropriate
according to the type of service delivered. The results show that lean is mainly implemented as
“toolbox lean,” such as with value stream mapping, kaizen and information boards. Thus, the
research examines the factors or drivers that push for a full Lean implementation at DVLA in
Ghana. The results from this study will provide additional information on Lean thinking in the
service sector which could be beneficial to policy makers and researchers in academia. The
remaining part of the research looks at the literature review in relation to Lean, and the
methodology that was used in the study. The study further presents the results and discusses it
with relevant literature. The final aspect of the research looks at the conclusions and
recommendations.
121
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
LITERATURE REVIEW
Lean in the Service Sector
Lean Thinking has an extensive history in the manufacturing sector. It is newer to the service
sector and more precisely the public sector, with few instances before the year 2000 (Hines,
2011). Lean is a theory that accepts the expenditure of all kinds of possessions that focuses on
the creation of value for the end customer and removal of waste. The method of thinking stated
by a set of values, augmented by diverse techniques and tools aids in effective performance
improvement, waste elimination, reduction in inventory, and optimal quality level to the final
clients (Ciarnienea and Vienazindiene, 2015). Asnan, Nordin and Othman (2015) explain that
government organizations have adopted the Lean thinking ideology in order to improve
efficiency and effectiveness so as to make sure the client gets value for the services rendered.
Yet many public service organizations are not able to completely operationalize the Lean
thinking ideology and sustain it. Resistance to change was one of the main problems
encountered during the Lean operationalization process. Thus, change management was
recommended for public institutions so as to improve service delivery. It is very true that
constant change management and adopting positive change yields extra benefits to every
organization that wants to implement Lean thinking. This study will build on the explanation
by the authors to examine if change actually plays an important role in eliminating non-valued
activities or waste at DVLA in Ghana.
Radnor et al., (2006) explain that Lean was established to function in the Scottish public sector
by concentrating on the values of decreasing waste, improving the work flow, increasing the
knowledge of the client, and producing a process view. Through the case and pilot research,
institutional willingness was also established to be serious. The research proposed that
institutions should reflect if they have a capability, resources and mindset and pledge for
change. The authors explained that for Lean thinking to be persistent in the public sector, the
aims of the program should be incorporated and connected into the plan of the organization.
122
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Radnor et al., (2015) also argue that Lean has been included through public services, comprising
central government, healthcare and local government establishments. The operationalization of
Lean values in healthcare, mainly hospitals has removed identical procedures and needless
processes such as: recording patient information in numerous places; unnecessary waiting for
health workforce; and uncoordinated, mutable discharge procedures causing a longer duration
of stay (Radnor et al., 2015). This study will build on the assertion by the above authors and
confirm whether waste such as longer waiting time exist at DVLA in Ghana.
Kanakana (2013) conducted a research using secondary data on review of Lean in the Service
industry particularly the hospitals, food sector, public sector, airline industry, financial and
educational sectors. The results indicated that there was successful implementation with
challenges on implementation strategy as well as benefits derived after implementation. The
findings agree that Lean thinking can be applied successfully in the public sector just like in any
other service sector organization even though this setting is more multifaceted; its clients are
more different and client demands are often explained by diverse stakeholders such as
politicians, experts, and users. Consequently, in spite of Lean thinking being prosperous in
public sectors institutional development, cost efficiency must continue to be the core focus.
Pedersen and Huniche (2011) state that the achievement of Lean in the public sector is
grounded by the following factors: Balance of power; Complexity and importance; Goals and
values; and Resource and capabilities. The methodology used in the research by Kanakana
(2013) could not hold since the author focused on using secondary data instead of primary data
for various service sector organizations. The study could have been interesting if the author had
focused on only one area like this current study is using DVLA as a basis for examining the
waste in relation to Lean thinking.
Nicole and Marijn (2012) investigated the concept of Lean thinking in the public sector using egovernment services to find out whether the usage of Lean will be sustainable with many
benefits. Although Lean has been widely studied in the manufacturing sector with huge
benefits, its implementation in the public sector is small. The authors revealed that Lean has
contributed to the reduction of waste and improvement of efficiency. The main emphasis of
123
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Lean is on efficiency and clients do not take public values into consideration. Also, the emphasis
on client value creation does not consider the value for the democratic governance. When
implemented completely, it can improve the processes and culture, and lead to constant
improvement. Yet, the features of government destruct all government procedure and
importantly hinder the acceptance, implementation and use of Lean in e-government situations.
The explanation by Nicole and Marijn (2012) is true because in a public organization in Ghana
like DVLA the central government plays an important role in appointing the board of directors
to manage the organization. This can delay the Lean implementation processes since DVLA
operations must be in line the policy of the government.
Lean Principles
Movaghar (2016) is of the view that the five Lean principles comprise; identifying value,
mapping the value stream, ensuring movement (flow), achieving client pull, and making an
effort for perfection and constant improvement. These key principles are stated as the
obligatory track word ‘Lean Thinking’.
The value is usually well-defined by customers’ perception. Hence, it has individual implication
because of having multifaceted and diverse definitions. According to Movaghar (2016) value
can be termed as both market value and utility value. Many investigators in this area confirm
this description of value. According to Ballard (2000) and Movaghar (2016), value occurs
throughout a process of discussion among clients’ aims and demands. The value is well-defined
as that item which carries the produce in the form preferred by clients’ who are ready to pay for
that service (Kanyanya, 2013). Movaghar (2016) recommend three distinct groups of value; use
value, exchange value and esteem value. Use and exchange values are linked to business and
market. On the other hand, esteem value has a rooted range that is not simply about productclient perception. Allowing clients to determine if they had value for their money in terms of
service delivery is vital in the Lean implementation processes. This present study would focus
on identifying the value creating activities by allowing customers to present their views as a
result of their activities at DVLA.
124
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Kanyanya (2013) stresses that the objective of the value stream mapping is to assist executives
classify waste in their procedures so as to remove them. Some of these wastages identified are:
Waiting, the waste period of the manufacturing procedure resulting from a defective firm of the
working tools (motion), the period employed when moving the produces from one point to
another of the manufacturing procedure, from the manufacturing yards to granaries
(transportation), the manufacturing of larger item/s than it is requested or needed for the next
phase of the production procedure (overproduction), the adverse features that render the item
unit for consumption functionality or its appearance, the junk (defects), excess processing, and
inventory (Kanyanya, 2013; Lindholm, 2018). Although this author agrees with the findings of
the above authors (Kanyanya, 2013; Lindholm, 2018), it must be noted that every organization is
unique in terms of its operations and the waste that may be identified in an organization may be
different from what happens at DVLA. This study will build on the explanation of the authors
to also identify and assess the type of waste that occurs within DVLA operations.
Womack and Jones (2003) also claim that the important procedure of performing actions to
make it perfect and regulating them to advance a produce is Flow. The meaning of Flow is
decreasing the flowing period of time starting from the raw materials to finished goods which
results in the finest quality, inexpensive price, and fastest dispatch time (Womack and Jones,
2003). The reality rests in the point that advanced flow declines the ‘water line’, and so leaks the
difficulties. The elimination of these difficulties or waste is essential for the formation of Flow
(Movaghar, 2016). This explanation by Womack and Jones (2003) may be a replicate of what
happens at DVLA since Lean implementation or operationalization reduces the processes in
serving clients.
Movaghar (2016) claims that pull preparation play a significant part in Lean approach, as an
appropriate production procedure. This influence is recognized as serious Lean approaches to
improve workflow in construction plans. This influence is the best vital agent in Lean method
since it embodies the need for improving the performance of a firm (Movaghar, 2016). It is
important for clients to identify areas which create value or non-value-added activities before
125
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
the process of elimination can be done. This explanation by Movaghar (2016) will provide more
explanation within the processes at DVLA.
To attain constant improvement suggests that individuals should be engaged in how the change
processes are being prepared and how their views can be incorporated in the procedures to
develop and change the process (Womack and Jones 2003). Perfection will be attained through a
constant development in decreasing all kinds of difficulties and non-value addition
responsibilities beside the flow procedure (Movaghar, 2016). Constant or sustainable
improvement is significant in the lean implementation process. Lean does not produce an
instant change within an organization but the change it produces should always run
throughout the everyday organizational operations. The author will investigate and understand
whether the operations of DVLA are built on the Lean thinking principles.
Drivers of Lean Implementation
Salonitisa and Tsinopoulos (2016) explain that the important drivers of Lean Thinking that has
been emphasized by most of the investigators are summarized into: to upturn market portion;
to raise elasticity; the requirement for endurance from internal limitations; improvement of
important performance meters; need to hire world best training; part of the business’s
continuous agenda; drive to emphasize on clients; and obligation/motivation by clients; and
obligation by mother establishment. Bhadu, Bhamu and Singh (2019) also argued from a
different perspective and explained that the drivers that should be reflected and used while
applying the Lean tenet in ceramic businesses are categorized as the size of establishment, poor
skills, workers’ participation, high workforce cost, awareness of the Lean idea, absence of a
standard functioning process as well as type and principle of the product route. The authors
gave a concrete explanation on the drivers to Lean implementation in some companies.
Although there was evidence to support their explanation, every organization is unique and
what can motivate an organization to embark on full Lean thinking may be different from what
can motivate DVLA to also operationalize full Lean thinking.
126
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Murthy (2007) also explains that the aim of Lean Thinking is to produce a long permanent
standardized method that can be upheld for some years. It is significant that the workers are
provided tools on how they can adjust to the variations. Chakrabarty and Tan (2007) also
observed that directors should begin introducing Lean operationalization to the establishment
and the workers must also focus on financial merits. The organization must display financial
advantages that could be derived from Lean operationalization. This is understood as a vital
motivational driver for the workers, having real proof on how significant the operation is for
the establishment. This study agrees with the assertion by Chakrabarty and Tan (2007) and
Murthy (2007) since DVLA operates as a public sector organization with a mandate to raise
enough revenue for its operations and support the national government. This means that
employees and management must also support the Authority by making sure they focus on
changing their style of doing things which should increase their financial gains.
Conceptual Model of Lean Thinking
The conceptual model is recognized as the method that displays the significant variables to be
deliberated on in the investigation through narrative or graphical procedure (Fellows and Liu,
2003). According to Ali (2017), a conceptual framework is organized from an establishment of
comprehensive philosophies and theories that support an investigator to correctly classify
variables that he/she is viewing, construct his/her objectives and recognize the important
literature. A conceptual framework supports the investigator to elucidate his research objectives
and questions (Ali, 2017). In this case, the conceptual framework that underpinned the study is
shown in Figure 1 below.
127
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Lean Thinking
IDENTIFY VALUE
DRAFTING A CURRENT
MAP
Using Value Stream
Mapping
FLOW
PULL
Obstacles
in
implementi
ng Lean
Drivers of Lean
implementation
PURSUE FULL PERFECTION
Eliminating waste ie. Waiting,
overproduction, inappropriate
processing, transportation,
unnecessary inventory, defects
and unnecessary motion.
Figure 1: Conceptual Framework
Source: Authors own construct
128
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Grounded on the availability of current literature that was reviewed under this current
study, the conceptual framework for this research work was designed or constructed with
respect to Lean Thinking in the public service sector in Ghana using the Driver and Vehicle
Licensing Authority (DVLA) as a case study.
The concepts of Lean Thinking have been well explained as the issue focuses on reducing
waste (anything that does not add value to the organizational performance or profitability)
at DVLA. The next process after identifying the value and non-value-added activities is to
draft or map out the value stream of DVLA which has to do with the operations in terms of
service delivery. Knowing the processes or procedure clients go through at the Authority are
very vital for the success of Lean. After mapping the value stream, it is important to know
the current and potential resources DVLA has so as to know their competitive advantage
over other organizations. It is also important to know the bargaining or purchasing power of
clients as they affect the performance of the Authority. Also, knowing the drivers for Lean
operationalization can help organizations reap the benefits of Lean. Organizations
implementing Lean Thinking may face challenges and difficulties. The conceptual
framework also shows that management and employees are the important elements for
change which must affect performance. The conceptual framework is well related to the four
research objectives raised and discussed in the analysis section of this study.
METHODOLOGY
The investigators adopted the mixed method research with much emphasis on the
concurrent research design. The mixed method research design takes into consideration both
qualitative and quantitative approaches (Creswell, 2009). This was essential to the study
because of the limited time frame for the data collection as well the analysis of the data
which was collected through the questionnaire and interview guide. The researchers used
purposive sampling techniques (based on unique understanding of the subject under
investigation) to choose key informants such as the Director for Monitoring and Evaluation
at DVLA, Regional Managers of DVLA, Assistant Managers of DVLA and Administrative
Officers of DVLA.
129
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
As Lean Thinking is focused on the client in defining what value is, the investigators
randomly sampled 399 clients to participate in the study. This was done with the aid of
Miller and Brewer (2004) sample size calculation and Al-hassan (2015) cluster sample size
calculation. The sample size calculation was n = N/[1+N(α)2], where n is the sample size, N is
the sample frame which represents the total number of clients at DVLA and the margin of
error fixed at 5%. The cluster sample size calculation was nj = (Nj/N) × n where n represents
the sample size for the stratum j, Nj represents the population size of the stratum j, N also
represents the overall population and n is the total sample size. The total number of
customers as 2017 for Kumasi, Takoradi, Accra, and Tamale offices were 56,280, 52,894,
98,809 and 23,657 respectively (DVLA, 2019). Based on these calculations, Kumasi office had
a sample size figure of 97, Takoradi office had 91, Accra office had 170 and Tamale office
also had 41 respondents.
The researchers used a standardized z-test to analyze the data since the sample size was
large (above 30). This was vital to assess the severity of each of the drivers to a full Lean
implementation process at DVLA in Ghana. With regards to the qualitative analysis, the
responses from the interview guide were put into thematic areas based on the research
objectives to support the quantitative data.
RESULTS AND DISCUSSIONS
Drivers of Lean Implementation Process at DVLA
The null hypothesis for this part of the study was that the drivers of Lean implementation
method were not severe with the alternate hypothesis emphasising that those drivers in
Lean implementation method were severe. The mean score was positioned at 4.000 which
implies that all the drivers that were below 4.000 describes a less severity and all the drivers
which were above the mean score of 4.000 indicates a higher severity in terms of the drivers
for the Lean implementation process at DVLA. It can be seen from Table 6.3 that if the zstatistics has a positive value, then the mean will be above the hypothesized mean of 4.000
(Its corresponding raw score will be greater than the hypothesized mean) whiles if the zstatistic has a negative value, then the mean will be below the hypothesized mean of 4.000
(Its corresponding raw score will be less than the hypothesized mean). The z-statistics also
130
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
explains how many standard deviations are far away from the mean. A z-statistics which is
zero explains that it is on the mean.
It can also be noted from Table 1 that customer satisfaction and Lean leadership all had pvalues below 0.05 which explains that all these drivers in the Lean implementation processes
were highly significant and played an important role in the Lean implementation processes
at DVLA.
These drivers had a mean value above the hypothesized value. Customer satisfaction had a
mean score of 4.108 [median = 4.000, standard deviation (SD) of 0.825, standard error (S.E) of
0.041, variance (S2) = 0.680, z-statistic of 2.490 and p-value = 0.006. The z-statistic for
customer satisfaction explains that it is 2.490 far away from the mean value of 4.108. The
findings from Table 6.3 also shows that Lean leadership (mean = 4.098 [median = 4.000], SD =
0.879, S.E = 0.044, S2 = 0.772, Z-Statistic = 2.220 and p-value = 0.013) was above the
hypothesized mean value of 4.000. It can be concluded that these two drivers stated above
indicate that they occur in a highly severe way and it is significant if Lean Thinking is to be
operationalized within DVLA operations in Ghana.
Despite the significance level of each driver for the Lean implementation process, some of
the drivers were above the hypothesized value of 4.0000.
Management commitment, incentive mechanisms, long term profit of implementing Lean,
existence of a clear marketing strategy, willingness to invest in Lean practices, clear
understanding of technical requirements of lean, availability of Lean tools and techniques,
availability of consulting team members in Lean, efficiency of human resource management
activities, supportive nature of governmental regulations, government initiatives, existence
of communicating Lean practices and existence of Lean research groups and initiatives had
p-values above 0.05 which explains that all these drivers in the Lean implementation
processes were not significant and played a small part in the Lean implementation processes
at DVLA.
131
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 1: Drivers of Lean Implementation Process in Ghana
Drivers
Management commitment
Incentive mechanisms
Customer Satisfaction
Long term profit of implementing Lean
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear understanding of technical requirements in
Lean
Availability of Lean tools and techniques
Lean leadership
Availability of consulting team members in Lean
Efficiency of human resource management
activities
Supportive nature of governmental regulations
in Lean
Government incentives
Existence of communicating Lean practices
Existence of Lean research groups and initiatives
Source: Field Study (2020)
Hypothesized Mean
Value
4.000
3.985
4.000
2.932
Median SD
S.E
S2
N
Z-Statistic
4.000
3.000
0.871
1.151
0.044
0.058
0.759
1.325
399
399
-0.340
-18.530
Pvalue
0.635
1.000
4.000
4.000
4.000
4.000
4.000
4.103
3.381
3.301
3.654
3.687
4.000
4.000
4.000
4.000
4.000
0.825
1.319
1.409
1.207
1.112
0.041
0.066
0.071
0.060
0.056
0.680
1.739
1.985
1.458
1.236
399
399
399
399
399
2.290
-9.380
-9.910
-5.720
-5.630
0.006
1.000
1.000
1.000
1.000
4.000
4.000
4.000
4.000
3.456
4.098
4.000
3.779
4.000
4.000
4.000
4.000
1.300
0.879
0.913
1.130
0.065
0.044
0.046
0.057
1.691
0.772
0.834
1.278
399
399
399
399
-8.350
2.220
0.000
-3.900
1.000
0.013
0.500
1.000
4.000
3.940
4.000
0.875
0.044
0.765
399
-1.370
0.915
4.000
4.000
4.000
2.687
3.043
3.880
2.000
3.000
4.000
1.322
1.123
1.176
0.066
0.056
0.059
1.748
1.262
1.382
399
399
399
-19.840
-17.020
-2.040
1.000
1.000
0.980
132
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
The results from Table 2 on the Accra DVLA office shows that all the fifteen drivers of the
Lean implementation processes were not significant since they were below the p-value of
0.05. The data from Table 3 on the Kumasi DVLA office shows that only management
commitment and existence of Lean research groups and initiatives were significant since
they had p-values below the hypothesized mean value of 4.000. This was evident from the
test statistics as management commitment had a mean value of 4.402 [median = 4.000], SD =
0.745, S.E = 0.076, S2 = 0.555, Z-Statistic = 5.310 and p-value = 0.000.
Also, Lean research groups and initiatives had a mean value of 4.268 [median = 4.000], SD =
1.016,
S.E
=
0.103,
S2
=
1.103,
Z-Statistic
133
=
2.600
and
p-value
=
0.005.
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 2: Drivers of Lean Implementation Process at Accra Office
Drivers
Hypothesized
Value
Mean
Median SD
S.E
Management commitment
4.000
3.853
4.000
0.901
Incentive mechanisms
4.000
3.388
3.000
Customer Satisfaction
4.000
3.929
Long term profit of implementing Lean
4.000
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear
understanding
requirements in Lean
of
S2
N
Z-Statistic
P-value
0.069 0.759
170
-2.130
0.983
1.147
0.088 1.325
170
-6.950
1.000
4.000
0.861
0.066 0.680
170
-1.070
0.858
3.488
4.000
1.067
0.082 1.739
170
-6.250
1.000
4.000
3.600
4.000
1.063
0.081 1.985
170
-4.910
1.000
4.000
3.606
4.000
1.137
0.087 1.458
170
-4.520
1.000
technical 4.000
3.371
4.000
1.112
0.093 1.236
170
-6.580
1.000
Availability of Lean tools and techniques
4.000
3.271
4.000
1.340
0.103 1.691
170
-7.100
1.000
Lean leadership
4.000
3.965
4.000
0.916
0.070 0.772
170
-0.500
0.692
Availability of consulting team members in 4.000
Lean
3.741
4.000
0.866
0.066 0.837
170
-3.900
1.000
Efficiency of human resource management 4.000
activities
3.982
4.000
1.012
0.078 1.278
170
-0.230
0.590
governmental 4.000
3.888
4.000
0.873
0.067 0.765
170
-1.670
0.952
Supportive
nature
regulations in Lean
of
134
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Government incentives
4.000
3.094
2.000
1.444
0.111 1.748
170
-8.180
1.000
Existence of communicating Lean practices
4.000
3.529
3.000
0.992
0.076 1.262
170
-6.180
1.000
Existence of Lean research groups and 4.000
initiatives
3.988
4.000
0.961
0.074 1.382
170
-0.160
0.563
Source: Field Study (2020)
135
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 3: Drivers of Lean Implementation Process at Kumasi Office
Drivers
Hypothesized
Value
Mean
Median
SD
S.E
S2
N
Z-Statistic
P-value
Management commitment
4.000
4.402
5.000
0.745
0.076
0.555
97
5.310
0.000
Incentive mechanisms
4.000
3.289
3.000
1.163
0.118
1.353
97
-6.020
1.000
Customer Satisfaction
4.000
3.990
4.000
0.995
0.101
0.989
97
-0.100
0.541
Long term profit of implementing Lean
4.000
3.639
4.000
1.324
0.134
1.754
97
-2.680
0.996
Existence of a clear marketing strategy
4.000
2.948
3.000
0.432
0.145
2.049
97
-7.230
1.000
Willingness to invest in Lean practices
4.000
3.691
4.000
1.034
0.105
1.070
97
-2.940
0.998
technical 4.000
3.763
4.000
1.125
0.114
1.266
97
-2.080
0.981
and 4.000
3.423
4.000
1.478
0.150
2.184
97
-3.850
1.000
4.000
3.619
3.000
0.871
0.088
0.759
97
-4.310
1.000
team 4.000
3.742
4.000
1.111
0.113
1.235
97
-2.280
1.000
resource 4.000
3.928
4.000
0.971
0.099
0.943
97
-0.730
0.768
Supportive nature of governmental 4.000
3.670
4.000
1.170
0.119
1.369
97
-2.780
0.997
Clear understanding
requirements in Lean
Availability
techniques
of
of
Lean
tools
Lean leadership
Availability
of
members in Lean
consulting
Efficiency
of
human
management activities
136
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
regulations in Lean
Government incentives
4.000
2.794
3.000
1.274
0.129
1.624
97
-9.320
1.000
Lean 4.000
3.351
3.000
1.199
0.122
1.438
97
-5.330
1.000
Existence of Lean research groups and 4.000
initiatives
4.268
5.000
1.016
0.103
1.032
97
2.60
0.005
Existence
practices
of
communicating
Source: Field Study (2020)
137
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
In addition to the above, the results in Table 4 on the Takoradi DVLA office shows that only
four drivers (customer satisfaction, lean leadership, availability of consulting team members
in Lean, and supportive nature of government regulation in Lean) were significant. This was
evident from the test statistics as customer satisfaction commitment had a mean value of
4.396 [median = 4.000], SD = 0.492, S.E = 0.052, S2 = 0.242, Z-Statistic = 7.680 and p-value =
0.000. Also, Lean leadership had a mean value of 4.637 [median = 4.000], SD = 0.483, S.E =
0.051, S2 = 0.234, Z-Statistic = 12.58 and p-value = 0.000. Availability of consulting team
members in Lean commitment had a mean value of 4.385 [median = 4.000], SD = 0.489, S.E =
0.051, S2 = 0.239, Z-Statistic = 7.500 and p-value = 0.000. Supportive nature of government
regulation in Lean had a mean value of 4.033 [median = 4.000], SD = 0.180, S.E = 0.019, S 2 =
0.032,
Z-Statistic
=
1.75
and
138
p-value
=
0.040.
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 4: Drivers of Lean Implementation Process at Takoradi Office
Drivers
Management commitment
Incentive mechanisms
Customer Satisfaction
Long term profit of implementing Lean
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear
understanding
of
technical
requirements in Lean
Availability of Lean tools and techniques
Lean leadership
Availability of consulting team members in
Lean
Efficiency of human resource management
activities
Supportive
nature
of
governmental
regulations in Lean
Government incentives
Existence of communicating Lean practices
Existence of Lean research groups and
initiatives
Source: Field Study (2020)
Hypothesized
Value
4.000
4.000
Mean
Median SD
S.E
S2
N
Z-Statistic
P-value
3.473
2.242
4.000
2.000
0.621
0.431
0.065
0.045
0.385
0.185
91
91
-8.110
-38.960
1.000
1.000
4.000
4.000
4.000
4.000
4.000
4.396
2.846
2.923
3.319
3.989
4.000
3.000
4.000
4.000
4.000
0.492
1.460
1.899
1.519
0.888
0.052
0.153
0.199
0.159
0.093
0.242
2.132
3.605
2.308
0.789
91
91
91
91
91
7.680
-7.540
-5.410
-4.280
-0.120
0.000
0.996
1.000
1.000
0.547
4.000
4.000
4.000
3.484
4.637
4.385
3.000
5.000
4.000
1.058
0.483
0.489
0.111
0.051
0.051
1.119
0.234
0.239
91
91
91
-4.660
12.580
7.500
1.000
0.000
0.000
4.000
3.198
3.000
1.128
0.118
1.272
91
-6.790
1.000
4.000
4.033
4.000
0.180
0.019
0.032
91
1.750
0.040
4.000
4.000
4.000
1.967
2.055
3.593
2.000
2.000
4.000
0.180
0.311
1.491
0.019
0.033
0.156
0.032
0.097
2.222
91
91
91
-108.017
-59.590
-2.600
1.000
1.000
0.995
139
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
The findings in Table 5 on the Tamale DVLA office shows that only six drivers (management
commitment, customer satisfaction, willingness to invest in Lean practices, availability of
Lean tools, Lean leadership, and availability of consulting team members in Lean) were
significant. This was evident from the test statistics as management commitment had a mean
value of 4.683 [median = 4.000], SD = 0.567, S.E = 0.089, S2 = 0.322, Z-Statistic = 7.710 and pvalue = 0.000. Also, customer satisfaction had a mean value of 4.439 [median = 4.000], SD =
0.509, S.E = 0.078, S2 = 0.252, Z-Statistic = 5.600 and p-value = 0.000. Willingness to invest in
Lean practices had a mean value of 4.512 [median = 4.000], SD = 0.506, S.E = 0.079, S2 = 0.256,
Z-Statistic = 6.480 and p-value = 0.000. Availability of Lean tools had a mean value of 4.244
[median = 4.000], SD = 0.830, S.E = 0.130, S2 = 0.689, Z-Statistic = 1.880 and p-value = 0.030.
Lean leadership had a mean value of 4.561 [median = 4.000], SD = 0.502, S.E = 0.078, S2 =
0.252, Z-Statistic = 7.150 and p-value = 0.000. Availability of consulting team members in
Lean had a mean value of 4.829 [median = 4.000], SD = 0.381, S.E = 0.069, S2 = 0.145, ZStatistic = 13.940 and p-value = 0.000.
The results from the DVLA offices shows that the Tamale office had the greatest number of
drivers of the Lean Thinking implementation followed by Takoradi and Kumasi offices
respectively. The drivers of the Lean Thinking implementation in Accra office were not
significant
since
they
were
140
all
above
0.05.
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Table 5: Drivers of Lean Implementation Process at Tamale Office
Drivers
Management commitment
Incentive mechanisms
Customer Satisfaction
Long term profit of implementing Lean
Existence of a clear marketing strategy
Willingness to invest in Lean practices
Clear
understanding
of
technical
requirements in Lean
Availability of Lean tools and techniques
Lean leadership
Availability of consulting team members
in Lean
Efficiency of human resource management
activities
Supportive nature of governmental
regulations in Lean
Government incentives
Existence of communicating Lean practices
Existence of Lean research groups and
initiatives
Source: Field Study (2020)
Hypothesized
Value
4.000
4.000
Mean
Median
SD
S.E
S2
N
Z-Statistic
P-value
4.683
1.732
5.000
2.000
0.567
0.449
0.089
0.070
0.322
0.201
41
41
5.310
-32.380
0.000
1.000
4.000
4.000
4.000
4.000
4.000
4.439
3.512
3.732
4.512
3.854
4.000
4.000
3.000
5.000
4.000
0.502
1.614
0.867
0.506
0.853
0.078
0.252
0.135
0.079
0.133
0.252
2.606
0.751
0.256
0.728
41
41
41
41
41
5.600
-1.930
-1.980
6.480
-1.100
0.000
0.974
0.976
0.000
0.864
4.000
4.000
4.000
4.244
4.561
4.829
4.000
5.000
5.000
0.830
0.502
0.381
0.130
0.078
0.059
0.689
0.252
0.145
41
41
41
1.880
7.150
13.94
0.030
0.000
0.000
4.000
3.829
4.000
1.482
0.231
2.195
41
-0.740
0.770
4.000
4.707
5.000
0.461
0.072
0.212
41
9.830
0.000
4.000
4.000
4.000
2.341
2.488
3.146
2.000
3.000
3.000
1.606
0.978
1.108
0.251
0.153
0.173
2.580
0.956
1.228
41
41
41
-6.61
-9.900
-4.93
1.000
1.000
1.000
141
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
A Regional Manager of DVLA had this to say:
“The management of DVLA is committed to making sure the client always get value
for their money. The authority has automated most of its services and has also
established the client service unit. The client service unit is mandated to take
complaints and suggestions from clients on issues related to our operations. All
employees of DVLA are also trained to deliver services to customers without any
difficulty. Our focus is centred on our cherished clients”.
The Head of Client Service Unit also explained that:
“The Authority has established the Client Service Excellence Unit to make sure that
customers are always satisfied with our operations. In a case where clients need help
concerning our operations, the Unit is responsible for assisting the client to go
through the process”.
Similarly, this finding differs with the results of Ogunbiyi (2014). The author divided the
drivers for Lean implementation into two parts namely; the internal drivers and external
drivers. The drivers found which were consistent with the results of this study consisted of
government policy and negotiation, efficiency improvement, and people and resource
utilization; yet all these were rejected in this current study since they were all below the
hypothesized mean value of four (4). Ogunbiyi (2014) identified and assessed the severity of
12 drivers for implementing Lean construction whiles this current research identified and
assessed the severity of 15 drivers to Lean implementation at DVLA. The author used the
Severity Index Analysis for the analysis which was in contrast to the findings of this
research. This study used a standardized z-test for this section of the analysis. It stated that
the mean of severity was different from those drivers for Lean implementation that were
equal to the hypothesized mean value of 4.000 or which were less than the hypothesized
mean. Thus, all those drivers that were below 4.000 were rejected.
Salonitisa and Tsinopoulos (2016) hold a contrary view from the findings of this current
study. The authors indicated that the important drivers for a business to involve in Lean
Thinking that have been emphasized by most of the investigators are summarized as: to
upturn market portion; to upsurge elasticity; the requirement for endurance from internal
limitations; improvement of important performance metres; need to hire world best training;
142
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
part of the business’s continuous agenda; drive to emphasise on clients; and
obligation/motivation by clients; and obligation by the mother establishment. The research
of Salonitisa and Tsinopoulos (2016) also failed to assess the severity of those drivers they
identified in their research so as to identify the less severe ones from the highly severe ones.
Bhadu, Bhamu and Singh (2019) also argued from a different perspective and explained that
the notion of Lean Thinking in a business, which is determined by excellence, is the core
factor in upholding effectiveness in the market situation. The drivers that should be reflected
and used while applying Lean tenet in ceramic businesses are categorised as the size of
establishment, poor skill, workers’ participation, high workforce cost, awareness of the Lean
idea, absence of a standard functioning process as well as type and principle of the product
route. The author argued that a good understanding and examination of drivers/factors will
aid businesses to figure out the greatest operational method to apply Lean method, improve
productivity and quality, greater profitability and better client satisfaction. Although the
output of the drivers might be the same, the drivers that were identified and assessed based
on severity were somewhat different from those of Bhadu, Bhamu and Singh (2019).
Murthy (2007) also had a different view from the findings of this research that the aim of
Lean Thinking is to produce a permanent standardized method that can be upheld for some
years. It is significant that workers are provided with tools/skills to help them adjust to
variations. Also, the findings of this study were different from Chakrabarty and Tan (2007),
as they noted that the directors should begin introducing Lean operationalization to the
establishment and the workers through financial dimensions. Financial dimensions require
the directors to explain the financial advantages that could be derived from Lean
operationalization. This is understood as a vital motivational driver for the workers; having
real proof of how significant the operation is to the establishment.
CONCLUSION
On the basis of the analysis of data from the study, the drivers of Lean implementation have
been examined at the Driver and Vehicle Licensing Authority in Ghana. Lean thinking is still
powerfully influenced by the manufacturing sector, but it is progressively being applied in
new parts like the service sector. Over half of all the respondents specified that customer
satisfaction and having a leadership with a Lean ideology are important steps if the
143
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Authority wants to reap out the benefits of Lean. This confirms the assertion by several
authors that Lean thinking begins with the focus on the client and must end with client
satisfaction.
RECOMMENDATION
Executors of the Lean Thinking Ideology perhaps have to manage with the enormous
struggle at the Authority. Change should be a slow process for employees to appreciate and
understand the benefits of changing from attitudes that do not bring value to the
organization before they can remove their old behaviors. It is within this context that this
study also suggests that DVLA should not only focus on the employees in adopting positive
attitudes towards work but they also sensitize customers on the procedures at the Authority.
This would help customers desist from adopting attitudes that do not bring value to them as
well as the Authority.
REFERENCES
Ali, S.A. (2017). The Role of Good Governance Practices in Enhancing Service Delivery in
Public Institutions in Tanzania: The Case Study of the Tanzania Electric
Supply Company Ltd. [Master’s Thesis, Open University of Tanzania].
Allway, M. and Corbett, S., (2002). Shifting to lean service: Stealing a page from
manufacturers’ playbooks, Journal of Organizational Excellence, 21(2), 45–54.
https://doi/10.1002/npr.10019
Amegavi, G.B. (2015). Implementation Of Electronic-Government in Ghana: A Case Study of
Driver and Vehicle Licensing Authority (DVLA). (Masters Theis, University
of
Ghana).
Appiah-Dolphyne, J. (2020). Investment in Technology has Paid Off, Says DVLA.
Asaaseradio.com.
Asnan, R., Nordin, N. and Othman, S.N. (2015). Managing Change on Lean Implementation
in Service Sector. Proc., Social and Behavioral Sciences, 211, 313–319.
https://doi.org/10.1016/j.sbspro.2015.11.040
Ballard, G. (2000). Lean Project Delivery System: An Update. Lean Construction Journal, 1- 19.
Bhadu, J., Bhamu, J., and Singh, D. (2019). Drivers and Hurdles in Implementation of Lean
Manufacturing Technique in Small- and Large-Scale Ceramic Industries.
International Journal of Scientific & Engineering Research. 10(5), 145.
Canel, C., Rosen, D., and Anderson, E.A. (2000). Just-in-time is not just for Manufacturing: A
Service Perspective. Industrial Management and Data Systems, 100 (2), 51-60.
144
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Ciarnienea, R., and Vienazindiene, M. (2015). An Empirical Study of Lean Concept
Manifestation. Procedia - Social and Behavioral Sciences, 207, 225 – 233.
https://doi:10.1016/j.sbspro.2015.10.091
Chakrabarty, A., and Tan, K.C. (2007). The Current State of Six Sigma Application in
Services.
Managing Service Quality. Emerald Group Publishing Limited, 17(2).
https://doi:0.1108/09604520710735191
Creswell, J. W., Plano Clark, V. L., Gutmann, M. L., and Hanson, W. E. (2003). Advanced
mixed methods research designs. In A. Tashakkori and C. Teddlie (Eds.),
Handbook of mixed methods in social and behavioral research, 209–240.
Driver and Vehicle Licensing Authority, (2019). Data on number clients at DVLA offices in
Accra, Takoradi, Kumasi and Tamale. Ghana.
Fellows, R., and Liu, A. (2003). Research Methods for Construction. Blackwell.
Ghana Audit Service. (2006). Performance Audit Report of the Auditor General on the
Funding of Ghana Road Fund. Ghana.
Hines, P. (2011). Applying Lean in the Public Sector: Must Do Better. Staying Lean: Thriving,
Not Just Surviving. Sapartners. Second Edition, 1-10.
Kanakana, M. (2013). Lean in Service Industry. SAIIE25 Proceedings.
Lindholm, S. (2018). Value Stream Mapping for Prefabricated Piping in Projects. [Master’s
Thesis. University of Vaasa].
Miller, R.L., and Brewer, J.D. (2003). A-Z of Social Research. Dictionary of Key Social
Sciences. Sage Publications.
Movaghar, E.M. (2016). Identifying the Barriers of Implementing Lean Construction
Principals in Developing Countries. [Master’s Thesis. Middle East Technical
University].
Murthy, C.S.V. (2007). Change Management. Gloval Media.
Nicole, M., and Marijn, J. (2012). The Need to Adjust Lean to the Public Sector. 11th
International Conference on Electronic Government (EGOV), Kristiansand, Norway,
54-65.
Ogunbiyi, O. (2014). Implementation of the Lean Approach in Sustainable Construction: A
Conceptual Framework. [Doctoral Thesis. University of Central Lancashire].
Pedersen, E.R.G., and Huniche, M. (2011). Determinants of lean success and failure in the
Danish public sector: A negotiated order perspective. International Journal of
Public Sector Management, 24(5), 403-420. https://doi.org/10.1108/09513551111147141
Radnor, Z.E., Howleg, M., and Waring, J. (2015). Lean in healthcare: The unfilled promise?
Social Science and Medicine, 1-8. https://doi:10.1016/j.socscimed.2011.02.011
Salonitisa, K., and Tsinopoulos, C. (2016). Drivers and Barriers of Lean Implementation in
the
Greek Manufacturing Sector. 49th CIRP Conference on Manufacturing Systems,
57,
189 – 194. https://doi.org/10.1016/j.procir.2016.11.033
Sinha, N., and Matharu, M. (2019). A comprehensive insight into lean management:
Literature
review and trends. Journal of Industrial Engineering and Management,
12(2), 302-317. https://doi.org/10.3926/jiem.2885
Vignesh, Suresh and Aramvalarthan (2016). Lean in service industries: A literature review.
IOP
Conf.
Series:
Materials
Science
and
Engineering,
149.
https://doi:10.1088/1757-899X/149/1/012008
145
ADRRI JOURNAL OF ARTS AND SOCIAL SCIENCES
E-ISSN: 2343-6891
VOL. 19, No. 1(7), January, 2022-March, 2022
PUBLISHED BY AFRICA DEVELOPMENT AND RESOURCES RESEARCH INSTITUTE
Wireko, J.K., and Skouby, K.E. (2016). Transition to e-government in Developing countries:
The Case of Driver and Vehicle Licensing Authority (DVLA) e-Service Smart
City Initiatives in Ghana, 27th European Regional Conference of the International
Telecommunications Society (ITS), Cambridge, United Kingdom, 7th - 9th
September
2016, International Telecommunications Society (ITS), Cambridge,
UK.
Womack, J. P., and Jones, D. T. (2003). Lean thinking: Banish waste and create wealth in your
corporation, Free Press.
146