NESTOR, a neutrino astroparticle physics laboratory
for the Mediterranean
S. Loucatos
SPP DAPNIA
CE Saclay 91191 Gif sur Yvette - France
Representing the NESTOR Collaboration y
ABSTRACT
NESTOR is a project aiming to build a deep sea neutrino telescope eventually reaching
the sensitive size of one cubic kilometer. The rst step of this modular detector is a tower
of 20000 km2 sensitive area [1, 2].
1 Introduction
The cosmic ray spectrum shows clearly that there exist
cosmic rays with energies of at least up to 3 1020 eV.
These highest energy particles must be extragalactic
because they are too energetic to be trapped in our
galaxy by the galactic magnetic eld. So 's and gamma
rays at High Energies must exist because they are the
ultimate decay products of interacting cosmic rays in
the Cosmos.
Astronomy requires pointing back to the source,
i.e. the origin of production. From the charged cosmic
rays only those of the highest energies (probably protons) are not bent signi cantly by the galactic magnetic
eld. Therefore only a very low ux of cosmic protons
are useful in pointing back to their origin. Neutrons
are not very useful either, because only those with energies greater than 1018 eV live long enough to cross
our galaxy. Unfortunately this ux is very low too.
So, they cannot be helpful if their origin is outside our
galaxy. Moreover protons (or heavier nuclei) with energies above 4 1019 eV interact signi cantly with the
primordial 2.7 K microwave background. Their energy
is rapidly degraded and eventually these particles generated at the highest energies get burried in the background of lower energies. So, charged hadrons cannot
provide us informations for distances further away than
20{30 Mpc.
Observations of gamma rays with energies up to
the tens of GeV [3] and the observation of Mrk421
(and Mrk501) with rays around 1 TeV [4] have stimulated calculations on the interaction of very high energy gamma rays with the ambient intergalactic photons [5, 6]. The calculations can be interpreted to show
that the mean free path of gamma rays with energies
above some hundreds of GeV is around 100 Mpc due to
scattering with the intergalactic ambient infrared and
ultraviolet starlight. This conclusion, combined with
the calculations that show that attenuation due to scat-
tering with the 2.7 K background is very serious for
gamma rays with energies of hundreds of TeV, leaves
the 's as the only promising particles for TeV or Higher
Energy Astronomy [7, 8].
Neutrinos not only go through interstellar space
without attenuation but they also escape their progenitor's acceleration and target sites without absorption. Therefore the only way to measure the emission/production spectrum at the source is to measure
the spectrum of the 's arriving on Earth.
Relic 's from the Big-Bang ll the Universe but
no one has yet proposed a practical way to detect them.
Low energy 's of keV to 1 MeV are emitted continuously from the interior of stars like our Sun. At this
moment there are several solar telescopes in operation, but there is no proposal to detect 's produced in
the interior of other stars. Slightly higher energy 's
(15{20 MeV) are produced during the explosions of
supernovae, as shown with the detection of supernova
1987A by KAMIOKANDE and IMB. But no practical
way has been proposed to detect supernovae 's further
away than the immediate neighbourhood of our galaxy.
Neutrinos in the higher energies are produced from
decays of particles produced from cosmic rays interacting and the subsequent cascades in the Earth's atmosphere. These Atmospheric 's have a large energy
spectrum, they become dominant above some tens of
MeV.
Neutrinos with energies in the range of one to a
few hundred GeV for example may also come from the
annihilation of WIMPs in the Sun or the central core
of the Earth.
Neutrinos from point sources are decay products
of particles produced in hadronic interactions in potential cosmic accelerators such as neutron stars, black
holes and young supernova remnants. Our own galaxy
is full of such candidates. Further the Cosmos is full
with Active Galactic Nuclei (AGN) and they are very
promising sources of Ultra High Energy 's. Detection
of 's from point sources would unambiguously establish the existence of high energy hadronic interactions.
The physics aim of telescopes covers one or more
of the following topics (in order of descending energy):
Neutrino Astronomy (galactic and extragalactic) and the search for cosmic accelerators
Physics beyond the Standard Model (Search for
dark matter particles via their annihilation or decay
to 's, multiple W/Z production, search for possible
substructure of the elementary particles)
Neutrino oscillations using 's produced in the
atmosphere
Long baseline oscillations using one of the
high energy physics accelerators
Proton decay
Supernovae detection
Magnetic monopoles
The unexpected.
1.1
Production and detection of astrophysical high energy
's
A recent review on the subject is given in [8]. According
to [9], in optimal conditions for high energy production in a cosmic beam dump, a beam of 1 TeV 's would
be produced at a rate of 10% of the protons that strike
the source. Under these conditions the ux emitted is
at least 3 times bigger than the corresponding gamma
ray ux produced by the same hadronic interactions.
The photon interaction cross section is many orders
of magnitude larger than the cross section, therefore
high energy gamma rays can be destroyed much easier
than 's either near the source of their production by
interacting with the matter or during their vast ight
distance to Earth by interacting with the 2.7 K background or the infrared and ultraviolet starlight.
Another class of sources which has become rather
popular in the last few years is 's produced in the
vicinity of Active Galactic Nuclei. In this mechanism,
's originate from the decay of mesons which in turn
are the decay products of photoproduced mesons. Recent calculations show that although signals from individual AGNs will not be detectable with the detectors presently under construction, the sum of all AGN's
should be detectable.
Finally, we should mention that high energy 's
may also originate from heavy (hundreds of GeV) dark
matter particles (or antiparticles) e.g., WIMPs which
are trapped in the Sun or the Earth and which eventually annihilate producing 's amongst other particles.
Neutrinos are detected by observing mainly the
which is produced from the charged current interactions with matter, in the vicinity of the detector.
In high energy astronomy usually, it is not required to detect the vertex of the interaction, in this
way one maximizes the available detection volume. The
physics of the interaction is such that the angle between
the detected and the parent direction
p [10] for 63%
of the charged current events is < 1:5= E (TeV).
The decrease of the ux is partly compensated
by the increase of the cross section (/ E until 10 TeV
and then / log E ). Another parameter which improves
with energy is the range of the (/ E until 1 TeV and
then / log E ) and thus the e ective detection volume
of the detector is increased proportionately.
The signal to noise ratio increases with energy for
the following reason. The inherent background comes
from atmospheric 's, which are the result of cosmic ray
interactions in the atmosphere. The spectral index
of the ux of atmospheric 's [11] follows that of the
cosmic ray spectrum and is 2.7 up to 100 GeV or
so, but then at higher energies it becomes 3:7, while
's produced extraterrestrially follow the hard core (
2:0 2:2) cosmic ray spectrum. So, for energies larger
than 100 GeV the signal to noise improves with energy.
For all the above reasons it is advantageous to
optimize the telescope for detection of high energy 's.
One should keep in mind though, that for very high
energy 's (e.g., from AGNs) the Earth is no longer
transparent to 's (e.g., the mean free path for a 500
TeV 's is about one diameter of the Earth).
1.2
Backgrounds in Neutrino Telescopes
On the earth's surface the background due to the downcoming cosmic ray is overwhelming, the signal (for
calculational purposes now we consider the atmospheric
's as the signal) to noise (called up to down ratio)
is of the order of 10 11. Therefore, for shielding purposes, neutrino telescopes are located in deep mines inside mountains or in deep water. For instance, 4000
mwe (meters water equivalent) of shield reduces the up
to down ratio to about 5 10 5 (Fig. 1) [2].
So, it is essentially impossible in the energy regime
below 10 TeV to do neutrino astronomy by looking
for downcoming 's, because -induced 's are indistinguishable from downcoming cosmic ray 's. This is
the reason that for those 's which originate outside
the detector (and therefore no vertex determination is
possible) only 's coming up from the lower hemisphere
are useful.
Then the only remaining background is due to the
omnipresent atmospheric 's because the earth is transparent to them. In general, well shielded detectors can
\look" up at about 20 above the horizon, while shallow detectors (1000 mwe) can look up only 20 below
the horizon [12, 13, 14]. The kinematics of production
and the multiple scattering is such that the best overall
angular resolution is 1 . So in order to nd point
sources of 's one would at best divide the sky into 1
square pixels. A source would manifest itself as standing above the background caused by the atmospheric
interactions, which constitute a at background (with
31/01/96 20.10
UNDERWATER VERTICAL MUON INTENSITY
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Higashi et al. (vertical)
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Davitaev et al.
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Rogers and Tristam
BAIKAL Prototype
BAIKAL NT-36
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Figure 2: A NESTOR tower
Higashi et al., 1966
Higashi et al., 1966
Davitaev et al., 1969
Vavilov et al., 1970
Rogers and Tristam, 1984
Fyodorov et al., 1985
NESTOR Prototypes, 1989-1992
DUMAND Prototype, 1990
BAIKAL Prototype, 1992
BAIKAL NT-36, 1995
0
1000
2000
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4000
5000
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Depth (m)
Figure 1: Vertical ux as a function of water depth.
a slight zenith dependence visible over tens of degrees).
Lastly, depending on the emission energy spectrum of the source, one can improve the signal to noise
by demanding higher energy 's (although C erenkov detectors are very crude energy measuring devices).
2 Outline of the detector
The detector is located near the S-W of Greece a 8 km
by 9 km horizontal plateau at a depth of 3800 m [15].
NESTOR deploys half of the phototubes looking
upwards, thus having a 4 sensitivity and at the same
time will be shielded by 3500 mwe. A total of 168 large
15 inch phototubes are employed. The basic detector
element is a horizontal rigid hexagon of 16 m radius
made out of titanium. At each one of the corners and
at the center there is a pair of two 15 inch phototubes
(one looking up and the other one down). By stacking
12 of these hexagons in the vertical, with a distance
between hexagons of 20 m, we create a tower ( g. 2).
The e ective area of a single tower for TeV 's
will be 20,000 m2.
By deploying another six towers in a hexagonal
fashion around the rst tower and at a distance of 100{
150 meters from it the array would have a sensitive area
larger than 105 m, it would provide an overall angular
resolution better than 1 and it would have an enclosed
mass of > 20 Megatons. Within each one of the 7 towers
the energy threshold is a few GeV, i.e. a low threshold
active target of 1.5 Megaton mass.
3 Physics aims and detector sensitivity
3.1 Atmospheric Neutrino Oscillations
Results by the KAMIOKANDE, IMB and SOUDAN 2
collaborations [16, 17, 18] suggest that perhaps as much
as 40 % of the atmospheric events in the energy range
from 0.2{1.5 GeV have oscillated to some other type of
. Other, less sensitive but better shielded experiments
did not record any e ect [19, 20].
Assuming two avor mixing (a; b), the oscillation probability is given by
Pa!b(m2 ; sin2 2) = sin2 2 sin2(1:27m2L=E ) (1)
where m2 = m2a m2b is the di erence of the squares of
the mass eigenvalues in eV2 , is the two avor mixing
angle, L is the propagation length in km and E is
the energy in GeV. NESTOR can cover regions in the
(sin2 2; m2 ) plane which are not accessible to conventional experiments at accelerators or reactors. Moreover, it has a low energy threshold and can detect 's
of a few GeV, which makes it unique among the other
underwater experiments. Given the rapidly decreasing
atmospheric spectrum and the low energy threshold,
NESTOR will accumulate enough statistics in a relatively short running time.
Eq. (1) shows that for a given value of sin2 2
the lower bound of m2 is proportional to E =L. The
search for oscillations using atmospheric 's bene ts
from variations of paths through the Earth in the
range of 15 km to 13,000 km. Thus, due to the low
energy threshold, we will be sensitive to an extremely
wide range of m2 .
Due to limited statistics, most underground experiments can only detect oscillations by a change in
the total ux, whereas in our case the possible existence of oscillation can be detected as changes both in
the total ux as well as in the angular distribution, in
the latter case independently of absolute normalization.
Contained events or throughgoing 's can be used.
3.1.1 Contained Events
These are events which have their vertex within the
sensitive area of the detector (a cylinder with a radius
of 16 m and a length of 220 m). The uxes of the
atmospheric 's used for the present study (as inputs
to the Monte Carlo) are those of [21]. In our energy
range we have mostly 's and 's and a small fraction
of e's because at these energies cosmic ray 's seldom
decay in ight.
The integrated number of contained events expected in one tower { before any eciency correction,
for a year's running, above an E threshold of 5 GeV is
of the order of 2000.
The oscillation study is performed as a disappearance experiment by studying the zenith angle dependence of the ux. We look for di erences between the
number of downcoming , which have the smaller oscillation lengths ( 15 km), and the number of 's coming
from the sides or upcoming.
Due to symmetry in the zenith distribution around
the horizontal and vertical directions in the absence of
! e oscillations the number of up coming should
be equal to the downcoming. Any deviation from this
equality will give indications of the oscillations, which
will be further enhanced by the so called matter e ects
for the ! e oscillations [22]; we are exploring a
unique region in L and E where these e ects may further enhance the oscillation signal. They are due to the
interaction of e with the electrons in matter and are
expected to be important only for path lengths of the
order of the earth's diameter.
To perform this investigation we divide the range
of zenith angles in six bins equally spaced in cos # (i.e.
in d ). The number of in each bin has to be compared to the Monte Carlo calculation which includes
the theoretical prediction [21] and takes into account
the reconstruction eciency obtained using events with
a generated vertex within our sensitive volume. The
number of cosmic ray 's expected in a year's running
for the three relevant angular bins is of the order of 107,
whereas the number of expected 's from atmospheric
interactions is of the order of a hundred. Thus, we need
a rejection power of about 10 5 in order to distinguish
{ in at least the rst angular bins { the events due to 's
generated in the atmosphere from badly reconstructed
events induced by cosmic rays. Note that in absence
of oscillations the expected numbers will be equal for
the symmetrical bins below the horizontal. The rejection power found by simulation, requiring tracks
that start inside the detector, is 4 10 6 (preliminary).
From the di erence between numbers of events per bin
for 's with and without oscillation, we can obtain allowed/excluded contours in the (sin2 2; m2) plane.
The statistics allow us, after one year's running, to
reach limits for the oscillations down to m2 > 3 10 4
eV2 and sin2 2 > 0:3 with a detector which is ux calculation independent and self-normalizable. Systematic
uncertainties ( e= identi cation power of our apparatus etc) are under study, but we know anyway that will
be able to explore the KAMIOKANDE allowed region.
3.1.2 Upward muons
An alternative approach to the item of atmospheric
oscillations can be provided by the measurement of the
ux produced by atmospheric interactions in the
matter surrounding the detector. The main disadvantages of this approach compared to the one of contained
events are the relative high mean energy of interacting
's which produce the ux of detectable 's and the
impossibility to distinguish between -induced 's and
atmospheric downward 's. To avoid the latter e ect
we will restrict our attention to zenith angles greater
than 85 . The reduction of the viewing angle will not
allow to test the up-down symmetry for atmospheric 's
but a normalization of the absolute ux is still possible
using the horizontal ux. The method is under study.
3.2
Celestial Point Sources
The extension of observational astronomy to very high
energies gave birth to a new branch of astronomy, namely
the Very High Energy and Ultra High Energy Astronomy and Astrophysics [23]). The observations of VHE
and UHE -rays from celestial sources, point to the
direction of highly energetic primary particles accelerated to these high energies. In isolated pulsars it is
very well established that electrons are responsible for
the observed high energy -ray emission. On the other
hand, it is true that in general protons can be accelerated more easily to these high energies since they do
not lose energy as easily as the electrons do through
the inverse Compton e ect and synchrotron radiation
mainly. Objects that can accelerate protons to very
high energies are expected, in addition to photons, to
yield 's as well, through hadronic interactions [24, 8].
Direct proof for the existence of protons accelerated to
extreme energies are the cosmic rays that bombard the
Earth.
3.2.1 The -ray data
In order to calculate the expected event rates for
various objects we have to know the emitted high en-
ergy spectrum in each case. (Actually, this is what we
will attempt to measure once the detector is operating).
Therefore, we need an indirect estimate of the spectra
for the various candidate sources. For this purpose we
use the corresponding high energy -ray spectra.
In the past decades there have been reported VHE
and UHE detections of various objects, although many
of these detections are marginal. Most prominent among
these objects are the Crab pulsar/nebula and the BL
Lac objects Mrk 421 and Mrk501.
3.2.2 Calculation of Event Rates
The calculations were performed for one and seven towers and the results are given in table 1.
The optimum energy range at which we can
look for point sources begins at the TeVs. Below 100
GeV the atmospheric background becomes strong and
does not allow the detection of point sources. In the following paragraphs we discuss the results for each class
of objects individually.
3.2.3 The Crab Pulsar/Nebula
This is an isolated pulsar embedded in an expanding
shell of gas. It is the remnant of a supernova that went
o 1000 years ago. We do not expect 's from this
object.
3.2.4 Mrk 421 and Mrk501
These are BL Lac objects (Quasars). Neutrinos are expected from these objects predominantly from p interactions due to the intense radiation eld. The expected
event rates for Mrk 421 are lower limits due to the fact
that while 's escape freely once generated, -rays suffer attenuation in the source. We give rates for both
the quiescent state and the active state of this object
(the latest observations by the WHIPPLE observatory
revealed a burst of activity ten times brighter [4]).
Mrk 421 and Mrk501 are the closest Quasars to
the Earth at redshifts z = 0.031 and 0.034 respectively
and the only ones observed at VHE -rays by the WHIPPLE group [4]. On the other hand, there are more
Quasars observed in the MeV{GeV energy range by
EGRET [3] brighter than Mrk 421 and with similar
spectral indices (for example, 3C279 at its active state
is 40 times brighter than Mrk 421), but which have
not been observed at higher energies. This has been
attributed to attenuation of VHE -rays from these
objects through interactions with the extragalactic
starlight and infrared photons [5]. At the redshift of
Mrk 421 this happens to photons with energy E >
a few TeV, but the rest of the EGRET Quasars are
much more distant, most of them at a redshift z 1.
At this redshift, photons with energy greater than 100{
200 GeV are attenuated signi cantly and this may be
the reason that these Quasars have not been detected at
VHE -rays despite the fact that they are brighter than
Mrk 421. While this is true for photons, 's do not suffer this attenuation and therefore NESTOR can expect
to see more Quasars brighter than Mrk 421, especially
when they are in their active state.
As an example, we give in table 1 the expected
rates for the quiescent state of 3C273 based on model
calculations [8] and the active state of 3C279 (extrapolated from the EGRET energy range since it has the
same spectral index as Mrk 421). Other promising
EGRET sources are 0208-512, 2251+158, 0235+164,
1633+382 [3].
3.2.5 The di use AGN background
Apart from point sources, another candidate celestial
source of 's is the di use AGN background. This is
the combined emisssion from all AGNs which are distributed more or less uniformly all over the sky. The
results are given in table 2 for four models of this background [25].
3.2.6 Event rate summary
The di use AGN background is the most promising candidate celestial source for NESTOR. Our calculations
for the di use AGN background give appreciable event
rates in the TeVs (hundreds to thousands events/yr)
even for one tower ( 20000 m2 ). On the other hand,
the calculations for the point sources for 7 towers (
100000 m2) give lower limits to the expected event rates
in the range: 1{400 events/yr. The corresponding event
rates drop by a factor of 3 for one tower. Among the
point sources, individual AGN at their active state are
the best candidates (many tens of events per year). The
bright bursts of X-ray binaries are a good possibility
too, since in this case we expect to see a minimum of
4 events in the course of a few hours. A very prolonged active state of the X-ray binaries would yield a
much higher yearly event rate but it is not very likely
that these objects can stay in the high state for periods as long as a year. The above numbers came from
the -ray uxes and we did not take into account any
attenuation of the photons in the sources.
As we saw in the previous section, the uxes can
be higher by one or even two orders of magnitude under favorable conditions and in this case a single tower
would be able to detect a few point sources.
3.3
Indirect Detection of Non Baryonic
Dark Matter
An indirect method of non baryonic dark matter detection [26] consists in detecting 's produced by their
annihilation in the core of astrophysical objects. Neutrino telescopes which are sensitive to 's with energies
above 5{10 GeV are particularly well suited for this
purpose.
In the MSSM (Minimal SuperSymmetric Standard Model) the supersymmetric partners of the neu-
Stage I (1 tower)
Stage II (7 towers)
Object
(> 1 TeV) { (> 10 TeV) (> 1 TeV) { (> 10 TeV)
Mrk 421
0.4 { 0.3
1.3 { 1.1
" (active)
2.0 { 1.7
7.0 { 6.0
3C273
3.0 { 2.5
8.0 { 6.5
3C279 (active)
16 { 12
53 { 42
XRB bursts
1.1 { 0.8
4.0 { 3.0
Atmospheric
2.0 { 0.14
0.6 { 0.04
Table 1: Expected number of events per year for the point sources (lower limits). For the XRB bursts the numbers
are events/burst. The resolution for a single tower is 5 while for the 7 towers it is 1 .
Stage I (1 tower)
Stage II (7 towers)
Model
(> 1 TeV) { (> 10 TeV) (> 1 TeV) { (> 10 TeV)
Protheroe
13500 { 10800
40000 { 32000
Sikora
760 { 690
2000 { 1970
Biermann
280 { 220
750 { 640
Stecker
120 { 120
380 { 380
Atmospheric
1500 { 120
4000 { 420
Table 2: Expected number of events per year for the di use AGN background.
tral bosons are four neutralinos: the two partners of
the neutral SU(2) and U(1) gauge bosons (gauginos),
W~ 3 and B~ , and the two partners of the neutral Higgs
particles (higgsinos), H~ 10 and H~ 20 . The lightest neutralino is a linear combination of photino (~), zino (Z~)
and higgsinos (H~ 10;2).
3.3.1
The Neutrino-Induced Flux
Neutrino telescopes would be sensitive to 's produced
in the annihilation of neutralinos captured in the core
of astrophysical objects like the Sun and the Earth.
The neutralinos move in the halo of the Galaxy
with velocities of few hundreds of km/s and loose energy by elastic scattering on the nuclei forming the matter of the Sun or of the Earth when they cross them.
The escape velocity is 11.2 km/s at the Earth surface
and 617.5km/s at the Sun surface. Since neutralinos
have typical velocities of 300 km/s they are captured
by the Sun quite eciently, while the probability that
they are captured by the Earth is smaller unless their
mass closely matches the mass of an element abundant
in the Earth. Due to the energy loss the neutralinos
accumulate to the core and, then, they annihilate by
pair. The subsequent decay of particle produced in the
various nal states would generate a ux of high-energy
's.
A description of the mechanism has been done by
many authors [27]. Calculations performed by Bottino
et al. [28] show that due to the age of the solar system
(t = 4:5 109 yr) the equilibrium between the capture
and the annihilation is reached for the whole range of
m , whereas for the Earth the equilibrium conditions
depend on the values of the model parameters.
3.3.2
The Sensitivity of a Generic Detector
Neutrinos are detected either using contained events
where the charged-current interaction N produces a
lepton in the detector or using upward-going 's produced by N charged-current interactions in the medium
surrounding the detector. The cross section for a chargedcurrent interaction is proportional to the energy and
the range of a is proportional to the energy. The
rate for contained events is, thus, proportional to the
energy and the rate for -induced throughgoing 's is
proportional to the square of the energy. Therefore at
high energies the detection of 's results to be more ecient by using throughgoing 's than by using contained
events. This is the reason why we will concentrate on
this method of detection.
Due to large variations of the S/B ratio the detector sensitivity strongly depends on the neutralino mass
hypothesis. The sensitivity may be de ned as the minimal exposure (At)min necessary to see a 4 e ect (with
a signal of at least 4 events). This quantity has been estimated in Ref. [28] for neutralino annihilations in the
Earth core. A very low value of (At)min is necessary
(' 50 m2 yr) for a neutralino mass value around the
iron nucleus mass, but exposures above 104 m2 yr are
necessary to detect masses above 100 GeV.
The minimal exposure necessary for neutralino
annihilations in the Sun has been also calculated. With
the exposures that can be reached with the detectors
operating today (' 103 m2 yr) only neutralino annihilations in the Earth can be explored in the mass range 50{
100 GeV. The exploration about neutralinos using the
ux from the Sun requires at least 104 m2 yr. The next
generation detectors would provide exposures larger than
p
Figure 3: Minimal exposure time necessary to detect a
4 e ect with one tower as described in the text. Figure
(a) refers to a signal coming from the Earth core and
gure (b) is for 's from the Sun. The three neutralino
compositions are P = 0:1 (dotted line), 0.5 (solid line),
0.9 (dashed line).
105 m2 yr allowing the simultaneous exploration of neutralinos using both the uxes from the Earth core and
from the Sun in the range 35 GeV < m < 500 GeV.
The predictions given above depend sensitively on
several free parameters.
3.3.3
The Sensitivity of One NESTOR Tower
The exposure time necessary to detect a 4 e ect from
the Earth core and from the Sun with one tower has
been estimated. Fig. 3 shows the minimal exposure
times as a function of the neutralino mass m . This
gure shows that in one year of running time one tower
could detect neutralinos with masses in the range 50{
140 GeV from the Earth core and with masses in the
range 80{200 GeV from the Sun.
3.4
Long Baseline Oscillations with CERN
The probability for two avor oscillations is given
by Eq. (1). As a simple rule the minimum statistical
sensitivities for the mixing angle and for the di erence
of the mass squares m2 are given approximatively by
the formulae [29]:
Pmin
= sin2 2
min
p
N
N ;
(2)
(3)
m2min Pmin 1:E27 L eV2;
where N is the number of detected events, L is the
propagation length (in km) and E is the energy (in
GeV). Thus, in order to maximize sensitivity, it is necessary to have the longest possible base-line and lowest
threshold energy whilst detecting sucient events for
statistical signi cance.
Two accelerator experiments, CHORUS [30] and
NOMAD [31], looking for appearance at larger m2
in the present CERN wide-band beam are currently
taking data; rst results are expected in 1995-96. Clearly
one would like to continue with controlled beam experiments because they have the following advantages over
the atmospheric data:
Initial avor composition is well known (typically e= 0:01).
Control of the beam polarity. One can switch
between and to study matter enhanced oscillations
(MSW e ect [32]).
Control of the energy. One can typically obtain
beam energy dispersions E of about 5 GeV.
One may specify the direction cosines and time
of arrival of the , improving eciency and reducing
backgrounds to almost zero.
Higher statistics, giving sensitivity to lower mixing angles.
Control of the beam energy which provides a
way to di erentiate between oscillations from to either e or .
In NESTOR, a complementary study to the atmospheric oscillation can be conducted with a long
baseline experiment with a CERN beam. As part of
the work on the LHC, injection transfer lines are being
designed to bring the fast extracted beams from the
SPS to the new collider. The primary proton beam for
a production target to feed Gran Sasso with only minor modi cations can be derived from TI48 which links
SPS/LSS4 to LHC/P8. On a two dimensional projection CERN, Gran Sasso and NESTOR are lined up.
Calculations by Mayoud (CERN) show that a beam
pointing to NESTOR would have to be diverted by only
1 to the west in azimuth and 5 or 7.5% downwards in
declination, with respect to the one pointing to Gran
Sasso.
For the latest long baseline beam design for NESTOR
[33] with a horn and a re ector, for a 450 GeV beam,
the lateral beam spread at the NESTOR site is at to
2.0 km around the target point, so targeting should
not be a problem. We calculate that for 1019 protons
on target a 200 kt detector e.g. one tower should detect
about 15 thousand contained events.
Such an experiment will require more photomultipliers per tower and more than one tower appropriately
con gured to enhance e= separation. The separation
of from e and hadrons in such a detector is under
study. Preliminary MC results indicate that it will be
possible to distinguish between \muonless" (NC) and
\muonfull" (CC) events, by using the time distribution of the events (C erenkov light from 's comes earlier than the one from the hadronic or electromagnetic
showers) and the longitudinal shower development of
the event (the 's distribute their C erenkov light evenly
while electrons emit their light according to the development of the electromagnetic shower). The systematic
e ect due to this statistical separation is estimated to
be of the order of 10 %. The CERN beam produced
by the 450 GeV SPS beam with horn and re ector, targeting NESTOR will produce the sensitivity required
to explore the Kamiokande allowed region in one year's
running (1019 protons on target). It will cover the area
of small mixing angles, due to better statistics, provided
that we will be able to control the systematics.
4 The detector
Among the detector's speci cations, some of them,
like the e ective area to be covered, the angular resolution for the single produced in the water, the granularity (i.e. the spacing of the PMT's related to the
sensitivity of the light detectors) and the water transmissivity length, play a very important role to de ne
the physics potential of the apparatus. A certain exibility to change the detector geometry and to upgrade
it, is also important. Finally the overall costs, including the costs of the materials, the deployment and the
servicing also must be taken into account in order to be
kept as low as possible.
NESTOR's physics goals range from atmospheric
oscillations (of a few GeV) to Very High Energy 's
from Extragalactic sources (at least 1 TeV).
We will start with a detector of a sensitive area of
20.000 m2, expanding it in a modular fashion to 100.000
m2 and hopefully later to the 1 km3 detector which
is probably required to detect point-like sources, given
the expected uxes. The Monte Carlo calculations
indicate that a very favourable geometrical symmetry to
cover 100.000 m2 (which is probably the minimum area
required to start point source astronomy) is a cylinder
of an enclosed mass greater than 20 Mtons and overall
angular resolution better than 1 .
The Optical Module consists of a photomultiplier
tube (PMT) inside a high pressure glass housing sphere.
The PMT is glued to one hemisphere using an optically transparent silicone gel which provides good optical coupling. To minimize the geomagnetic eld inside
the tube, the PMT is surrounded by a mu-metal mesh.
The sphere contains also the PMT high voltage supply. No other electronics are contained in the Optical
Module. The current design of the detector assumes
the use of omni-directional units consisting of two back
to back optical modules each containing one PMT. The
15 inch Hamamatsu R2018-03 was selected. Six pairs
of PMT's will be placed at the corners of a horizontal
hexagon and a seventh one in its center. The radius of
the hexagon is planned for 16 m, and the arms made
out of titanium piping. The electronics (data digitization/transmission to shore) and all the controls of the
hexagon will be housed inside the titanium sphere located at the geometrical center of the hexagon.
By stacking hexagons we can build \towers". The
vertical distance between these hexagonal oors will be
around 20 m, this spacing matching well the light transmission length of 55 10 m (at 460 nm) that we have
measured (see previous chapter). With a 20 m vertical
spacing between oors, each with 7 phototubes looking
up and 7 phototubes looking down, the active volume
between hexagonal oors will be monitored eciently.
A total of 12 such hexagonal oors is planned for one
tower. The mechanical design is an extension of the
hexagonal autonomous module with rigid arms made
up of an assembly of thin Ti tubes, that we used during the tests o Pylos in the summer of 91. Other
designs, materials and deployment techniques are also
under consideration.
5 Deployment
Various deployment procedures are under study,
appropriate to the proposed mechanical designs.
The deployment procedure that has been considered for the mechanics design described above avoids
the use of bathyscaphs for connections in the sea. A
vessel (barge) will carry the oors in their folded position. The weight platform with the anchor release
will go into the water rst, followed by the Fan-Out
titanium sphere which will have the main connection
of the undersea power and optical cable and the power
and optical connections for each oor. Before each oor
is immersed into the sea, the electrical and optical connections will be made. Then the tower will be lowered
to the bottom of the sea with the help of the weight of
the anchoring platform and 4 km long steel wire cable.
The rst tower will be positioned very roughly at the
center of the basin. The next six towers will have to be
positioned around the rst one at a distance of 150 10
meters. This can be accomplished with the use of the
existing technology.
We are in collaboration with specialized rms for
consulting e.g. IFREMER, TECNOMARE, COMEX,
GKSS, that can provide us with expertise on the mechanical structure, reliability issues, materials to use,
connectors, buoys, deployment, positioning (sonars and
GPS), bathymetry, sedimentology, video monitoring etc.
6 Positioning
The expected deviation from the vertical of the tower
depends on the undersea water currents which have
been measured to be under 10 cm/sec. Depending on
the strength of the currents the axis of symmetry of
the tower will not necessarily be a straight vertical line
but occasionally it may be parabolic, catenary. The exact location of the optical modules has to be known to
within a few tens of cm in order to reconstruct the
track direction accurately (to within 1 ). The continuous recording and monitoring of these positions will be
accomplished by a chirped sonar system which is controlled by the Slow Controls System. This acoustic system consisting of a set of transducers (responders) will
be located at positions a few hundred meters around the
tower and will emit, when commanded from a central
control, frequency modulated acoustical signals (chirps)
which will be detected by hydrophones located at each
oor. The distance of the optical modules from the
hydrophones is known because the hexagon arms are
rigid. Their coordinates will then be determined via triangulation. Parameters like pressure, temperature and
salinity of the environment which in uence the speed of
sound in the water will be recorded by the Slow Controls System.
Each responder unit is a combination of a pinger
and a hydrophone and it is acoustically interfaced to the
Slow Controls System. We will use commercial responders and hydrophones. The responder units are battery
powered and will be dropped at distances of about 200300 m around the tower at deployment time. They
typically have a battery life (lithium batteries) of several years and will respond for 105 pulses after which
we can recycle them. They will respond to acoustic
commands sent by one of three transponders located
close to the bottom of the tower and controlled by the
Slow Controls system. The response will be the emission of acoustic chirps which will be detected by the
hydrophones. The di erential time between oors will
give the curvature of the tower and the timing with respect to the transponders will give the relative position
of the tower. The use of a surface ship with di erential
GPS (precise satellite navigation) will yield the absolute location at the responders to 1m. The relative
PMT positions will be determined to within 10 cm.
In addition to the acoustical data there will be information from the compasses and the tilt meters. This
information will be correlated with the acoustical information and provide a redundancy in the determination
of the physical shape of the tower.
7 Data transmission
Each oor will have its own electronics, monitoring and
controls housed in the titanium sphere at the center of
the hexagon.
The signals for all red PMT's will be transmitted
over a distance of 25 km. We want to be able to transmit to the shore laboratory, in real time, the complete
pulse of each PMT signal, maintaining the time coherence between PMT's. This feature of the data transmission, that distinguishes NESTOR from the other
telescopes, has many advantages:
real time control of the behaviour of the single
PMT during the data acquisition
trigger logic decided on shore (maximum exibility)
the knowledge of the pulse shape.
The last point could be very helpful to distinguish
di erent physics events. The pulse shape is expected to
be energy dependent for energies greater than about
100 Gev and to be also di erent in events with more
than one , for which the pulse shape will play a crucial
role in their identi cation. MonteCarlo calculations of
these e ects are in progress.
The transmission method of the PMT pulse shape
on the optical bre is strictly related to the characteristics of of submarine multi bre optical cables that
are commercially available. If a 200 bres submarine
cable were a ordable the signal transmission could be
achieved with one bre per phototube. In this case a
simple solution, in order to have a high (> 10 years)
Mean Time Between Failure (MTBF), would be to provide each PMT with one laser and to modulate with
the anode current the light power of the laser.
The collaboration have investigated a possible transmission method based on a 12 or 18 bres submarine
optical cable at present available (ALCATEL, ATT,
PIRELLI etc). With such a cable the use of one bre per (at least) one plane is mandatory: signals from
the 14 PMT of each plane are rst multiplexed and then
transmitted on one single bre. The data of the whole
tower are transmitted in 12 bres.
Di erent methods have been examined:
1. digitization and time multiplexing
2. transmission of the analog signal with either
a) amplitude modulation and frequency multiplexing or
b) frequency modulation and frequency multiplexing or
c) wavelength division multiplexing
The rst one has been retained by the INFN group
and is in the most advanced state. The collaboration
will probably choose this one as the main option.
7.1 The digital transmission scheme
In this scheme the signal of a PMT is sent to the Titanium sphere at the center of the oor, which contains
the electronics for the 14 PMT's. The signal is rst sampled with a Flash A/D, then multiplexed together with
the signals of all the PMT's of the same plane. The multiplexed signal modulates a laser and the light output is
sent by an optical ber to the fan-out sphere where 12
bers enter the electro-optical cable. The PMT pulse
data are transmitted only when the result of the digitization is over a certain threshold. The transmission
contains the A/D samples together with the time when
the PMT pulse amplitude crosses the threshold (threshold time, further on also referred to as \event time")
and pulse information. The synchronization between
signals of di erent PMT is assured from the transmission of a unique Master Clock signal from the shore to
the 12 planes and from a synchronous answer sent from
each plane to the shore. This allows also a correlation
of the PMT event time with the on shore time.
On shore the data of each PMT collected in a time
window of 6144 s, periodically cleared, are memorized
in a RAM (data RAM). Moreover the event time and
the charge are extracted from these data and used from
a dedicated processor (DECPerle1 ) to build a rst level
trigger. Once the trigger condition is met, the full PMT
data collected in the data RAM are read using the event
number as memory address.
7.2 The analog transmission scheme
The transmission by optical link of the analog signals of
the PMTs has the powerful advantage of leaving a complete exibility for the subsequent processing of these
signals on shore.
The use of single frequency laser diodes, usually
distributed feedback (DFB) laser diodes, is required in
order to transmit through a 25 km optical ber the
R2018 PMT signal which has a 8 ns rise time.
We have considered direct or external modulation
of the laser diode.
7.2.1 Direct modulation
In order to comply with the available optical cables and
to minimise the number of the DFB laser diodes one has
to rely on multiplexing, i.e. transmitting into one ber
several signals by modulating a common optical device.
Frequency (RF) Division Multiplexing (FDM) or Wavelength Division Multiplexing (WDM) are possible.
The RF modulation can be either amplitude modulation which minimizes the required laser frequency
bandwidth at the expense of a reduced dynamic range,
or frequency modulation with the complementary drawback and advantage. A reasonable design which also
matches the number of bers in commercially available
optical cables consists in FDMultiplexing the 14 channels to modulate one DFB laser diode per oor. Each
PMT signal modulates an oscillator output and the 14
resulting signals are combined to modulate the laser.
Oscillators have to be in the immersed detector since
any solution with oscillators on shore will require additional lasers and photodiodes as well as multiplexing
systems. The carrier frequencies should be such that
the rst harmonics are outside of the useful frequency
range. Direct modulation of laser diodes is a solution
which is currently used for cable TV applications. We
are constructing a 3 channel prototype for a frequency
modulation multiplexing in order to evaluate the feasibility of a system associated with a 10 GHz DFB laser.
7.2.2 External modulation
External modulation has in principle the advantage of
allowing the laser to be on shore. Mach-Zehnder modulators utilise incident polarised laser light and their use
has been discarded. Asymmetric Fabry-Perot (multiquantum well - MQW ) modulators are used in an infrared link under development by the CERN DRDC
Project RD23 [37]. With this system, an infrared laser
beam is generated on the shore and is guided with a
single-mode ber to a re ective modulator. The analog
signal of each photomultiplier modulates the re ected
light intensity and an infrared detector on the shore
reproduces the analog signal.
7.3 The electro-optical cable
The transmission of the signal over 25 km forces the
choice of the single mode (or monomode) optical bre
and of a laser as light source. Power transfer to the
tower and data retrieval to the shore will be performed
with an electro-optical cable. For the data transfer and
the telemetry support we will use the standard deep sea
electro-optical telecommunication cable. It is composed
of (at least) 12 monomode optical bers, one for each
oor. The bers are located inside a plastic core and
they are surrounded with a copper conductor, which delivers the required power for the operation of the tower
(as power \return" the sea water path will be used).
The cable will be attached to the tower and all electrical and optical connections will be made in air before
tower deployment.
8 Trigger and Data acquisition
NESTOR will be sensitive to 's that range from the
TeV scale, e.g 's coming from Active Galactive Nuclei
(1 per day), to atmospheric 's (GeV scale) or 's coming from neutralino annihilation (a few per day), and
should be able to record hit multiplicity uctuations in
order to detect a signal of Supernovae explosions, or
very slow heavily ionizing particles (monopoles). Further it should record the downcoming cosmic ray
background (1 Hz) which will serve as calibration of
the detector. Table 3 shows the expected number of
physical events that will occur in the detector per day.
The natural background to the photomultiplier
tubes (PMT): bio-luminescence and natural sea radioactivity, 40 K, gives a initial high counting rate ( 50
kHz/PMT, maximum 100 kHz/PMT) that has to be
reduced down to the few Hz level through a series of
trigger decisions of increasing complexity.
Table 4 shows the expected number of double
triple etc. coincidences due to the above accidental
background expected in one tower. For the higher level
coincidences the time-coincidence window depends on
the actual distance of the PMT's hit, and some causality
criteria have been applied. This is the ideal situation,
assuming large computing times. A xed-gate coinci-
Process
1 tower 7 towers
AGN ( 1 TeV)
0.5-1
1-2
Atmospheric throughg. ( 1 TeV)
4-5
10-12
Atmospheric contained
2
14
Atmospheric upcoming
1.5
10
upcoming (earth) m=56 GeV
5
35
upcoming (earth) m=100 GeV
1
7
upcoming (sun) m =100 GeV
1
7
Cosmic ray downcoming
86500 600000
Table 3: Expected events per day from main physical
processes
Noise Frequency 50 kHz 100 kHz
singles
8400
16800
doubles
537
1500
triples
18
78
quadruples
.5
4
Table 4: Random coincidence rates in kHz
dence scheme that was simulated gives larger rates. The
required data transmission rates lead us to go above the
four-fold coincidence level in order to transmit realistic
dataloads, of a few MB/s, to the next level of triggering.
The eld programmable gate array technique is
a very good candidate for a rst level trigger due to
its low latency 3 and essentially through its exibility
to be rapidly and simply recon gured, since the trigger
will have to adapt to changing environmental conditions, and physics interests. From then on the computing power of processors with high-level languages (e.g
alpha) or farms of processors will be adequate to treat
the data.
From the trigger point of view, NESTOR presents,
as can be seen from the above tables, similarities with
LHC experiments (after their 1st level).
8.1 Data Rates
The raw data rate is dominated entirely by the background pulses. The time and charge pro le (sampled
with a 300 MHz FADC on the PMT analog output)
will be transported with optical bers to shore, every
time a PMT gives an output larger than a threshold
(e.g .25 of single photoelectron).
The signals from the whole detector will be fed in
the 1st level trigger processor with a frequency of 20-25
MHz. The goal is that the 1st level trigger processor
will reduce the rate below the kHz level, and thus it
will reduce the data rate from an average 320 MB/s
(maximum 640 MB/s) down to a few MB/s. The event
building, will be done by the 2nd level processor collecting 1-2 s worth of information from the 12 oors.
At the 2nd level a single processor (e.g an alpha) or a
3
time needed to make a decision in a pipeline environment
farm of processors connected with point-to-point links
(e.g SCI) or ATM switches can perform high level ts
to reduce the event rate down to a few Hz.
8.2 1st level trigger
DECPeRLe1 is a Programmable Active Memory [38],
a novel form of universal hardware co-processor based
on Field-Programmable Gate Array (FPGA) technology
and controlled by a general purpose computer system.
It is a single board system housed in a desktop workstation enclosure. The computational core of DECPeRLe1
is a 4 by 4 matrix of Xilinx XC3090 FPGAs [39] connected in a regular mesh.
The computational challenge of the rst level trigger is to detect correlated pulses from several PMTs
due to C erenkov photons emitted by tracks traversing the array against a backgound of random uncorrelated PMT rings. The distance between PMTs places
a strict upper bound on the time di erence between
pulses that may be correlated. For neighbouring PMTs
this is 100ns. These events need to be distinguished
from randomly correlated pulses among groups of PMTs,
due to background uctuations.
We need to detect from double to multiple coincidences and then apply a weighed sum to all coincidences
found in a given time window. When correlation scores
exceed a given threshold associated data will be passed
to the reconstruction process.
A simple trigger algorithm based on the total
number of p.e.'s has been tested with signal events (1 to
50 GeV contained 's, pointing at random directions)
and noise. The eciency of the algorithm and the noise
rate as a function of the number of photoelectrons (p.e)
required are shown in table 5.
Trigger Noise rate kHz Muon Eciency
3 p.e
40kHz(100)
4 p.e
8(30)
5 p.e
2(10)
100%
6 p.e
0.3(5)
98%
7 p.e
0.1(1)
96%
8 p.e
0.1(0.3)
94%
9 p.e
0.1(0.2)
92%
Table 5: Noise rates for the whole detector in kHz under the assumption of 50(100) kHz singles rate/PMT
and eciency for contained events from 1 to 50 GeV,
normalised to the requirement of at least 5 p.e.
8.3 2nd level trigger and DAQ
One should expect of the order of 1-5 MB/s of data with
a frequency between 2 and 10 kHz, to be transmitted
to the data acquisition workstation. A relatively simple
and fast algorithm written in a high language could
reduce further the event rate by using a \pre- t" to
less than a hundred of Hz. We estimate that one alpha
workstation of the high end should be able to cope with
the rate. In the case that more computing power is
needed, e.g in the case of unexpectedly high noise, the
system is easily upgradable to a small farm of alpha
workstations. This scheme concerns only one tower. In
the case of more towers one should go to a mutiprocessor
environment with fast point to point links of the type
SCI, or ATM switches.
9 Slow control, calibration and positioning
The Slow Control System is responsible for a variety of
tasks:
The control of the power distribution to the
twelve Ti Spheres (one per oor) and to the single photomultiplier tubes (PMT).
The control of the threshold settings for the
PMT discriminators.
The readout of the internal and external environmental monitors.
The control of the LED calibration system.
The control and readout of the positioning system hydrophones.
The communication between NESTOR and the
associated experiments (Geology, Oceanography, Marine Biology, etc.).
The communication with the shore station for
readout and command transfer.
Central to the Slow Control System is the general
NESTOR philosophy that failure of a particular component should not impair the performance of the rest
of the experiment. The items controlled by the Slow
Control System are:
Per oor: measures of internal temperature, humidity, tilt, orientation (with compasses), pulsers, control of PMT power, thresholds.
General: measures of external temperature, pressure, sea current, salinity, control of power to oors,
releases.
The components of the Slow Control System in
the twelve Ti Spheres, the Transmission System, the
Fan-Out Sphere and the Shore Master Control are described below.
9.1 The Ti Spheres and the Transmission System
.
The twelve Ti Spheres (one per oor) contain the
bulk of the electronics. Every sphere contains the PMT
transmission electronics board, which also receives from
shore the synchronization signals. The bandwidth (1
GHz) is so large that the data from/to the Slow Control
System can t easily in the PMT transmission frame.
The communication between the Slow Controls board
and the PMT transmission board will be implemented
via a RS/232 asynchronous link, with a minimum of
interference to the fast PMT transmission electronics.
The Slow Control board will be an intelligent board
based on a microcontroller with several I/O channels.
RS/232 and ADCs will be used to communicate with
the di erent sensors envisaged. Solid state relays will
turn the 24 V power on and o to the 14 DC/DC converters housed in the Benthos Spheres which will generate the high voltage for the 14 PMTs of a oor. A
voltage divider will set the appropriate voltage for every
PMT.
9.2 The Fan-Out Sphere
The Fan-Out Sphere, located below the tower, is responsible for the power and ber distribution to the Ti
Spheres in the center of the 12 oors. A lot of attention
has been devoted to this sphere because it is essential
to the entire experiment. The Fan-Out Sphere is a Titanium sphere which contains:
the optical ber splice that will separate the
twelve ber cable into twelve individual cables, one per
oor
a power distribution system with one cable for
each of the 12 oors. It will be possible to switch the
300 V power on and o to the individual oors. A
parallel system involving slow modem transmission on
the power cable from the shore is being investigated to
have a more robust system.
The Fan-Out Sphere will be lled with oil to prevent any possible water leakage.
9.3 The Shore Master Control
The Shore Master Control includes:
The control computer, running preferably under
LabVIEW.
An interface between the computer and the
VME crate where the transmission electronics will collect the data from the PMTs.
It will be the responsibility of the transmission
electronics to extract from the PMT data stream the
Slow Controls data and to put them in a separate area
of memory, from where the Shore Master Control will
recover them for storage and display. The system could
also be very useful to snoop on the PMT data while
they are being examined by the trigger system.
9.4 Reliability
Reliability is the focal issue. The electronics will be
underwater and it will be impossible to service it if
any problems arise. Therefore the components of the
system have to be chosen with reliability as the primary objective. This means not only choosing MIL
specs components, but also minimizing the number of
parts and designing in a fail safe fashion. Duplication of
functions will be used wherever possible. It is however
necessary that a whole system analysis be carried out
before the nal design is implemented, including failure
mode studies and parallel processing issues.
10 Detector response
10.1 Signal Simulation
The expected signals arise from a large variety of events
: single and multiple 's coming from any direction with
energy ranging between few GeV and PeV or more; 's
with the same energy range which can produce , electromagnetic and hadronic showers at any point of the
detector. Moreover bremsstrahlung, direct pair production and photonuclear cross sections increase with
energy together with the production of energetic rays
and each charged particle created along the path contributes to C erenkov light. As a consequence the light
emitted by a very high energy behaves very di erently
from the simple light cone emitted by a single charged
particle.
10.1.1
Photoelectron production and detection
The mean number of detected photoelectrons (P.E.) is
a function of the radial distance (i.e. the distance of
closest approach) between the track and the PMT (at
the NESTOR site the water transparency is equal to
55 meters). At 10 m, for example, 5 p.e. are detected
in average from the primary track, not including the
emission of C erenkov light from secondaries.
As the energy increases, the uctuations of the
number of photoelectrons around the mean value increase drastically as a result of the large uctuations
which characterize the generation of secondaries by the
. The increase of the tail in the distributions is the
major factor in the increase of mean P.E. number with
energy. Fig.4 shows the probability distribution of the
number of photoelectrons, detected by one PMT, produced by the photons emitted from a track at two
di erent energies at a radial distance of 18 m from the
PMT. The area under each curve is normalized to 1.
The photons coming directly from the arrive
within a time interval of about 2n s but a small amount
of photons coming from electromagnetic showers around
the arrive later because they are emitted, with respect to the direction , at an angle di erent from
the C erenkov angle C . The amount of such delayed
photons increases with the energy of the due to the increase in the number of electromagnetic showers around
it. Fig.5 shows the probability distribution for the P.E.
arrival time. The arrival times are smeared with a
Gaussian spread ( = 2:5 ns). The signal comes from a
track at a radial distance of 18 m from the PMT.
Figure 4: Distribution of the number of photoelectrons
detected by the phototubes for 's with 100 GeV and
10 TeV energy.
10.2 Low energy muon and electron reconstruction
We aim to reconstruct and recognize low energy electrons and 's generated within the geometrical volume
of our detector and to try to discriminate between the
two types of events. The electron reconstruction algorithm is based on the fact that the electron will shower
within a few radiation lengths from its generation (xo =36
cm). In order to distinguish between 's and electrons
in an event we perform a \muon hypothesis" and an
\electron hypothesis" t. We apply cuts on the 2 of
the two ts. We then apply cuts that take advantage
of the di erences between the two processes: for an
electron we require that most of the charge be localized within a couple of detector oors, whereas for the
that it be more or less evenly distributed along its
path. We cut also on the maximum angle max formed
between the lines joining a pair of hit PMT's and the
reconstructed pseudovertex, because the vast majority
of the photons come from C erenkov emission and the
angle cannot be more than 2 C , whereas for the
electrons max is much wider. With these criteria we
get for 12 Gev electrons and 's roughly 60% reconstruction eciency and 5% misidenti cation.
10.3
Low energy contained
tion
interac-
The reconstruction of the interaction of a low energy
that interacts within the geometrical volume of our
detector is a complex problem. Two dedicated codes to
handle these events are at the development stage.
Figure 5: Distribution for the P.E. arrival time
10.4 High energy muon reconstruction,
e ective area
We show in gure 6 the e ective area for 1 TeV 's and
10o reconstruction accuracy as function of cos (zenith
angle) and in gure 7 the e ective area averaged over
all angles as function of the energy, for energies
from 0.1 TeV to 1000 TeV.
Figure 7: E ective area of one Tower averaged over all
angles
11 Tests and construction status
The reliability is a key issue. Tests are being de ned,
Quality Assurance procedures have to be followed. The
conception and construction of the detector is carried
in collaboration with oceanographic and marine engineering institutions. Tests are being carried in marine
installations near some of the participating laboratories. For various components of the detector, space or
military speci cations will have to be required. These
considerations will not be detailed here [1].
11.1 The site
Figure 6: E ective area of 1 Tower for 1 Tev 's and 10o
reconstruction accuracy vs the zenith angle (cos = 0
is the horizontal, cos = 1 means downgoing)
In order to study our eciency for vertical throughgoing 's we have generated 's up to 100 m from the
detector center. The eciency for 5o reconstruction accuracy and three di erent energies is shown in gure
8.
The deep underwater plateau is located at the S.W. of
Peloponnesos, in the depths of the Ionian Sea. It is located 11 nautical miles from the small town of Methoni.
The most important requirements for the detector are:
clear water (i.e. water with small light attenuation coecient), deep site (to lter out the atmospheric 's),
proximity to the shore (to use a short electro-optical cable to power the detector and transfer the data to the
shore), low velocity of underwater currents (for minimal mechanical strain on the detector), at and wide
sea-bottom (to permit future expansion) and stable geological and other environmental characteristics (for long
life time of the detector).
Four major cruises were made during the period
1989-1994. We obtained a good environmental description of the site, which is described in the following.
Moreover, hydrographic survey and sub-bottom pro ling of the site and of the proposed route of the deep
underwater cable have been made.
11.4 Sea bottom morphology
In 1992 and 1994 studies of the sea-bottom were performed [1]. The area around site and the access to the
shore was sounded with an echo-sounder and pro lers
and mapped using the GPS system. Moreover samples
of the surface of the underwater basin were retrieved.
The basin is covered by thick muddy and relatively sti
sediments having been deposited at low sedimentation
rates (a few cm/kyears). Measurements of biofouling
on the Benthos spheres are in preparation.
11.5 Background from 40K
Figure 8: Eciency for 5o reconstruction accuracy and
three di erent energies
11.2 Water Transmissivity
We have performed mainly three sets of sea water transmissivity measurements: a) Long base line with a monochromator (tight acceptance instrument), b) Tight geometry photometer in situ and c) Long base line in situ,
(large acceptance instrument) [34, 35].
From the rst set of measurements the attenuation coecient was found equal to 0.025m 1 to 0.040m 1
(at the 470-490nm region) and almost constant for depths
more than 1000m. From those values and the assumption that the ratio = /, where is the scattering
coecient and the attenuation coecient, for very
clean water is about 20% to 50% (oceanographers differ in this correction), it was calculated that the absorption length at 470nm wavelength and depths more
than 2000m is L = 42 to 67m. The other measurements give consistent results and we conclude that the
site has very clear waters suitable for our detector. New
underwater measurements are in preparation.
11.3 Deep underwater current velocities
and temperature
Several underwater current velocity measurements at
the general area of NESTOR were made between 1989
and 1993 [1, 36] . Generally the measured underwater
current velocities were less than 10cm/sec. Generally
the site has deep underwater current with low velocities
that will impose minimal mechanical stresses on the
detector. The water temperature below the depth of
2500m, varies slightly with depth and is found to be
14.0 C.
The fundamental optical background in the deep sea is
due to 40K decays. The 40K is a primordial natural radio nuclide with a half-life of 1:27 109 years and its
abundance is 0.0118% of K. The 40K decays mainly to
40Ca emitting electrons (branching ratio 89.5%) that
produce C erenkov light. The calculated background
on our detector due to 40K is roughly 13 disintegrations/lt/sec, which is a typical value for underwater
light collecting experiments.
Underwater measurements are being carried.
11.6 Deep water cosmic ray measurements in the NESTOR site
In 1991 we deployed [1] a Russian built hexagonal structure (7m radius) made of titanium alloy, supporting 10
phototubes facing upwards, down to a depth of 4100m.
We measured the vertical intensity and the angular
distribution of downcoming 's. As one can see from
g. 1 our results at 3300m, 3700m, and 4100m agree
very well with DUMAND I [12], the deep mine measurements, and calculation in [2].
In November 1992 we deployed [1] a linear string
of ve 15 inch phototubes (again the photocathodes
were facing upwards) from 3700m to 3900m. The vertical intensity of cosmic ray 's ux and its variation as a
function of the zenith angle were measured. The results
are in good agreement with the previous measurements
and calculations, and give, at depths between 3700m
and 3900m a vertical ux of
9:8 410 9cm 2 s 1 sr 1 .
The background due to radioactive 40K and bioluminescence in the water is 600150 photons.cm 2.s 1.
We note that this is an upper limit because, since the
phototubes were suspended from the ship, the vertical
motion is a source of excitations for various living organisms, giving very high values for the bioluminescence
compared to anchored phototubes
11.7 Mechanical tests
During three oceanographic cruises from 89 to 92, three
prototypes of possible detectors having di erent geometrical con gurations have been tested. Two Aluminum prototypes constructed in Kiel are undergoing
deployment tests starting in 1995. Several new tests, of
two oors at the beginning, in shallow water and in the
deep sea, are foreseen. These tests, as well as the results of the rst tower, will allow us to choose the nal
design for the construction of the following towers .
11.8 PMT and Optical Module tests
The 168 PMT's that have been baught have undergone
extensive systematic tests [1]. Those that did not meet
speci cations were returned to the factory and repaired.
Single photoelectron response and TTS (transit time
spread) for all tubes are tested. The typical TTS measured value is 5.5ns. The PMT response as a function of
the position of the incident light is nearly uniform inside
the region of the photocathode (jj < 63 ). Typically,
the measured dark counts are below 10 kHz, and always
below the 40 kHz stated as a maximum in the manufacturer speci cations. The measured prepulses are less
than 2.0%, while late and after pulses are below 3%.
Linearity studies show that for the chosen supply voltage the PMT signal displays a good linearity for pulses
up to 100 photoelectrons. Response studies are continuing in order to de ne the optimum working point of
the PMT.
Pressure tests of the optical module, connectors,
cables are under way. Test deployments of optical modules and calibration spheres took place and others are
in preparation.
The response of optical modules to C erenkov light
is being tested in a water- lled tank at a muon beam
at CERN and with cosmic rays.
12 Long term projects
12.1 The km3 detector
In order to study the physics items listed in section 1,
and to obtain a better sensitivity on the physics subjects
that we will have started studying with one tower, a
bigger detector and/or a detector with a lower energy
threshold is needed.
The de nition of the detector parameters in order
to study each physics subject may be done using the
uxes predicted by the theoretical models. In the absence of any model one can try to de ne a detector with
a sensitivity signi cantly greater than already existing
detectors. Financial and technological considerations
would be severe constraints. In a rst approach, one
should push these constraints as far away as possible.
The best design of the next generation detector
could be made by assembling several detectors, as they
are actually projected, spaced by 100-200m. This would
be, for instance, a network of towers and strings, as described in chapter 1 of volume 1, reaching a surface
of 1 km2. With a detector of this size the search for
the non-baryonic dark matter would be performed using not only the Earth core as a source but also the
Sun. This would enlarge considerably the domain of
the phase space of the parameters to be explored. The
search of galactic sources would gain in sensitivity and
it would be possible to detect the Active Galactic Nuclei
as individual sources of 's (see also [40, 41]).
Inside such a detector a second one with a volume of a few 105 m3 and with an energy threshold of
a few hundreds of MeV could allow us to reach a sensitivity an order of magnitude greater than that of SuperKamiokande. The total mass of such a detector will
contain a few 1035 nucleons and, then, the sensitivity
needed to detect the nucleon decay as predicted by the
super-symmetrical models could be reached in a few
years.
The detection of 's from extra-galactic Supernov(as Andromeda for instance) needs a detector of
at least 105 m3 equiped with 104 optical modules.
In conclusion, the next generation detector should
occupy a volume of 1 km3 and should be equipped with
at least 105 optical modules. Its structure must be
multi-modular with a core with a higher density of optical modules and with external regions with lower density of light detectors. This will consitute a formidable
challenge from a nancial and technological point of
view. For this reason it cannot be materialized without
the collaboration of the institutes which are now participating to the realization of the various actual projects,
which may be considered as prototypes of the future
detector.
Since 1994 the project was initialized and discussed in several meetings (Venice, Saclay, Berkeley).
The OECD Megascience Forum discussed such projects
[42]. The members of BAND (for Baikal, AMANDA,
NESTOR, DUMAND) have decided to create some working groups on various scienti c and technical subjects.
A technical and a scienti c workshop take place in 1996.
12.2 Acoustic Detection studies
The acoustic detection of elementary particles was suggested in the '50s [43] . A possibility of deployment of
the deep ocean acoustic detector to search for ultrahigh
energy (UHE) 's ( with energies above 10 PeV ) has
been discussed almost 20 years ago [44] , The prediction
of considerable UHE uxes from AGN [45] supported
much the idea of deployment of the large-scale cosmic
detectors and in particular, the acoustic telescope
[46] .
The deep underwater acoustic telescope SADCO
(Sea Acoustic Detector of Cosmic Objects) with a threshold energy above 5 PeV was suggested to be deployed
at the NESTOR site [47] .
The search for UHE 's via detection of an acoustic bipolar pulse caused by the expansion of the water
due to the highly localised heating caused by the energy
deposit in electron-hadron cascades is the main goal of
the SADCO project. The cascades are initiated by in-
teractions of 's of all avours with nucleons in matter
and particulary by the resonance interactions of e with
electrons The advantage is that, in the frequency of
10{20 kHz, the attenuation length is of the order of a
few kilometers. The ducial volume of the SADCO
telescope should be the order of 108 109m3 if tens of
events per year caused by 's with the resonance energy
are to be measured. The sound pressure level and the
duration of the bipolar pulse produced by the electronhadron cascades as well as acoustic noise conditions at
the SADCO site are important parameters.
The results of the preliminary measurements of
the acoustic background at depth of 4 km at the NESTOR
site and calculations of the characteristics of the acoustic pulses produced by the electron- hadron cascade
with an energy of 10 PeV as well as future plans are
presented in detail in [1].
Acknowledgements
I wish to thank the organizers of this conference and I
am indebted to my colleagues of the NESTOR collaboration, whose contributions in [1] I used in writing this
paper.
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