Interfaces and Free Boundaries 4, (2002) 137–165
From SBD to SBH: the elastic-plastic plate
DANILO P ERCIVALE†
Dipartimento di Metodi e Modelli Matematici, Università di Genova, Piazzale Kennedy,
Fiera del Mare, Padiglione D, Genova, Italia
AND
F RANCO T OMARELLI‡
Dipartimento di Matematica Francesco Brioschi, Politecnico, Piazza Leonardo da Vinci 32,
20133, Milano, Italia
[Received 18 October 2000 and in revised form 17 September 2001]
A description of a flat elastic perfectly plastic plate is obtained as a variational limit of a thin elastic
3D body with damage at small scale. A model of a rigid plastic slab is described in a similar way.
Keywords: Free discontinuity problems; Γ -convergence; bounded deformation; elasticity and
damage.
0. Introduction
The asymptotic behaviour of variational integrals depending on vector-valued functions with free
discontinuities may describe damaged thin structures by mean of dimension reduction in the
framework of Γ -convergence.
In this paper we derive a variational model of an elastic-plastic plate with flat unstressed
configuration by an asymptotic analysis of a thick elastic body with small mesoscopic cracks. We
also study the case of a rigid plastic slab.
The elastic-perfectly plastic behaviour of a plate undergoing small deformations has been
studied by coupling bulk energy of elastic type and plastic energy concentrated on a priori unknown
yield lines: existence and regularity of minimizers that are Special Bounded Hessian functions
(SBH) have been proved in several papers [14–17, 43]. A simplified model of such stored energy is
given by a functional of the following kind:
|[Dw]| dH 1 ,
(0.1)
|∇ 2 w|2 dL2 + H 1 (S Dw ) +
Σ
S Dw
where Σ ⊂ R2 is the reference configuration of the plate, w ∈ SBH(Σ ) is the scalar-valued
transverse displacement, ∇ 2 w is the absolutely continuous part of D 2 w and S Dw denotes the
singular set of Dw, L and H denote, respectively, the Lebesgue and Hausdorff measure.
The stored energy of elastic bodies with small cracks undergoing small deformations can be
described in the frame of Special Bounded Deformation functions (SBD). We introduce here the
†
‡
Email:
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c Oxford University Press 2002
138
D . PERCIVALE & F. TOMARELLI
following model of the related stored energy:
2
3
2
|[v] ⊙ νv | dH 2
|E(v)| dL + H (Jv ) +
(0.2)
Jv
U
where the open set U ⊂ R3 is the reference configuration of the body, v : U ⊂ R3 → R3 is a
vector field with special bounded deformation (that is to say, v belongs to SBD(U )), E(v) is the
absolutely continuous part of the linear strain tensor e(v) = sym Dv, Jv is the jump set of v (the
points x where v has two different one-sided Lebesgue limits v+ (x), v− (x) with respect to a suitable
direction νv (x)), while [v] = v+ − v− and ⊙ denotes the symmetric tensor product.
The first term in (0.2) represents the elastic energy in undamaged regions, the second one is a
surface energy (area of material surfaces where damage occurs [32]), and the third one describes
a weak resistance of the material to compression or crack opening and is related to the Barenblatt
model of damage [7]. The last term allows us to deal with nontrivial loads, even without artificial
confinement of the body.
A stored energy similar to (0.2), but without the third term, has been introduced and studied
in [3, 9]. For a different but related approach to the coupling of damage and strain in one dimension
see [10]. On this subject we refer also to [27–29, 45].
Minimization of (0.2) is the linearized version of minimization of the nonlinear elastic energy
coupled with a surface energy according to the Barenblatt model of quasi-static formation of cracks
[7, 12]: note that the linear growth in the third term of (0.2) is essential in the analysis, since sublinearity would prevent coerciveness even in BD frame, while subadditivity is necessary in order to
have semi-continuity [11: Proposition 7.1].
In this paper we study a variational relationship between the functionals (0.1) and (0.2) by
showing that the elastic perfectly plastic energy (0.1) of the plate is the variational limit (as ε → 0+ )
of the fracture-elastic energy of a three-dimensional body with thickness of order ε described as
follows, where appropriate weights are given to the various terms in (0.2): we set Σ ε = Σ × (−ε, ε)
and
ε2 2
3
|[v] ⊙ νv | dH 2 .
(0.3)
|E(v)|2 dL3 +
H (Jv ) + ε
2 Σε
2
Jv
We prove that minimizers of energy (0.1) are limit of minimizers of (0.3) as the thickness 2ε goes
to zero, and that ε−3 rescaled energy (0.3) converges to (0.1), without a priori assuming any formal
asymptotic expansion of (0.3) minimizers. Our proofs are valid for general bulk loads. Here, for
simplicity, the analysis is detailed assuming homogeneous Dirichlet boundary conditions.
Additional information about functional (0.3) with small but strictly positive ε can be obtained
by the recovery sequence (5.23) defined in Section 5: the total energy of such recovery sequence
energy exhibits an excess from minimality of order ε 3 .
Concrete slabs undergoing small deformations are sometimes described as thin plates whose
elastic deformation turns out to be irrelevant if compared with plastic flow occurring along a priori
unknown plastic-yield lines [41]. Such situation can be modelled [17] by coupling rigid transverse
deformations with plastic hinges along an unknown pattern of lines, and assuming that on these
lines the deformation is continuous but the gradient may have jump discontinuity of rank 1: the
stored energy of the slab is then
H 1 (S Dw ) +
|[Dw]| dH 1 ,
(0.4)
S Dw
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
139
where Σ ⊂ R2 is the reference configuration of the slab, and w ∈ SBH(Σ ) is the scalar-valued
transverse displacement and satisfies the constraint ∇ 2 w ≡ 0 in Σ , that is to say, w is a piecewise
affine function in Σ .
Here we show that energy (0.4) is the variational limit of an energy of an elastic 2 ε-thick elastic
board with small cracks, analogous to (0.3) but with a differently weighted first term:
ε−1
Σε
|E(v)|2 dL3 +
ε2 2
H (Jv ) + ε
2
Jv
|[v] ⊙ νv | dH 2 .
(0.5)
The main results are Theorem 2.1 (asymptotic behaviour of the constant in Korn–Poincaré
inequality as the open set shrinks in one single direction), Theorem 3.1 (existence of minima of
the approximating problems provided a safe load condition is fulfilled), Theorem 3.4 (variational
approximation of the plate energy) and Theorem 3.6 (convergence of minimizers to equilibria of the
elastic plastic plate), Theorem 3.8 (safe load condition for equilibrium of an elastic plastic plate)
and Theorem 4.2 (variational approximation of the rigid plastic slab). The techniques of this paper
rely on Γ convergence methods [21, 23].
The coupling of bulk energy and surface energy causes the main difficulty in the analysis
since none of energies (0.1)–(0.5) is convex. We cannot use a straightforward scaling of the
Korn–Poincaré inequality, since a dilation of the plate thickness does not map the space of rigid
displacements into itself: to overcome this difficulty, we show explicitly the asymptotic behaviour
of the constant appearing in the inequality, as the plate thickness goes to 0.
Moreover, we never consider thickness averages (which could jeopardize the functional frame of
allowed damage, since the projection of vertical cuts with finite total area may have infinite length),
but we study the approximating functionals in a fixed re-scaled domain (blow-up of the thin plate
and slab).
We emphasize that all the results are proved without assuming the Kirchhoff cinematic
restriction e(v) · n = 0 (see [33, 39]; obviously such restriction can be skipped in the purely
elastic case too, see [1]). In the last section we show some analogies and differences in the analysis
if Kirchhoff assumption is made: Theorem 6.2 and Remark 6.3 clarify the gap between the two
frameworks.
Actually, by assuming Kirchhoff cinematic restriction, we are able to deduce a quantitative
estimate on the amount of damages (see Theorem 6.4). Such estimate may be interpreted as an
analytical deduction of the fact that cracks compatible with equilibrium have a smaller size than the
Griffith critical length [32].
The one-dimensional problem (approximation of an elastic plastic beam via micro-cracked thin
rod) has been studied in [37] (flat beam with Kirchhoff hypothesis) and [38] (curved beam with
Kirchhoff hypothesis). Boundary value and obstacle problems with energy (0.2) are studied in [20].
In the elastic context (both for plates and beams) and the Sobolev spaces framework (without
allowing fractures in the approximating problems, and hence without plasticity in the limit problem)
a statement analogous to Theorems 3.4, 3.6 was proved by [18] (see also [19]).
The purely plastic frame for plates was studied in [36]. The approximation of membrane and
thin films (obtained by different weights in (0.3)) is dealt with in [12, 13, 31].
Regularity for essential minimizers of energy (0.1) with prescribed transverse load and Neumann
boundary condition were proven in [16] under smallness condition of the load in L q (Ω ) with q > 2:
140
D . PERCIVALE & F. TOMARELLI
in such case energy (0.1) for a minimizer can be written as
|D 2 w|2 dL2 + H1 (S Dw ) +
Σ \S Dw
S Dw
|[Dw]| dH1
(0.6)
with w ∈ C 0 (Σ ) ∩ C 2 (Σ \ S Dw ) and H1 ((S Dw ∩ Σ ) \ S Dw )) = 0: that is, closing S Dw in Σ does
not increase length.
Regularity for minimizers of energy (0.4) with prescribed transverse load and Neumann
boundary condition were proven in [17] under smallness condition of the load in L q (Ω ) with q > 2:
in such case energy (0.4) for a minimizer can be written as
1
H (S Dw ) +
|[Dw]| dH1
(0.7)
S Dw
where w ∈ C 0 (Σ ) is affine in each connected component of Σ \ S Dw and H1 ((S Dw ∩ Σ ) \ S Dw )) =
0.
The paper has the following sections:
(1) Functional framework
(2) Asymptotic behaviour of the best constant in the Korn–Poincaré inequality for an ndimensional cylinder whose height tends to null
(3) Approximation of the linear elastic plastic plate (LP)
(4) Approximation of the rigid plastic slab (RS)
(5) Proofs of convergence results
(6) Some remarks about the Kirchhoff cinematic restriction
1. Functional framework
We denote by U an open bounded subset of Rn with Lipschitz boundary; by Ln the n-dimensional
Lebesgue measure and by {ei } the canonical basis of Rn . For a given set Q ⊂ Rn we denote by ∂ Q
its topological boundary, by H m (Q) its m-dimensional Hausdorff measure and by |Q| its Lebesgue
outer measure; p ′ = p/( p − 1) denotes the conjugate exponent of any p ∈ [1, +∞]. We denote by
Bρ (x) the open ball {y ∈ Rn ; |y − x| < ρ}, and we set Bρ = Bρ (0). Moreover, s ∧ t = min{s, t},
s ∨ t = max{s, t} for every s, t ∈ R. spt denotes the support of a distribution.
−1
v dx ∀L—measurable set Q, and L—integrable function v in Q.
v dx = |Q|
Q
Q
Mk,n denotes the k ×n matrices and Ik the identity matrix
in Mk,k ; given vectors a = {ai }, b = {bi },
and matrices A = {Ai j }, B ={Bi j }, we set a · b = i ai bi , (a ⊗ b)i j =
ai b j , (a ⊙ b)i j =
1/2 (ai b j + a j bi ), (A · b)i =
k Aik Bk j , A : B =
i Ai j bi , (AB)i j =
j Ai j b j , (b · A) j =
2 = 1}.
2 = a · a, |A|2 = A : A = sup{
B
A
B
:
A
B
,
|a|
i
j
i
j
i
j
i
j
ij ij
ij
ij
We say that a subset E of Rn is countably (Hn−1 , n − 1) rectifiable if (up to a set of vanishing
Hn−1 measure) it is the countable union of C 1 images of bounded subsets of Rn−1 ; if in addition
Hn−1 (E) < +∞ then we say that E is (Hn−1 , n − 1) rectifiable.
For p ∈ [1, +∞], and Y a finite-dimensional space, we denote by L p (U, Y ) and by W 1, p (U, Y )
the Lebesgue and Sobolev spaces of functions with values in Y , endowed with the usual norms · L p
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
141
and · W 1, p respectively. M(U, Y ) denotes the space of the bounded measures on Ω with values
in Y .
For brevity, we write L p (U ), W 1, p (U ), M(U ) when Y = R.
| · |M denotes the total variation of a measure in M(U, Y ), i.e.
0
2
|µ|M =
ϕi j dµi j : ϕi j ∈ C0 (U ),
d|µ| = sup
ϕi j 1 in U .
U ij
U
ij
m
s
a
µa = ddµ
Lm is the absolutely continuous part of µ with respect to L and µ = µ−µ is the singular
part.
If O ⊂ U is any open set, then |µ|M(O) is defined in the same way, with ϕi j ∈ C00 (O), and we
define a Borel measure |µ| by setting for every Borel set B ⊂ U
|µ|; B ⊂ O, O open .
|µ|(B) = inf
O
Let v : U → Rk be a Borel function, (we write v in the scalar case, k = 1); for x ∈ U and
z ∈ Rk = Rk ∪ {∞} (the one-point compactification of Rk ), we say that z is the approximate limit
of v at x, and we write
if, for every g ∈ C 0 (Rk ),
z = ap lim v(y),
y→x
g(z) = lim
Bρ (x)
g(v(y)) dy
|Bρ |
ρ→0
.
Sv := {x ∈ U : ap lim v(y) does not exist}
The singular set
y→x
is a Borel set; for brevity we denote by v : Ω \ Sv → Rk the function
v(x) = ap lim v(y).
y→x
Let x ∈ U \ Sv s.t. v(x) ∈ Rk : we say that v is approximately differentiable at x iff there is a k × n
matrix ∇v(x) s.t.
|v(y) − v(x) − ∇v(x)(y − x)|
ap lim
= 0.
y→x
|y − x|
If v is a smooth function then ∇v coincides with the classical gradient.
We recall the definition of the space of functions with bounded variation in U with values in Rk :
BV(U, Rk ) = {v ∈ L 1 (Ω , Rk ) : Dv ∈ M(U, Mk,n )}
v BV U = v L 1 (U ) +
|Dv|
U
where Dv = D j vi
i=1,..k
j=1,..m
denotes the distributional derivatives of v.
In the one-dimensional case (n = 1) we shall use the notation v̇ in place of ∇v and v′ instead of
Dv. To simplify notation we set, for any n 1,
v,i :=
∂v
= Di v = Dv · ei
∂ xi
∇i v := (ei · ∇) v
For every v ∈ BV(U Rk ) the following properties hold:
i = 1, . . . , n.
142
D . PERCIVALE & F. TOMARELLI
(BV1) v(x) ∈ Rk for H n−1 almost all x ∈ U \ Sv (see [46: 5.9.6]);
(BV2) Sv has null Lebesgue measure and is countably (H n−1 ; n − 1) rectifiable (see [46: 5.9.6]);
(BV3) ∇v exists a.e. in U and coincides with the Radon–Nikodym derivative of Dv with respect to
the Lebesgue measure (see [30: 4.5.9(26)]);
(BV4) for H n−1 almost all x ∈ Sv there exist ν = νv (x) ∈ ∂ B1 , v+ (x), v− (x) ∈ Rk (outer and inner
trace, respectively, of v at x in the direction ν) such that (see [46: 5.14.3] and [30: 4.5.9(15)])
|v(y) − v+ (x)| dy = 0,
(1.1)
lim ̺−n
̺→0+
lim ̺−n
̺→0+
|Dv|M
U
{y∈B̺ (x);(y−x)·ν>0}
|v(y) − v− (x)| dy = 0,
(1.2)
|v+ (x) − v− (x)| dH n−1 (x);
(1.3)
{y∈B̺ (x);(y−x)·ν<0}
∇v(x) dx +
(BV5) by setting jv = (v+ −v− )⊗νv dH n−1
Sv
Sv , Cv = (Dv)s − jv , we have the decomposition
Dv = ∇v dx + jv + Cv .
The space of vector fields with bounded deformation has been introduced to deal with
variational problems in perfect plasticity (see [42, 44]):
BD(U ) = {v ∈ L 1 (Ω , Rn ) : e(v) := 12 (Dv + (Dv)T ) ∈ M(U, Mn,n )}
v B D(U ) = v L 1 (U ) +
|e(v)|.
U
BD(U ) is the dual of a separable Banach space. For any v ∈ BD(U ) we define
Jv := {x ∈ Sv : ∃v+ (x), v− (x) ∈ Rn , νv (x) ∈ ∂ B1 (0), s.t. (1.1), (1.2) hold with k = n}
which is the subset of the singular set where v has one-sided approximate limits with respect
to a suitable direction νv ‘normal’ to Jv . Jv is called the jump set of v and plays a role
analogous to the singular set Sv in the theory of BV functions (see [3]).
We notice that for v ∈ BV(U, Rk ), the set Sv \ Jv is H n−1 negligible, while it is not known
whether the same property holds in BD(U ). Moreover, for every v ∈ BD
(BD1) the linear strain tensor e(v) has the following decomposition:
e(v) = ea (v) + es (v) = E(v) dx + e j (v) + ec (v)
where ea (v) = E(v) dx and es (v) are respectively the absolutely continuous and the singular
part of e(v) with respect to Ln ; e j (v) , ec (v) are respectively the restriction of es (v) to Jv and
the restriction of es to its complement (say the jump and Cantor part of e(v)).
Throughout the paper we denote by div v = Tr E(v) the absolutely continuous part of the
distributional divergence of v.
(BD2) E(v) can be interpreted as an approximate symmetric differential ([3: Theorem 4.3]):
|(v(y) − v(x) − E(v) · (y − x)) · (y − x)|
1
dy = 0
Ln a.e. x ∈ U.
lim n
+
|y − x|2
̺→0 ̺
B̺ (x)
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
143
(BD3) Jv is a Borel set with null Lebesgue measure and is countably (H n−1 , n − 1) rectifiable (see
[3: Proposition 3.5]), and there are νv = νv (x) ∈ ∂ B1 , v+ (x), v− (x) (respectively geometric
measure theory normal, outer and inner trace in the ν direction) Hn−1 a.e. in Jv , s.t.
e j (v) = (v+ − v− ) ⊙ νv Hn−1
Jv ,
and the jump part e j (v) can be represented on every Borel set B by the formula
[v] ⊙ νv dH n−1 ,
where [v] := v+ − v− .
e j (v)(B) =
B∩Jv
(BD4) If R denotes the set of rigid displacements (the affine maps of type A · x + b where A ∈ Mn,n
is skew-symmetric and b ∈ Rn ), then ([42: Proposition 2.2, 2.3 p. 155] and [3: Theorem 3.1])
for every bounded connected open set U with Lipschitz boundary, and every continuous
linear map R : BD(U ) → R which leaves fixed the elements of R, there is a constant
c1 = c1 (U, R) such that
v − R(v) L n/(n−1) (U ) c1 (U, R)|e(v)|(U )
∀v ∈ BD(U ).
(BD5) If ψ is a continuous semi-norm on BD(U ) and a norm on R, then ψ(v) + U |e(v)| is a norm
on BD(U ) equivalent to · BD(U ) . In particular
(BD6) (Korn-Poincaré inequality) If U is the unit cube (−1, 1)n and ∂l U denotes its lateral boundary
{x ∈ ∂U : xn = ±1}, then there is a constant c2 = c2 (U ) such that
|v| dHn−1
∀v ∈ BD(U ).
v L n/(n−1) (U ) c2 (U ) |e(v)|(U ) +
∂l U
The constants in BD4, BD6 are invariant by dilations ( εU , ε > 0 ) of the cube.
(BD7)
BD(U ) ⊂ L s (U ) ∀s ∈ [1, n/(n − 1)] with compact embedding if s < n/(n − 1).
In the study of elastic–perfectly plastic plates the spaces BH(Ω ) (functions with bounded
Hessian) and SBH(Ω ) have been introduced and studied in [14, 26, 40];
BH(U ) = {v ∈ W 1,1 (U ) : D 2 v ∈ M(U, Mn,n )} = {v ∈ L 1 (Ω ) : Dv ∈ BV(U, Rm )},
vBH(U ) = v L 1 (U ) + Dv L 1 (U ) + |D 2 v|M .
BH(U ) endowed with this norm is the dual of a Banach space.
Now we recall the definition and main properties of the following spaces: functions with special
bounded variation (see [25]), vector fields with special bounded deformation (see [3]) and functions
with special bounded hessian (see [14]), and point out some of their properties. These spaces
are characterized by the property that some combinations of distributional derivatives are special
measures in the sense of De Giorgi ([24]). We set
SBV(U, Rk ) = {v ∈ BV (U, Rk ) : Cv ≡ 0},
SBD(U ) = {v ∈ BD(U ) : ec (v) ≡ 0},
SBH(U ) = {w ∈ W 1,1 (U ) : Dw ∈ SBV(U, Rn )},
SBV 2 (U ) = {w ∈ SBV(U ) : ∇w ∈ SBV(U, Rn )}.
144
D . PERCIVALE & F. TOMARELLI
We note that v ∈ SBV(U, Rk ) if and only if
v ∈ BV(U, Rk )
where H n−1
and
Dv = ∇v dx + v+ − v− ⊗ νv dH n−1
Sv ,
Sv (B) = H n−1 (B ∩ Sv ) for any Borel set B (see [2]). Moreover (by [9: Appendix])
SBD(U ) ∩ BV(U, Rn ) = SBV(U, Rn ),
SBV(U, Rn ) ⊂ SBD(U ) ⊂ BD(U ).
=
=
We remark that Dw = ∇w in SBH(U ) and in BH(U ), but Dw = ∇w in SBV 2 (U ). We set
S Dw =
n
i=1
S Di w
∀w ∈ SBH(U ),
S∇w =
n
i=1
S∇i w
∀w ∈ SBV 2 (U ),
hence
S Dw = S∇w ,
∆a w = ∇ · Dw,
∀w ∈ SBH(U ).
By definition SBH(U ) is a closed subspace of BH(U ) with respect to the strong norm, while it is
not closed with respect to the w∗ –BH(U ) topology. In addition we have (see [14, 15]):
(SBH1) U |D 2 w| = U |∇ 2 w| dx + S Dw |[Dw]| dH n−1 where [Dv] = (Dv)+ − (Dv)− .
(SBH2) (embeddings) Let U ⊂ Rn (n > 1) be a bounded open set with the exterior cone property.
Then
BH(U ) ⊂ W 1,q (U )
with continuous embedding if q
n
n−1 ;
compact embedding if q <
(1.4)
n
n−1 ,
hence
BH(Ω ) ⊂ L s (Ω )
n
(compactly when the inequality is strict) if n > 2;
for s n−2
for any s 1 (compactly for finite s) if n = 2.
(SBH3) Let U ⊂ R2 be a an open set. If w ∈ BH(U ) has compact support in U , then
1
w L ∞ (U )
|D 2 w|.
4 U
(1.5)
(1.6)
(SBH4) If a bounded connected Lipschitz open set U ⊂ R2 has boundary ∂U which is a union of
finitely many C 2 regular arcs, then
BH(U ) ⊂ C 0 (U ).
(1.7)
(SBH5) (Traces) Let U ⊂ Rn have the same property as in SBH4. Then, two bounded linear maps
exist:
γ0 : BH(Ω ) → W 1,1 (∂Ω ),
γ1 : BH(Ω ) → L 1 (∂Ω )
such that
γ0 (v) = v
,
∂Ω
∂v
γ1 (v) =
∂ N ∂ Ω
for every v ∈ C 2 (Ω ), where N is the outward normal to ∂Ω . Moreover γ1 is onto.
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
145
(SBH6) Let U ⊂ Rn be an open set and w ∈ SBH(U ). Then
∂w
2
s
n−1
S Dw =
(a) (D w) = [Dw] ⊗ ν dH
ν ⊗ ν dH n−1 S Dw ,
∂ν
∂w
2 s
n−1
|[Dw]| dH n−1 =
(b)
,
(D w) =
∂ν dH
S
S
U
Dw
Dw
s
2 s
∆ w ,
(c)
(D w) =
U
U
2
s
s
where ∂w
∂ν = ν · Dw, and (D w) and ∆ w denote respectively the singular part of the
distributional Hessian and Laplacian of v with respect to Ln .
We notice explicitly that C ∞ (Ω ) is neither dense in BH(Ω ) nor in SBH(Ω ) with respect to the
strong topology. Nevertheless, if Ω is strongly Lipschitz, the density holds true with respect to the
intermediate topology associated to the distance
2
2
|D v| .
d2 (u, v) = u − v L 1 (Ω ) + |D u| −
Ω
Ω
2. Asymptotic behaviour of the best constant in the Korn–Poincaré inequality for an ndimensional cylinder whose height tends to null
We describe the asymptotic behaviour, when ε goes to zero, of the constant in a Korn–Poincaré
inequality (of type (BD6)) for a cylinder Ω ε (approximating the plate Ω ), and in general for an
ε-fattened open subset of Rn−1 , by first estimating from above the blow-up rate of such constant
and then by exhibiting a simple example which shows exactly such rate. The body is supposed
to be fixed at the lateral boundary: this fact is analytically imposed by a support restriction of
admissible deformations, which are defined in a set Σ ε bigger than the reference configuration
Ω ε . The following analysis includes Theorem 4.1 in [37] about flat beams.
T HEOREM 2.1 For n 2 let
Ω ⊂ Rn−1 be a non-empty bounded connected Lipschitz open set,
def
Ω ⊂ (−L , L)n−1 = Σ
(2.1)
(2.2)
and set
Γ = ∂Ω , Ω ε = Ω × (−ε, ε), Σ ε = Σ × (−ε, ε), Γ ε = ∂Ω × (−ε, ε)
∀ε ∈ (0, 1]. (2.3)
Then there exists a constant CΩ = C(Ω , L , n) > 0 independent of ε such that
v L n/(n−1) (Ω ε ) CΩ ε−1−1/n |e(v)|(Σ ε ) CΩ ε−1−1/n |e(v)|(Ω ε ) +
Γε
ε
∀ε ∈ (0, 1] and ∀v ∈ BD(Σ ) s.t. spt v ⊂ Ω ε .
1
1 1
|v| dH n−1
v L s (Ω ε ) (2|Ω |) s + n −1 CΩ ε s −2 |e(v)|(Ω ε ) +
Γε
n
∀ε ∈ (0, 1], ∀s ∈ 1,
and ∀v ∈ BD(Σ ε ) s.t. spt v ⊂ Ω ε .
n−1
|v| dH n−1
(2.4)
(2.5)
146
D . PERCIVALE & F. TOMARELLI
Before proving Theorem 2.1, we recall some known results and state some preliminary lemmas.
Let Q = (−1, 1)n be the open cube of Rn , ε > 0. By [42: Theorem 2.1 p. 148, Proposition 2.3,
and Remark 2.5 p. 155–156], it is easy to see that here is a positive constant c, depending only on
n, such that, for every v ∈ BD(ε Q),
n
n−1
|v| dL
|v| dH
c |e(v)|(Q) +
Q
∂Q
n
Q
|v| n−1 dLn
∃w ∈ R(ε Q) :
n−1
n
c |e(v)|(Q) +
s
Q
n
|v − w| dL
1/s
∂l Q
|v| dHn−1
ce(v)(ε Q)
n
.
∀s ∈ 1,
n−1
By scaling (xε = εx, Hn−1 (x) = Hn−1 (xε )/εn−1 , Ln (x) = Ln (xε )/εn ), we get for all v ∈ BD(ε Q)
1
n−1
n
(2.6)
|v| dH
c |e(v)|(ε Q) +
|v| dL
ε εQ
∂(ε Q)
n−1
n
n
n
n−1
(2.7)
|v| dH
|v| n−1 dL
c |e(v)|(ε Q) +
εQ
∃w ∈ R(ε Q) :
εQ
s
n
|v − w| dL
1/s
∂l (ε Q)
cε
1− sn′
|e(v)|(ε Q)
n
.
∀s ∈ 1,
n−1
L EMMA 2.2 For every a, b ∈ Rn the following inequality holds:
ε
|a + bz| dz τ |b|ε 2 + 2(1 − τ )|a|ε
∀ε 0, ∀τ ∈ [0, 1].
(2.8)
(2.9)
−ε
Moreover, if b = 0, then equality in (2.9) holds iff τ = 0; if b = 0, then equality in (2.9) holds iff
a = 0 and τ = 1.
Proof. The case when a = 0 or b = 0 is trivial.
If a = 0 = b then, by convexity of the Euclidean norm we have
|a + bz| |bz| + a · sign(bz)∀z = 0,
|a + bz| |a| + b · sign(a)z
where sign denotes the vector-valued sign function: sign(a) = a/|a|. By integration
ε
ε
ε
bz
· a dz = ε 2 |b|
|bz| dz +
|a + bz| dz
−ε
−ε
−ε |b||z|
and
ε
−ε
|a + bz| dz
ε
−ε
|a| dz +
ε
−ε
a
· bz dz = 2ε|a|
|a|
and (2.9) is a convex combination of the above inequalities.
If b = 0 the statement about equality is trivial.
(2.10)
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
147
A necessary condition for both equalities in (2.10) is that a, b are linearly dependent, say if
b = 0, that a = λb for some λ ∈ R, but in this case
ε+λ
ε
|s| ds = |b|ψ(λ)
|a + bz| dz = |b|
−ε+λ
−ε
ψ ′ (λ)
ε
ψ ′′ (λ)
hence
= 0, iff λ = 0 and
= 2 for |λ| ε. Therefore −ε |a + bz| dz achieves its strict
2
absolute minimum value |b|ε at λ = 0 and this proves the last part of the thesis.
L EMMA 2.3 For every a, b ∈ Rn , we have
√
|a||b|/ 2 |a ⊙ b| |a||b|
and the first inequality is strict iff a · b = 0, the second is strict iff |a · b| = |a||b|.
Proof. For every c, d ∈ Rn : |c| = |d| = 1, we have
|c ⊙ d|2 =
1 2
1 (c · d)2
1 2 2
(ci d j + c2j di2 + 2ci d j c j di ) =
(ci + di2 + 2ci di c · d) = +
4 i j
4 i
2
2
hence
0 < 2−1/2 = min{|c ⊙ d| : |c| = |d| = 1}
|a ⊙ b|
1
|a||b|
∀a, b ∈ Rn \ {0}.
In the following we denote respectively by x = (x1 , . . . , xn−1 ), z and X = (x, z) the variables
in Ω , (−ε, ε) and Ω ε , and we show an estimate for piecewise rigid displacements on Ω ε , related to
a finite partition of Σ ε in small cubes: we consider for every ε > 0 a finite family Q εk of pair wise
disjoint open cubes of size 2ε with edges parallel to coordinate axes and centred in Xk = (xk , 0) so
that
Σ ε = int
Qε k .
k
We fix ε and we drop the index ε whenever there is no risk of confusion.
We denote by ∂l Q k the lateral boundary of Q k , that is the portion of ∂ Q k outside the planes
{z = ±ε}, by v+ , v− the interior and exterior traces of v on ∂l Q k , by R(Q k ) the space of rigid
displacements in Q k and by 1 E (y) = 1 if y ∈ E, 1 E (y) = 0 else, the usual characteristic function
of a set E.
L EMMA 2.4 There is cΩ = c(Ω , L , n) > 0 such that for every w = k wk 1 Q k , with spt w disjoint
from ∂Σ × (−ε, ε) and wk in R(Q k ) ∀k, the following estimate holds:
w L n/(n−1) (Ω ε ) cΩ ε−1−1/n |e(w)|(Σ ε )
∀ε s.t. 0 < ε 1.
(2.11)
Proof. We denote by x, z, (x, z) respectively the variables on Σ , (−ε, ε) and Σ ε .
In the following we denote by the same letter c suitable constants which may change in different
inequalities, but are independent of ε.
Since w is a rigid displacement in each small cube Q k , there are Ak ∈ Mn,n skew-symmetric
matrices and mk ∈ Rn such that
wk (x, z) = Ak · (x − xk , z) + mk
∀(x, z) ∈ Q k , ∀k.
148
D . PERCIVALE & F. TOMARELLI
We denote by Ak ∈ Mn−1,n−1 the skew-symmetric matrix obtained from Ak by dropping the nth
row and the nth column (Ak is equal to Ak trimmed by bk , −bkT and 0), then we get
wk = (Ak · (x − xk ) + zbk , −bk · (x − xk )) + mk
in Q k .
In each Q k we set w(x) = (a(x) + zb(x), −b(x) · (x −xk )) + m(x) where a(x) = Ak · (x − xk ),
m(x) = mk , b(x) = bk ∈ Rn−1 . We set also B(x) = − k bk (x − xk )1 Q k .
Hence a, b ∈ SBV(Σ , Rn−1 ), m ∈ SBV(Σ , Rn ), b is constant on each Q k , ∇x (b) ≡ 0 in Σ ε ,
∇x (m) ≡ 0 in Σ ε , Ex (a) ≡ 0 in Σ ε since wk ∈ R(Q k ), where Ex denotes the 2 × 2 absolutely
continuous symmetric gradient with respect to the n − 1 variables x only. In addition Sa , Sb and Sm
def
are subsets of S = ∂l Q k ∩ Σ ε ∩ {z = 0} and Sw ⊂ S ⊗ (−ε, ε) = S ε .
We may apply property BD6 in the (n − 1)-dimensional cube Σ taking into account Lemma 2.3
and the relationship between Sobolev exponents 1∗ (n) < 1∗ (n − 1): since Ex (a) ≡ 0 we obtain
a L n/n−1 (Σ ) c
b L n/n−1 (Σ ) c
m L n/n−1 (Σ ) c
|[a]| dHn−2 (x)
(2.12)
S
|[b]| dHn−2 (x)
(2.13)
S
(2.14)
S
|[m]| dHn−2 (x).
By (2.12)–(2.14) and Minkowski inequality we get
w
n
L n−1 (Σ ε )
c
ε
−ε Σ
(n−1)/n
(|a| + |ε||b| + |b · (x − xk )| + |m|)n/(n−1) dx dz
n−1
n
{a L n/(n−1) (Σ ) + b L n/(n−1) (Σ ) + m L n/(n−1) (Σ ) }
cε1−1/n (|[a]| + |[b]| + |[m]|) dHn−2 (x).
cε
(2.15)
S
On the other hand, from (2.9) with τ = 1/2 Lemma 2.3 and (2.6) we get
ε2
S
(|[a]| + |[b]|+|[m]|) dHn−2 (x)
ε
c
(|[B(x)]| + |[a + zb]| + |[m]|) dz dHn−2 (x)
ε
S
(|[B(x)]| + |[a + zb]| + |[m]|) dH n−1 (X) c |e(w)|(Σ ε )
c
(2.16)
Sε
and inequality (2.11) follows now by recalling Lemma 2.3 and joining (2.15) with (2.16) times
ε−1−1/n .
Proof of Theorem 2.1. Let now v ∈ BD(Σ ε ) with spt v ⊂ Ω ε . We choose rigid displacements wk
as in Lemma 2.4 such that (2.8) holds in each Q k , with the choice s = n/(n − 1). In particular, we
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
149
choose wk ≡ 0 in each Qk s.t. Qk ∩ Ω ε = ∅. By Minkowski inequality and (2.6), (2.7) we get
v L n/(n−1) (Ω ε )
v − w L n/(n−1) (Q k ) + w L n/(n−1) (Ω ε )
k
c
k
c
|e(v)|(Q k ) +
ε(n+1)/n
c
c|e(v)|(Σ ε ) +
By (2.6), (2.8), taking into account that
1
ε(n+1)/n
Sε
Sε
|[w]|
|w+ − v+ | + |w− − v− | + |[v]| .
|[v]| |e(v)|(Σ ε ), we get
+
+
−
−
|w − v | + |w − v | + |[v]|
Sε
|e(v)|(Σ ε ) + cε −1− n
Sε
1
1
cε−2− n
|w − v| + cε −1− n |e(v)|(Σ ε )
k
cε
−1− n1
Qk
|e(v)|(Σ ε ).
We obtain (2.4) by gathering the previous inequalities together. Inequality (2.5) follows from Hölder
inequality.
1
E XAMPLE 2.5 The rates ε −1−1/n and ε s −2 in (2.5) are optimal since, if n 2, and for x ∈ Σ ,
z ∈ (−ε, ε), we can choose ϕ ∈ C 2 (Σ ) with ϕ ≡ 0, spt ϕ ⊂ Ω and set
v(x, z) = (−z Dϕ(x), ϕ(x))T .
−z D 2 ϕ 0
Clearly, spt v ⊂ Ω ε , v ∈ SBD(Σ ε ), Jvε = ∅ and E(v) =
. Therefore,
0T
0
|E(v)| dx = ε 2 D 2 ϕ L 1 (Σ )
|e(v)| =
Σε
Σε
while, as ε → 0+ ,
Σε
|v|s
1
s
1
1
∼ ε s 2 s ϕ L s (Σ )
which shows that the estimates (2.4), (2.5) are optimal.
3. Approximation of the linear elastic plastic plate (LP)
From now on we deal with the physical situation, say n = 3, x = (x, y), and we assume
Ω ⊂ R2 is a bounded connected Lipschitz open set
(3.1)
Ω ⊂ Σ = (−L , L)x × (−L , L) y
(3.2)
and we set, ∀ε ∈ (0, 1],
Ω ε = Ω × (−ε, ε),
Σ ε = Σ × (−ε, ε),
Γ = ∂Ω ,
Γ ε = Γ × (−ε, ε).
(3.3)
150
D . PERCIVALE & F. TOMARELLI
We denote with x = (x, y) the variables on Ω , with z the variable on (−ε, ε) and with t the re-scaled
vertical variable variable on (−1, 1). For every vector field W : Ω 1 ( respectively Ω ε ) → R3 we
denote with w = (w1 , w2 ) its two horizontal components, with w3 its vertical one and for every
X ∈ Ω 1 ( resp. Ω ε ) we set X = (x, t) and X = (x, z) with x = (x, y) ∈ Σ , t ∈ (−1, 1) and
z ∈ (−ε, ε) respectively.
Ω ε will be the reference configuration of a thick elastic plastic body which we will assume
loaded by a dead force field Fε , not necessarily perpendicular to the middle surface Ω , such that
ε2
G(x, y)
2
Fε (x, y) =
G = (g1 , g2 , g) ∈ L p (Ω , R3 ), p ∈ [3, +∞].
(3.4)
Without relabelling we denote by Fε and G also their trivial extensions on Σ ε (say spt F ε , spt G ⊂
Ω ε ).
We assume that the stored energy due to a displacement V ∈ SBD(Σ ε ) is given by
G ε (V) =
λ
µ|E(V)|2 + | Tr E(V)|2 dX +
θ ε ([V], νV ) dH 2 (X)
2
JV
Σε
(3.5)
where λ, µ are the Lamé constants, with
µ > 0,
2µ + 3λ > 0,
δ > 0,
γ >0
θ ε (η, ξ ) = ε 2 δ|ξ | + εγ |η ⊙ ξ |.
(3.6)
(3.7)
More explicitly JV θ ε ([V], νV ) dH 2 (X) = ε2 δH2 (JV ) + εγ JV |[V] ⊙ νV | dH2 (X).
Now we introduce the load energy and the total energy associated to the displacement field V:
ε2
L (V) =
G · V dX
F · V dX =
2 Σε
Σε
(3.8)
F ε (V) = G ε (V) − Lε (V)
(3.9)
ε
ε
and we state the weak formulation for the Dirichlet problem (see also [9])
min{F ε (V) : V ∈ SBD(Σ ε ), spt V ⊂ Ω ε }.
(LPε )
T HEOREM 3.1 Assume (3.1)–(3.9) and
3− p
√
3
4 γ |Σ | 3 p
G L p (Ω ) <
CΩ
where CΩ is the constant of Korn–Poincaré inequality (2.4) of Lemma 2.1.
Then the problem LPε achieves a finite minimum.
(3.10)
We notice that a smallness condition on loads, like the safe load condition (3.10), is not only
sufficient but also necessary in order to find solutions of problem LPε , as usual in variational
problems with linear growth (see [6]).
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
151
Proof of Theorem 3.1. F ε is seq. w ∗ BD l.s.c. (see [9]). We apply the same method of Theorem 3.3
in [37] with n = 3 (see [6]) in the set Σ ε , a = ε2 δ, b = εγ . By Theorem 2.1, we get K Σ ε =
CΩ ε−4/3 , say
v L n′ (Ω ε ) K Σ ε |e(v)|(Σ ε )
∀ε ∈ (0, 1), ∀v ∈ SBD(Σ ε ) : spt v ⊂ Σ ε .
Hence
2
ε
1
1
p −1 ε 2+ p G p
Fε L p (Ω ε ) =
L (Ω )
2 G p ε = 2
L (Ω )
(3.10)
γε
b
b
<
=
=
p−3
1 1
1 1
−1− 1p
−
−
−4/3
ε
ε
CΩ (2ε|Σ |) 3 p
CΩ (2|Σ |) 3 p
K Σ ε |Σ ε | 3 p
that is (3.6’) of [37] holds in this case.
From now on we will assume that Greek indices vary in the set {1, 2}, and Roman indices in
{1, 2, 3}, and we will denote with ex and Ex the 2 × 2 tensor field whose components coincide with
the horizontal components of e and E respectively.
For every V ∈ SBD(Σ ε ) we define a vector field U in Σ 1 by a suitable re-scaling, and a family
of functionals E ε to be evaluated on U (so that we can refer to a single fixed domain Σ 1 instead of
varying domains Σ ε ):
U(x, t) = ε−1 v(x, εt , v3 (x, εt)),
x ∈ Σ , z ∈ (−ε, ε), t ∈ (−1, 1),
(3.11)
E ε (U) = ε −3 F ε (V).
We will see in Section 5 that actually such U belongs to SBD(Σ 1 ).
We fix Vε ∈ argmin F ε and Uε (x, t) = (ε−1 vε (x, εt), v3ε (x, εt)). Obviously Uε ∈ argmin E ε
and spt Uε ⊂ Ω ε .
We study the asymptotic behaviour of the family Uε as ε → 0+ with respect to the strong
convergence in L 1 (Σ 1 ) (denoted by σ ). In order to describe the variational limit of functionals
(3.11) it is useful to recall the notion of Γ convergence (see [21, 22]).
D EFINITION 3.2 Let ε > 0, (S, σ ) a complete metric space and I, I ε : S → R ∪ {+∞} a family
of functionals. We say that
Γ (σ − ) lim I ε (s) = I (s)
ε→0+
if and only if the two following conditions are satisfied:
(i)
(ii)
∀s ∈ S
∀s ∈ S
∀εn → 0+
∀εn →
0+
σ
∀ sn −→ s
σ
∃ sn −→ s
lim inf I εn (sn ) I (s) ,
n→∞
lim sup I εn (sn ) = I (s) .
n→∞
The most important consequence of Γ -convergence is convergence of minimizers.
T HEOREM 3.3 ([22: Corollary 2.4 ]) Assume I = Γ (σ − ) limε→0+ I ε . If s ε ∈ argmin I ε and
σ
sε −→ s, then
I ε (s ε ) → I (s) = min{I (s) : s ∈ S}.
152
D . PERCIVALE & F. TOMARELLI
Now we can state the two main results of this section.
T HEOREM 3.4 Assume (3.1)–(3.9) and the safe load condition (3.10). Set
A = {U ∈ SBD(Σ 1 ) : U = (u, u 3 ), u 3 = u 3 (x, y), spt u 3 ⊂ Ω , u(x, y, t) = ζ (x, y) − t Du 3 (x, y)}
2
2 + λ | div ζ |2
2 u |2 + λ |∆a u |2 + 2µ |E (ζ
ζ
)|
dxdy
µ
|∇
x
3
3
Σ 3
λ+2µ
λ+2µ
0
2
E (U) =
+ JU (δ + γ |[U] ⊙ νU | dH (x, y, t) − Σ gu 3 dxdy
if U ∈ A
+∞
otherwise.
Then
Γ (L 1 (Σ 1 , R3 )− ) lim E ε (U) = E 0 (U).
ε→0+
R EMARK 3.5 It is worth noticing that if U = (u, u 3 ) ∈ A then u(., t) ∈ SBD(Σ ) for a.e. t ∈
(−1, 1) and hence ζ ∈ SBD(Σ ), spt ζ ⊂ Ω , spt u 3 ⊂ Ω , νU is a horizontal vector, say (νU )3 ≡ 0 H2
a.e. on JU , and u 3 ∈ SBH(Σ ), since
e(U) = e(u) = e(ζζ ) − te(Du 3 ) = e(ζζ ) − t D 2 u 3 ∈ M(Σ )
a.e. t
whence e(ζζ ) and D 2 u 3 belong to M and, since ex (U) has no Cantor part, u 3 ∈ SBH, ζ ∈ SBD.
In particular, if U = (u, u 3 ) ∈ A and E 0 (U) < +∞, then ∇ 2 u 3 = ∇ Du 3 ∈ L 2 and E(ζζ ) ∈ L 2 .
In addition to Theorem 3.4 it is possible to prove the following result concerning convergence
of minimizers of (LPε ).
T HEOREM 3.6 Assume (3.1)–(3.11). Then, ∀ε ∈ (0, 1], and for every Vε ∈ argmin(LPε ), by
setting Uε (x, t) = (uε , u ε3 ) = (ε−1 vε (x, εt), v3ε (x, εt)) = (ε −1 vε (x, z), v3ε (x, z)), for x ∈ Σ , z ∈
(−ε, ε), t ∈ (−1, 1), we have, up to subsequences,
w∗ −SBD(Σ )
(uε , u ε3 ) −−−−−−−−→ (−t Du 3 , u 3 )
and
E ε (Uε ) −→ G 0 (u 3 )
for a suitable u 3 minimizer of
min{G 0 (w) : w ∈ SBH(Σ ), spt w ⊂ Ω }
where
(LP)
λ
2
2 2
a 2
|∇ w| +
G (w) = µ
|∆ w| dx + 2δH1 (S Dw )
3
λ + 2µ
Σ
1
gw dx.
|[Dw]| dH (x) −
+γ
0
S Dw
Σ
λ
∈ (−1, 1/2) and the stiffness
We notice that (by denoting the Poisson ratio ν = 2(λ+µ)
4 λ+µ
coefficient T = 3 µ λ+2µ the first integral in G 0 recovers exactly the classic linear elastic plate
energy in the undamaged region Σ \ S Dw (see [34]):
λ
1
2
2 2
a 2
|∇ w| +
(1 − ν)|∇ 2 w|2 + ν|∆a w|2 dx
µ
|∆ w| dx = T
3
λ + 2µ
2
Σ
Σ
1
= 2T
|∆a w|2 − 2(1 − ν) det ∇ 2 w dx.
Σ
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
153
R EMARK 3.7 The previous result makes precise in what sense the variational limit of the energies
of 3D thick bodies with damage at mesoscopic scale describes the energy of an elastic plastic plate:
indeed, the limit functional takes into account other terms depending on ζ but, since ζ is un-coupled
with u 3 in E 0 , then the choice ζ ≡ 0 is optimal. So that any minimizer w of G 0 leads to a minimizer
U = (−t∇w, w) of E 0 . The functional E 0 may have higher energy than G 0 on competing vector
fields, nevertheless E 0 has the same minimizers of G 0 in (LP) (which describes the elastic plastic
plate [14–16]), and the energy of minimizers are the same.
This fact is well known for a linearly elastic plate: here we show that, even in presence of free
gradient discontinuities there is no shear in the limit problem as for the Kirchhoff–Love plate.
We conclude with a statement for equilibrium of an elastic plastic flat plate, clamped at the
boundary and subject to transverse loads: actually a similar statement was already given ( [15:
Theorem 4.1]); we observe that, with slightly stronger assumptions (e.g. g ∈ L p , p 3) in order
to provide meaningful approximating problems in BD, the following Theorem 3.8 would be an easy
consequence of Theorems 3.4, 3.6, since E 0 is the Γ limit of equi-coercive functionals. Anyway,
the direct proof is a straightforward application of the direct method in calculus of variation.
T HEOREM 3.8 If µ > 0, 2µ + 3λ > 0, δ > 0, γ > 0, and
gM(Σ ) < 4 γ
(3.12)
then LP achieves a finite minimum.
Proof. G 0 is sequentially w∗ l.s.c. in SBH. The quadratic growth with respect to the absolutely
continuous part of D 2 w (due to µ > 0, 2µ + 3λ > 0) and the linear growth with coefficient γ with
respect to the singular part, together with inequalities (1.6) and (3.12), provide enough coercivity to
compensate the load g. The support constraint is sequentially w ∗ closed.
4. Approximation of the rigid plastic slab (RS)
Now we plug a divergent weight (which blows up as ε → 0+ ) in the first integral of (3.5): as a
consequence we find a stiffer structure in the limit (see [17, 41]).
Throughout this section we assume (3.1)–(3.4) and (3.6)–(3.8) and the safe load (3.10).
We assume that the stored energy due to a displacement V is given by
λ
2
2
ε
−1
θ ε ([V], νV ) dH 2 (X).
(4.1)
T (V) = ε
µ|E(V)| + | Tr E(V)| dX +
2
JV
Σε
and, referring to (3.8), that the total mechanical energy is given by
Λε (V) = T ε (V) − Lε (V).
(4.2)
Now we can state the weak formulation of the Dirichlet problem
min Λε (V) : V ∈ SBD(Σ ε ), spt V ⊂ Ω ε .
T HEOREM 4.1 Assume (3.1)–(3.4), (3.6), (3.8), (3.10), (4.1), (4.2) and ε ∈ (0, 1).
Then the problem RSε achieves a finite minimum.
(RSε )
154
D . PERCIVALE & F. TOMARELLI
Proof. We argue as in the proof of Theorem 3.1.
For every V ∈ SBD(Σ ε ) we define a vector field U in Σ 1 by a suitable re-scaling, and a family
of functionals W ε to be evaluated on U (so that we can refer to a single fixed domain Σ 1 ):
U(x, t) = ε−1 v(x, εt), v3 (x, εt) ,
x ∈ Σ , z ∈ (−ε, ε), t ∈ (−1, 1),
(4.3)
W ε (U) = ε−3 Λε (V).
T HEOREM 4.2 Assume (3.1)–(3.4), (3.6), (3.8), (3.10), (4.1)–(4.3). Set
U = {U ∈ SBD(Σ 1 ) :
U = (u, u 3 ), u 3 = u 3 (x, y), spt u 3 ⊂ Ω , u(x, y, t) = ζ (x, y) − t Du 3 (x, y), Ex (ζζ ) ≡ 0 ≡ ∇ Du 3 },
(δ + γ |[U] ⊙ νU | dH 2 (x, y, t) − Ω gu 3 dx dy if U ∈ U,
0
W (U) = JU
+∞
otherwise.
Then
Γ (L 1 (Σ 1 , R3 )− ) lim W ε = W 0 .
ε→0+
Moreover, if Vε ∈ argmin Λε , then, up to subsequences,
w∗ −SBD(Σ )
Uε = (uε , u ε3 )−−−−−−−−→(−t Du 3 , u 3 )
and
W ε (Uε ) −→ T 0 (u 3 )
for a suitable minimizer u 3 of
min{T 0 (w) : w ∈ SBH(Σ ), spt w ⊂ Ω , ∇ Dw ≡ 0}
where
T 0 (w) = 2δ H1 (S Dw ) + γ
S Dw
|[Dw]| dH1 (x) −
gw dx.
(RS)
Σ
By arguing as in Theorem 3.8 one can prove the following statement.
T HEOREM 4.3 If δ > 0, γ > 0, and (3.12) holds true, then RS achieves a finite minimum.
5. Proof of convergence results
In this section we prove Theorems 3.4, 3.6 and 4.2.
The proof of Theorem 3.5 (approximation of the elastic plastic plate) will proceed in two steps:
in the first one we give a lower bound for the Γ lim inf and in the second one we obtain an upper
bound for the Γ lim sup. We remark explicitly that both estimates are obtained without using any
abstract result of representation for the Γ limit. Then we deal with convergence of minimizers by
proving Theorem 3.6, and eventually the approximation of the rigid plastic plate (Theorem 4.2) is
discussed.
Throughout this section Γ denotes Γ (σ − ) where σ is the strong topology of L 1 (Σ 1 , R3 ).
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
155
Proof of Theorem 3.4 Step 1: lower bound for the Γ limit.
For every V = (v, v3 ) ∈ SBD(Σ ε ), we define a vector field in Σ 1 by U(x, t) =
(ε−1 v(x, εt), v3 (x, εt)) and we set
def
∂u β
α
eαβ (U) = eαβ (V) = 2ε ∂u
xα , xβ = x, y
+
∂
x
∂
x
α
β
def
∂u 3
α
(5.1)
eαt (U) = eαz (V) = 21 ∂u
xα = x, y
∂t + ∂ xα
def
3
ett (U) = ezz (V) = ε−1 ∂u
∂t .
Since V ∈ SBD(Σ ε ) we deduce that e(U) is a measure without Cantor part and therefore e(U) is a
measure without Cantor part too. Then U ∈ SBD(Σ 1 ) but U does not necessarily belong to A. So
we can define
Eαβ (U) def
xα , xβ = x, y
= Eαβ (V) = 2ε ∇β u α + ∇α u β
def
1
Eα t (U) = Eαz (V) = 2 (∇t u α + ∇α u 3 ) xα , = x, y
E (U) def
= Ezz (V) = ε −1 ∇t u 3 .
tt
Moreover, the change of variables
(x, y, z) → (x, y, t) = (x, y, z/ε)
(5.2)
carries JV onto JU , hence, by setting here and in the following νU = ((νU )1 , (νU )2 ), we get
!
where
S = ε−2 |νV |2 + |(νV )3 |2
νU = S −1 ε −1 νV , (νV )3
e.g. (νV )3 = 0 entails νU = νV , while if (νV )3 = 0 then νU is squeezed on the x, y plane as ε → 0.
By the area formula (see [30: Theorem 3.2.22(3)]) we get
dH2 (x, y, z)
JV = S −1 dH2 (x, y, t)
JU
and since θ ε (η, .) is 1-homogeneous we get
θ ε [V], νV dH2 (x, y, z)
JV
=
θ ε ε[u 1 ], ε[u 2 ], [u 3 ], εS(νU )1 , εS(νU )2 , S(νU )3 S −1 dH2 (x, y, t)
JU
=ε
θ ε ε[u 1 ], ε[u 2 ], [u 3 ], (νU )1 , (νU )2 , ε −1 (νU )3 dH2 (x, y, t).
(5.3)
JU
By formulae (5.1)–(5.3), (3.4), (3.8) the functional F ε (V) may be rewritten in terms of U as
follows:
λ
µ|E(U)|2 + | Tr E(U)|2 dx dt
F ε (V) =ε
2
Σ1
+ε
θ ε ε[u], [u 3 ], νU , ε −1 (νU )3 dH 2 (x, t)
(5.4)
JU
−
ε3
2
Σ1
g · u 3 dx dt −
ε4
g · u dx dt.
2 Σ1
156
D . PERCIVALE & F. TOMARELLI
From now on we will use the notation ν(W) instead of νW whenever the label W cannot be read
easily when written as an index.
We have to prove that given U, Uε ∈ SBD(Σ ε ), with ε ∈ (0, 1), and Uε → U in L 1 (Σ 1 ), then
lim infε→0+ E ε (Uε ) E 0 (U).
We may assume that E ε (Uε ) c < +∞ otherwise the inequality is trivial. So we fix, ∀ε ∈
(0, 1), Vε = (vε , v3 ε ) ∈ SBD(Σ ε ), with Uε = (uε , u ε3 ) = (ε−1 vε (x, εt), v3ε (x, εt) such that
Uε → U in L 1 (Σ 1 ),
E ε (Uε ) c.
(5.5)
By E ε (Uε ) = ε−3 F ε (Vε ) we get F ε (Vε ) cε 3 . Then by identity U(x, t) =
(ε−1 vε (x, εt), v3ε (x, εt)), (2.5), BD5–BD7, Lemma 2.3, Hölder and Young inequalities, we get, for
small ε,
ε2
G (V ) cε +
G · Vε dx dy cε 3 + 2(1− p)/ p ε2+1/ p G L p (Ω ) Vε L p′ (Σ ε )
2 Σε
p−3
3
−2/3
ε
ε
2
ε
3
p
p
cε + CΩ 2
ε|Ω | G L (Ω )
|[V ⊙ ν(V ]| dH (X)
|E(V )| dX +
ε
3
ε
Σε
cε3 + CΩ 2−1/6 |Σ |
5 p−6
6p
3
JVε
1/2
|E(Vε )|2 dX
ε 2 G L p (Ω )
Σε
p−3
+ CΩ 2−2/3 ε|Σ | 3 p G L p (Ω )
|[Vε ⊙ ν(Vε )]| dH 2 (X)
cε3 +
µ
6 Σε
J
(5.6)
ε
V
p−3
ε 2
|E(V )| dX + ε CΩ 2−2/3 |Σ | 3 p G L p (Ω )
JVε
|[Vε ⊙ ν(Vε )]| dH 2 (X).
Taking into account that, by | Tr A|2 3|A|2 and λ− < 23 µ,
G ε (Vε )
µ
|[Vε ⊙ ν(Vε )]| dH 2 (X) + ε2 δH 2 (JVε )
|E(Vε )|2 dX + εγ
3 Σε
JVε
the safe load condition (3.10) and (3.7), (5.3), (5.6) yield
Σε
|E(Vε )|2 dx dz + ε
JUε
θ ε ε[u ε1 ], ε[u ε2 ], [u ε3 ], (νUε )1 , (νUε )2 , ε−1 (νUε )3 dH2 (x, y, t) Cε 3
and, by (5.4),
ε 2
Σ1
|E(U )| dx dt +
JUε
θ ε ε[u ε1 ], ε[u ε2 ], [u ε3 ], (νUε )1 , (νUε )2 , ε −1 (νUε )3 dH2 (x, y, t) Cε 2 .
(5.7)
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
157
Then, by using Lemma 2.3 we obtain now
JUε
|[u ε3 ](νUε )3 | dH 2 cε 2 ;
(5.8)
|E(Uε )|2 dx dt cε2
(5.9)
|∇t u ε3 |2 dx dt cε4
(5.10)
Σ1
Σ1
|[Uεα ](νUε )3 + [u ε3 ](νUε )α | dH 2 cε;
(1 + |[Uε ]|) C.
JUε
(α = 1, 2)
(5.11)
(5.12)
JUε
Therefore Uε is bounded in SBD(Σ 1 ) and H2 (JUε ) is bounded too. Hence Uε ⇀ U = (u, u 3 ) in
w∗ SBD; moreover (5.10) implies ∇t u 3 = 0 a.e. in Σ 1 while (5.8) and Corollary 1.3 of [9] entail
2
JU
|[u 3 ](νU )3 | dH lim inf
ε→0
JUε
|[u ε3 ](νUε )3 | dH 2 = 0.
(5.13)
Then spt u 3 ⊂ Ω and
D3 u 3 = E33 (U) dx dt + [u 3 ](νU )3 dH 2 (x, t)
JU = 0
hence u 3 does not depend on z, and by taking into account (5.11),
[u 3 ](νU )3 = [u 3 ] = (νUε )3 = 0.
(5.14)
By using (5.9) and (5.11) it is easy to see that Ex (Uε ), is bounded in L 2 (Σ 1 ), for α, β = 1, 2,
Eα,β (Uε ) ⇀ Eα,β (U) weakly in L 2 , and eα3 (Uε ) → 0 in the strong topology of measures and then
for every ϕ ∈ C00 (Ω ) we have
&Uεα,3
+ Uε3,α , ϕ'
=−
Σ1
(Uεα
ϕ,3 + u ε3 ϕ,α ) dx dt
→−
Σ1
(Uα ϕ,3 + u 3 ϕ,α ) dx dt = 0
(5.15)
say eα3 (U) = 0. Then, by U3 = u 3 (x), we get
u(x, t) = ζ (x) − t Du 3 (x).
(5.16)
So far we have proved that E 0 (U) < +∞ if and only if U ∈ A. Now, by (3.7), (5.3), we have
ε−2
JUε
θ ε ε[uε ], [u ε3 ], νUε , ε−1 (νUε )3 dH 2 δH 2 (JUε ) + γ
JUε
|[Uε ] ⊙ ν(Uε )| dH 2
λ
λµ
|Tr Ex (Uε )|2 = ε−2 min(µ|E(Uε )|2 + |Tr (E(Uε ))|2 )
µ|Ex (U )| +
λ + 2µ
2
ε 2
158
D . PERCIVALE & F. TOMARELLI
where the minimum is taken over the third row and column of the matrix E(Uε ). Then, by (3.11),
(5.4),
λ
E ε (Uε ) = ε−2
(µ|E(Uε )|2 + |Tr (E(Uε ))|2 ) dx dt
2
Σ1
ε
1
gu 3 + εg · uε dx dt
+ ε−2
θ ε (ε[uε ], [u ε3 ], νUε , ε −1 (νUε )3 ) dH 2 −
2 Σ1
JUε
λµ
|Tr Ex (Uε )|2 dx dt
µ|Ex (Uε )|2 +
λ + 2µ
Σ1
ε
1
|[Uε ] ⊙ νUε | dH 2 −
+ δH 2 (JUε ) + γ
gu 3 + εg · uε dx dt
2 Σ1
JUε
2
λµ
2λµ
dx
2µ|Ex (ζζ )|2 +
| div ζ |2 +
|∆a u 3 |2
µ|∇ 2 u 3 |2 +
λ + 2µ
3
λ + 2µ
Σ
2λµ
(div ζ − t∆a u 3 )I2 : Ex (Uε − ζ + t Du 3 ) dx dt
2µ(Ex (ζζ ) − t∇ 2 u 3 ) +
+
λ + 2µ
Σ1
ε
1
|[Uε ] ⊙ νUε | dH 2 −
+ δH 2 (JUε ) + γ
gu 3 + εg · uε dx dt.
(5.17)
2 Σ1
JUε
In the second inequality we exploited cancellation of odd terms in t and the following inequality:
ϕ(A) ϕ(B) + Dϕ(B) : (A − B)) for C 1 , convex ϕ : M2,2 → R, with ϕ(A) = µ|A|2 +
λµ
2
ε
2
ζ
ζ
λ+2µ | Tr A| , A = Ex (U ) and B = Ex (ζ − t Du 3 ) = Ex (ζ ) − t∇ u 3 . Taking into account (5.15)
and (5.16) we get
2λµ
(div ζ − t∆u 3 )I2 } : Ex (Uε − ζ + t Du 3 ) dx dt → 0
{2µ(Ex (ζζ ) − t∇ 2 u 3 ) +
λ + 2µ
Σ1
and by lower semi-continuity we get
ε
ε
2
2
2
ε
|[U ] ⊙ ν(U )| dH
δH (JU ) + γ
lim inf δH (JU ) + γ
ε→0
JUε
JU
|[U] ⊙ ν(U)| dH 2 .
(5.18)
Moreover
ε
1
gu 3 dx dy
gu 3 dx dt + εg · uε dx dy dt →
2 Σ1
Ω
and gathering together (5.17), (5.18) and (5.19) we obtain that
lim inf E ε (Uε ) E 0 (U).
ε→0
(5.19)
(5.20)
Proof of Theorem 3.4—Step 2: upper bound for the Γ limit.
Since ∆a u 3 , div ζ belong to L 2 (Σ ) we can choose U ∈ A, that is U(x, t) = (ζζ (x) − t Du 3 (x),
u 3 (x)), and, for every k > 0, two smooth scalar functions ϕk , ψk defined on Σ such that
λ
1
a
ϕk +
∆
u
(5.21)
3
λ + 2µ
k
2
L (Σ )
λ
1
ψk +
div ζ
(5.22)
.
λ + 2µ
k
2
L (Σ )
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
159
We define now the recovery sequences
Uεk (x, t) = (ζζ (x) − t∇u 3 (x), u 3 (x) + ε2 tψk (x) − 21 (εt)2 ϕk (x))
ε
V (x, z) = (v
ε
(x, z), v3ε (x, z))
where
ε
v (x, z) = εu
ε
(x, z/ε), v3ε (x, z)
(5.23)
=
u ε3 (x, z/ε),
then
L 1 (Σ 1 , R 3 )
Uεk −−−−−−−−→U = (u, u 3 )
as ε → 0+ , for every k > 0.
Moreover (νUεk )3 = 0, [Uεk,3 ] = 0 and, referring to (5.4), (3.11),
εEx (ζζ − t∇u 3 )
E Uεk =
ε2 t
t
∇ψk − ∇ϕk
2
2
E
ε
(Uεk )
t
∇ψk − ∇ϕk
2
−1
2
2
ε
ε ψk − tε ϕk
ε2 t
2
λ
2
2
2
2 µ|Ex (ζζ )| + µ|ψk | + | div ζ + ψk |
=
2
Σ
2
2
ε
ε
2
λ
+
µ|∇ 2 u 3 |2 + µ|ϕk |2 + |∆a u 3 + ϕk |2 + |∇ψk |2 + |∇ϕk |2 dx dy
3
2
3
5
(5.24)
g(u εk )3 + εg · uεk dx dt.
δ + γ |[Uεk ] ⊙ ν(Uεk )| dH 2 (x, t) −
+
Σ
JUε
k
By (5.21) and (5.22) it is easy to see that there exists a constant C dependent of λ, µ but independent
of ε such that, for every k > 0,
lim sup E ε (Uεk )
ε→0
2
λ
λ
2
2
a
2
2
2
µ |∇ u 3 | +
|∆ u 3 | + 2µ |Ex (ζζ )| +
| div ζ |
dx dy (5.25)
λ + 2µ
λ + 2µ
Σ 3
gu 3 dx dy = E 0 (U) + ck −2 .
+ ck −2 +
(δ + γ |[U] ⊙ ν(U)|) dH 2 (x, y, t) −
Σ
JU
Then by a standard diagonal procedure there exists Uεk ε such that Uεk ε → U in L 1 (Σ 1 ) and
lim sup E ε (Uεk ε ) E 0 (U).
(5.26)
ε→0
Theorem 3.4 is proved by summarizing (5.20), (5.26) and Definition 3.2.
Proof of Theorem 3.6—Convergence of minimizers.
Let Vε = (vε , v3ε ) ∈ argmin(LPε ) and Uε (x, t) = ε−1 vε (x, εt), v3ε (x, εt) , then Uε minimizes E ε
and
E ε (Uε ) E ε (0) = 0.
160
D . PERCIVALE & F. TOMARELLI
By arguing as in the proof of Theorem 3.4, we find that (5.6)–(5.15) hold in the present case too, that
there exist ξ ∈ SBD(Σ ), ω ∈ SBH(Σ ) with support contained in Ω such that, up to subsequences,
w∗ SBD(Σ 1 )
(uε , u ε3 )−−−−−−−−→(ξξ − t Dω, ω) = W
and that, by Theorems 3.3, 3.4, W minimizes E 0 (U).
We claim that ξ = 0: the first step is proving that Ex (ξξ ) = 0 ⊗ 0. Indeed if Ex (ξξ ) ≡ 0 ⊗ 0 then
λ
2
2
ξ
ξ
| Tr Ex (ξ )| dx > 0
µ |Ex (ξ )| +
λ + 2µ
Ω
hence by Lemma 2.2 (with ε = 1, τ = 1)
E 0 (W) > E 0 (−t Dω, ω)
which contradicts the minimality of W. We show now that Jξ = ∅: if this identity were false, by
(5.14), ν3 (W) = 0, hence ([30: Theorem 3.2.19])
ν(W) = (ν(Dω), 0)
ν(W) = (ν(ξξ ), 0) = (ν(Dω), 0)
1
on J Dω \ Jξ if t = 0
H a.e. Jξ ∩ J Dω except at most one single value of t,
then Lemma 2.3 and Lemma 2.2 with τ = ε = 1 yield,
0
gω dx
E (W) +
Σ
2
λ
= µ
(δ + γ |[W] ⊙ ν(W)|) dH 2 (x, t)
|∆a ω|2 + |∇ 2 ω|2 dx +
3
λ
+
2µ
Σ
JW
2
λ
|∆a w|2 + |∇ 2 w|2 dx
µ
3
Σ λ + 2µ
1
+
+
−1
1
−1
Jξ ∩J Dω
(δ + γ |[ξξ − t Dω] ⊙ ν(ξξ − t Dω)|) dH 1 (x) dt
1
J Dω \Jξ
(δ + γ |[ξξ − t Dω] ⊙ ν(Dω)|) dH (x) dt
λ
2
2 2
a 2
|∇ ω| +
|∆ ω| dx
> µ
3
λ + 2µ
Σ
(2δ + γ |[∇ω] ⊙ ν(Dω)|) dH 1 (x) +
+
Jξ ∩J Dω
0
=E (−t Dω, ω) +
J Dω \Jξ
(2δ + γ |[Dω] ⊙ ν(Dω)|) dH 1 (x)
gω dx
Σ
which gives a contradiction too. Therefore ξ is a rigid plane displacement field in Σ . Recalling now
that spt ξ ⊂ Ω we have that ξ = 0 in Σ and the proof of Theorem 3.6 is achieved.
Proof of 4.2—Approximation of the rigid plastic plate.
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
161
The proofs of Theorems 3.4 and 3.6 may be easily adapted in order to obtain Theorem 4.2.
Indeed by repeating the same arguments of estimates (5.6) and (5.7) we have that inequalities (5.8)–
(5.12) continue to hold whenever Vε ∈ argmin(Λε ). Moreover, having in mind formulae (4.3), we
have
|E(Uε )|2 dx dt cε3
(5.27)
Σ1
and therefore the technique of the proof of Theorem 3.4 permits to show that the Γ -limit W 0 is
finite if and only if U ∈ A. More precisely, (5.27) yields that Ex (U) = Ex (ζζ ) − t∇ 2 u 3 = 0 ⊗ 0
for a.e. t ∈ (−1, 1), then Ex (ζζ ) = 0 = ∇ 2 u 3 a.e. in Σ , T 0 (U) < +∞ iff U ∈ U and W 0 has the
explicit representation claimed in Theorem 4.2. In order to conclude the proof it is enough to take
into account (5.27) and to repeat the arguments of the proofs of Theorem 3.6.
6. Some remarks about the Kirchhoff cinematic restriction
In this section we assume the usual Kirchhoff cinematic restriction on the deformations of thin
bodies, namely ‘the material fibres orthogonal to the middle surface before loading remain
approximately orthogonal to it after loading and suffer negligible stretching’ [33]. Kirchhoff
restriction can be written in the following way for linearly elastic bodies (see [39]): e(V) · n = 0
where n denotes the prescribed normal to the middle line (or surface). Explicitly, by assuming
(3.1)–(3.3), the cinematic restriction is
e(V) · e3 ≡ 0
in D′ (Σ ε , R3 ).
(6.1)
This hypothesis entails a precise (and simpler) geometric structure of admissible deformations and
fractures, as shown by the following lemma, whose statement is well known and easily achievable
for smooth or Sobolev displacements—but it is proved here for SBD functions.
L EMMA 6.1 Let m = 3, V ∈ SBD(Σ ε ), V = (v, v3 ), v = (v1 , v2 ) such that e(V) · e3 = 0 in the
sense of measures. Then v3 = v3 (x, y) ∈ SBH(Σ ) and there exists ζ ∈ SBD(Σ ) such that
v = ζ − z Dv3 .
JV = Jζ ∪ S Dv3 × (−ε, ε)
up to a set of null
(6.2)
H2
measure.
(6.3)
Moreover ex (V) = ex (v) − z D 2 v3 say, denoting by commas the distributional partial derivatives,
v1 = ζ 1 − zv3,x , v2 = ζ 2 − zv3,y , and
1 ζ
ζ 1,x − zv3,x x
2 (ζ 1,y + ζ 2,x ) − zv3,x y 0
e(V) = 21 (ζζ 1,y + ζ 2,x ) − zv3,x y
(6.4)
ζ 2,y − zv3,yy
0
0
0
0
Ex (V) = E(v) = E(ζζ ) − z∇ 2 v3
div V = Tr ea (V) = Tr Ex (V) = div ζ − z∆a v3 .
(6.5)
(6.6)
Proof. Since V ∈ SBD(Σ ε ) and e(V) · e3 = 0 in the sense of measures we get that Dz v3 = 0,
v1,z = −v3,x , v2,z = v3,y and
v = ζ − z Dv3
v3 = v3 (x, y)
162
D . PERCIVALE & F. TOMARELLI
with ζ , v3 ∈ D′ (Σ ). Since V ∈ SBD(Σ ε ), Theorem 4.5 and Proposition 4.7 of [3] entail v(·, ·, z) ∈
SBD(Σ ) for a.e. z ∈ (−ε, ε) therefore ζ , Dv3 , ∈ SBD(Σ ) by a standard elimination procedure
and
a.e. in Σ ε . By e(Dv3 ) = D 2 v3 we get v3 ∈ SBH. Then (νV )3 = 0 and JV ⊂
(6.2) holds
Jζ ∪ J Dv3 × (−ε, ε): the two sets may differ only where there is cancellation (allowed, for H1
a.e. x, y, for at most one z) then (6.3) is proven. (6.4)–(6.6) follow by differentiating (6.2) and this
concludes the proof.
Let now Fε , G, G ε , F ε , Lε as in (3.4)–(3.9); we consider here the following Dirichlet problem
subject to the Kirchhoff cinematic constraint:
min{F ε (V) : V ∈ SBD(Σ ε ), s.t. spt V ⊂ Ω ε , e(V) · e3 ≡ 0}.
(KLPε )
The same techniques of Section 5 together with (6.1)–(6.6) show
λ
µ|E(V)|2 + | Tr E(V)|2 dX
2
Σε
2
λ
λ
= ε2 µ
|∇ 2 v3 |2 +
|∆a v3 |2 dx + ε2µ
|E(ζζ )|2 +
(div ζ )2 dx
3
2µ
2µ
Σ
Σ
and hence the following statement.
T HEOREM 6.2 Assume that m = 3, (3.1)–(3.10) and (6.1) are satisfied. Then, for every ε > 0,
ε
(KLPε ) admits a solution Vε ∈ SBD(Σ ε ), Vε (x, z) = (ζζ ε − z∇v3ε , v3ε ) such that spt Vε ⊂ Ω
ε−1ζ ε
w∗ −SBD(Σ )
−→
0,
v3ε
w∗ −SBH(Σ )
−→
v3
where v3 is a suitable minimizer of
λ
2
|∇ 2 w|2 +
|[Dw]| dH1 − gw dx dy
|∆a w|2 dx dy+2δ H1 (S Dw )+γ
K(w) = µ
3
2µ
Σ
Σ
S Dw
among all w ∈ SBH(Σ ) such that w = 0 on Σ \ Ω .
R EMARK 6.3 It is worth noticing that for every competing function w
G 0 (w) K(w)
and the equality occurs if and only if either λ = 0 or ∆a w ≡ 0. A direct calculation allows us
to show that in the elastic framework a strict inequality holds also for minimizers of G 0 and K
respectively. Therefore we can say that when λ > 0, even if free gradient discontinuities develop,
one may have
min G 0 < min K
for all loads and shapes such that at least one minimizer u 0 of K fulfills ∆a u 0 ≡ 0. Actually, such
a case may happen: explicit examples can be shown for the elastic plastic beam.
Finally we show an analytical deduction of a quantitative estimate for Griffith critical length
from safe load condition and Kirchhoff assumption: the estimate depends explicitly of the geometry
of the plate and the Lamé coefficients of the material and is dimensionally consistent.
FROM SBD TO SBH : THE ELASTIC - PLASTIC PLATE
163
T HEOREM 6.4 If n = 3 and (3.1)–(3.9) hold, then the safe load (3.10) entails an estimate on the
area of crack for minimizers Vε of problem (LPε )
H2 (JVε ) < 6
γ2
|Σ |ε.
µδ
(6.7)
If Kirchhoff cinematic restriction (6.1) holds too, then the following estimate of the Griffith critical
length follows:
H1 (Jζ ε ∪ S Dv3ε ) < 3
γ2
|Σ |.
µδ
(6.8)
Proof. From p n = 3, 2µ + 3λ > 0, |Ω | < |Σ |, F ε (Vε ) F ε (0ε ) = 0, we get
µ
ε 2
|[Vε ⊙ ν(Vε ]| dH 2 (X) + ε2 δ H 2 (JVε )
|E(V )| dX + γ ε
3 Σε
JVε
ε2
G · Vε dx dy 2(1− p)/ p ε 2+1/ p G L p (Ω ) Vε L p′ (Σ ε )
G ε (Vε ) Lε (Vε )
2 Σε
safe load
|[Vε ⊙ ν(Vε ]| dH 2 (X)
|E(Vε )| dX +
<
γε
Σε
Hölder √
3
2γ |Σ |1/2 ε 2
JVε
Σε
1/2
+ γε
|E(Vε )|2 dX
JVε
|[Vε ⊙ ν(Vε ]| dH 2 (X)
Young µ
γ2
|[Vε ⊙ ν(Vε )]| dH 2 (X) + 6 |Σ |ε3 .
|E(Vε )|2 dX + γ ε
3 Σε
µ
JVε
and (6.7) is proved. Then (6.8) follows from (6.1), (6.7) since Kirchhoff cinematic restriction entails
(6.2), (6.3), that is to say Jvε is the union of ribbons of height 2ε.
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