Evolutionary Anthropology 81
ARTI CLES
This is a corrected version of an article that was published in Vol. 7, No. 3 of Evolutionary Anthropology. In the original version, text was omitted from the
end of the first paragraph on p. 94. Please refer to this version for all future uses. The original citation information remains (Evol Anthropol 7:81–96, 1998).
Variability Selection in Hominid Evolution
RICHARD POTTS
Variability selection (abbreviated as VS) is a process considered to link adaptive
change to large degrees of environment variability. Its application to hominid
evolution is based, in part, on the pronounced rise in environmental remodeling that
took place over the past several million years. The VS hypothesis differs from prior
views of hominid evolution, which stress the consistent selective effects associated
with specific habitats or directional trends (e.g., woodland, savanna expansion,
cooling). According to the VS hypothesis, wide fluctuations over time created a
growing disparity in adaptive conditions. Inconsistency in selection eventually
caused habitat-specific adaptations to be replaced by structures and behaviors
responsive to complex environmental change. Key hominid adaptations, in fact,
emerged during times of heightened variability. Early bipedality, encephalized
brains, and complex human sociality appear to signify a sequence of VS adaptations—i.e., a ratcheting up of versatility and responsiveness to novel environments
experienced over the past 6 million years. The adaptive results of VS cannot be
extrapolated from selection within a single environmental shift or relatively stable
habitat. If some complex traits indeed require disparities in adaptive setting (and
relative fitness) in order to evolve, the VS idea counters the prevailing view that
adaptive change necessitates long-term, directional consistency in selection.
NATURAL SELECTION AND
HOMINID EVOLUTION
Natu ral selection is th e process by
wh ich adaptive stru ctu res are evolved
an d m ain tain ed. As a resu lt of th is
cen tu ry’s u n ion of popu lation biology,
gen etics, an d paleon tology (th e n eoDarwin ian syn th esis), n atu ral selection is regarded as th e m ain cau se of
ch an ge in organ ism s in relation to
th eir su rrou n din gs.1–3 Applyin g th is
prin ciple to h u m an s, paleoan th ropologists h ave looked to n atu ral selection
th eory to accou n t for m an y aspects of
Richard Potts conducts excavations at Olorgesailie and Kanam, Kenya and at Bose, China.
His research at these sites and previous work
at Olduvai Gorge examines the behavior of
early hominids and ecological influences on
evolution. He is director of the Smithsonian’s
Human Origins Program, National Museum
of Natural History, Washington, DC. E-mail:
[email protected]
Key words: variability selection; hominids; environment; adaptation; natural selection; evolution.
h om in id evolu tion . Recen t advan ces
in en viron m en tal scien ces m ake it in creasin gly possible, h owever, to assess
directly th e adaptive settin gs of early
h u m an s. Th is approach en ables a m ore
exact evalu ation of h ow en viron m en tal ch allen ges, an d th u s n atu ral selection , affected early h om in ids. Usin g
en viron m en tal records, m y pu rpose
h ere is to advan ce a n ew idea abou t
h ow selection in flu en ced h om in id evolu tion an d resu lted in com plex adaptive ch an ge.
Natu ral selection depen ds on gen etic variation s, wh ich origin ate idiosyn cratically by m u tation an d recom bin ation . Th e varian ts m ay resu lt in
d iffer en t d evelop m en ta l p a th wa ys,
ph en otypes, an d ways of in teractin g
with en viron m en ts. Natu ral selection
is th e biased reprodu ction of certain
of th ese gen etic altern atives based on
an organ ism ’s ch aracteristics an d in teraction s. Lewon tin 4 defin ed th ree n ecessary an d sufficien t con dition s for n atu r a l selection to op er a te: (1) th e
in dividu als or u n its of selection m u st
vary (e.g., gen etic variation ); (2) som e
in dividu als m u st be m ore fit th an oth ers (differen tial fitn ess); an d (3) th ere
m u st be a correlation between th e
fitn ess of paren ts an d offsprin g (h eritability).
Man y biologists parse th is th ird con dition in to two, addin g th e im portan t
proviso of selective con sisten cy from
on e gen eration to th e n ext: Th u s
(3a) th ere m u st be a correlation
between paren ts an d offsprin g in m orp h ology, p h ysiology, a n d b eh a vior
(ch aracters are h eritable), an d
(3b) th ere m u st be a con sisten t in teraction between th e organ ism an d its
en viron m en t du e to th e in h erited ch aracters; th is in teraction determ in es fitn ess.5
Selective con sisten cy, or lon g-term ,
u n iform selection pressu re, is largely
assu m ed to be th e way by wh ich adaptive com plexity evolves.6-8 Th e con son an t effects of n atu ral selection , gen er a tion a fter gen er a tion , r esu lt in
en viron m en t-specific adaptation .9 As
m an ifested in th e stu dy of h u m an
evolu tion , th is paradigm im plies th at
early h om in ids were ‘‘adapted to’’ a
p a r ticu la r a n cestr a l h a b ita t, som etim es term ed th e en viron m en t of evolu tion ary adaptedn ess.10,11 As I will
explain , h owever, adaptive con dition s
over th e span of h om in id evolu tion
were h igh ly in con sisten t on a local to
global scale. Th is h as im portan t im plication s for ou r u n derstan din g of h om in id adaptation .
ENVIRONMENTAL HYPOTHESES
OF HOMINID EVOLUTION
Cen tral to ou r con cern with n atu ral
selection is th e apparen t fit between
organ ism s an d th eir en viron m en ts. Accordin g to both advocates 3,8 an d critics 12,13 of adaptation ist th in kin g, th e
extern al world sets certain problem s
th at organ ism s solve. Natu ral selec-
82 Evolutionary Anthropology
tion is th e process th at creates th ese
solu tion s. It is a process ‘‘by wh ich th e
organ ism provides a better an d better
‘solu tion ’ to th e ‘problem ’, an d th e en d
resu lt is th e state of bein g adapted.’’12
Applyin g th is th in kin g to h om in id
evolu tion leads to certain qu estion s:
Wh a t wa s th e exter n a l wor ld of
h om in ids like? Wh at problem s did it
pose? Paleoan th ropologists seek to u n derstan d wh y bipedal walkin g, m akin g ston e tools, an d growin g large
brain s were ben eficial. Th e key qu estion is: Wh at adaptive problem s were
solved by th ese im portan t developm en ts?
Virtu ally all en viron m en tal h ypoth eses of h om in id evolu tion an swer th is
qu estion by focu sin g on a specific type
of h abitat. Tradition ally, m ost research ers h ave followed th e savan n a h ypoth esis.7,14–18 Th is states th at adaptation
to drier, cooler, an d m ore open h abitats was th e h allm ark of h om in id evolu tion from th e late Miocen e th rou gh
th e Pleistocen e. Over th e past decade,
p a leon tologists a n d p a leoclim a tologists h ave looked to deep-sea records
to sh ow th at m arked global coolin g
an d dryin g did occu r, m ain ly in a
steplike m an n er. Th e overall tren d is
th ou gh t to h ave favored th e evolu tion
of a r id -a d a p ted ta xa , in clu d in g
h om in ids in Africa.19–23 Th e origin of
bipedality, ston e toolm akin g, in creased
brain size, oth er adaptive tren ds in
Hom o, an d key tu rn over even ts (species origin ation s an d extin ction s) h ave
th u s been lin ked specifically to coolin g, dryin g, an d savan n a expan sion —
th at is, to a stron g expression of th e
glob a l tr en d in Afr ica a n d E u r a sia.18,21,24,25
Yet th e savan n a h ypoth esis h as been
ch allen ged. Data from som e h om in id
sites suggest that the shift to open, grassdom in ated en vir on m en ts h a p p en ed
later th an previou sly th ou gh t.26–29 In itia l p a leob ota n ica l a n d fa u n a l eviden ce from Aram is, E th iopia (ca. 4.4
Ma), su ggests th at th e m ost prim itive
h om in id , Ardipith ecu s ram idu s, 30,31
was associated with a relatively closed,
tree-dom in ated h abitat.32 An atom ical
eviden ce from Sterkfon tein , Sou th Africa (ca. 3.5 to 2.5 Ma), is th ou gh t to
im ply th at Au stralopithecu s african u s
retain ed th e fu n ction al capacity to
clim b trees an d was, in fact, adapted
to forested con dition s.33,34 On th e basis of fossil p ollen d a ta fr om
ARTI CLES
Makapan sgat, Sou th Africa (ca. 3.3 to
3.0 Ma), Rayn er an d colleagu es 35 h ave
cou n tered th e tradition al savan n a h ypoth esis with a ‘‘forest h ypoth esis,’’
wh ich states th at closed vegetation
con dition s played an im portan t role in
th e adaptive evolu tion of early bipeds.
Com parin g forest an d open woodlan d
ch im pan zees, Boesch -Ach erm an n an d
Boesch 36 argu e, m oreover, th at key
h om in id traits—tool u se, h u n tin g, social cooperation , an d food sh arin g—
are m an ifested m ost often in forested
h abitats. Th u s, th ese research ers favor
replacin g th e savan n a m odel with a
forest adaptation m odel of early h om in id evolu tion . Fin ally, based on a record of season al scaven gin g opportu n ities in r ip a r ia n wood la n d s of th e
m od er n Ser en geti, Blu m en sch in e 37
an d Cavallo an d Blu m en sch in e 38 h ave
. . . bipedality,
toolmaking, meat
eating, brain expansion,
and other important
hominid traits are usually
considered to have
evolved in specific types
of environment and
response to the problems
they posed.
proposed th at early m eat- or m arroweatin g toolm akers preferen tially exploited wooded zon es with in th e savan n a m osaic of E ast Africa. An in itial
isotopic stu dy29 sh ows th at h om in id
artifacts from basal Bed II Oldu vai
wer e d ep osited in a C 3 -d om in a ted
zon e, a grassy woodlan d, apparen tly
addin g su pport to th e woodlan d m odel
in on e level at Oldu vai.
Sa va n n a , wood la n d , gla cia l, a n d
oth er h abitat-specific h ypoth eses tie
in well with th e prevailin g view th at
com p lex a d a p ta tion s evolve in r espon se to con sisten t en viron m en tal
situ ation s or tren ds, an d depen d on
con son an t selective resu lts over m an y
gen eration s. Th u s bipedality, toolm akin g, m eat eatin g, brain expan sion , an d
oth er im portan t h om in id traits are
u su ally con sidered to h ave evolved in
specific types of en viron m en t an d respon se to th e problem s th ey posed.
AN ALTERNATIVE VIEW
OF ADAPTIVE CHANGE
A differen t view of h om in id evolu tion stem s from th e fact th at a popu lation m ay face m an y rem odelin gs of its
h abitat over geologic tim e. It m ay th u s
evolve in respon se to a wide ran ge of
adaptive con dition s, expressed over
periods far lon ger th an a gen eration .
Th is view stresses th e in con sisten cy of
selection over lon g tim e span s, an d
th u s departs from th e prevailin g paradigm of adaptive evolu tion via lon gterm direction al selection .39,40
E n viron m en tal records worldwide
in dicate th at flu ctu ation s grew m ore
an d m ore extrem e from th e Miocen e
to Recen t. E xtrem es su ch as glacialin terglacial an d arid-m oist cycles were
m an ifested over lon ger an d lon ger in tervals, u p to 100,000 years or m ore
du rin g th e last h alf of th e Pleistocen e.
I su ggest, th erefore, th at sign ifican t
ch an ges du rin g h om in id evolu tion resu lted n eith er from statistically predictable effects of n atu ral selection
over m an y gen eration s n or from adaptation to an y on e h abitat type or gen eral en viron m en tal tren d. We m ay th u s
con sider two ideas poten tially relevan t
to h om in id evolu tion : First, en viron m en tal variability cau sed stron g disparities in adaptive settin gs over tim e;
secon d, th e resu ltin g in con sisten cies
in n atu ral selection h ad a powerfu l
in flu en ce on evolu tion ary ch an ge. Th e
followin g section s exam in e th ese two
ideas.
EVIDENCE OF ENVIRONMENTAL
VARIABILITY
Th e isotopic record from deep-sea
cores (Fig. 1a) sh ows m arked oxygen
(d18 O) en rich m en t from six m illion
years ago to th e presen t. Th is tren d
in dicates th e presen ce of a m arked
global coolin g tren d associated with
th e growth of glaciers on lan d. Coolin g
was accom pan ied by con tem poran eou s dryin g. Th e overall clim ate cu rve
was com posed, h owever, of m an y in tricate reversals in th e tren d. Th e isotope
data, in fact, sh ow a two-to-th ree-fold
in crease in th e am plitu de of flu ctu ation over th e span of h om in id evolu tion .
Evolutionary Anthropology 83
ARTI CLES
Figure 1. (A) Oxygen isotope curve for the past six million years, based on composite data on
benthic foraminifera from deep-sea cores.95 The measurement, d18O (a ratio between 18O and
16O), is a proxy of global glacial ice volume and related temperature change. The curve shows
an overall trend toward cooling and greater ice volume, especially since ca. 2.8 Ma. The trend
was composed, though, of many deviations, which became larger over time.
(B) d18O variation from the late Oligocene to the present. The total range of variation in d18O is
shown per million years from 27 Ma to the present. Variation of 0.3 to 0.5 parts per mil (ppm) is
evident for most of the Neogene. At 6 Ma, however, climatic variability rose sharply. The
variability continued to increase and rose to 1.9 ppm during the past 1 myr. Although the potential
for diagenetic alteration and damping of the isotopic signal increases with age, the published
data have been screened for diagenetic effects and are considered to reflect the original
oceanic water d18O composition and temperature. Data from references Prentice and Denton,96 Woodruff and coworkers,97 Wright and Miller,98 and Miller and Moutain.99
(C) Climatic variation from 900 ka to present, based on pollen from the Tenaghi Phillipon peat
bog, Macedonia (time scale approximate).42 The climate index is a summation of total tree (T),
pine (P), and oak (Q) pollen: CI 5 T 1 2P 1 4Q, where CI 5 0 indicates arid, treeless steppe; CI 5
400 indicates moist temperate forest. The range of variability becomes larger around 700 ka,
approximately the time of increased variability in the global oxygen isotope curve.
Ocean cores also record th e presen ce of win d-blown con tin en tal du st,
p r oxies for r a in fa ll a n d vegeta tion
cover on lan d. Su ch m easu res, it is
argu ed,21 poin t to a distin ct dryin g
tren d in Africa. Th e data, in fact, dem on strate th at, over tim e, lon ger an d
m ore extrem e cycles of clim atic oscillation were added to th e preexistin g
variability, especially at 2.8 Ma, 1.7
Ma, an d 1.0 Ma.21,41 Accordin g to isotopic an d du st records, in creased flu ctu ation was as m u ch a h allm ark of global
en viron m en t after th e Miocen e as was
th e coolin g-aridity tren d. Oxygen isotope m easu rem en ts back to th e late
Oligocen e (Fig. 1b) stron gly su ggest
th at h om in id evolu tion coin cided with
th e largest recorded clim atic oscillation s of th e late Cen ozoic.
Th e variability eviden t in deep-sea
84 Evolutionary Anthropology
records is paralleled by an equ ally
com plex h istory of rain fall, tem peratu re, an d vegetation on lan d. Based on
E u ropean pollen sequ en ces (Fig. 1c)
an d altern atin g layers of bu ried soil
an d loess (win d-blown silt) in Asia an d
eastern E u rope, sh ifts between den se,
m oist forest an d cold, dry steppe occu rred repeatedly du rin g th e past 1
m illion years over large region s.42–45
Th e size of African lakes ch an ged dram atically over th e last glacial cycle,
rou gh ly coin cidin g with th e sh rin kage
an d expan sion of tropical forest.46 Organ ic-rich layers kn own as sapropels,
wh ich were exu ded in to th e Mediterran ean Sea by th e Nile, fu rth er su ggest
th at sh arp oscillation s in precipitation
a n d vegeta tion p r eva iled over th e
n orth eastern qu arter of Africa du rin g
th e past h alf m illion years.47
Paleoclim ate an alysis h as bu rgeon ed
in recen t years an d h as docu m en ted
th e n early con tin u ou s spectru m of
cycles respon sible for alterin g earth ’s
clim ate (Table 1). With lon ger periodicities, th e scale of en viron m en tal im pact becom es m ore extrem e. Th u s,
wh ile season al variation s in su n ligh t,
rain fall, an d tem peratu re affect m an y
organ ism s, en tire lan dscapes, in clu din g th e distribu tion s of water, trees,
an d an im al popu lation s, h ave been
recon stitu ted by arid-wet oscillation s
tim ed with th e 19-kyr an d 23-kyr precession al variation s in E arth ’s orbit.
Th e glacial cycles, wh ich occu r every
100 kyr, correspon din g with th e period of orbital eccen tricity, h ave im posed an even h arsh er oscillation on
th e en viron m en ts of n orth ern con tin en ts. Between th e season al an d th e
orbital scales, m an y oth er cycles of
diverse wavelen gth h ave been docu m en ted based on localized records of
fossil pollen , sedim en tation , an d tree
growth rin gs.
Th is spectru m of cycles represen ts a
set of sim u ltan eou s wavelen gth s th at
cou ple an d decou ple, m esh an d u n m esh , som etim es a m p lifyin g a n d
som etim es dam pen in g th e clim atic effects of on e an oth er. Th e cycles in teract in ways th at can lead to n on lin ear
or th resh old-type ch an ge. Su ch ch an ge
can in clu de decade-scale oscillation s
between glacial an d warm con dition s
(e.g., th e ‘‘flickerin g switch ’’ of clim ate
alteration recorded in th e Green lan d
ice cores 48 ) between lon g periods of
ARTI CLES
TABLE 1. Part of the Spectrum of
Quaternary Environmental Oscillation,
Indicating Cyclicity (Years) and the
Associated Cause or Effect of Variation
(Variable)39
Years
Variable
1
2–7
22
70
125
600 (1,150,
1,700)
7,000
Annual seasons
El Niño
Solar variations
Warming/cooling
Warming/cooling
Warming/cooling
8,800 (9,200)
10,500
23,000
41,000
100,000
Heinrich events (iceberg discharge)
Vegetation change
Ocean carbonate
fluctation
Orbital variation (precession)
Orbital variation
(obliquity)
Orbital variation
(eccentricity)
stability. Th ey can also in clu de cen tu rylon g sh ifts between cold steppe an d
warm , forested con dition s followin g
tim es of h abitat stability, as recorded
in Qu atern ary pollen records of E u rope an d North Am erica.49–51
Wh ile th e idea of ‘‘cycles’’ seem s to
im ply predictability, paleoclim atologists n ow recogn ize th at th e cycles
com e in an d ou t of ph ase, an d th at th e
tem poral relation sh ip between an y two
cycles (e.g., tropical m on soon an d glacial cycles) is con tin u ou sly sh iftin g.52,53
Th is com plex in teraction m ean s th at
th e im pact of an y given en viron m en tal
variable, su ch as solar radiation du rin g th e 100-kyr-lon g cycle of orbital
eccen tricity, m ay ch an ge con siderably
between on e cycle an d th e n ext. Depen din g on local topograph y, vegetation , an d latitu de, global clim ate factor s wer e, m or eover, r egister ed in
differen t ways across th e globe, resu ltin g in geograph ic variation in th e tim in g an d degree of en viron m en tal alteration . For Pleistocen e Africa, su rface
water an d vegetation m ay h ave been
‘‘ou t of syn ch .’’Th is is su ggested by th e
stran ge discrepan cy between lake levels, wh ich vary on th e precession al
cycle, an d con tin en tal du st records,
wh ich correlate with th e lon ger eccen tricity cycle.54
Volcan ism an d tecton ism h ad stron g
loca l a n d r egion a l in flu en ces, a n d
added greatly to th e idiosyn cracy of
Pliocen e an d Pleistocen e en viron m en tal ch an ge. E ru ption s an d earth qu akes
were respon sible for large, repetitive,
an d n early in stan tan eou s ch an ges in
h ydrology an d soil ch em istry in som e
areas in h abited by h om in ids, su ch as
th e Tu r ka n a a n d Olor gesa ilie b a sin s.55–57 By its effect on atm osph eric
circu lation pattern s, large-scale tecton ism like th at leadin g to th e H im alayan an d Tibetan Plateau u plift also
en h an ced clim ate variability, for exam ple by stren gth en in g th e m on soon al
variation s in Africa.58
BUFFERING OF ENVIRONMENTAL
DISPARITY
Th e adaptive con dition s faced by
Pleistocen e organ ism s were th erefore
n ot especially con sisten t. Th e largest
rem odelin gs of lan dscapes were expressed over lon g span s relative to
in dividu al lifetim es. E pisodes of exten sive ch an ge in vegetation , water, an d
oth er resou rces occu rred between periods of relative stability. Rare, m ajor
sh ifts som etim es occu rred very rapidly.
In gen eral, organ ism s can evolve
two ways of respon din g to h abitat
ch an ge. Th e first is by m obility or
dispersal, ways of trackin g a preferred
h abitat or key resou rce. Most organ ism s are qu ite specific to h abitat or are
depen den t on a particu lar set of life
con dition s, an d m u st keep con tact with
key resou rces du rin g periods of large
h abitat ch an ge. By dispersal an d m obility, th ese organ ism s h ave, in a sen se,
stabilized im portan t su rvival factors
an d ou tcom es of n atu ral selection over
tim e, wh ich is essen tial in cases of
in terspecific depen den ce or coevolu tion .
Th e secon d approach is to broaden
th e ran ge of con dition s in wh ich an
organ ism can live. Adaptive flexibility
can be ach ieved in several ways. On e is
by gen etic polym orph ism , in wh ich
altern ative alleles con fer differen t ph en otypic an d adaptive ben efits. As en vir on m en ta l ch a n ge occu r s, th e fr equ en cy of alleles also ch an ges as a
resu lt of selection at a particu lar tim e
an d place. Th e advan tage of polym orph ism is th at a sh ift in allele frequ en cy
en ables a popu lation of organ ism s to
disperse over con trastin g settin gs or
Evolutionary Anthropology 85
ARTI CLES
TABLE 2. Comparison Between Extinct Large Herbivores of Southern Kenya and Closely Related Surviving Taxa
Last Record in
Southern
Extinct Taxon
Kenya (ka)
Equus oldowayensis
780
Theropithecus
oswaldi
780–601
Hippopotamus
gorgops
601–493
Elephas recki
662–601
Metridiochoerus spp.
(M. hopwoodi,
compactus & cf.
modestus)
990–780
Related
Means of Ecological
Evidence of Specialization
Extant Taxon
Flexibility
Absolute and relative muzzle
breadth larger and beyond the
range of modern E. grevyi very
broad and straight incisal cropping mechanism; large cheek
tooth volume; more hypsodont
than extant zebras.
Enormous body size (males .58kg);
large molars and molarized premolars with complex enamel
shearing surfaces. Progressive
trend to greater body size, molar
occlusal area and enamel complexity near last appearance.
Dental microwear indicative of
less varied diet than earlier
Theropithecus. Hands and feet
with extreme terrestrial adaptations.
Larger body and craniodental
complex than in modern
Hippopotamus; elevated orbits
suggest specialized aquatic
adaptation
Equus grevyi
Flexible social organization responsive to foraging conditions;
capable of browsing.
Papio anubis
Omnivorous diet; body size ,35 kg;
arboreal and terrestrial forager;
variable social group size.
Hippopotamus Long-distance movement between
water bodies; highly flexible social
amphibius
grouping and territoriality.
Specialized features related to
Loxodonta
Less specialized molars; able to
dental shearing of coarse vegetabrowse and graze; long-distance
africana
tion (increased number of enamel
tracking of resources; inhabits
plates/tooth, shortened mandesert to forested habitats.
dibular corpus and symphysis
compared with earlier E. recki);
body size and dental occlusal
area much larger than in modern
elephants; known distribution in
savanna.
Extremely hypsodont M3s; M1–3
Phacochoerus Widespread inhabitant of very dry to
occlusal area up to 2.33 that
moist savanna; not highly depenaethiopicus
dent on water; a grazer but eats
of Phacochoerus; bodies of M.
fruits, shrubs, bulbs, tubers.
compactus and M. hopwoodi
very massive (largest metridiochoeres).
accom m odate to a specific array of
flu ctu atin g con dition s over tim e.
Adaptive flexibility can also be attain ed by widen in g th e gen etic n orm
of reaction . In th is case, exposu re to
diverse en viron m en ts du rin g growth
an d m atu ration elicits a ran ge of developm en tal respon ses an d ph en otypes
from a sin gle gen otype. Th e effect,
kn own a s p h en otyp ic p la sticity, is
widely kn own , an d is a respon se to
som e ran ge of en viron m en tal variation n orm ally experien ced by a popu lation .59,60
A th ird aven u e of flexibility is afforded by com plex stru ctu res or beh aviors th at are design ed to respon d to
n ovel an d u n predictable adaptive settin gs. Variability selection is th e term
applied specifically to th e evolu tion of
th ese a d a p tive m ech a n ism s, wh ich
em er ge a s a p op u la tion con fr on ts
h igh ly va r ia b le en vir on m en ts over
m an y gen eration s.39,40 Variability selection th u s h igh ligh ts th e effect of in con sisten t selection regim es over lon g tim e
span s.
Va r ia b ility selection a d a p ta tion s
em erge as gen etic variation s assist an
organ ism ’s soph isticated in take of an d
respon siven ess to en viron m en tal data.
Th e stru ctu res an d beh avioral m ech an ism s bu ilt by variability selection h ave
strikin g u n iform ity with in a species,
yet are able to m ediate secon dary ph en otypic traits th at vary as a species
en cou n ters n ew extern al data (e.g.,
ecological, social). E xam ples in clu de:
● a locom otor system (prim ary, u n iversal ch aracteristic) design ed to allow a wide repertoire of m ovem en t
(secon dary ph en otypic flexibility).
● a particu lar den tal stru ctu re or
foragin g strategy th at en h an ces a sh ift
to n ewly available food types.
● a large brain or specific n eu rological stru ctu re th at is effective in processin g extern al data an d gen eratin g
com plex cogn itive respon ses.
● species-specific social beh aviors
from wh ich a broad ran ge of m atin g
86 Evolutionary Anthropology
stru ctu res or dem ograph ic grou pin gs
m ay be m an ifested.
Th e prim ary ch aracteristics are, accordin g to th e variability-selection h ypothesis, adaptive with respect to environm ental instability (the inconsistency
of selective conditions) rath er th an to
an y sin gle relatively sh ort-lived stable
h abitat or an y series of su ch h abitats
exp er ien ced over tim e. Va r ia b ilityselection adaptation s resu lt in flexible,
n ovel respon ses to su rrou n din gs an d
diversity in th e adaptive repertoire.
Large Mammals
of Southern Kenya
Th e con cept of variability selection
origin ally grew ou t of a stu dy of Pleistocen e large m am m als in th e sou th ern
Ken ya rift. Rich fossil assem blages
h ave been recovered from th e Ken yan
sites of Olorgesailie an d Lain yam ok,
dated ca. 992 to 350 ka.61,62 Th ese
assem blages sh ow th at at least five
large-bodied h erbivore lin eages, wh ich
h ad on ce dom in ated th e m id-Pleistocen e fau n a of sou th ern Ken ya, becam e extin ct between 780 an d 350 ka
(Table 2). Th ese h erbivores were su rvived by closely related species (sister
taxa) th at, prior to 350 ka, were poorly
represen ted in th e fau n a of th e sou th ern Ken ya rift.
Th e extin ct form s—th e zebra Equ u s
oldow ayen sis, th e m on key Theropithecu s osw aldi, th e eleph an t Elephas recki,
th e h ippo Hippopotam u s gorgops, an d
th e h u ge m etridioch oere pigs—h ad
several traits in com m on . Th ey all h ad
very large bodies com pared to earlier
m em bers of th eir clades, an d th ey
possessed stru ctu ral traits su ch as m assive cran ioden tal com plexes th at in dicate h igh ly specialized grazin g. Th e
extan t taxa, by con trast, all exh ibit
som e degree of dietary or h abitat diversity, su ch as an ability to switch to
oth er foods wh en favored on es are
absen t. Overall body size is sm aller, as
is th e ch ewin g apparatu s, su ggestin g
th at th ese taxa are less depen den t on
large qu an tities of low-qu ality forage.
By observation , we also kn ow th at
th ese su rvivin g species are flexible in
th eir pattern s of social grou pin g, an d
th at grou p size varies widely in relation to available resou rces. E ven th e
grazer Equ u s grevyi ch an ges its dem ograph ic an d social grou pin g pattern s,
ARTI CLES
an d can sh ift to eatin g browse in respon se to en viron m en tal ch an ge.63
By 350 ka, th e su ite of extin ct h erbivores h ad been replaced in sou th ern
Ken ya by th e extan t taxa. 62 Wh ile
stu dyin g th e possible cau ses of th is
ch an ge, it becam e clear th at sou th ern
Ken ya experien ced a wide ran ge of
en viron m en tal flu ctu ation s du rin g th is
period. At Olorgesailie, m ajor rem odelin g of th e lan dscape, in clu din g dram atic ch an ges in basin h ydrology, occu rred, on average, of every 3.6 to 65
kyr, depen din g on th e particu lar stratigraph ic in terval.57,64,65 Tu rn over in th e
m am m als coin cided with extrem e m idPleistocen e flu ctu ation .
Based on th is correlation an d a com p a r ison of a d a p tive ch a r a cter istics
(Table 2), th e livin g taxa appear to
h ave persisted becau se th ey possessed
traits th at equ ipped th em to deal with
th e variability of m id-Pleistocen e h abitats. Th e extin ct form s, by con trast, all
h ad traits favored in dry, grass-rich
en viron m en ts. An im als well equ ipped
to deal with open savan n a settin gs, th e
h a b ita t d eem ed cr u cia l in con ven tion al scen arios of h om in id evolu tion ,
m et th eir dem ise, wh ereas lin eages
equ ipped with th e m ean s of versatile
respon se con tin u ed. It is tem ptin g to
ascribe th is process of adaptive evolu tion an d lin eage sortin g to th e large
ran ge of h abitat flu ctu ation eviden t
du rin g th is tim e span .
Th u s th e h ypoth esis of variability
selection can be stated as follows. (1)
Over a len gth y span of tim e, organ ism s en cou n ter periodic rem odelin g
of th e lan dscape, resou rces, an d adaptive settin g. Som e popu lation s ten d to
m ove an d th u s m ain tain h abitat-specific adaptation s. (2) In oth ers cases,
differen t in dividu als of th e sam e popu lation or lin eage m eet in creasin gly diverse con dition s of reprodu ctive su ccess an d su rvival over tim e. In th e
latter popu lation s, th e episodic sh iftin g of selective con dition s favors an y
available gen es an d related ph en otypes th at h elp to bu ild adaptive versatility. (3) As th e degree or com plexity
of en vir on m en ta l r em od elin g in creases, lin eages with h abitat-specific
adaptation s m ay becom e extin ct at th e
expen se of popu lation s with adaptive
versatility.
Th e exam ple of m am m als in th e
sou th ern Ken ya rift serves two pu rposes. First, it illu strates th at variabil-
ity selection as an evolu tion ary process depen ds on its application to a
ran ge of organ ism s, even th ou gh con sisten t selection over tim e, h abitatspecific in its effect, applies to m ost
or ga n ism s. In d eed , th e va r ia b ilityselection h ypoth esis does n ot m ean
th a t h a b ita t sp ecia lists u su a lly b ecom e extin ct, as eviden ced by th e m an y
specialized form s livin g today. Secon d, th e exam ple illu strates th e lin eage-level sortin g con veyed by th e th ird
part of th e h ypoth esis. Th e first two
parts of th e h ypoth esis, h owever, lead
to an oth er qu estion : H ow does variability selection operate at th e Men delian level as a way of evolvin g adaptive
versatility?
THE PROCESS OF VARIABILITY
SELECTION
A Simple Model
A con ceptu al m odel of variability
selection in a Men delian popu lation is
presen ted in Figu re 2. It illu strates
th at in con sisten cy in fitn ess con dition s m ay resu lt in a powerfu l selective process. Th at process requ ires th e
presen ce of certain kin ds of gen etic
variation s. It fu rth er assu m es th at
th ere is m ore th an on e gen etic or
developm en tal path toward su rvival
an d reprodu ctive su ccess in a given
en viron m en t. Th e first type of gen etic
variation does best (h igh er relative
fitn ess) in certain specific h abitats.
Th at is, it en h an ces fu n ction s th at are
well m atch ed to particu lar su rrou n din gs. Th e secon d type of gen etic variation en ables su rvival an d reprodu ction in th e in itial h abitat in wh ich it
appeared an d also h appen s to do so
wh en th e su rrou n din gs ch an ge.
With ou t delvin g in to th e in tricate
possibilities, th e on ly way we can tell
wh ich gen etic varian ts will su cceed is
by ru n n in g th e system for a tim e. In
direction al selection , th e lon g-term resu lt is con sisten t with th e sh orter span s
of selection . Th e first type of gen etic
option will ou tcom pete th e secon d.
Com plex system s of alleles an d fu n ction s m ay be bu ilt u p du e to th e con sisten cy of selection over a lon g tim e.
Un der variability selection , by con trast, th e secon d type of gen etic varian t u ltim ately su cceeds. Th is resu lt is
n ot predictable from th e tem porary
a d va n ta ges con fer r ed d u r in g sh or t
span s of selection in relatively stable
Evolutionary Anthropology 87
ARTI CLES
Figure 2. Variability selection in a Mendelian population (based on Potts40). Pleistocene environmental oscillation (Climate) causes fluctuation in
vegetation and surface water (Landscape). At t1, a modest-sized lake is fed by a meandering fluvial system in open woodland. After a series of
wet phases, when tree cover and surface water are abundant, and dry phases, when grassland and low lake levels prevail, surface water
disappears from the area (t7). Shifts in important parameters of natural selection such as food distribution influence the genetic options of a
population. The model assumes the existence of multiple genetic, developmental, and phenotypic options. Over time, three alleles, not
necessarily at the same locus, play critical roles: M affects a structure or function that offers competitive advantage in moist, highly vegetated
settings. Allele A governs a behavior that yields higher fitness in dry, open habitats. And C, though at greater metabolic cost than the other
alleles impose, contributes to the organism’s versatility in response to resource changes by, for example, increasing digestive flexibility or
providing larger memory regarding alternative food sources. The size of the shapes under Gene Pool depicts the relative fitness of these three
alleles in specific time intervals. Significant adaptive change is usually thought to arise by consistent selection from one generation to another
(e.g., t1 to t2). M and A have periods of high relative fitness within certain environments. Environmental oscillation and related inconsistency in
selective conditions, however, ultimately favor versatility (fixation of allele C) at the expense of habitat-specific responses (elimination of A and
M). By t5 to t7, the relative advantage of allele C is apparent but cannot be extrapolated from the short-term fitness results of any single interval
earlier in time. Over several hundred thousand years of oscillation, a wide suite of alleles affecting multiple aspects of an organism’s diet,
cognition, sociality, and other functions may become dominant because they enhance environmental data processing and novel problem
solving.
settin gs. E ven tu ally, com bin ation s of
alleles m ay be favored th at bu ild u p
specific organ s an d beh aviors th at en h an ce versatile or n ovel respon ses.
Th is lon g-term process can n ot be dedu ced from th e com petition th at takes
place in a specific or direction ally
ch an gin g en viron m en t.
As th e m odel sh ows, alleles favored
by variability selection m u st avoid extin ction in each specific settin g th ey
en cou n ter. Th at certain alleles m ay
n ot, at first, be associated with th e
h igh est reprodu ctive su ccess an d su rvivorsh ip n eed n ot both er u s as lon g as
th ey perm it m odest su rvivorsh ip in a
given en viron m en t an d as lon g as episodic ch an ge in th e su rrou n din gs u ltim ately depresses th e fitn ess of h abitatspecific alleles th at on ce h ad a greater
advan tage. In fact, th e m ain ten an ce of
diverse ph en otypes in a popu lation ,
som e with lower fitn ess th an oth ers
(e.g., deviation s from optim al egg size
in vertebrates 66 ), h as been docu m en ted
in a variety of organ ism s.67 Th e persisten ce of lower-fitn ess in dividu als or
popu lation s, m oreover, is cen tral to
th e idea of th e fitn ess lan dscape, wh ere
som e in dividu als or popu lation s lie on
lower adaptive peaks th an oth ers do,
yet rem ain viable u n der th e con dition s
at h an d (see Box). Th e adaptive attribu tes evolved by variability selection are h eritable, yet th e su rvival advan tages th ey con fer are eviden t on ly
after a period of m arked in con sisten cy
in relative fitn ess.
Tradition al ideas abou t n atu ral selection em ph asize th e close m atch th at
evolves between an organ ism an d its
specific en viron m en t. Most organ ism s
are in deed h abitat specialists, each
tied to a specific set of adaptive con dition s. Th is close m atch in g is wh at
88 Evolutionary Anthropology
ARTI CLES
Variability Selection and Wright’s Adaptive Landscape
Variability selection has a basis in
existing evolutionary theory, yet can
be considered a unique process.
These two points are illustrated by
shifting balance theory, developed
originally by Sewall Wright.91,92 Wright
envisioned species as being divided
into small, semi-isolated populations.
Adaptive change resulted from the
balance among random drift and local
selection (these, together, tended to
diversify the available systems of interacting genes), migration, and ‘‘interdemic selection’’—the favoring of certain gene systems over other varieties
spread through different populations.
Shifts in the strength of these factors,
according to Wright, caused some
populations to go extinct but enabled
others to traverse a valley of lower
fitness and ascend an adaptive peak
of high selective value, as represented
in his famous image of the adaptive
landscape (see Fig.). Wright’s theory
differed substantially from those of
others. It particularly differed from that
of Fisher, whose treatment of evolution assumed large, panmictic populations; a constant supply of favorable
mutations; the slow, constant shifting
of environmental conditions; and the
power of consistent, directional selection to create adaptive change.93,94
Shifting balance theory anticipates
many of the critical elements of variability selection. An irregularly changing environment is one of several
factors Wright considered in his explanation of how adaptive complexity
evolves. In contrast with Fisher and
other contemporaries, Wright believed
that adaptive complexity cannot arise
under steady selection pressure. Environmental change is one way of
varying selection. It creates shifts in
the peaks and valleys of the fitness
surface, and thus is a way of experimenting with the adaptive success of
diverse gene frequencies and complexes of interacting alleles, which are
represented on the slopes of peaks
and in the valleys.
The interaction between individual
selection and population structure is,
moreover, vital to shifting balance
theory in that populations or lineages
with different histories develop different adaptive properties. Extinction is
likely in a population or species that
occupies a narrow, even if high, adaptive peak, which Wright referred to as
‘‘the victim of extreme specialization to
conditions which have ceased.’’91 The
central idea of variability selection—
that disparity in selective conditions
ultimately favors key gene complexes
of lower original fitness than those that
flourish in specific environments—is
analogous to the passage of a population or lineage through adaptive
troughs on the way to higher adaptive
peaks (see legend Fig. 2). Thus, key
ingredients of variability selection,
among them variable adaptive settings, selective effects at the Mendelian level, persistence of novel gene
complexes through periods of lower
fitness, and expression of the results
as differential survival of lineages, are
all consistent with Wright’s intricate
theory of evolution.
The idea of variability selection differs in several respects from Wright’s
focus, however, and draws attention to
factors that could be incorporated into
contemporary theory. First, although
he strongly considered it, Wright did
not deem environmental change to be
essential for creating inconsistency in
natural selection. The original shiftingbalance theory required only that populations be divided and that new complexes of interacting genes be
developed in order for complex adaptive evolution, through interdemic selection, to take place. Wright placed
strong emphasis on random shifts in
gene frequencies as a way of creating
these new gene interaction systems
on which selection would act. In no
manner does the idea of variability
selection dispute Wright’s mechanism
or the variety of ways by which diversity in genic systems may develop.
But it does give central importance to
periodic remodeling of environments
and adaptive settings. Without this
remodeling, it would be impossible for
selection to build gene complexes that
enable an organism to respond to
complex environmental disparities
and that consequently permit its lin-
A: Wright’s classic depiction of an adaptive landscape, on which 1 signifies a gene
combination of superior fitness (an adaptive peak) and 2 signifies lower fitness (an
adaptive valley).
B: A cross-section of the adaptive landscape and Wright’s indication (arrow) of
the central problem of adaptive evolution,
which is how a population can traverse an
adaptive valley between a relatively low
and a higher adaptive peak.
eage to accommodate over the long
term.
A second, related difference concerns the rate and degree of environmental alteration. The large-scale, episodic change vital to variability
selection contrasts with the smoother
movement of adaptive peaks and valleys and the shuffling of populations
typically envisioned on Wright’s fitness surface. According to variability
selection, habitat instability leads to
irregular, dramatic, and often rapid
reconfiguring of the adaptive surface.
Relatively long-lived peaks become
valleys, and vice versa. Most treatments of shifting balance theory, by
contrast, deal with seasonal or annual
fluctuations and how populations adjust by modifying the frequencies of
alleles. The temporal perspective and
degree of alteration posited by the
variability-selection hypothesis is thus
far untested in the framework of shifting balance theory.
(Continued)
Evolutionary Anthropology 89
ARTI CLES
Variability Selection and Wright’s Adaptive Landscape (continued)
Third, as just noted, most applications of shifting balance theory since
the 1950s have considered selective
inconsistency only in terms of polymorphic loci. That is, shifts in environment
and selection lead to polymorphism
and change in allelic frequencies over
time and place. In variability selection,
by contrast, selective disparities build
up gene complexes that enable an
m ost biologists m ean by adaptation ,
an d it im plies th e in flu en ce of direction al selection . Th e variability-selection m odel, by con trast, stresses th at a
lin eage m ay experien ce factors over
tim e th at disru pt its close tie to an y
specific en viron m en t. Th e resu lt is an
even tu al decou plin g of th e organ ism
from an y on e en viron m en tal state.
In sh ort, variability selection is a
tim e-in tegrated selective process by
wh ich adaptive m ech an ism s em erge
th at bu ffer episodic ch an ge in an en viron m en tal settin g. It is an aspect of
n atu ral selection , fu lfillin g th e th ree
n ecessary an d su fficien t con dition s
n oted earlier, bu t with ou t th e assu m ption of lon g-term con sisten cy in selective resu lts. Th e ph en otypic resu lts of
th e process can n ot be extrapolated
from an y sin gle gen eration , or several
gen eration s, of Darwin ian selection .
Its effect occu rs in th e con text of lon gterm , recu rren t rem odelin g of en viron m en ts su ch th at in dividu als of a lin eage (a popu lation or su bdivided set of
popu lation s) experien ce m axim ally differen t adaptive con dition s at widely
differen t tim es. As a resu lt, certain
gen etic com b in a tion s a n d d evelop m en tal pattern s are favored th at bu ild
m ech an ism s design ed for com plex respon se to n ovel or u n predictable en viron m en tal in form ation . Th e prim ary
ph en otypes favored by variability selection are in tricate, can alized adaptive system s th at com e to typify th e
lin eage. Th e secon dary ph en otypic ou tpu t of th ese system s is beh avioral versatility an d diversity.
Potential Difficulties of the Idea
Th e m odel (Fig. 2) an d basic idea of
variability selection h ave arou sed cer-
organism to respond to novel adaptive
situations and the organism’s population to endure over time without necessarily further altering its genetic constitution. The only way to envision this
using Wright’s adaptive landscape is
as a time series in which the disturbance of peaks and valleys begins to
favor any system of interacting genes
that, in a sense, stabilizes or flattens
tain dou bts an d qu estion s, th e m ost
com m on of wh ich are con sidered h ere:
1. Isn ’t variability selection already
accou n ted for by ‘‘flu ctu atin g selection ,’’ a term u sed to explain th e developm en t of gen etic polym orph ism an d
ph en otypic plasticity?
As n oted earlier, gen etic polym orph ism an d ph en otypic plasticity are
ways of attain in g adaptive flexibility.
Math em atical m odels an d sim u lation s
h ave sh own h ow th ese ph en om en a
m ay arise wh ere th e en viron m en t var-
. . . by contrast, the
variability-selection
model stresses that a
lineage may experience
factors over time that
disrupt its close tie to any
specific environment.
The result is an eventual
decoupling of the
organism from any one
environmental state.
ies between certain optim al valu es,
each favorin g an altern ative ph en otype (flu ctu atin g selection ).60,68,69 In
p h en otyp ic p la sticity, for exa m p le,
‘‘som e cu e m u st sign al th e state of th e
en viron m en t so th at a direction al respon se can be in du ced,’’60 en ablin g th e
developm en t of on e ph en otype over
an oth er. In addition , em pirical stu dies
of flu ctu atin g selection in livin g organ -
its particular area of the fitness surface. In other words, certain genic
systems eventually buffer a population
from being cast into a deep adaptive
valley, even while other gene complexes, those tuned to more specific
adaptive settings, remain susceptible
to large peak-and-valley disturbances
related to environmental change.
ism s h ave, by n ecessity, focu sed on
sh ort tim e fram es, su ch as an n u al
variation s in h arsh season s.66,69,70 In
gen eral, it is believed th at th e effects of
en vir on m en ta l flu ctu a tion m u st b e
scaled to an organ ism ’s expected lifetim e an d developm en tal sch edu le if an
a d a p tive in flu en ce is to b e m a n ifested.71
Th e variability-selection h ypoth esis,
by con trast, posits th at a m ore com plicated, lon ger-term en viron m en tal h istory m ay also affect th e adaptive properties of a lin eage of organ ism s. Su ch
selection m ay occu r wh ere n o sin gle
com bin ation of factors (for exam ple,
food abu n dan ce, com petitors, predators, an d parasites) th at an organ ism
experien ces over several con secu tive
gen eration s is replicated in distan t
gen eration s. As wider disparities are
m an ifested, m ech an ism s m ay evolve
th at foster adaptive versatility an d th at
are design ed to en able th e organ ism to
cope with large, u n predictable en viron m en tal variability. Th ese adaptation s,
in oth er words, are n ot based on gen etic polym orph ism or in creased reaction n orm s. In deed, th e m ean s of adaptive flexibility evolved by variability
selection becom e decou pled from an y
specific set or range of environm ents.
This decoupling raises the possibility of
novel response to adaptive problem s.
Un like flu ctu atin g selection , variability selection posits th at lon g periodicities of en viron m en tal ch an ge are essen tia l in evolvin g th ese d istin ctive
adaptive m ech an ism s. It assu m es th at
disparity in selective con dition s becom es m ore severe over exten ded periods, an d th at th is in creasin g disson an ce can h ave a stron g effect on th e
adaptive properties of a lin eage. Th e
90 Evolutionary Anthropology
variability-selection process th u s accords an im portan t biological role to
en viron m en tal flu ctu ation th at is m easu rable in th e geologic record.
2. Isn ’t season ality or en viron m en tal
variation within an organism ’s lifetim e
sufficient to account for the type of versatility ascribed to variability selection?
Paleoen viron m en tal records coverin g th e past several m illion years sh ow
con vin cin gly th at ch an ge in h abitats
an d adaptive con dition s becom es m ore
severe over exten ded periods. Th at is,
or b ita l-sca le va r ia tion s a lter la n d scapes an d resou rces to a far greater
exten t th an do season al or an n u al
variation s. Th e latter m ay in volve sign ifica n t sh ifts in tem p er a tu r e a n d
m oistu re, bu t do n ot cau se th e overall
revision of region al an d con tin en tal
h yd r ology, vegeta tion , a n d a n im a l
com m u n ities eviden t over span s of 10 3
to 10 5 years. Lan dscapes u n dergo exten sive r em od elin g r a th er sp or a d ically. In dividu al soils an d particu lar
sets of ch an n el, floodplain , or lake
sedim en ts, for exam ple, u su ally en com pass a few h u n dred to several ten s
of th ou san ds of years between th e
periods of sign ifican t ch an ge in deposition al an d ph ysical en viron m en t.72,73
3. Isn ’t variability selection m erely
th e su m of su ccessive periods of direction al selection ?
It is possible to m isin terpret th e
m odel in Figu re 2 in term s of su ccessive periods of direction al selection , a
sequ en ce th at wou ld resu lt in th e com pilation of a poten tially large set of
h abitat-specific adaptation s. In th at
case, particu lar h abitat-orien ted beh aviors an d traits wou ld be elicited by
particu lar en viron m en tal states. A differen t kin d of adaptive system is su ggested to resu lt from variability selection , h owever. Accor d in g to th e
variability-selection h ypoth esis, large
en vir on m en ta l in con sisten cies over
tim e favor specific beh avioral or an atom ical com plexes th at are especially
su ccessfu l in n ovel settin gs an d can
h elp to bu ffer th e in con sisten cies. In
oth er words, th ese traits are bu ilt u p
becau se th e u n derlyin g alleles con tribu te especially well to an organ ism ’s
su r viva l a n d r ep r od u ctive su ccess
wh en ever la n d sca p es u n d er go ep isodes of ch an ge. Th e resu lt is a decou plin g of th e organ ism from an y on e
h abitat or set of particu lar en viron m en tal states. Variability-selection ad-
ARTI CLES
aptations thus differ from the adding up
of habitat-specific adaptations over successive periods of directional selection.
4. H ow is it possible for th e gen etic
variation s su pposedly favored by variability selection to persist with ou t bein g swam ped by m ore im m ediate selection pressu res?
As n oted earlier, th ere is com pellin g
eviden ce in m an y differen t organ ism s
th at altern ative ph en otypes, in clu din g
on es of lower fitn ess, can be m ain tain ed in a popu lation over tim e.67
Lower-fitn ess in dividu als m ay redu ce
com petition with con specifics, for exam ple, by foragin g for less favored
foods or occu pyin g th e periph ery of
th e h om e ran ge. Th ey are th u s able to
m ain tain viable offsprin g, wh ich m ay
h ave som e advan tage wh en en viron m en tal con dition s ch an ge. Th e effects
of im m ediate com petition an d selection pressu re m ay th erefore be m oderated by h ow a popu lation is spatially
su bdivided an d distribu ted.
Wh eth er th e process of variability
selection presen ted h ere is feasible or
n ot still requ ires m ath em atical m odelin g an d testin g by sim u lation . At least
th ree types of variables n eed to be
in clu ded in a qu an titative m odel of th e
process:
(a) Th e tim e scale of variability:
Gen etic ch an ge depen ds on con tin u ity
from on e gen eration to th e n ext. Yet,
accordin g to th e variability-selection
h ypoth esis, adaptive ch an ge m ay arise
from large disparities in selective con dition s expressed over span s far lon ger
th an a gen eration or an organ ism ’s
lifetim e. Th is apparen t con flict m ay be
resolved by th e existen ce of a graded
spectru m of en viron m en tal variability,
from season al to orbital tim e scales
(Table 1). Th is gradation provides a
bridge between gen eration -scale gen etic ch an ge an d th e len gth ier tim e
fram e of m assive en viron m en tal rem odelin g. Variability selection can n ot
work if its selective effects are felt on ly
on ce every 10,000 years. Th e process
depen ds on th e spectru m of en viron m en tal variability. A gen etic variation
favored at on e scale of en viron m en tal
variability m ay yield a con com itan t
advan tage at sligh tly lon ger an d m ore
extr em e sca les of va r ia b ility. With
lon ger tim e fram es, th e gen e pool en cou n ters a gradation al widen in g of
en viron m en tal variability, pu n ctu ated
by episodes of m ore extrem e ch an ge
an d in stability. Accordin g to variability selection , cer ta in gen etic tr a its
tu n ed to th e tem po an d degree of
m ajor en viron m en tal revision are even tu ally favored over th ose tu n ed to particu lar en viron m en ts or h abitat-specific selection pressu res. Th e rate of
m ajor en viron m en tal revision , gradin g of th e spectru m of variability, an d
gen eration tim e all are likely to be
in volved. Th e feasibility of variability
selection m ay depen d on a n arrow set
of in ter a ction s a m on g th ese th r ee
‘‘tem po variables.’’
(b) Types of gen etic variation . Wh at
kin d of gen etic variation s an d m ech an ism s m igh t be in volved in variability
selection ? Th e proposed process h as
several requ irem en ts th at h in t at an
an swer to th is im portan t qu estion .
In variability selection , th e favored
a lleles foster p a r ticu la r str u ctu r es
an d beh aviors th at en h an ce an organ ism ’s respon siven ess to en viron m en tal
ch an ge, in clu din g its capacity for com plex in form ation processin g. Th e con tribu tin g gen es wou ld h ave to form an
in tegrated com plex. Mech an ism s su ch
as lin kage, wh ich en h an ce th e in tern al
coh esion of th ese gen es, probably n eed
to be in volved.
We m ay also n ote Levin s’ u sefu l
term ‘‘u n bin din g’’74 to den ote th at, as
variability selection proceeds, an organ ism ’s adaptive system s becom e less
tied to on e an oth er an d to specific
su rrou n din gs. Accordin g to Levin s,
‘‘p h yletic lin es wh ich h a ve p a ssed
th rou gh m an y differen t kin ds of en viron m en ts on a geological tim e scale
will be con stan tly bin din g an d u n bin din g [gen etic, developm en tal, an d ph en otyp ic] va r ia b les, will h a ve m or e
loosely b ou n d xi [p h en otyp ic va r iables] an d m ore degrees of freedom ,
an d will th erefore be m ore able to
u n dergo m ajor restru ctu rin g.’’In developm en tal biology, dissociation sim ilarly refers to th e u n lin kin g of developm en tal system s. Th is m ean s th at as
on e adaptive m ech an ism is altered it
does n ot force con com itan t, possibly
d eleter iou s, a lter a tion s in oth er s. 75
Th is type of ch an ge in developm en t
seem s to be critical to th e evolu tion of
variability-selection adaptation s.
Coordin ation of gen e expression is
th e obviou s keyston e. H om eobox gen es
appear too h igh ly con served across
taxon om ic grou ps to h ave been in volved directly. Gen es th at con trol de-
Evolutionary Anthropology 91
ARTI CLES
velopm en t are, h owever, in tegral to
an y evolu tion ary process as com plex
as variability selection . It rem ain s to
be seen exactly h ow su ch effects as
u n bin din g, dissociation , an d th e in tegration of fu n ction ally lin ked gen e arrays m igh t arise. At a m in im u m , regu latory gen etic ch an ge, with a stron g
effect on th e tim in g of developm en tal
processes, is fu n dam en tal to an y lin eage th at h as been su bject to variability selection .
(c) Species popu lation stru ctu re. Differen t popu lation s of a species m ay
con fron t differen t ran ges an d pattern s
of en viron m en tal variability over tim e
an d space. Du e to sem i-isolation , th ey
m ay also develop distin ctive allele com bin ation s. Gen e flow, th e tran sfer between popu lation s of th ese allele com bin ation s, m ay allow m ore effective
respon ses to large an d u n expected
sh ifts in su rrou n din gs. Th e su bdivision of a lin eage in to popu lation s also
m u ltiplies th e n u m ber of experim en ts
in volved in respon din g to adaptive disparity. Popu lation size an d stru ctu re
th u s are critical factors in th e operation of variability selection , affectin g
th e viability of in itially lower-fitn ess
alleles u n til th ey even tu ally replace
h abitat-specific on es an d th e differen tial su ccess of popu lation s in su rvivin g
a given sh ift in adaptive con dition s.
5. Becau se organ ism s can n ot be
adapted to fu tu re con dition s, h ow is it
possible for variability selection to operate?
Th e sim ple m odel in Figu re 2 su ggests th at som e m u tation s m ay ben efit
descen den ts as adaptive con dition s diversify over tim e. Th is does n ot m ean
th at an organ ism is som eh ow adapted
to fu tu re con dition s; th at is im possible
in n atu ral-selection th eory. In stead, in
th e process of variability selection ,
alleles can in crease on ly th rou gh a
h istory of differen tial replication du e
to en viron m en tal ch an ge. As is tru e of
all adaptation s, traits favored by variability selection reflect a series of past
even ts. Th e variability-selection h ypoth esis sees large-scale en viron m en tal alteration over a len gth y past as
bein g respon sible for in creasin g certain gen etic variation s an d, u ltim ately,
for bu ildin g adaptive versatility.
6. Isn ’t th e ou tcom e of variability
selection already con veyed an d accou n ted for by th e gen eralist-specialist dich otom y?
Variability selection resu lts in specialization s (derived featu res) th at are
adapted to en viron m en tal n ovelty. Th e
fam iliar distin ction between specialists an d gen eralists, th erefore, is n ot
especially u sefu l in explain in g th e process an d its resu lts. Th e term ‘‘gen eralist’’ is som etim es con fu sed with prim itive m orph ology, or a lack of derived
traits. Specialization , m oreover, is often con stru ed to im ply an even tu al
evolu tion a r y d ea d en d . H owever,
th e specialization s favored by variability selection im prove a popu lation ’s
ch a n ces of su r vivin g h a b ita t a lteration s. Variability selection resu lts in
organ ism s th at are specialized in dealin g with dyn am ic in form ation abou t
th eir su rrou n din gs an d in bu fferin g
en vir on m en ta l d isr u p tion s. Th ese
sam e specialization s m ay en cou rage
th e spread in to diverse h abitats, wh ich
u su ally is deem ed to be a ch aracteristic of a ‘‘gen eralist.’’
Variability selection
results in specializations
(derived features) that
are adapted to
environmental novelty.
Organ ism s in a popu lation affected
by variability selection fu rth erm ore,
are n ot n ecessarily ‘‘r-selected,’’ alth ou gh th eir popu lation s m ay be resilien t an d good colon izers.76,77 Th is resilien ce an d colon izin g ability do n ot
a r ise fr om r ep r od u cin g r a p id ly, a s
r-selected ‘‘weed’’ species do. Rath er,
variability-selected organ ism s are resilien t for several reason s. Th ey m ay
h ave th e cogn itive an d social m ean s of
alterin g diet an d foragin g strategy, as
does th e baboon Papio an u bis; ways of
passin g on com plex social in form ation , as does th e eleph an t Loxodon ta
african a; an ability to vary th eir pattern of social grou pin g, as is seen
am on g popu lation s of th e zebra Equ u s
grevyi); or sim ilarly in tricate ways of
respon din g to en viron m en tal in su lt
an d copin g with wide h abitat variation . Th u s th e u su al dich otom ies—
specialist or gen eralist, sten otope or
eu rytope, r-selected or K-selected—
fail to captu re th e resu lts of variability
selection . For wan t of a term , I su ggest
‘‘variability-selection adaptation s’’ an d
‘‘va r ia b ility-selected or ga n ism s,’’ or
sim ply versatilists, to refer to th e con sequ en ces of evolu tion in respon se to
lon g-term h abitat variability.
7. Is a n ew term n ecessary?
‘‘Kin selection ’’ an d ‘‘sexu al selection ’’ are term s th at were in ven ted
wh en it was realized th at selective
advan tage m ay exten d beyon d an in dividu al’s own reprodu ctive su ccess or
econ om ic fu n ction . With sexu al selection , as Darwin recogn ized, traits m ay
be favored th at con flict with econ om ic
u tility or su rvivorsh ip. With kin selection , on th e oth er h an d, th e con cept of
fitn ess is exten ded beyon d th e in dividu al; advan tages to kin m ay con flict
with an d ou tweigh in dividu al advan tage. Becau se closer kin sh are a larger
percen tage of gen es, u n u su al traits
su ch as altru ism m ay evolve as a resu lt
of in clu sive rath er th an in dividu al fitn ess. Both con cepts apply to th e differen tial replication of gen es in gen e
pools. Th e variability-selection con cept also does, bu t exten ds th e tim e
fram e, as well as th e sequ en ce of en viron m en ts, over wh ich th e biased replication of gen es is com pu ted. As we
h ave seen , a con flict m ay arise between h abitat-specific traits favored in
on e gen eration an d traits favored in a
lon ger sequ en ce of disparate en viron m en ts. Wh ere h abitat variability is
exten sive, th e key selective effect m ay
occu r over a span far lon ger th an a
gen eration . In variability selection , th e
tim e fram e of selection m u st be exten ded. Th is is an alogou s to exten din g
th e con cept of selection beyon d in dividu al fitn ess or econ om ic u tility.
In addition , like th e term s kin selection an d sexu al selection , th e ‘‘variability’’ in variability selection focu ses on
th e selective agen cy. Th e term refers to
variability in selective con dition s (en viron m en tal variability), n ot to selection for gen etic or ph en otypic variability per se.
IMPACT ON HOMINID
EVOLUTION
Test Predictions
Alth ou gh m ost en viron m en tal h ypoth eses of h om in id evolu tion focu s
on specific kin ds of h abitat, it is com m on place to observe th at at least certain h om in ids evolved wider degrees
92 Evolutionary Anthropology
of flexibility in th eir en viron m en tal
adaptation s th an did earlier species.
Th e qu estion is wh eth er or n ot variability selection explain s th is evolu tion ary
resu lt. H ow wou ld we kn ow if en viron m en tal extrem es at th e broadest tem poral scale an d related in con sisten cies
in selection affected h om in id adaptive
evolu tion ?
Th e variability-selection h ypoth esis
h as five m ain test prediction s, wh ich
h elp to assess th e evolu tion ary basis of
key h om in id ch aracteristics.
1. Th e h ypoth esis requ ires eviden ce
th at th e featu re u n der in vestigation is
design ed to en h an ce flexibility an d
respon siven ess to n ovel con dition s.
2. It fu rth er requ ires th at th e featu re
evolved du rin g a period of expan din g
en viron m en tal flu ctu ation . If th e degree of en viron m en tal flu ctu ation rem ain ed stable, spatial variation m ay
provide a m ore com pellin g explan ation of an y in crease in adaptive flexibility.
3. It predicts th at in localities with
lon g stratigraph ic records, h om in id
popu lation s persisted th rou gh m u ltiple, m ajor sh ifts in en viron m en t.
Tools an d fossilized bon es can be u sed
to in dicate th e presen ce an d persisten ce of h om in id s. If evid en ce of
h om in ids appears an d disappears in
correlation with specific h abitat variation s, th e h ypoth esis wou ld be n u llified.
4. If th e ran ge of h abitat flu ctu ation
rose th rou gh ou t th e evolu tion ary h istory of a clade, th e h ypoth esis predicts
th at adaptive versatility also becam e
elaborated over tim e. Th at is, n ew
m ech an ism s of respon se to en viron m en tal in stability are added to, or
even replace, older m ech an ism s over
tim e. In lin e with prediction 2, th e
tim in g of a d d ition or r ep la cem en t
sh ou ld coin cide with risin g flu ctu ation an d wider disparity in adaptive
settin gs.
5. Fin ally, with in a clade, th e h ypoth esis predicts th at lin eages with h abitatspecific adaptation s ten d to go extin ct
wh ile lin eages equ ipped to deal with
wider en viron m en tal toleran ces persist. Th is last prediction m igh t seem to
stack th e deck in favor of variability
selection . Versatility always win s ou t.
Bu t, in fact, m ost species in m ost
clades are h abitat-specific. In oth er
clades, variability selection predicts
th at th ere h ave been episodes wh en
ARTI CLES
m ore versatile form s were favored over
h abitat-specific taxa.
Effects On Hominid Evolution
Several an atom ical an d beh avioral
featu res in h om in ids appear to satisfy
som e or all of th e test prediction s an d
th u s poten tially qu alify as variabilityselection adaptation s. Th ree su ch featu res are th e locom otor stru ctu re of
ea r ly a u str a lop ith ecin es, b r a in en ceph alization (an d related cogn itive
soph istication ) in Pleistocen e Hom o,
an d th e com plex social m ech an ism s
th at em erged in certain late Pleistocen e h om in ids, particu larly H. sapien s.
Th e early au stralopith ecin es m an ifested a body plan related to terrestrial
bipedality an d tree clim bin g. Th ey exh ibited a persisten t an d u n preceden ted
m osaic of h u m an -like an d ape-like
ch aracters th at in clu ded effective pelvic an d kn ee m odification s for twolegged stridin g cou pled with powerfu l
forelim bs an d join t m an eu verability
in dicatin g arboreal activity. Th is m orph ological th em e, wh ich persisted for
two m illion years or m ore, seem s to
h ave afforded locom otor versatility
an d, in particu lar, an ability to accom m odate to den sely wooded an d qu ite
open h abitats.39
Moreover, th e early au stralopith ecin es appear to h ave en cou n tered a
variable series of en viron m en ts. Wh ile
m u ch h as recen tly been m ade of th e
closed vegeta tion settin gs of ea r ly
h om in ids, th e few existin g Pliocen e
data poin ts actu ally su ggest a ran ge
from closed to relatively open h abitats
(su m m arized in Potts 39). At th e Ken yan
sites of Loth agam , Kan apoi, an d Tu gen H ills, in terpretation s h ave stressed
th e m osaic of open an d closed vegetation between 7 an d 4 Ma. By con trast,
closed woodlan d or forest h as been
in ferred from eviden ce at Aram is an d
Sterkfon tein . At Laetoli, a season ally
dry savan n a is in dicated by th e presen ce of calich e deposits an d oth er
geologic clu es. Certain aspects of th e
Laetoli fau n a also offer eviden ce of a
wooded h abitat, th ou gh it is im possible to tell wh eth er woodlan d coexisted with open settin gs or prevailed at
differen t tim es. Based on fossil pollen ,
Makapan sgat h as been in terpreted as
a forest, alth ou gh pollen sam ples from
differen t strata at th is site su ggest
con siderable flu ctu ation . Fossil pol-
len , wood, an d fau n a from th e Om o
an d H adar, E th iopia, fu rth er su ggest
that repeated expansion, contraction, and
coalescing of grasslands and woodlands
were the norm during the Pliocene.
If th ese com bin ed data reflect th e
con texts in wh ich early au stralopith ecin es evolved, th eir locom otor system ,
wh ich was th eir m ost distin ctive adaptive ch aracteristic, m ay best be con sidered a respon se to growin g variability—flu ctu ation s between open an d
closed settin gs—d u r in g th e la te
Miocen e an d earliest Pliocen e of Africa, rath er th an an adaptation to eith er open or closed en viron m en ts. Data
from late Miocen e Africa are, u n fortu n ately, qu ite rare. H owever, th e global
oxygen isotope record (see Fig. 1b)
sh ows a sign ifican t rise in th e scale of
en viron m en tal flu ctu ation between 6
an d 5 Ma, wh ich con tin u ed at a h igh
level th rou gh th e early Pliocen e. Alth ou gh by n o m ean s con clu sive, th is
su ggests th at th e an atom ical pattern
u n derlyin g locom otor versatility in th e
earliest h om in ids arose as h abitat variability in creased. It is likely th at a
m osaic of forested, wooded, an d open
h a b ita ts p er sisted th r ou gh ou t th e
Pliocen e. Fu rth er tests of th e variability-selection accou n t of early bipedality, th erefore, will depen d on kn owin g
precise association s between h om in id
fossils an d an cien t h abitats from m u ltiple localities. If th e earliest au stralopith ecin es were associated with a n arrow rath er th an an expan din g ran ge of
h abitats, th e variability-selection in terpretation wou ld be falsified (test prediction 3).
By 2.5 m illion years ago, som e h om in id popu lation s were m akin g ston e
tools. By th e latest Pliocen e, th is beh avior in volved lon g-distan ce tran sport of
ston es as far as 10 km . It also widen ed
th e ran ge of accessible foods to in clu de, for exam ple, deeply bu ried tu bers, m eat, an d m arrow, an d en tailed
m ore com plex spatial tasks lin kin g
food to u sefu l ston es.78 Accordin g to
global en viron m en tal records (Fig. 1),
after 1.7 Ma, as Hom o began to th rive
in in creasin gly open h abitats, h om inid
populations encountered even wider am plitudes of clim ate oscillation.
Du rin g th e early Pleistocen e, h om in id toolm akers occu pied a m ore varied ran ge of h abitats, m oved rocks
over lon ger an d lon ger distan ces, an d
exh ibited greater respon siven ess to
Evolutionary Anthropology 93
ARTI CLES
variation s in lan dscapes an d basin s
over tim e.79 Fu rth erm ore, in early an d
m iddle Pleistocen e sequ en ces, h om in id toolm akers left beh in d am ple sign s
of th eir presen ce in diverse en viron m en ts, an d apparen tly accom m odated
to large en viron m en tal sh ifts recorded
with in particu lar locales.57,80,81 E viden ce from in dividu al sites sh ows th at
late Pleistocen e popu lation s en du red
even glacial-in terglacial oscillation s.82
Alth ou gh th e details h ave yet to be
assem bled, it appears th at Pleistocen e
h om in ids becam e less in clin ed to track
particu lar h abitats as ch an ge occu rred
an d m ore capable of adju stin g to n ovel
con dition s an d th e in creasin g ran ge of
oscillation .
Th e m ost prodigiou s pace of brain
en ceph alization occu rred between 600
an d 150 ka.83,84 Global isotope records
an d local records from con tin en tal
sites (Fig. 1) sh ow a stepwise in crease
in th e am plitu de of en viron m en tal
ch an ge begin n in g 640 to 700 ka. Over
th e past 700 kyr, th en , between span s
of relative h abitat stability, h om in ids
alm ost certainly m et with strong displacem ents, shrinkages, expansions, and divisions of resources on which they relied.
With regard to en ceph alization , th e
va r ia b ility-selection h yp oth esis a p pears to be su pported by th e followin g
observation s: Relative expan sion of th e
brain en h an ced its data processin g
a n d in tegr a tin g fu n ction s, wh ich
greatly im proved versatility an d respon siven ess to n ovel adaptive problem s; th e largest in crease in relative
brain size began with th e on set of th e
largest oscillation s kn own so far in
en viron m en tal records of th e past 6
m illion years (Fig. 1); an d h om in id
popu lation s are eviden t du rin g th e
m iddle Pleistocen e th rou gh lon g stratigraph ic sequ en ces of large-scale en viron m en tal ch an ge.
Moreover, th ere appears to h ave
been a su ccession of evolved m ech an ism s th at am plified th e adaptive flexibility of certain h om in id taxa over
tim e (test prediction 4). Pliocen e locom otor versatility was su cceeded in th e
early Pleistocen e by an expan sion of
dietary possibilities, h abitat diversity,
an d distan ces of m ovem en t. Th ese
m ea n s of a d a p tive flexib ility wer e
h eigh ten ed as relative brain size in creased du rin g th e m iddle Pleistocen e.
In still later popu lation s, n ew m ean s
of beh avioral flexibility were m an i-
fested, in clu din g com plex sym bolic
codin g, m ore rapid an d spatially diverse tech n ological in n ovation , an d
powerfu lly coordin ated social action
su ch as bon e arch itectu ral feats an d
lon g-distan ce tradin g. Th ese n ew possibilities represen ted an u n preceden ted
degree of behavioral versatility, and were
expressed after several hundred thousand years of intense habitat change.
Th e ratch etin g u p of adaptive versatility, th erefore, tracked th e dram atic
in crease in global en viron m en tal oscillation begin n in g abou t 6 Ma, wh ich
becam e extrem e over th e past 1 m illion years (Fig. 1). In fact, with in th e
past 500,000 years, th e ran ge of sin gle
m ajor oscillation s in th e oxygen isotope cu rve h as exceeded th e total average ch an ge over th e past 6 m illion
years. E m ergen ce of th e m ost advan ced m ean s of h u m an social an d
m en tal problem solvin g du rin g th is
period is con sisten t with th e variability-selection h ypoth esis.
Never th eless, va r ia b ility selection
can , at best, be con sidered as on ly on e
of m an y evolu tion ary processes th at
affected h om in ids. Popu lation s were
in flu en ced by a com bin ation of oth er
selective param eters, in clu din g direction al, stabilizin g, sexu al, an d kin selection . Th ere are obviou s exam ples of
h a b ita t-sp ecific a d a p ta tion in ea r ly
h om in ids, su ch as th e lin ear body
form of tropically adapted H. ergaster.85 Th u s, direction al an d stabilizin g
selection occu rred even wh ile oth er
types of selection were operatin g on
d iffer en t fea tu r es in th e sa m e
h om in ids. Th e variability-selection h ypoth esis recogn izes th at certain species evolved featu res th at were favored
in specific h abitats, su ch as th e coldadapted featu res of Nean derth als, even
wh ile th ey also possessed versatile,
variability-selected adaptation s su ch
as en larged brain s. Wh en testin g variability selection or oth er selection h ypoth eses on e m u st, th erefore, specify
particu lar featu res or trait com plexes
an d th en in vestigate th eir adaptive
properties, as well as th e precise per iod a n d con texts in wh ich th ey
em erged. Certain featu res m ay reflect
th e properties of specific types of en viron m en t; oth ers m ay reflect ch an gin g
settin gs, in clu d in g extr em es m a n ifested over geologic tim e.
Fin ally, sortin g of h om in id lin eages
(test prediction 5) su ggests a parallel
with oth er clades of large Pleistocen e
m am m als (Table 2). Paran thropu s boisei, for exam ple, h ad a m assive cran ioden tal apparatu s, facial bu ttressin g,
an d cran ial crestin g related to specialized ch ewin g. Wh ile it m ay h ave h ad a
diverse diet, Paran thropu s presu m ably
h ad to activate its su bstan tial ch ewin g
m ach in ery even wh en dealin g with
soft foods. Its m orph ology th u s su ggests fairly special dietary requ irem en ts. Its con tem porary, H. erectu s/
ergaster, also h ad an u n u su al pattern
of cran ial growth , bu t in volvin g th e
n eu rocran iu m an d brain expan sion . A
big brain m ay well h ave been a better
organ of flexibility th an was a big
ch ewin g m ach in e; all we kn ow is th at
th e larger brain m orph ology was correlated, in H. erectu s, with factors su ch
as wider geograph ic ran ge, wh ich m itigated th e ch an ces of extin ction . Later
in th e Pleistocen e, th e Nean derth als
also h ad a restricted geograph ic ran ge
an d skeletal traits su ch as sh ort distal
lim b segm en ts th at in dicate th eir lin k
to glacial tu n dra an d tem perate (season ally cold) h abitats of western E u rasia. Th is con trasted with th e diverse
h abitat of con tem poran eou s h om in ids
as th ey spread to n ew areas. In both of
th ese com parison s, th e pattern of lin eage extin ction an d persisten ce con form s to th e evolu tion ary respon se to
wide h abitat variability predicted by
th e variability-selection h ypoth esis.
SOME IMPLICATIONS OF
VARIABILITY SELECTION
Adaptation to Environment or to
its Properties of Variation?
Variability selection raises an im portan t qu estion abou t adaptive evolu tion : Do adaptation s always reflect a
particu lar en viron m en tal state th at
dom in ated or arose du rin g an organ ism ’s h istory? Or can th ey reflect th e
dyn am ic properties of en viron m en ts
su ch as th e ran ge an d tem po of en viron m en tal variation m an ifested over
tim e an d space? In variability selection , it is th ese dyn am ic properties
th at create th e selective effect.
An y en viron m en t a popu lation in h abits m ay in flu en ce th e su rvival an d
reprodu ctive su ccess of its m em bers.
Wh en prim atologists or an th ropologists do field work, th ey m ay try to
evalu ate th e relative com petitive or
reprodu ctive su ccess of in dividu als in
94 Evolutionary Anthropology
relation to th eir cu rren t en viron m en t.
Variability selection raises th e possibility, h owever, th at certain featu res of
organ ism s reflect th e past disparity of
h abitats rath er th an th e relatively static
lan dscape seen over th e sh ort ru n . If
evolu tion does in deed in tegrate th e
lon g-term effects of h abitat variability,
th e n atu re of certain adaptation s m ay
be difficu lt to discern in som e livin g
organ ism s, if on ly becau se th e observation period is exceedin gly brief com pared to th e tim e fram e of large-scale
en viron m en tal rem odelin g.
It h as been argu ed 8 th at en viron m en ta l in con sisten cy is r ep etitive a n d
th erefore, in a sen se, is a con sisten t
elem en t in th e adaptive process of
som e organ ism s. E ven by th is argu m en t, adaptive design is n ot en viron m en t-specific bu t is m olded by th e
degree an d pace of alteration over
tim e. Dram atic flu ctu ation , in an y case,
was n ot con sisten t or regu lar du rin g
th e Pleistocen e, bu t episodic over m an y
gen eration s. Th u s, in evolu tion , tim e
m atters: As th e dyn am ic properties of
en vir on m en ts u n fold , th e a d a p tive
properties of an organ ism m ay be
sh aped to m eet episodes of n ovel con dition s experien ced by its lin eage.
The Leash of the Past
Th e variability-selection h ypoth esis
con tradicts certain views th at loom
large in th e field of evolu tion ary psych ology. E volu tion ary psych ologists
m ain tain th at th e h u m an m in d con sists of m a n y cogn itive sp ecia liza tion s, in clu d in g em otion a l a d a p ta tion s, wh ich r ep r esen t a d eta iled
record of th e specific an d recu rren t
fea tu r es of Pleistocen e en vir on m en ts.86,87 Th ese specialization s, like
all adaptation s, are problem -solvin g
devices, an d are said to reflect th e
regu larities, u n iform problem s, an d
statistical probabilities of h u m an an cestral settin gs. Th ese con sisten t properties of an cestral en viron m en ts are
com m on ly kn own as th e en viron m en t
of evolu tion ary adaptedn ess.8,10,11
In th e ligh t of ideas I h ave presen ted
h ere, th e en viron m en t of evolu tion ary
adaptedn ess is a paten tly n arrow con ceptu alization of th e h om in id past.
Th e idea was con ceived with ou t an y
basis in actu al eviden ce of past en viron m en ts. Som e portraits of th e en viron m en t of evolu tion ary adaptedn ess
are m odern h u m an foragin g societies
writ in to th e Pleistocen e.88 Th e en vi-
ARTI CLES
ron m en t of evolu tion ary adaptedn ess
an d th e rh etoric of evolu tion ary psych ology, m oreover, affirm th e belief
th at com plex adaptation s m u st arise
from selective con sisten cy an d u n iform con dition s. E volu tion ary psych ologists com m on ly r efer to ‘‘th e
Pleistocen e’’ in th is m on olith ic sen se
of h ow an cestral en viron m en ts were
su pposedly stru ctu red.
As a resu lt, th e h u m an m in d is portr a yed a s a n a m a lga m of sp ecia lpu rpose devices th at reflect a rath er
n arrowly con stru ed en velope of adaptive con dition s. Th ere are two m ain
problem s with th is view. First, as I
h ave sketch ed h ere, th e en velope of
con dition s faced by h u m an an cestors
was im m en se, with a tren d toward
wider extrem es over tim e. H om in id
evolu tion was eviden tly in flu en ced by
a process of adaptation to th e dyn am ic
If evolution does indeed
integrate the long-term
effects of habitat
variability, the nature of
certain adaptations may
be difficult to discern in
some living organisms, if
only because the
observation period is
exceedingly brief . . .
an d in con sisten t properties of th ese
diverse settin gs.
Secon d, evolu tion ary psych ologists
seldom distin gu ish th e u n iqu e fu n ction s of h u m an cogn ition from older
on es.11 Man y h u m an fu n ction s su ch
as fin din g food, m ates, an d sh elter, do
in deed reflect u n iversal ch allen ges of
su rvival an d reprodu ctive su ccess th at
cu t across all en viron m en ts. In an y
evolu tion ary an alysis, h owever, it is
essen tial to distin gu ish am on g fu n ction s sh ared with m an y an im als, th ose
sh ared with oth er h om in ids, an d th ose
u n iqu e to Hom o sapien s. Wh ile th e
h u m an m in d operates with m an y an cien t m en tal devices, su ch as keen
abilities to solve problem s fram ed in a
social con text,89 its u n iqu en ess seem s
to lie in its effectiven ess in absorbin g
n ew, com plex con textu al data an d an alyzin g con dition ality.
With in th e perspective of variability
selection , it is odd to th in k th at h u m an
m en tal life is driven by task-specific
devices design ed solely to an alyze an d
solve recu rren t Pleistocen e problem s.
Wh ile I agree with th e idea of specific
circu itry design ed to h an dle adaptive
problem s, variability selection wou ld
h a ve fa vor ed wid esp r ea d p la sticity
with in th e circu itry an d stron g sen sitivity to en viron m en tal in pu t. Th e cogn itive m ech an ism s u n iqu e to h u m an s
eviden tly em erged in a com plex series
of h igh ly diverse selection regim es.
Th ese m ech an ism s th u s in clu de sen sitive collectors an d processors of en viron m en tal data; an alytical devices th at
alter beh avior in th e ligh t of com plex
con textu al in form ation ; m ediators of
n ovel respon se to adaptive problem s;
an d calcu lators of tem poral con tin gen cy. Th ese m ech a n ism s p er m it
an alysis of factors n ot im m ediately
presen t or visible, an d th erefore requ ir e com p lex in ter n a l r ep r esen ta tion , in clu din g lan gu age.
Th ese m ech an ism s do n ot com prise
som e ‘‘sin gle gen eral-pu rpose learn in g
device,’’as den ou n ced by th e evolu tion ary psych ologists. Bu t con siderin g th e
n ovelty an d in tricate processin g th ey
en able, th ese cogn itive m ech an ism s
represen t m ore th an th e h u m an m in d’s
tigh t leash to th e m yth ical en viron m en t of evolu tion a r y a d a p ted n ess.
Th at is, th ey are m ore th an th e su m of
in n ate, special-pu rpose, problem -solvin g devices th at are con stru ed to teth er
h u m an cogn ition to th e regu larities of
Pleistocen e en viron m en ts.8,86,90
Finding the Boundary Conditions
of Hominid Evolution
In key tim e span s, h om in ids evolved
n ew m ean s of versatility th at en abled
th em to exten d th e bou n dary con dition s of th eir evolu tion . Bou n dary con dition s are th e su m of ecological factors th at in flu en ced th e presen ce of
h om in ids in a given tim e an d place.
For early toolm akers, th ese factors
m ay h ave in clu ded th e presen ce of
appropriate local rocks for flakin g. For
certain species of early au stralopith ecin es, trees with su itable foods or
clim bin g su bstrates m ay h ave been
part of th eir bou n dary con dition s. Migration s of erectu s-type h om in ids ou t
of Africa or H. sapien s to Au stralia an d
Evolutionary Anthropology 95
ARTI CLES
th e Am ericas reflected an exten sion of
bou n dary con dition s. Th at is, adaptive
m ech an ism s in som e h om in id popu lation s h ad becom e decou pled from specific local con dition s an d h abitats. Th is
decou plin g is an essen tial effect of
variability selection .
Accordin g to th e variability-selection h ypoth esis, expan sion s of geograph ic ran ge an d en viron m en tal toleran ce were correlated with periods of
widen ed disparity in selective con dition s. Testin g th is h ypoth esis will requ ire u s to docu m en t in detail th e
ran ge of en viron m en tal variability actu ally en cou n tered by h om in ids an d
oth er organ ism s over tim e an d space.
As a resu lt, we m ay begin to defin e
system atically th e n ovel beh aviors an d
ecological factors in volved as h om in ids
tracked a favored h abitat or broke
particu lar geograph ic barriers. Th u s,
th e h ypoth esis sh ou ld h elp to u n cover
th e ecological dim en sion s of h om in id
evolu tion ary h istory.
CONCLUSION
H abitat-specific h ypoth eses do n ot
adequ ately accou n t for th e m ajor adaptive featu res of h om in id evolu tion . E xtrem e en viron m en tal variability, so am ply docu m en ted in th e geologic record,
u ltim ately h ad a m ore pervasive in flu en ce on h om in id evolu tion th an did
an y sin gle type of en viron m en t or progressive coolin g or dryin g tren d. Th e
va r ia b ility-selection h yp oth esis a ttem pts to ou tlin e a m ech an ism of h ow
adaptive evolu tion , in clu din g direction al ch an ge (su ch as en ceph alization ), m ay h ave occu rred in respon se
to h abitat variability expressed on a
geologic tim e scale. Th e h ypoth esis
accou n ts for th e addition , over tim e,
of locom otor, cogn itive, an d social
m ech an ism s th at m agn ified th e adaptive versatility of certain popu lation s.
Th is process u ltim ately affected species’ tu rn over an d th e larger cou rse of
h om in id evolu tion .
In th e can on of n atu ral-selection
th eory, adaptive com plexity evolves as
certain organ ism s con sisten tly ou tcom pete oth er organ ism s du e to n ovel
alleles or gen e com bin ation s. Th is process, direction al selection , is said to
work algorith m ically,3 so th at in crem en ta l ch a n ge a r ises a s a con sequ en ce of con son an t fitn ess resu lts
from on e gen eration to an oth er. If th e
idea of variability selection is correct,
h owever, n ew gen etic possibilities m ay
also catch on becau se th ey yield lon gterm win n ers wh ere selective con dition s are in con sisten t over m an y gen eration s.
H om in id evolu tion h as produ ced
m orph ological an d geograph ic specialists com m itted to certain dietary an d
clim atic con dition s. It h as also yielded
species th at excel in beh avioral n ovelty, diversity, an d h igh ly soph isticated
u se of en viron m en tal data. With its
m etabolically expen sive brain an d soph isticated social n etworks, Hom o sapien s is an extrem e exam ple of th e
latter type of species. Its evolu tion an d
sin gu lar persisten ce are, accordin g to
th e variability-selection h ypoth esis, in tim ately lin ked to th e en viron m en tal
Habitat-specific
hypotheses do not
adequately account for
the major adaptive
features of hominid
evolution.
in stability th at h as ch aracterized th e
h om in id era.
ACKNOWLEDGMENTS
For th eir com m en ts, su ggestion s,
an d argu m en ts, I th an k L.C. Aiello, P.
An d r ews, A.K. Beh r en sm eyer, A.S.
Br ooks, J.B. Cla r k, J. Da m u th , J.
Fleagle, C. Garces, J. Kress, L. Marin o,
B. Rich m on d, F. Spoor, D. Strait, E .
Vrba, B. Wood, fou r an on ym ou s reviewers, an d oth er colleagu es an d stu den ts from sem in ars at Un iversity College London, the University of Minnesota, U.C. San Diego, and the Sm ithsonian. My gratitude also to Jennifer Clark
for assistance with the m anuscript. This
is a publication of the Sm ithsonian’s
Hum an Origins Program .
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