IBAC 2012 vol.1
KOSOVO/A CRISIS IN INTERNATIONAL RELATIONS THEORIES
Jonilda RRAPAJ and Klevis KOLASI
Institute of Social Sciences, Ankara University, Ankara, Turkey
[email protected];
[email protected]
Abstract
This paper focuses on the Kosova crisis of 1999 through the lenses of the main
analytical perspectives of International Relations as well as of the alternative
approaches. This paper aims to evaluate the dimensions of the Kosova crisis, the
importance it gained in international relations, and especially questioning its
popular depiction as the first war fought on values and principles.
Kosova issue raised crucial questions in academia, research institutions and
international community due to its standing at the intersection of hotly debated
issues like ethnic violence, identity politics, human rights, sovereignty and
international law to name but a few. Some of the research questions which guide
this study are as follows: Was the Kosova crisis and the war that followed primary
a result of the primordial ethnic hatreds between two main ethnic groups Albanians
and Serbs or is such antagonism socially constructed? Were it and the NATO
intervention a result of systemic sources like international anarchy, or conducted
for humanitarian reasons, or a result of United States hegemony? Or was it as
Vaclav Havel proclaimed the first war not been waged in the name of “national
interest” but rather in the name of principles and values?
Different theories have different things to say about the Kosova crisis emphasizing
different aspects of this complex issue and revealing its multidimensional nature
that cannot fully grasped by any single theory. It is argued that Kosova crisis was
far from being an isolated matter between two ethnic groups, let alone being just a
war fought for values and principles.
Keywords: Kosova crisis, International Relations Theories, Realism/neorealism,
Liberalism/neoliberalism, Alternative Approaches
Introduction
There is no doubt now that Kosova crisis of 1999 which led to NATO’s contested
intervention in Kosova represents a watershed in international politics. This is
because Kosova issue stands at the intersection of hotly debated issues like ethnic
violence, identity politics, human rights, sovereignty and so on. Yet, due to the
leading coalition’s claims and media representation, has become common sense to
188
IBAC 2012 vol.1
regard Kosovo war as the first war waged not in the name of “national interest” but
in the name of “principles and values” as Vaclav Havel famously put it. This
“common sense” is especially widespread among the Albanians. Yet, as this paper
aims to demonstrate this is a very superficial account of Kosova war, obscuring at
its best the causes underlying this conflict and its development. Thus, in order to
reveal the causes underlying Kosovo crisis, the factors that shaped its development
and understanding the importance it gained in international relations we need to go
beyond this common sense.
Kosova crisis represents a fertile ground for International Relations Theories (IRT).
Emerging as an academic discipline because of a crisis in relations between
European states in the aftermath of the First World War (Halliday, 1996: 318), IR
sought to understand the major causes of war in order to prevent it from recurring.
Thus, dealing with questions of war and peace become the raison d’etré of the new
discipline. The Second World War put an end to the liberals’ (or idealists)
expectations which found the causes of war on the misperception among political
leaders and undemocratic practices of authoritarian governments, giving birth to the
dominance of Realism in IR. Thus, during the Cold War the focus of IR under the
dominance of Realism was confined to questions about war, (military) security and
balance of power called also as “high politics”, leaving at the margins of the
discipline questions about uneven development, structural violence, nationalism
etc., which dominated the Third World. Nevertheless, alongside with the
developments in international politics after the so called “third debate” in 1980’s the
focus of the discipline was radically broadened and deepened to include as well
alternative approaches which interrogated the traditional assumptions surrounding
IR, shifting the focus to questions of knowledge-power relationship, identity,
emancipation, gender and so on. Alternative approaches illuminated issues about
vertical dimensions (hierarchy under anarchy) of international relations and other
knowledge-power relations once neglected by the mainstream IR that focused
exclusively on the practices of soldiers and diplomats.
In this study both the mainstream approaches like Realism/neo-realism and
Liberalism/neo-liberalism as well as alternative approaches like Critical Theory,
post-structuralism, constructivism and feminism, are utilized to view the different
aspects of Kosovo crisis. Some of the main research questions which will be
scrutinized through the lenses of different IRT are as follows: Was the Kosova war
underlined by human values rather than national interest?; Was the Kosova crisis
and the war that followed primary a result of the primordial ethnic hatreds between
two main ethnic groups Albanians and Serbs, or is such antagonism socially
constructed? Were Kosova war and the NATO intervention a result of systemic
sources like international anarchy, or conducted for humanitarian reasons, or a
result of United States (US) hegemony?
Because the main purpose of this paper is not dealing with IRT per se but utilizing
them to better understand the complex aspects of Kosovo crisis, we will only briefly
mention when necessary the main tenets and assumptions of IRT and focusing on
189
IBAC 2012 vol.1
what they have to say about Kosova crisis. It is impossible to do justice to all the
theoretical approaches in IR in this paper, since all of them are also divided among
proponents. Similarly it is beyond the scope of this paper to address in a detailed
way and chronologically the historical roots of the Kosova question. This is already
done elsewhere. Among the vast literature dealing with Kosova question we can
mention (Malcolm, 1999; Mertus, 1999; IICK, 2000; Judah, 2008) and (Booth,
2001) for the human rights dimension of the Kosova crisis.
Mainstream Approaches and Kosova Crisis
a) The timeless wisdom of Realism/neo-realism and systemic sources of
Kosova Crisis
According to neo-realism what really matters in international politics is not
international law, institutions and norms but the distribution of power in the system
among the great powers which defines also the structure of international system.
Thus the first thing we have to do in analyzing any issue from realist and neo-realist
lenses is to begin by viewing the structure of international system at a given time,
because it this structure which defines the behavior of states. The unipolarity of US
that emerged after the end of the Cold War is central to understand the development
of the Kosovo crisis. Neo-realists like Mearsheimer expected conflict to break out in
Europe after the end of bipolarity which he saw as the main cause of peace and
stability in Europe (Mearsheimer, 1990: 14). While Mearsheimer’s assumption was
proven false in Western Europe it flourished in the Balkans.
Neo-realism focuses on systemic sources of Kosova war. Yugoslavia itself was a
creation of great power politics in nineteenth century and so it was its dissolution at
the beginning of unipolar era. International anarchy (the absence of a central
authority) neo-realists argue is not only the cause of international war but also of the
civil war as well, because when state authority is weakened domestic politics
resemble the international ones (Adams, 2006: 18), giving birth to a “security
dilemma” between ethnic groups. Without a great power ally to protect
Yugoslavia’s interests it gradually slipped into a civil war. Furthermore, the end of
the Cold War put an end also to the ideological and financial support of
“Communist” governments. On the other hand, Serbs possessing the monopoly of
military force naturally tried to turn the balance on their side forcing Kosovar
Albanians to obey new rules created for the centralization of power at the hands of
Beograd and rescue what remained of ex-Yugoslavia (Serbia plus Montenegro). The
massive refugee crisis that resulted from the forced expulsion of Kosovar Albanians
especially toward neighbor countries like Macedonia whose ethnic composition was
very fragile, jeopardized the stability of the entire region, and this was in contrast to
US interests for stability while it was consolidating its role as the sole hegemon.
Even though being legitimate NATO’s intervention was considered illegal from the
point of existing international law because it acted without the authorization of
Security Council (IICK, 2000: 4). Furthermore, the prohibition of the use of force
by the UN Charter excludes any conception of humanitarian intervention. Yet this
190
IBAC 2012 vol.1
did not prevent it from occurring because what is decisive in international relations,
where force is the final arbiter, is the relative power and interests of great powers.
The Kosovo intervention demonstrated the global hegemony of US.
b) Liberalism/neo-liberalism and institutions
British Prime Minister Tony Blair famously declared the Kosova conflict to be a
war “fought not for territory but for values”. This moral rhetoric is well suited to a
liberal view of international relations which generally presupposes that cooperation
under anarchy although difficult is possible and relations among states can develop
progressively once common values and institutions are built. It is not necessary to
say that these common values have at their heart liberal ideas concerning individual
autonomy, commerce, market capitalism and universal rationality. Liberal
democratic states, the argument goes on, would be more peaceful in relations with
one another, but it doesn’t mean that these liberal democratic states would be less
war prone in relations with authoritarian and undemocratic states.
Moreover this argument may serve also as a kind of justification for intervening on
behalf of human rights and other fundamental liberal ideas. Furthermore, the “end
of history” thesis provides the democratic peace theory with the necessary
ideological justification for intervening on behalf of liberal values as the ultimate
destination which all states will reach. Thus while liberalism can explain peaceful
relations between states it also can explain why liberal states can be war-like in
certain cases.
US as the paragon of the liberal states, lead the NATO intervention against Serbia, a
non-liberal state with a record of gross human rights violations since the Bosnian
conflict. In the case of Kosova, “liberal peace” arguments become a justification for
humanitarian intervention. US acted according to liberalism’s expectations when
choosing to rely on a multilateral intervention through NATO escaping the perils of
unilateralism.
The method chosen by NATO to bring Milosevic to terms, namely the air strikes,
was chosen as the most appropriate method for a liberal public that while on the one
hand wanted the ending of human rights violations and atrocities committed by the
Serbian government, on the other hand was not ready to accept risks to soldier’s
lives. Moreover NATO’s intervention is in itself a development which demonstrates
the importance of institutions, because NATO had changed its Cold War mission
from collective defense to a new mission of spreading Western values. Thus NATO
become a tool of consolidating Western-liberal principles and norms in Central and
Eastern Europe, where NATO’s new strategic concept and credibility of the
institution itself was jeopardized by the crisis in Kosova (Kay, 2006: 64).
191
IBAC 2012 vol.1
Alternative Approaches and Kosova Crisis
a) Critical Theory and the exposure of hypocrisy: whose security?
Critical theorists 1 encompass a large variety of scholars from radical tradition of
thought having their roots in Western Marxism and ranging from neo-Gramscian
school of International Political Economy with Robert Cox as its leading proponent
to Frankfurt School inspired Critical Theorists like Jurgen Habermas, Andrew
Linklater etc. At the heart of Critical Theory lays the critique directed to the
established (hegemonic) order taken as given by mainstream theories and the search
for emancipation instead of order as the real producer of security. Critical Theory
aims to evaluate the possibilities for changing the human wrongs that dominate
world politics. Critical perspectives also broaden the conception of power to include
both international and interpersonal power and what is more important it explores
how this power has come about and become naturalized.
With the exception of Habermas who saw the NATO’s intervention as a chance to
establish stronger international norms, Critical theorists have been critic of NATO’s
so called “humanitarian” intervention. They opposed intervention not because it
aimed to prevent the ongoing human rights violations but because of the exposure
of hypocrisy by the leading states. They asked that how can NATO claim it acted on
behalf of human rights protection when similar or worse atrocities are happening
around the world in front of the eyes of NATO’s leading states and NATO or UN is
doing nothing to prevent it from occurring. For example a stronger argument existed
in Bosnia from 1992 to 1995 for intervening, yet UN and international society failed
to act. Critical theorists by asking “whose security?” argue that the military strategy
employed by NATO namely the air combat campaign, served primarily the security
of NATO’s troops while leaving Kosovar Albanians open to intensifying Serbian
atrocities. As Wheeler (2000: 284) puts it “by ruling out the ground option, NATO
governments demonstrated that their commitment to defending the human rights of
Kosovars did not extend to accepting the risks to soldiers’ lives of deploying ground
forces.” It is well known now that a vast refugee crisis begun right after the
bombing campaign as a result of massive expulsion of Kosovar Albanians by Serb
forces. Additionally, NATO’s bombing altitude also resulted in unnecessary civilian
casualties among the Serbian as well as Kosovar Albanians. This they argue throws
shadow to claims of humanitarian concerns by the leading coalition. Moreover US
strongly argued that Kosova was a sui generis case not to be repeated, impeding so
the emergence of humanitarian intervention as a new norm.
Another variant of critical theory puts emphasis on the politic economy aspect of
the crisis. From this point of view Kosovo Crisis is part of a larger crisis related
with neoliberal globalization and its effect on Yugoslavia. More accurately it was
about the rivalry between US and Europe over the shape of the post-Cold War
1 It must not be confused with the term “critical” which refers to all the post-positivist approaches like
post-structuralism, feminism, post-colonialism of whom Critical Theory is only one of them.
192
IBAC 2012 vol.1
global capitalist order. As Cafruny puts it (2006: 209) “As a result of this campaign
the United States realized a set of interlocking objectives, including the
incorporation of a recalcitrant semipheripheral region within the neoliberal and
Atlanticist international division of labor; the consolidation of US economic and
military on the European continent; and the extension of US influence in Central
Asia and the Caucasus, an arena of increasingly fierce competition among states and
multinational corporations over access to oil and gas deposits and transportation
routes.” In this case Cafruny continues “Kosovo represented a crucial interest for
the Unites States because of its potential to destabilize a region that served as a
gateway to oil and pipeline routes linking Western Europe to the Black Sea and the
Caspian basin.” (Cafruny, 2006: 210).
b) Post-structuralism, discourse and the deconstruction of myths
The dissolution of Yugoslavia has attracted the attention of post-structuralist writers
like David Cambell who was among the first to deconstruct the myths surrounding
Bosnia conflict. For post-structuralists there is not anything such as an objective
enemy or threat, let alone being primordial and ahistorical. Post-structuralists share
this point also with constructivists and critical theorists as well. Indeed they argue
these are constructions that depend on interpretation. For example a certain issue
becomes a threat to the “self” only when constructed and interpreted as such and
this does not happen automatically. This is why we must focus on discourse which
is the ambient where the “regimes of truth” are constructed. According to poststructuralists the “truth”s can exist only within certain regimes/conditions
ideologically laden. And it is within these “truth” claims that power is exercised.
From this perspective both Serbs and Albanians “truth” claims over Kosova must be
considered prudently.
Thus from a post-structuralist perspective the so called primordial enmity that
existed among Serbs and Albanians in Kosova is a myth serving at its best the
nationalist discourse from both sides. As Buzan and Herring (1998: 186) put it,
“Ethnic conflict is a strategic myth in the sense that it is not ethnic groups that are
fighting each other, but sections of ethnic groups led by those who claim to speak
on behalf of the supposed whole. These ethnic groups are not actually fixed,
completely separate groups of people - their separateness is created and moulded
through representational practices.” Thus for post-structuralists these myths and
symbols and the whole discourse that naturalizes them as the “truth” itself must be
taken seriously. At this point post-structuralists try to deconstruct these “truths”
revealing that they are ideologically laden and serving to justify the enmity between
two sides as well as the intervention on behalf of one “truth”.
c) Constructivism: identity and interests as socially constructed
Central to constructivism is the study of identity formation and how social
interaction produces social identities. In contrast to neo-realists constructivists like
Alexander Wendt see the structure of international system as primarily ideational
and not just material. Moreover they argue that what gives to material objects their
meaning are the ideas we have about them. In the same vein, constructivists argue
193
IBAC 2012 vol.1
that interests so central to states are not something given prior to interaction but
socially constructed and a product of them. Thus it is identity which defines the
interests, but identity is not static but amenable to change. Even central concepts
taken for granted by Realism like anarchy and security dilemma are what we make
of them and thus amenable to change. Constructivists like post-structuralist argue
against the idea of the primordial enmity between Serbs and Albanians which was
popular at the beginning of the dissolution of Yugoslavia also serving as a
justification for Conservative British government not to intervene in Bosnia.
In the case of Kosova the security of Yugoslavian state was based on the insecurity
of a part of its citizens, Kosovar Albanians. Yet the antagonism between two main
ethnic groups Serbs and Albanians in Kosova was far from being primordial and
natural as it was commonly referred by the media. While Realists focus on the
security dilemma as an objective threat, constructivists see it as constructed via
media manipulation and other means. “Serb nationalists created rather than
responded to a “natural” security dilemma in relation to Kosovor Albanians.”
(Baylis/Smith, 2005: Case Study: The 1999 Kosovo Crisis). At this point
constructivists stress the failure of Tito’s Yugoslavism and the triumph of
nationalism as precursors to state failure. Unlike the Yugoslav idea, the nationalist
ideas on all sides reached a critical mass removing the foundations for the state of
Yugoslavia, showing how ideas shape politics (Hoffmann, 2006: 136).
d)
Feminism: nationalism, rape and war
Feminist scholars of IR are not a monolithic group and important differences can be
found among liberal, critical/Marxist, post-modern and post-colonial feminists.
Feminist theory focuses on the socially constructed role of “gender” in world
politics (Smith/Owens, 2005: 280). International Relations traditionally considered
as an arena of power and man have constantly marginalized and overlooked the
insecurities and several problems surrounding women especially when dealing with
security. This is obvious especially in the case of Bosnia and Kosova crisis when
several atrocities happened against girls and women. Thus a feminist perspective,
by giving importance to personal narratives, tries to bring into our attention what
has been traditionally invisible or eclipsed by “high politics”: insecurities of women
in conflict and after.
Rape has accompanied war throughout its history and has been largely considered
as an inescapable by-product of war. Historically rape in war is seen as an “injury to
the male estate and not to the women herself”, because traditionally women are seen
as mere objects of male possession (Kennedy-Pipe/Stanley, 2001: 68). Yet the
ideology of nationalism gave mass rape a new dimension. Because nationalism
often describes the nation as female, the women’s identity became associated with
national and cultural survival. Thus, “the rape of women of a certain nation or
ethnic group can be a symbolic rape of the body of that community” (KennedyPipe/Stanley, 2001: 69), so mass-rape becomes an important part of ethnic
cleansing. Yet it was not until the Bosnian conflict, where around of 20.000 women,
most of them Muslim, were subjected to sexual violence that the issue of rape was
194
IBAC 2012 vol.1
taken seriously by the Hague Tribunal and considered as a “war crime” and not just
as a “spoil of war”. Yet again it was the rape for a political purpose or as a form of
ethnic cleansing that was considered as a “war crime” and not any kind of
opportunistic rape (Kennedy-Pipe/Stanley, 2001: 73-76).
There were striking similarities of women experiences in Bosnia and what happened
in Kosovo after May 1998 when Serbs begun a major military offensive in Western
Kosovo where as a start more than 90.000 Kosovar Albanians were displaced to
neighbor countries. The rape as a policy of war in the case of Kosovo was justified
also by the dehumanization of Kosovar Albanians through the Serbian press. As
Mertus puts it, “Slurs against Kosovo Albanians shifted…, a sexualized imagery of
Albanian men and women was adopted. In the mainstream Serbian and Yugoslav
presses, Albanian men were declared to be rapists… Albanian women were
portrayed as mere baby factories… Accused in the past of being culturally inferior,
Albanians increasingly were depicted as genetically inferior.” (Mertus, 1999: 8). In
this case the British government even declared the systematic rape of Kosovar
Albanian women by Serb forces as one of the justifications for the military
intervention (Kennedy-Pipe/Stanley, 2001: 78-79). Yet it is striking the fact that the
rape of Kosovar Albanian women was not confined only with them committed by
the Serbian forces. Kosovar Albanian women were also subject to rape by their
“own menfolk on their return from the front line. Post-war incidents were reported
as well. For example “in the case of Grize refugee camp in Albania was reported
that a small of number of women had been forced out of the camps at night to act as
prostitutes.” (Kennedy-Pipe/Stanley, 2001: 80). Even though the greatest atrocities
were committed by Serbian forces there are evidences that rapes were committed on
all sides.
Conclusion
By no means was this paper an exhaustive survey of the possible ways IRT might
help us think about the Kosova crisis. Nor it was it exhausting regarding the scope
of theories chosen to view the subject. Yet applying different perspectives to the
same issue helped us revealing many aspects of the Kosova crisis which otherwise
would remain hide or overlooked. While mainstream approaches focus on states,
international organizations and other non-state actors, alternative approaches focus
on individuals, gender, discourse, symbols, identity and hegemony. Thus while
mainstream theories look at the practices of soldiers and diplomats for explaining
the Kosovo crisis, critical perspectives in the broad definition of the term shift
attention to the experiences of the disadvantages (victims, refugees) or whose voice
is not heard and to the social construction of identities. Given the diversity of
questions and answers raised by different IRT it is obvious that Kosova crisis was
far from being a matter resulting from primordial hatreds between two ethnic
groups. Nor it was a war fought on pure humanitarian concerns as is commonly
referred to. Kosova crisis reflected a myriad of questions concerning the effects of
unipolarity, the meaning of sovereignty and relevance of existing international
195
IBAC 2012 vol.1
norms in front of human rights violations, the hypocrisy of great powers, the rivalry
on global economy, the role of discourse and ideas in shaping politics etc. At the
end, we want to conclude with a citation from Ken Booth arguing that: “…‘Kosovo’
is not simply a Balkan or even a European matter; it is of global significance. At the
start of a century that will see a further shrinking of time and space, and
simultaneously the predictable overloading of all human environmental systems,
Kosovo tells us critical things about the practice of international politics, and asks
us fundamental questions about global issues.” (Booth, 2001: Preface)
References
Adames, K. R., 2006. Structural Realism: The Consequences of Great Power
Politics. In: Jennifer Sterling-Folker ed. Making Sense of International Relations
Theory, London: Lynne Rienner Publishers.
Booth, K., ed. 2001. The Kosovo Tragedy: The Human Rights Dimensions, London:
Frank Cass Press.
Buzan, B., Herring, E., 1998. The Arms Dynamic in World Politics. Boulder, CO.:
Lynne Rienner.
Cafruny, A. W., 2006. Historical Materialism: Imperialist Rivalry and the Global
Capitalist Order. In: Jennifer Sterling-Folker ed. Making Sense of International
Relations Theory, London: Lynne Rienner Publishers.
Halliday, F., 1996. The future of international relations: fears and hopes. In: Steve
Smith, Ken Booth and Marysia Zalewski eds. International Theory: Positivism and
Beyond. Cambridge: Cambridge University Press.
Hoffmann, M., 2006. Social (De)Construction: The Failure of a Multinational State.
In: Jennifer Sterling-Folker ed. Making Sense of International Relations Theory,
London: Lynne Rienner Publishers.
Independent International Commission on Kosovo, 2000. The Kosovo Report:
Conflict, International Response: Lessons Learned, Oxford: Oxford University
Press.
Judah, T., 2008. Kosovo: What Everyone Needs to Know, Oxford: Oxford
University Press.
Kay, S., 2006. Neoliberalism: Institutions at War. In: Jennifer Sterling-Folker ed.
Making Sense of International Relations Theory, London: Lynne Rienner
Publishers.
Kennedy‐Pipe, C., Stanley, P., 2000. Rape in war: Lessons of the Balkan conflicts
in the 1990s. In: Booth, K., ed. The Kosovo Tragedy: The Human Rights
Dimensions, London: Frank Cass Press.
Malcolm, N., 1998. Kosovo: A Short History. London: Papermac.
Mearsheimer, J., 1990. “Back to the Future: Instability in Europe after the Cold
War”. International Security, 15 (1): 5-56.
Mertus, A. J., 1999. Kosovo: How Myths and Truths Started a War. Berkeley:
University of California Press.
Wheeler, N. J., 2000. Saving Strangers: Humanitarian Intervention in International
Society. Oxford: Oxford University Press.
196