IOSR Journal of Mathematics (IOSR-JM)
e-ISSN: 2278-5728, p-ISSN:2319-765X. Volume 10, Issue 2 Ver. IV (Mar-Apr. 2014), PP 35-41
www.iosrjournals.org
On generalized Weyl’s type theorem
1,2
A. Babbah1, M. Zohry 2
(University Abdelmalek Essaadi, Faculty of Sciences, Mathematics Department,BP. 2121, Tetouan, Morocco )
Abstract: It is shown that if a bounded linear operator T or its adjoint T* has the single-valued extension
property, then generalized Browder’s theorem holds for f(T) for every f ∈ H(σ(T)). We establish the spectral
theorem for the B-Weyl spectrum which generalizes [15, Theorem 2.1] and we give necessary and sufficient
conditions for such operator T to obey generalized Weyl’s theorem.
Keywords: Single-valued extension property, Fredholm theory, generalized Weyl’s theorem, generalized
Browder’s theorem.
I.INTRODUCTION AND NOTATIONS
Let X denote an infinite-dimensional complex Banach space and L( X ) the unital (with unit the
identity operator, I , on X ) Banach algebra of bounded linear operators acting on X . For an operator
T L(X) write T* for its adjoint, N(T) for its null space, R(T) for its range, σ(T)for its spectrum, su T
for its surjective spectrum, a T for its approximate point spectrum, (T ) for its nullity and (T ) for its
defect.
T is called an upper semi-Fredholm (resp. a lower semi-Fredholm) operator if the range R(T) of T is closed and
(T ) < ∞ (resp. (T ) < ∞). A semi-Fredholm operator is an upper or a lower semi-Fredholm operator. If
both (T ) and (T ) are finite, then T is called a Fredholm operator and the index of T is defined by
ind (T ) = (T ) − (T ) .
For a T -invariant closed linear subspace
restriction of T to Y.
Y of X , let T / Y denote the operator given by the
Tn to be the restriction of T to R(T n )
n
n
viewed as a map from R (T ) into itself. If for some integer n the range R (T ) is closed and Tn =
T / R(Tn )
For a bounded linear operator T and for each integer n, define
is a Fredholm (resp. semi-Fredholm) operator, then T is called a B-Fredholm (resp. semi-B-Fredholm) operator.
Tm is a Fredholm operator and in
dT
( m)in
dT
( n)for each m n .
This permits to define the index of a B-Fredholm operator T as the index of the Fredholm operator Tn where, n
n
is any integer such that R (T ) is closed and Tn is a Fredholm operator. It is shown (see [2, Theorem 3.2]) that
if S and T are two commuting B-Fredholm operators then the product ST is a B-Fredholm operator and
i
n
d
(
S
T
)
i
n
d
()
S
i
n
d
()
T
. Let BF ( X ) be the class of all B-Fredholm operators and
(
T
)
{
:
T
IB
F
(
X
)
}
(
T
)
\
(
T
)be
be the B-Fredholm resolvent of T and let
B
F
B
F
B
F
the B-Fredholm spectrum of T. The class BF ( X ) has been studied by M. Berkani (see [3, Theorem 2.7])
where it was shown that an operator T L( X) is a B-Fredholm operator if and only if T S0 S1 where
S0 is a Fredholm operator and S1 is a nilpotent one. He also proved that BF (T ) is a closed subset of
contained in the spectrum (T ) and showed that the spectral mapping theorem holds for BF (T ) , that is,
f(
()
T
)
(()
fT
)
for any complex-valued analytic function on a neighborhood of (T ) (see [3,
B
F
B
F
Theorem 3.4]). From [21] we recall that for T L( X) , the ascent a (T ) and the descent d (T ) are given by
In this case, from [3, Proposition 2.1]
n
n
1
a
(
T
)i
n
f
{
n
0
:()
N
TN
(
T
)
}
And
n
n
1
d
(
T
)i
n
f
{0
n
:()
R
TR
(
T
)
}
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35 | Page
On generalized Weyl’s type theorem
a (T ) and d (T ) are both finite the
respectively, where the infinum over the emptyset is taken to be ∞. If
aT
( )dT
( )p, X
N
(
T)
R
(
T)and R(T ) is closed.
p
p
p
An operator T ∈ L(X) is called semi-regular if R(T) is a closed space and
The semi-regular resolvent set is defined by
NT
( )R
(Tn) for every n ∈ N.
s
r
e
g
T
{:
T
I
i
s
s
e
m
i
r
e
g
u
l
a
r
}
we note
s
r
e
g
T
s
r
e
g
T
is an open subset of . The semi-B-Fredholm resolvent set of T is given by
*
(
T
)
{:
T
I
i
s
s
e
m
i
B
F
r
e
d
h
o
l
m
}
that
.
We recall that an operator T ∈ L(X) has the single-valued extension property, abbreviated SVEP, if, for
S
B
F
f :UX of the equation (T
I)f()0for all
U is the zero function on U. We will denote by H((T)) the set of all complex-valued functions which
are analytic on an open set containing (T ) . As a consequence of [9, Théorème2.7], we obtain the following
every open set U ⊆ C, the only analytic solution
result.
Proposition 1 Let T ∈ L(X).
(i) If
re
g
(T
).
T
T has the SVEP then s
a
(ii) If T * has the SVEP then
s
re
g
(T
).
T
s
u
For our investigations we need the following result.
Proposition 2 Let T ∈ L(X).
T has the SVEP then ind(T) 0 for every SBF(T).
(ii) If T * has the SVEP then ind(T) 0for every SBF(T).
(i) If
SBF(T), then there exists an integer p such that the operator
Proof. (i) Let
p
p
(
T
/
R
(
T
I
)
)I
(
T
I
)
/
R
(
T
I
)
is semi-Fredholm.
From the Kato decomposition, there exists 0 such that
p
{
:
0
|
|
}
s
r
e
g
(
T
/
R
(
T
I
)
)
.
Since T has the single-valued extension property, Proposition 1 implies that
p
p
s
r
e
g
(
T
/
R
(
T
I
)
)
=
(
T
/
R
(
T
I
)
)
. Therefore one verify that
a
p
p
N
(
(
T
/
R
(
TI
)
)
I
)
0
n
d
(
T
I
)
i
n
d
(
(
T
/
R
(
T
I
)
)
I
)
0
and so i
,
0
|
|
.
holding for
Thus, by the continuity of the index, ind(T) 0.
(ii) This is included in part (i) since
*
in
d
(T
)
in
d
(T
).
T L(X) is said to be Weyl if it is Fredholm of index zero and Browder if it is
Fredholm of finite ascent and descent. The essentiel spectrum e (T ) , the Weyl spectrum w (T ) and the
Browder spectrum b (T ) of T are defined by
An operator
(
T
)
{
:
T
i
s
n
o
t
F
r
e
d
h
o
l
m
}
;
(
T
)
{
:
T
i
s
n
o
t
W
e
y
l
}
;
e
w
b (T ) { : T is not Browder} .
It is well known that
(
T
)
(
T
)
(
T
)
(
T
)
.
e
w
b
An operator T L( X) is called B-Weyl if it is B-Fredholm of index zero. The B-Weyl spectrum
T is defined by
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BW (T )
of
36 | Page
On generalized Weyl’s type theorem
(
T
)
{
:
T
i
s
n
o
t
B
W
e
y
l
}
.
B
W
For a subset K of C, we shall write iso(K) for its isolated points. A complex number
0
is said to be
iso((T)) and the spectral projection corresponding to the set {0 } has
T in L( X ) if
0
finite-dimensional range. The set of all Riesz points of T will be denoted by 0 (T ) . It is known that if
T L(X) and (T) then 0(T) if and only if T I is Fredholm of finite ascent and descent
()
T
()
T\
()
T.
(see [19]). Consequently
b
0
Let (T ) denote the set of all poles of the resolvent of T and E0 (T ) denote the set
{
:
i
s
o
(
(
T
)
,
0
(
T
I
)
}
. For a normal operator T acting on a Hilbert space H,
()
T
()
T\E
()
Twhere E (T ) is the set of all eigenvalues
Berkani [2, Theorem 4.5] showed that
B
W
of T which are isolated in (T ) . This result gives a generalization of the classical Weyl’s theorem
(
T
)
(
T
)\E
(
T
).
w
0
Riesz point of
II.SVEP AND GENERALIZED WEYL’S THEOREM
The concept of Drazin invertibility plays an important role for the class of B-Fredholm operators. From [12]
we recall that, for an algebra A with unit 1 we say that an element a ∈ A is Drazin invertible of degre k if there
b
aa
,
b
a
bb
,a
bb
a
. The drazin spectrum of a ∈ A is defined by
is an element b of A such that a
a
{
:
a
1
i
s
n
o
t
D
r
a
z
i
n
i
n
v
e
r
t
i
b
l
e
}
.
k
k
In the case of A L(X) , it is well known that
T is Drazin invertible if and only if it has a finite ascent and descent which is also equivalent to the fact that
D
T T0 T1 where T0 is an invertible operator and
and [7, Corollary 2.2].
T1 is a nilpotent one, see for instance [12, Proposition 6]
(
T
)
{
(
T
K
)
:
KX
()
}
where ( X ) is the class of all compact operators
(
T
)
{
(
T
F
)
:
F
F
(
X
)
}
.
It was proved in [2, Theorem 4.3] that for T ∈ L(X),
Recall that
acting on X .
w
B
W
Let
T L(X) , we will say that :
(
T
)
(
T
)\E
(
T
).
T satisfies Weyl’s theorem if
w
0
()
T
()
T\E
()
T.
(ii) T satisfies generalized Weyl’s theorem if
B
W
()
T
()
T\
()
T.
(iii) T satisfies Browder’s theorem if
w
0
()
T
()
T\
()
T.
(iv) T satisfies generalized Browder’s theorem if
B
W
Recall from [5] that if T L( X) satisfies generalized Weyl’s theorem then it also satisfies Weyl’s
(i)
theorem and if T satisfies generalized Browder’s theorem then it satisfies Browder’s theorem.
We now turn to an another extension of the characterization of operators obeying Weyl’s theorem
([1, Theorem4]).
T L(X) then we have
()
T
()
T\E
()
Tif and only if ET
( )
(T).
(i)
B
W
Theorem 3 [4, Theorem 2.5] If
(ii)
()
T
()
T\E
()
Tif and only if
(T)
(T).
B
W
B
W
D
From this theorem we obtain immediately the following corollary.
T L(X) , then T satisfies generalized Weyl’s theorem if
()
T
()
T\
()
Tand ET
( )
(T).
and only if
B
W
Corollary 4 Let
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On generalized Weyl’s type theorem
In [15, Theorem 2.1] it is proved that if either an operator T on an infinite dimensional separable Hilbert space
or its Hilbert adjoint has the single-valued extension property, then the spectral mapping theorem holds for BWeyl spectrum. Using a standard argument and the Riesz functional calculus, we obtain the same result for
operators on infinite dimensional Banach spaces with a simple and short proof.
Proposition 5 Let
Proof. Let
(()
fT
)
f(
()
T
)for every f H((T)).
T L(X) , then
B
W
B
W
BW(f(T)), then f (T) I
is not a B-Weyl’s operator. As
(f(
T
)
)
(
f
(
T
)
)
f
(
(
T
)
)
, there exists (T) such that f () .
B
W
We have
m
m m
n
1
f
(
z
)
f
(
)
=
(
z
)
(
z
)
·
·
·
(
z
)
g
(
z
)
where g is a non vanishing analytic
1
n
m
m m
(T ) . So f
(
T
)
f
(
)
I
(
T
I
)
(
T
IT
)
·
·
·
(
I
)
g
(
T
)
f
(
T
)
I
.
1
n
Since f (T)- I is not a B-Weyl operator, and
i
n
d
(
f
T
f
(
)
I
)
m
i
n
d
(
T
I
)
m
i
n
d
()
T
I
m
i
n
d
()
T
I
,
1
1
n
n
1
function on
there exists
we get
{,
,・
・
・
,
}such that T I
1
n
BW(T).
n
is not a B-Weyl operator and since
f ()
The opposite inclusion does not hold in general. Furthermore if f is injective on
inclusion becomes an equality.
The proof of the next result is similar to that one involving
w (T )
BW (T ) ,
the last
(see [14, Theorem 3]).
T L(X) , if f H((T)) is injective on BW (T ) then
(()
fT
)
f(
()
T
)
.
B
W
B
W
Theorem 6 Let
BW ( X ) be the class of T L(X) such that in
dT
( I)0for all BF(T) or
in
dT
( I)0for all BF(T) .
We recall that hyponormals operators on a Hilbert space H lie in BW ( X ) .
The following result shows that, for operators lying in the class BW ( X ) , the spectral mapping
Let
theorem for complex polynomials implies the spectral mapping one for complex-valued analytic functions.
Theorem 7 For T L( X) verifying the single-valued extension property, the
following assertions are equivalent :
TBW(X).
()
T
)
(()
fT
)for all f H((T)).
(ii) f(
B
W
B
W
(i)
(iii)
p
(
()
T
)
(()
p
T
)for all complex polynomial p. _
B
W
B
W
Proof. (i)=⇒(ii) [22,Théorème 2.2.4] implies that
for all f H((T)).
(ii)=⇒(iii) Clear.
f(
()
T
)
(()
fT
)
B
W
B
W
TBW(X). Then there are , in BF (T ) such that
dT
( I)k and
ind (T I ) 0 and ind (T I ) 0 . If we consider in
l
k
in
dT
(
I)l and the polynomial p
(
t)
(
t
)
(
t
)
, then p (T ) is
(iii)=⇒(i) Assume that
a B-Fredholm operator with
BW(pT
( )). Since
i
n
d
(()
p
T
)
lkkl
(
)
0
thus 0
BW(T) we get 0(
p
)
p
(B
(
T
)
)
(
p
(
T
)
)
a contradiction.
W
B
W
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On generalized Weyl’s type theorem
T or T* has the single-valued extension property, then
f(
()
T
)
(()
fT
)
for any f H((T)).
B
W
B
W
Proposition 8 If
Proof. Let f H((T)). If T or T * has the SVEP, by Proposition 2, T lies in
BW(X) and Theorem 7 concludes the proof.
Let
T L(X) , the analytical core of T is the subspace, K (T ) , defined below
n
x
X
x
c
x
x
T
x
x
a
n
d
x
c
x
f
o
r
a
l
l
n
{
:
,0
:
,
0
}
.
n
01
n
n
n
n
The quasi-nilpotent part of T is the subspace
1
nn
n
H
T
:
{
x
X
:l
i
m
T
x
0
}
.
0
Both subspaces, will be of particular importance in what follows, they have been introduced and studied by
Mbekhta (see [8–10]). In general neither
H 0 T nor K (T ) is closed. The following facts are easy to verify;
T
(
K
(
TK
)
)
(
T
)
,(
K
T
)
H
T
for every m ; if x X , then xH0 T if and only if
0
TxH0T. If T is invertible then H0T
0.
m
T L(X) , the following conditions are equivalent.
(i) is an isolated point of (T ) .
H
(
T
I
)
K
(
T
I
)
I)
0 and the direct
(ii) X
, where HT
0
0(
Theorem 9 [8, Theorem 1.6] Let
sum is topological.
is a pole of the resolvent, (T ) , of T of order p if and only if
p
p
H
(
T
I
)
N
(
T
I
)
(
T
I
)
R
(
T
I
)
and K
.
0
Moreover,
Our next goal is to show that generalized Browder’s theorem is satisfied for
f T whenever T or
T * has the single-valued extension property and f in H((T)) . The same result was showed in [6, Theorem
1.5] for the generalized a-Browder theorem. To settle our result, we use a characterization of the pole
of the resolvent in terms of ascent and descent given in [13].
T verifie the single-valued extension property, then for any
analytical function on an open neighbourhood of (T ) , f (T ) verifie the single-valued extension property.
Remark. It is shown in [18, Theorem 4.18] that if
T L(X) or its adjoint has the single-valued extension property,
then generalized Browder’s theorem holds for f (T ) for every f H((T)).
Theorem 10 If
(T
)\
(T
), so
B
W
T I is B-Weyl, hence B-Fredholm of index 0
and by [17, Theorem 1.82], T I is Kato type. Since T or T * verifie SVEP, [17, Corollary 2.49] implies
()
T\
()
T
()
T. Conversely,
(
T
I
)
p
(
T
I
)
. Then (T) and
that q
B
W
Proof. Assume that
if (T) then
is isolated in (T ) and by [4, Theorem 2.3], T I is B-Weyl,
()
T\
()
T
()
T. Now if f H((T)), by the last remark
and
B
W
f(T
*
)f(T
)*
, f(T)orf(T*) verifie SVEP and consequently we obtain
(
f
(
T
)
)
(
f
(
T
)
)
\
(
f
(
T
)
)
.
B
W
that is
BW(T)
and the fact that
From this theorem we obtain immediately the following corollary.
Corollary 11 If
T L(X) or its adjoint T * has the SVEP, then
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39 | Page
On generalized Weyl’s type theorem
(T)ET
( ).
T if and only if
(T*
)E
(T*
).
(ii) Generalized-Weyl’s theorem holds for T * if and only if
(i) Generalized-Weyl’s theorem holds for
The next result rewrite some results due to C. Schmoeger [13] as follows.
Proposition 12 Let T ∈ L(X), the following conditions are equivalent
(T) .
p
(
T
I
)
N
(
T
I
)
(ii) E(T ) and there exists an integer p 1 for which H
.
0
p
(
T
I
)
R
(
T
I
).
(iii) E(T ) and there exists an integer p 1 for which K
(iv) E(T ) and T I is of finite descent.
(i)
Proof. Without loss of generality we can assume that 0 .
(i)⇒(ii) Since 0 is a pole of the resolvent of T of order p , it is an eigenvalue of
T and
(T)p .
an isolated point of the spectrum of T . Hence 0E(T ) . Finally by Theorem 9 HT
0( )N
N
(Tp) and 0E(T ) from[8, Théorème 1.6] we have
(ii)⇒(iii) If there exists p 1 such that HT
0( )
p
p
p
X
H
(
T
)
K
(T
). Then one obtain R
(
T
)
T
(
H
(
T
)
)
T
(
K
(
T
)
)and sinc HT
N
(Tp),
0
0
0( )
TK
( (T
))K
(T
)follows that KT
( )RT
( p).
( (T
))K
(T
)it follows that
( )RT
( p), since TK
(iii)⇒(iv) If there exists p 1 such that KT
p
1
p
p
R
()(
T
T
R
(
T
)
)(
T
K
(
T
)
)
K
(
T
)(
R
T
)
and d(T) .
(iv)⇒(i) Suppose that 0E(T ) and d(T) . Since 0 is isolated in (T ) , by [13, Theorem 4]
X
H
(
T
)
K
(T
)and H0(T) 0is closed. Hence by [13, Theorem 2(b)] T has the SVEP at 0
0
and finally [13, Theorem 5] gives 0(T) .
The following theorem follows immediately from Corollary 11 and Proposition 12.
Theorem 13 Let T L( X) such that T or its adjoint T * has the single-valued extension property
then the following conditions are equivalent:
(i) Generalized Weyl’s theorem holds for T .
(ii) E(T) there exists
p
p 1 for which H
(
T
I
)
N
(
T
I
)
.
0
p
E(T) there exists p 1 for which K
(
T
I
)
R
(
T
I
)
.
(iv) E(T) , T I is of finite descent.
(iii)
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