Physics Letters A 310 (2003) 393–399
www.elsevier.com/locate/pla
Quantization, group contraction and zero point energy
M. Blasone a,d,∗ , E. Celeghini b , P. Jizba c , G. Vitiello d
a Blackett Laboratory, Imperial College, London SW7 1BZ, UK
b Dipartimento di Fisica, and Sezione INFN, Università di Firenze, I-50125 Firenze, Italy
c Institute of Theoretical Physics, University of Tsukuba, Tsukuba, Ibaraki 305-8571, Japan
d Dipartimento di Fisica “E.R. Caianiello”, INFN and INFM, Università di Salerno, I-84100 Salerno, Italy
Received 6 January 2003; received in revised form 6 January 2003; accepted 21 February 2003
Communicated by A.P. Fordy
Abstract
We study algebraic structures underlying ’t Hooft’s construction relating classical systems with the quantum harmonic
oscillator. The role of group contraction is discussed. We propose the use of SU(1, 1) for two reasons: because of the
isomorphism between its representation Hilbert space and that of the harmonic oscillator and because zero point energy is
implied by the representation structure. Finally, we also comment on the relation between dissipation and quantization.
2003 Elsevier Science B.V. All rights reserved.
1. Introduction
Recently, the “close relationship between quantum
harmonic oscillator (q.h.o.) and the classical particle
moving along a circle” has been discussed [1] in the
frame of ’t Hooft conjecture [2] according to which
the dissipation of information which would occur at a
Planck scale in a regime of completely deterministic
dynamics would play a role in the quantum mechanical nature of our world. ’t Hooft has shown that, in
a certain class of classical deterministic systems, the
constraints imposed in order to provide a boundedfrom-below Hamiltonian introduce information loss.
This leads to “an apparent quantization of the orbits
* Corresponding author.
E-mail address:
[email protected] (M. Blasone).
which resemble the quantum structure seen in the real
world”.
Consistently with this scenario, it has been explicitly shown [3] that the dissipation term in the Hamiltonian for a couple of classical damped-amplified oscillators [4–6] is actually responsible for the zero point
energy in the quantum spectrum of the 1D linear harmonic oscillator obtained after reduction. Such a dissipative term manifests itself as a geometric phase and
thus the appearance of the zero point energy in the
spectrum of q.h.o. can be related with non-trivial topological features of an underlying dissipative dynamics.
The purpose of this Letter is to further analyze the
relationship discussed in [1] between the q.h.o. and the
classical particle system, with special reference to the
algebraic aspects of such a correspondence.
’t Hooft’s analysis, based on the SU(2) structure,
uses finite-dimensional Hilbert space techniques for
the description of the deterministic system under con-
0375-9601/03/$ – see front matter 2003 Elsevier Science B.V. All rights reserved.
doi:10.1016/S0375-9601(03)00374-8
394
M. Blasone et al. / Physics Letters A 310 (2003) 393–399
sideration. Then, in the continuum limit, the Hilbert
space becomes infinite-dimensional, as it should be
to represent the q.h.o. In our approach, we use the
SU(1, 1) structure where the Hilbert space is infinitedimensional from the very beginning.
We show that the relation foreseen by ’t Hooft
between classical and quantum systems, involves the
group contraction [7] of both SU(2) and SU(1, 1)
to the common limit h(1). The group contraction
completely clarifies the limit to the continuum which,
according to ’t Hooft, leads to the quantum systems.
We then study the Dk+ representation of SU(1, 1)
and find that it naturally provides the non-vanishing
zero point energy term. Due to the remarkable fact
that h(1) and the Dk+ representations share the same
Hilbert space, we are able to find a one-to-one mapping of the deterministic system represented by the
+
algebra and the q.h.o. algebra h(1). Such a mapD1/2
ping is realized without recourse to group contraction, instead it is a non-linear realization similar to the
Holstein–Primakoff construction for SU(2) [8].
Our treatment sheds some light on the relationship
between the dissipative character of the system Hamiltonian (formulated in the two-mode SU(1, 1) representation) and the zero point energy of the q.h.o., in
accord with the conclusions presented in Ref. [3].
2. ’t Hooft’s scenario
As far as possible we will closely follow the
presentation and the notation of Ref. [1]. We start by
considering the discrete translation group in time T1 .
’t Hooft considers the deterministic system consisting
of a set of N states, {(ν)} ≡ {(0), (1), . . . , (N − 1)}, on
a circle, which may be represented as vectors:
0
0
(0) =
... ;
1
1
0
(1) =
... ;
0
...
(N − 1) =
1,
0
...;
and (0) ≡ (N). The time evolution takes place in
discrete time steps of equal size, t = τ
t → t + τ : (ν) → (ν + 1) mod N
(2)
and thus is a finite-dimensional representation DN (T1 )
of the above-mentioned group. On the basis spanned
by the states (ν), the evolution operator is introduced
as [1] (we use h̄ = 1):
U ( t = τ ) = e−iH τ
=e
π
−i N
0
1
1
0
1
0
..
.
..
.
1
0
(1)
.
(3)
This matrix satisfies the condition U N = 1 and it
can be diagonalized by a suitable transformation. The
phase factor in Eq. (3) is introduced by hand. It gives
the 1/2 term contribution to the energy spectrum of the
eigenstates of H denoted by |n , n = 0, 1, . . . , N − 1:
1
H
|n = n +
|n ,
ω
2
ω≡
2π
.
Nτ
(4)
The Hamiltonian H in Eq. (4) seems to have the
same spectrum of the Hamiltonian of the harmonic
oscillator. However it is not so, since its eigenvalues
have an upper bound implied by the finite N value
(we have assumed a finite number of states). Only in
the continuum limit (τ → 0 and l → ∞ with ω fixed,
see below) one will get a true correspondence with the
harmonic oscillator.
The system of Eq. (1) can be described in terms of
an SU(2) algebra if we set
N ≡ 2l + 1,
n ≡ m + l,
m ≡ −l, . . . , l,
(5)
so that, by using the more familiar notation |l, m for
the states |n in Eq. (4) and introducing the operators
L+ and L− and L3 , we can write the set of equations
1
H
|l, m = n +
|l, m .
ω
2
0
(6)
L3 |l, m = m|l, m ,
L+ |l, m =
(2l − n)(n + 1) |l, m + 1 ,
L− |l, m =
(2l − n + 1)n |l, m − 1
(7)
M. Blasone et al. / Physics Letters A 310 (2003) 393–399
with the su(2) algebra being satisfied (L± ≡ L1 ±
iL2 ):
[Li , Lj ] = iǫij k Lk ,
i, j, k = 1, 2, 3.
(8)
’t Hooft then introduces the analogues of position and
momentum operators:
x̂ ≡ αLx ,
p̂ ≡ βLy ,
α≡
β≡
τ
,
π
−2
2l + 1
π
,
τ
(9)
satisfying the “deformed” commutation relations
[x̂, p̂] = αβiLz = i 1 −
τ
H .
π
(10)
The Hamiltonian is then rewritten as
1
1
τ
H = ω2 x̂ 2 + p̂2 +
2
2
2π
ω2
+ H2 .
4
(11)
The continuum limit is obtained by letting l → ∞
and τ → 0 with ω fixed for those states for which the
energy stays limited. In such a limit the Hamiltonian
goes to the one of the harmonic oscillator, the x̂ and p̂
commutator goes to the canonical one and the Weyl–
Heisenberg algebra h(1) is obtained. In that limit
the original state space (finite N ) changes becoming
infinite-dimensional. We remark that for non-zero
τ Eq. (10) reminds the case of dissipative systems
where the commutation relations are time-dependent
thus making meaningless the canonical quantization
procedure [4].
We now show that the above limiting procedure is
nothing but a group
√ One may indeed de√ contraction.
fine a † ≡ L+ / 2l, a ≡ L− / 2l and, for simplicity,
restore the |n notation (n = m + l) for the states:
H
1
|n = n +
|n ,
ω
2
(12)
(2l − n) √
n + 1 |n + 1 ,
2l
2l − n + 1 √
n |n − 1 .
a|n =
(13)
2l
The continuum limit is then the contraction l → ∞
(fixed ω):
a † |n =
1
H
|n = n +
|n ,
ω
2
(14)
√
a † |n = n + 1 |n + 1 ,
√
a|n = n |n − 1 ,
and, by inspection,
a, a † |n = |n ,
†
1
a , a |n = 2 n +
|n .
2
395
(15)
(16)
(17)
We thus have [a, a †] = 1 and H /ω = 21 {a † , a} on
the representation {|n }. With the usual definition of
a and a † , one obtains the canonical commutation
relations [x̂, p̂] = i and the standard Hamiltonian of
the harmonic oscillator.
We note that the underlying Hilbert space, originally finite-dimensional, becomes infinite-dimensional,
under the contraction limit. Then we are led to consider an alternative model where the Hilbert space is
not modified in the continuum limit.
3. The SU(1, 1) systems
The above model is not the only example one
may find of a deterministic system which reduces
to the quantum harmonic oscillator. For instance,
we may consider deterministic systems based on
the non-compact group SU(1, 1). An example is the
system which consists of two subsystems, each of
them made of a particle moving along a circle in
discrete equidistant jumps. Both particles and circle
radii might be different, the only common thing is
that both particles are synchronized in their jumps.
We further assume that for both particles the ratio
(circumference)/(length of the elementary jump) is an
irrational number (generally different) so that particles
never come back into the original position after a finite
number of jumps. We shall label the corresponding
states (positions) as (n)A and (n)B , respectively.
The synchronized time evolution is by discrete and
identical time steps t = τ as follows:
t → t + τ;
(1)A → (2)A → (3)A → (4)A · · · ,
(1)B → (2)B → (3)B → (4)B · · · .
This evolution is, of course, completely deterministic.
A practical realization of one of such particle subsystem is in fact provided by a charged particle in the
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M. Blasone et al. / Physics Letters A 310 (2003) 393–399
cylindrical magnetron, which is a device with a radial,
cylindrically symmetric electric field that has in addition a perpendicular uniform magnetic field. Then
the particle trajectory is basically a cycloid which is
wrapped around the center of the magnetron. The actual parameters of the cycloid are specified by the Larmor frequency ωL = qB/2m. We confine ourself only
to observation of the largest radius positions of the
particle, disregarding any information concerning the
actual underlying trajectory. If the Larmor frequency
and orbital frequency are incommensurable then the
particle proceeds via discrete time evolution with τ =
2π/ωL and returns into its initial position only after
infinitely many revolutions.
The actual states (positions) can be represented
by vectors similar in structure to the ones in Eq. (1)
with the important difference that in the present case
the number N of their components is infinite. It
might be worthwhile to observe that the set of vectors
{|n1 , n2 , . . . , ni , . . . } with infinite number N = i ni
of their components is an uncountable set and it may
be put in one-to-one correspondence with the set of
real numbers. This is best seen by adopting the binary
number system where the set of real numbers is {A =
0.n1 n2 · · · ni · · ·} with ni = 0, 1 for each i. In such
case the set of real numbers {A} covers the interval
(0, 1) of the real line and it is, indeed, an uncountable
set. As usual, one assumes then to be able to select a
countable subset {ξn } for the basis of the Hilbert state
space H, namely one assumes that H is a separable
space. Under such an assumption, any vector ξ in H
can be approximated by a linear combination of ξn to
any accuracy, i.e., for any ξ in H and
any ǫ > 0, it
exists a sequence {cn } such that |ξ − n cn ξn | < ǫ.
The one-time-step evolution operator acts on
(n)A ⊗ (m)B and in the representation space of the
states it reads
U (τ ) ≡ e−iH τ
0
1
=
0
= e−iHA τ
0 ...
0 ...
1 ...
..
..
.
.
0
1
⊗
0
0
0
1
..
.
⊗ e−iHB τ
1
0
0
...
...
...
..
.
A
1
0
0 .
B
(18)
We stress that Eq. (18) symbolically represents infinitedimensional (square) matrices. As customary, however, one works with finite-dimensional matrices and
at the end of the computations the infinite-dimensional
limit is considered. Such a limiting procedure is the
one by which any vector ξ of our space may be represented to any accuracy by the countable basis {ξn }, as
said above.
The advantage with respect to the previous SU(2)
case is now that the non-compactness of SU(1, 1)
guarantees that only the matrix elements of the rising
and lowering operators are modified in the contraction
procedure. Since the SU(1, 1) group is well known
(see, e.g., [9]), we only recall that it is locally isomorphic to the (proper) Lorentz group in two spatial dimensions SO(2, 1) and it differs from SU(2) only in a
sign in the commutation relation: [L+ , L− ] = −2L3 .
SU(1, 1) representations are well known, in particular,
the discrete series Dk+ is
L3 |n = (n + k)|n ,
L+ |n =
(n + 2k)(n + 1) |n + 1 ,
L− |n =
(n + 2k − 1)n |n − 1 ,
(19)
where, like in h(1), n is any integer greater or equal
to zero and the highest weight k is a non-zero positive
integer or half-integer number.
In order to study the connection with the quantum
harmonic oscillator, we set
H
= L3 − k +
ω
L+
a† = √ ,
2k
1
,
2
L−
a= √ .
2k
(20)
(21)
The SU(1, 1) contraction k → ∞ again recovers the
quantum oscillator Eqs. (15) and (17), i.e., the h(1)
algebra. From (19), as announced, we see that the
contraction k → ∞ does not modify L3 and its
spectrum but only the matrix elements of L± . The
relevant point is that, while in the SU(2) case the
Hilbert space gets modified in the contraction limit,
in the present SU(1, 1) case the Hilbert space is
not modified in such a limit: a mathematically well
founded perturbation theory can be now formulated
(starting from Eq. (19), with perturbation parameter
∝ 1/k) in order to recover the wanted Eq. (15) in the
contraction limit.
M. Blasone et al. / Physics Letters A 310 (2003) 393–399
397
4. The zero point energy
5. The dissipation connection
We now concentrate on the phase factor in Eq. (3),
which fixes the zero point energy in the oscillator
spectrum. It is well known that the zero point energy
is the true signature of quantization and is a direct
consequence of the non-zero commutator of x̂ and p̂.
Thus this is a crucial point in the present analysis.
The SU(2) model considered in Section 2 says
nothing about the inclusion of the phase factor.
On the other hand, it is remarkable that the SU(1, 1)
setting, with H = ωL3 , always implies a non-vanishing phase, since k > 0. In particular, the fundamental
representation has k = 1/2 and thus
Eqs. (19) and (22) suggest to us one more scenario
where we may recover the already known connection
[2,3] between dissipation and quantization. Indeed,
by introducing the Schwinger-like two mode SU(1, 1)
realization in terms of h(1) ⊗ h(1), the square roots in
the eigenvalues of L+ and L− in Eq. (22) may also be
recovered. We set:
L3 |n = n +
1
|n ,
2
L+ |n = (n + 1)|n + 1 ,
L− |n = n|n − 1 .
(22)
We note that the rising and lowering operator matrix
elements do not carry the square roots, as on the
contrary happens for h(1) (cf., e.g., Eq. (15)).
Then we introduce the following mapping in the
universal enveloping algebra of su(1, 1):
1
a= √
L− ;
L3 + 1/2
1
(23)
a † = L+ √
L3 + 1/2
which gives us the wanted h(1) structure of Eq. (15),
with H = ωL3 . Note that now no limit (contraction)
is necessary, i.e., we find a one-to-one (non-linear)
mapping between the deterministic SU(1, 1) system
and the quantum harmonic oscillator. The reader may
recognize the mapping Eq. (23) as the non-compact
analog [10] of the well-known Holstein–Primakoff
representation for SU(2) spin systems [8,11].
We remark that the 1/2 term in the L3 eigenvalues
now is implied by the used representation. Moreover,
after a period T = 2π/ω, the evolution of the state
presents a phase π that it is not of dynamical origin:
e−iH T = 1, it is a geometric-like phase (remarkably,
related to the isomorphism between SO(2, 1) and
SU(1, 1)/Z2 (ei2·2πL3 = 1)). Thus the zero point
energy is strictly related to this geometric-like phase
(which confirms the result of Ref. [3]).
L+ ≡ A† B † ,
L− ≡ AB ≡ L†+ ,
1
L3 ≡ A† A + B † B + 1 ,
2
(24)
with [A, A† ] = [B, B † ] = 1 and all other commutators
equal to zero. The Casimir operator is C 2 = 1/4+L23 −
1/2(L+ L− + L− L+ ) = 1/4(A†A − B † B)2 .
We now denote by {|nA , nB } the set of simultaneous eigenvectors of the A† A and B † B operators with
nA , nB non-negative integers. We may then express
the states |n in terms of the basis |j, m , with j integer or half-integer and m |j |, and
1
j = (nA − nB ),
(25)
2
1
1
|j, m , m = (nA + nB ).
L3 |j, m = m +
2
2
(26)
Here m − |j | = n and |j | + 1/2 = k (cf. Eq. (19)).
Clearly, for j = 0, i.e., n = nA = nB , we have
the fundamental
√ √ representation (22) and L− |n =
AB|n = n n |n = n|n (and similarly for L+ ).
This accounts for the absence of square roots in
Eq. (22).
In order to clarify the underlying physics, it is
π
convenient to change basis: |φj,m ≡ e 2 L1 |j, m . By
exploiting the relation [4]
C|j, m = j |j, m ,
π
π
ie 2 L1 L3 e− 2 L1 = L2 ,
(27)
we have
L2 |φj,m = i m +
1
|φj,m .
2
(28)
Here it is necessary to remark that one should be
careful in handling the relation (27) and the states
|φj,m . In fact Eq. (27) is a non-unitary transformation
in SU(1, 1) and the states |φj,m do not provide
a unitary irreducible representation (UIR). They are
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M. Blasone et al. / Physics Letters A 310 (2003) 393–399
indeed not normalizable states [12,13] (in any UIR of
SU(1, 1), L2 should have a purely continuous and real
spectrum [14], which we do not consider in the present
case). It has been shown that these pathologies can be
amended by introducing a suitable inner product in the
state space [4,6,12] and by operating in the Quantum
Field Theory framework.
In the present case, we set the Hamiltonian to be
H = H0 + HI ,
(29)
H0 ≡ Ω A† A − B † B = 2ΩC,
HI ≡ iΓ A† B † − AB = −2Γ L2 .
(30)
Here we have also added the constant term H0 and set
2Γ ≡ ω.
In Ref. [4] it has been shown that the Hamiltonian (29) arises in the quantization procedure of
the damped harmonic oscillator. On the other hand,
in Ref. [3], it was shown that the above system belongs to the class of deterministic quantum systems à
la ’t Hooft, i.e., those systems who remain deterministic even when described by means of Hilbert space
techniques. The quantum harmonic oscillator emerges
from the above (dissipative) system when one imposes a constraint on the Hilbert space, of the form
L2 |ψ = 0. Further details on this may be found in
Ref. [3]. See also Refs. [15,16] for related ideas.
6. Conclusions
In this Letter, we have discussed algebraic structures underlying the quantization procedure recently
proposed by G. ’t Hooft [1,2]. We have shown that the
limiting procedure used there for obtaining truly quantum systems out of deterministic ones, has a very precise meaning as a group contraction from SU(2) to the
harmonic oscillator algebra h(1).
We have then explored the role of the non-compact
group SU(1, 1) and shown how to realize the group
contraction to h(1) in such case. One advantage of
working with SU(1, 1) is that its representation Hilbert
space is infinite-dimensional, thus it does not change
dimension in the contraction limit, as it happens for
the SU(2) case.
However, the most important feature appears when
we consider the Dk+ representations of SU(1, 1), and
Fig. 1. Different quantization routes. The left route represent
’t Hooft procedure, with contraction of su(2) to h(1).
+
in particular D1/2
: we have shown that in this case the
zero-point energy is provided in a natural way with the
choice of the representation. Also, we realize a oneto-one mapping of the deterministic system onto the
quantum harmonic oscillator. Such a mapping is an
analog of the well-known Holstein–Primakoff mapping used for diagonalizing the ferromagnet Hamiltonian [8,11]. A shematic representation of quantization routes explored in this Letter is shown in Fig. 1.
Finally, we have given a realization of the SU(1, 1)
structure in terms of a system of damped-amplified
oscillators [4] and made connection with recent results
[3].
Acknowledgements
We acknowledge the ESF Program COSLAB, EPSRC, INFN and INFM for partial financial support.
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