Child Adolesc Psychiatric Clin N Am
12 (2003) 779 – 793
Trends and shifting ecologies: part II
Andres J. Pumariega, MDa,*, Nancy C. Winters, MDb
a
Department of Psychiatry and Behavioral Sciences, James H. Quillen College of Medicine,
East Tennessee State University, Box 70567, Johnson City, TN 37614, USA
b
Child and Adolescent Psychiatry Residency Program, Department of Psychiatry,
Oregon Health and Science University, 3181 Southwest Sam Jackson Park Road,
DC-7P, Portland, OR 97201, USA
Children and adolescents are embedded in the ecologic context of their
families, schools, neighborhoods, and other social systems (such as child welfare
and juvenile justice) responsible for their care. Contextual factors are particularly
relevant to child and adolescent mental health emergencies. Generally, a child’s
parents or other responsible adults decide when the child’s emotional or
behavioral problems are beyond their control and require emergency services.
The timing of the acute presentation is as likely to result from impairment in the
adults’ functioning (or capacity to contain the child’s behavior) as from a
worsening of the child’s psychopathology. In a review of factors related to inpatient
hospitalization for children and adolescents, Gutterman et al [1] concluded that
hospitalization was chosen when a youth’s behavior was perceived as out of control
or when efforts to increase the coping abilities of the youth and family were
unsuccessful. It is important for emergency services to address not only a child’s
psychopathology but also how those problems interact with the resources and
vulnerabilities of the child’s caregivers. Approaches that address these factors are
most likely to be successful not only in resolving the crisis but also in reducing
future risk.
While a child’s ecologic context influences the timing, nature, and severity of
the crisis, the organization of emergency mental health services in the ecology of
the health care system may influence the outcome of the crisis. In communities
that lack an organized system of care, traditional hospital-based emergency
services may become the ‘‘default’’ mental health crisis system. Such settings
are poorly equipped to address the contextual nature of children’s mental health
crises. Typically, they emphasize screening for psychiatric hospitalization rather
* Corresponding author.
E-mail address:
[email protected] (A.J. Pumariega).
1056-4993/03/$ – see front matter D 2003 Elsevier Inc. All rights reserved.
doi:10.1016/S1056-4993(03)00033-6
780 A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793
than crisis intervention. Emergency services unaffiliated with outpatient mental
health programs are unable to provide suitable referrals for outpatient mental
health treatment. For patients who are referred to outpatient follow-up from
hospital emergency departments, noncompliance is known to be a substantial
problem [2]. Little evidence exists that psychiatric hospitalization itself lowers
the risk for subsequent crises [3], perhaps related to its emphasis on the child’s
psychopathology rather than the family and systemic contextual factors implicated in the crisis.
The system of care model was developed to address the needs of children
and adolescents with the most serious mental disorders who are at high risk of
presenting with acute and emergent symptoms. This article describes the
shifting ecologies of emergency services within organized systems of care,
which offer community-based and ecologically oriented approaches to child
psychiatric emergencies.
Contextual perspective of child mental health emergencies
Typology of emergencies
At one point or another, all child-serving agencies face a common set of child
mental health and psychiatric emergencies. These emergencies can be summarized as follows: (1) the child is dangerous to self or others, either through selfdestructive or suicidal impulses or aggressive (or even homicidal) impulses;
(2) the child is in danger from others (from abuse, victimization, or severe neglect), with associated mood or anxiety symptomatology; (3) the child is unable to
maintain his or her own safety and use environmental supports (through
temporary impairment of mental status or severe or acute developmental
regression); (4) the child or adolescent engages in serious drug or alcohol use
or abuse that endangers his or her life, either through intoxication and behavioral
effects of such (eg, delirium or psychosis), through medical complications from
the drug(s) themselves (or interaction with prescribed agents), or through
accidental overdose; (5) severe environmental stressors adversely impact the
family system and render the child vulnerable to heightened stress (either through
impairment of the child or the parent/caretaker); (6) environmental supports
(family, community, services) break down to point that they are unable to provide
critical safety and supports for child. The loss of environmental supports often
may determine timing of the emergency presentation, just as they may have
forestalled an earlier or more acute presentation.
Contributing contextual factors
In considering a contextual approach to different child psychiatric emergencies, one also must consider the multifactorial nature of such emergencies.
Several important innate, transactional, and environmental factors are often
A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793 781
operative in any such emergency situation. Such factors include (1) the child’s
innate vulnerability to mental illness or developmental disability (which may
have been masked by contextual factors before the crisis), (2) the child’s degree
of exposure to drugs and alcohol, (3) the family’s psychosocial functioning
(including parental adaptation and mental illness and availability of social
supports), (4) the adequacy of the physical, educational, and financial resources
of the family, (5) the resources of the extended family, kinship network, or
community (which can vary based on socioeconomic, cultural, and geographic
factors), and (6) the adequacy of formal community-based services to ameliorate
the previous factors, including clinical and formal support services.
Application of community systems of care principles to address child
psychiatric emergencies
Traditional response to child mental health emergencies
Traditional community mental health crisis services tend to operate in a
standard manner, often regardless of whether the patient is a child or adult and
frequently regardless of a child’s individual needs. The child is most often seen at
a crisis intervention office or a hospital emergency room, at times with a parent
but infrequently with all relevant family members. (If the crisis call is initiated at
school, parents might not even be present.) If the crisis can be defused during the
crisis visit, the child is referred for follow-up outpatient services, often not even
intensive outpatient services. If the child continues to be a danger to self or
others, he or she is most often removed from family and natural supports and sent
to a range of out-of-home placements, from youth shelters to inpatient facilities
and even long-term residential treatment facilities. Categorical services are often
duplicated in the intervention and follow-up process, such as multiple case
managers if the child is involved with multiple agencies (such as mental health
and child protection).
When a child is treated in such an institutional environment, the family often
receives limited services (mostly infrequent family therapy sessions at the
institutional facility, if they are fortunate enough to be able to travel to this
setting). Little in the way of intensive intervention is provided in the home and
community environment where problems (and solutions) reside. The transition of
treatment from the institutional setting to community services is often limited at
best despite studies that point to this being the critical factor in the success of this
treatment. The literature offers little support for the use of either inpatient or
residential treatment programs [4,5].
The traditional approach to crisis intervention has other unintended adverse
consequences. Families often feel usurped of their primacy in the child’s life
when ‘‘experts’’ take over, especially at a critical point in the child’s life. A large
share of resources is used for inpatient and residential services, whereas resources
are shifted away from community-based treatment and maintenance services.
782 A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793
Few resources are devoted to prevention of crises, whereas most services are
reactive to acute disruptions.
Relevance of community-based systems principles
The community-based systems of care model promotes several important
principles that are readily translated to a totally different approach to child
psychiatric and mental health crisis services. This model promotes services that
are child focused and family driven and are designed to meet an individual child
and family’s needs. It promotes an interdisciplinary and interagency team approach, with close coordination of services by different agencies with which the
child and family are involved. There is a focus on strength-based approaches in
which natural supports are mobilized and enhanced. Services are delivered in the
least restrictive environment and in the child’s community. Treatment in out-ofhome settings (inpatient or residential) is either avoided or the child is rapidly
returned to the home, family, and community.
In this model, service intensity is separated from service restriction, with
intensive services delivered in the child’s home wherever possible (such as
intensive behavioral interventions, family or individual therapy, and even pharmacologic treatment with nursing and psychiatric services) [6]. Restrictive services
are reserved for when the child or community is in danger; they can even be created
in the community with flexible services (such as in-home staffing for safety and
behavioral management). The family (and the child, if appropriate) is in charge of
crisis and follow-up services, driving the selection of interventions and clearly
expressing not only the special needs that they need addressed but also the strengths
and resources that they can bring to resolving the crisis and longer term problems.
This is often done in child and family teams in which the family, child, and other
extended family and kinship network members participate in services selection and
planning. Services are culturally competent and are oriented to the values and
beliefs of diverse cultures and special needs of minority children and families (see
the article on cultural considerations elsewhere in this issue). Community systems
of care promote the development of preventive services that are oriented to
prevent psychiatric crises and acute services. These can include school-based
and community-based preventive services (such as suicide and violence prevention
programs) and even early intervention services that have long-term impact on highrisk populations (such as families of children who are abused or are at risk of
conduct disturbances).
Evidence-based, community-based interventions
The wraparound approach
Developed over the past 15 years, wraparound has been defined as a ‘‘planning
process involving the child and family that results in a unique set of community
A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793 783
services and natural supports individualized for that child and family to achieve a
positive set of outcomes’’ [7]. The wraparound approach emphasizes individualized and strength-based services, family empowerment, cultural competence,
unconditional care, and achievement of outcomes [8]. Flexible funding is used
to achieve a balance of formal and informal interventions, with an emphasis on
nontraditional services, such as in-home providers, respite care, therapeutic foster
care, and services by paraprofessionals [9]. Service effectiveness studies suggest
that nontraditional services (especially case management, home-based services,
and therapeutic foster care) are effective in altering service use outcomes, including
change in placements, and use of high intensity services, such as hospitals [10]. In
their review of multiple uncontrolled studies of case management using a
wraparound approach, Burns et al [7] found emerging evidence for the effectiveness of wraparound, especially in achieving placement stability.
Intensive case management
New York has several intensive case management models that have been
effective for crisis-prone, high-risk youth populations. In a study of the children
and youth intensive case management model, case managers were assigned to
high-risk youth populations for as long as necessary. Case managers’ activities
were based primarily in the community, and they included advocacy, direct
support, and service coordination. They were available to clients at all times and
had access to flexible funds. When compared with a matched comparison group,
children and youth intensive case management led to a decrease in inpatient use
and high-risk behaviors [11].
The family-centered intensive case management model is a team case management approach described by Evans et al [12]. Family-centered intensive case
management uses parent advocates and flexible funds to purchase economic and
social supports, along with in-home respite care. The family-centered case
manager’s aim is to support the skills of family members in functioning as the
natural case manager for the child. Evans et al [12] compared family-centered
intensive case management with a case management approach in children approved
for foster care placement. The children who remained in their homes with familycentered intensive case management had better clinical and functional outcomes
than the group placed in foster care, which received a comparison case management intervention.
Crisis service models
Crisis services typically include rapid evaluation and assessment services, crisis
intervention services, and follow-up services. After intervening immediately, they
provide intensive treatment for the child and family and link them to community
support services, averting the use of more costly emergency room and inpatient
services. In community-based programs and systems of care, however, the
traditional crisis services (such as hotlines, walk-in clinics, and emergency room
784 A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793
services) and emergency room-based services have been replaced by three models
of crisis services: mobile crisis teams, short-term residential services (many of
these in therapeutic foster home settings), and home-based crisis services.
Mobile crisis services
Mobile crisis teams have the advantage of meeting the child and family where
the crisis is occurring. Milwaukee, Wisconsin serves as an example of a community
with mobile crisis teams that are integrated into a continuum of community-based
mental health services. Mobile urgent treatment teams are publicly funded, cityoperated teams available on a 24-hour, 7-day-a-week basis to all Milwaukee
County residents regardless of insurance status. Child psychologists, psychiatric
nurses, and psychiatric social workers staff mobile urgent treatment teams. Two
clinicians from the team go out to the home and evaluate whether the child or
adolescent can be maintained in the home or needs a higher level of care. They first
attempt to resolve the crisis, but they have access either to a county-run inpatient
program or crisis respite beds if a 24-hour secure setting is not needed. They
provide short-term wraparound services and case management linking to outpatient
resources, such as in-home and other intensive services. They can arrange for quick
outpatient psychiatric assessment by child psychiatrists employed at the county
mental health agency. With these crisis and emergency services, the county has
been able to decrease inpatient admissions dramatically [13]. Another model for
mobile crisis services is the youth emergency services program in New York, which
has demonstrated prevention of emergency room visits and out-of-home placements in evaluation studies [14].
Home-based interventions
Several home-based interventions specifically address the ecologic context of
children’s mental health crises. Multisystemic therapy (MST) is a family- and
community-based intervention developed for antisocial youth at high risk of outof-home placement [15]. MST draws on systems and social ecologic theories,
which posit that individual development and behavior are actively influenced by
interconnected social systems, both familial and extrafamilial (eg, school, peers,
community, cultural institutions). MST identifies and addresses the multiple risk
and protective factors that operate in these systems to lower the youth’s risk for
out-of-home placement and serious delinquency. Consistent with ecologic theory,
treatment is individualized and delivered in the youth’s natural environment.
MST is a time-limited intervention implemented for 3 to 5 months per family.
Therapists work with four to five families at a time, offering treatment at times
that are convenient for the family. Frequency of treatment is determined by
individual need and response to treatment. Specific MST interventions are
problem focused and chosen from those with empirical support.
In multiple randomized, controlled studies, MST has been shown to reduce
out-of-home placement and recidivism rates in youth with serious antisocial
behavior [16]. MST also has been modified for use with youths who present with
psychiatric emergencies. In a randomized, controlled trial that compared MST
A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793 785
with hospitalization, MST had comparable effectiveness to psychiatric hospitalization in reducing externalizing and internalizing symptoms and was able to
prevent hospitalization in 57% of the participants [17,18]. The authors noted that
additional clinical resources, especially child and adolescent psychiatrists, had to
be added to the MST intervention for this severely disturbed population.
The Yale Intensive In-home Child and Adolescent Psychiatric Service is a
home-based, intensive intervention for children and adolescents with serious
emotional disturbance who are at risk for psychiatric hospitalization, are unable
to benefit from traditional outpatient treatment, are returning home from psychiatric hospitalization, or are unable to be discharged from a psychiatric hospital [19].
The Yale Intensive In-home Child and Adolescent Psychiatric Service makes use of
a consistent treatment team to provide comprehensive assessments, case management, individual and family treatment, and crisis intervention. Intervention is
informed by a synthesis of the medical model, developmental psychopathology,
systems theory, and wraparound concepts. Although no controlled trials have yet
been reported for the Yale Intensive In-home Child and Adolescent Psychiatric
Service, it is a promising home-based intervention. A similar program, the homebased crisis intervention program in New York, provides in-home short-term
intensive emergency services as an alternative to traditional emergency services or
hospitalization. Data on this program from a sample of more than 700 youth served
over a 4-year period show that, after an average service episode of 36 days, more
than 95% of youth served were enrolled in other less restrictive services [20].
Therapeutic foster homes
Therapeutic foster care is a form of foster care that provides intensive support
and treatment services in a foster home placement that provides a nurturing
environment. Foster parents are trained in the emotional and behavioral management of children and youth with severe emotional and behavioral problems.
Therapeutic foster homes usually have a low census, usually only one to two
children or youth. Case managers who oversee these homes also have low
caseloads, which allows them provide more oversight, training, and care coordination to therapeutic foster parents. These services may include in-home interventions or crisis interventions.
Four randomized, controlled studies of therapeutic foster care programs have
been conducted, and they demonstrated that therapeutic foster care improved
behavior, decreased the use of institutional care, and lowered costs compared with
other settings for previously hospitalized youth [21 –23]. In a review of 18 reports
of uncontrolled trials, Kutash and Rivera [24] found that 60% to 90% of youth
treated in therapeutic foster home were discharged into less restrictive settings, with
most youth able to remain in these settings for substantial periods of time.
Partial hospitalization and day treatment
Day treatment programs are designed to be more intensive than traditional
outpatient services but less restrictive than inpatient care. These programs may be
786 A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793
located in schools, hospitals, clinics, or other community settings. They offer a
range of services, including individual, family, and group therapy, behavioral
programming, and educational interventions. Children and youth can spend up to
8 hours a day in these programs and are able to return home in the evening (or
can be placed in foster homes if necessary). Day treatment programs are used as
alternatives to hospitalization for children and youth with crises who require
significant intervention but can be managed outside of the hospital. For other
youth, day treatment programs may serve as a transition from the hospital back to
a community setting and community-based treatments. Most studies on day
treatment programs show positive results; most are uncontrolled but a few are
controlled. These studies show an improvement in youth behavioral symptoms
and family functioning, and more costly and restrictive services (inpatient and
residential) were reduced [25,26].
Level of care determination: CALOCUS
In this era of decreasing resources, providing the right level of care to youth who
experience mental health crises has become increasingly important. Objective
methods for determining level of care needs are essential in helping clinicians to
make these often difficult decisions. The CALOCUS is one such tool that assesses
six clinical domains relevant to treatment planning: (1) risk of harm, (2) functional
status, (3) comorbidity, (4) recovery environment (including environmental stress
and environmental support), (5) resiliency and treatment history, and (6) treatment
acceptance and engagement. The CALOCUS conceptualizes level of care as
service intensity, as opposed to the more traditional concept of placement setting.
It outlines different mechanisms for achieving each level of care using communitybased and wraparound services. For example, residential treatment level care might
be achieved through a combination of intensive home-based services, respite care,
and family-centered wraparound interventions.
The initial psychometric data on CALOCUS are particularly promising. On a
national multisite trial, it has shown high levels of reliability that do not vary
significantly with the level of training and experience of the user. It also has
demonstrated good reliability when compared with the Children’s Global
Assessment Scale and the Child and Adolescent Functional Assessment Scale,
especially the subscales that are related to child functionality [27]. Other field
trials are currently underway, but the CALOCUS is already in use in many
clinical settings and public mental health systems. It is recommended for more
frequent re-administration with children in crisis or at high levels of care to
determine acute level of care needs and the rapid changes in such needs on the
implementation of treatment interventions [28].
Preventive services
Preventive interventions have developed an impressive evidence base over the
past two decades. They have two primary areas of focus: (1) long-term prevention
A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793 787
with high-risk children and youth through early infant and childhood interventions and (2) short-term prevention of highly disruptive and dangerous behaviors,
such as violence and suicide. Early infant and childhood interventions have
proven to be effective in the prevention of conduct disturbances among the
children of economically disadvantaged first-time mothers, such as the Elmira
project [29], and prevention of abuse among the children of mothers reported for
child abuse and neglect, such as the New Orleans programs by Zeanah et al [30].
School-based intervention projects, such as the Primary Mental Health Project,
with children from grades K through 3 [31], school- and community-based
interventions developed for youth at risk of suicide and self-injurious behaviors,
[32 – 34], and school- and community-based preventive interventions for youth at
risk of violent behaviors [35] have demonstrated effectiveness in reducing highrisk behaviors that contribute to child and adolescent mental health crises.
Barriers and challenges to community-based approaches to child crisis and
emergency services
Practitioner issues
Some barriers to an effective system of care orientation originate in practitioner attitudes. There is the inertia and bias toward addressing emergencies and
crises in a centralized ‘‘specialized’’ location to where the child and family must
be brought for assessment, intervention, or disposition. Some of this stems from
real fears around risks and liability, some from the comfort with staying in the
‘‘office’’ or primary mental health setting. It is often harder to address crises
outside of the child and family’s natural setting, however, with lack of access to
critical observational information and critical natural supports that could help
resolve the crisis. Another point of resistance arises from lack of practitioner
skills in crisis intervention or not being able to mobilize the most experienced
clinicians to the field to deal with the most difficult situations. The latter
problems have been resolved by the greater availability of expert consultation
by phone or even by mobile telecommunication and by better training in ecologic
model and wraparound approaches.
System organization issues
The strengths of true community-based crisis services are the 24-hour, 7-dayper-week availability, the ability to go to where the children and adolescents are,
and the availability of mental health-trained staff to perform assessment and
short-term crisis intervention. Also important is the ability to link to intensive
community-based interventions. Underuse of hospitalization is a possible risk in
community-based approaches, however, particularly in settings in which the
wraparound philosophy is associated with ‘‘anti-hospital’’ attitudes or is used to
rationalize not spending the money to hospitalize. There also is the risk of not
788 A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793
having adequate resources for emergency medical evaluation (eg, physical
examinations, laboratory tests to rule out drug toxicity or medical causes) or
limited availability of psychiatric hospitalization for patients who need hospitalization. It is important that medical and developmental perspectives are integrated
into the community-based treatment model and that psychiatric leadership and
supervision are available to develop the most clinically appropriate plan for the
individual child or adolescent.
System pressures are available to minimize the use of resources by resisting the
deployment of crisis intervention services on site and centralizing these for greater
economies of scale. The savings from the latter often can be offset by the limited
options available when dealing with a mental health crisis around a child out of the
context of the family and community, in which the only option available is often
out-of-home removal (which ends up being the most costly option in the long run).
The role of managed care
Managed care and organized systems of care share the objective of minimizing
the unnecessary use of restrictive and expensive services. Savings then can be
reinvested in community-based services, thus providing an opportunity to develop
an organized system of crisis services. Although this is commonly stated as the
primary aim of managed care, managed care implementations have been uneven in
developing organized crisis systems for children and adolescents. There have been
several barriers. Early managed care models based on restriction of benefits led to
underuse and, paradoxically, overuse of psychiatric hospitalization. An example of
the latter was in Tennessee’s TennCare, in which inadequate risk adjustment for
funding of services to the seriously mentally ill led to loss of outpatient services and
resulted in increased use of hospitalization [36].
Managed care models designed primarily for adult mental health needs have
not invested in development of wraparound services or in the interagency
collaborative structures necessary for children in crisis situations. Strength-based
approaches central to the wraparound model do not fit easily into the medical
necessity criteria used in managed care as stipulated by federal Medicaid
regulations. The medical model continues to operate in many managed care
systems, limiting more family-centered or ecologic approaches [18,37].
Even when managed care is able to lower hospital use, it is not always clear that
quality of care is improved. In 1992, Massachusetts implemented a private
managed care program for its Medicaid population. Several studies examined
the impacts of private managed care specifically on emergency services for
children and adolescents. Nicholson et al [38] reported that the percentage of
dispositions to home and psychiatric hospitals decreased after managed Medicaid.
These decreases were offset by a significant increase in referral to crisis stabilization settings, such as 24-hour, staffed, community-based services, acute residential
treatment programs, and respite care.
Callahan et al [39] also found significant reductions after the managed
Medicaid implementation. For children and adolescents, however, they found
A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793 789
increased rates of readmission within a 30-day period. These findings raise
questions as to whether the right children and adolescents are being hospitalized
and whether the decreased hospitalization and shorter lengths of stay may result in
longer term costs if children’s needs are not being met with an appropriately timed
hospital admission. As suggested by Nicholson et al [40], to really assess quality
of care, outcomes should be assessed using a framework of criteria based on the
Child and Adolescent Service System Programs (CASSP) concepts of individualized, least restrictive, and community-based care.
Case studies
Two case examples illustrate the contextual nature of mental health crises in
children and the benefit of community-based approaches. The first case, which
presented to the pediatric emergency department of a university-based hospital,
illustrates the traditional approach. The second case involves a youth who was a
client in a wraparound program. It illustrates a more proactive, home-based
approach consistent with the system of care model.
Case 1: Jimmy Rose
Jimmy, a 9-year-old boy in foster care, was brought by his foster father to a
pediatric emergency department late on a Sunday evening. For 3 weeks, Jimmy
had shown an escalating pattern of aggression in school and at home and was
threatening to kill himself and his foster siblings. His foster parents felt they
could no longer manage his behavior after Jimmy revealed his plan to hurt
someone in the home with a weapon he had fashioned. Jimmy had been removed
from the care of his biological mother because of neglect 9 month earlier and was
placed in a foster home in which 14 people were living. Jimmy’s difficulties had
escalated since his biological mother missed a planned visit after having no
contact with him for a long period of time.
A counselor in a community mental health agency had followed Jimmy for
depression since his placement in foster care. During this period, his primary care
physician prescribed him an antidepressant. A psychiatrist had not yet seen him;
his first psychiatric appointment at the mental health agency was still 3 weeks
away when he presented to the emergency department. As Jimmy’s threats and
aggressive behavior escalated, the counselor and child welfare worker tried to
manage his behavior on an outpatient basis. They had discussed the possibility of
a psychiatric admission but had not yet initiated a referral.
When Jimmy presented to the emergency department, neither the child welfare
worker nor the mental health agency was available for consultation. The emergency
department was located in a hospital without its own child psychiatric unit, and
Jimmy was placed on a general pediatric unit, where he received no mental health
services, until a bed in a community hospital became available. While on the
medical unit, Jimmy voiced repeated complaints about his living situation and
resentment toward the other foster children in the home.
790 A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793
This case example illustrates the consequences of a mental health system with
inadequate crisis services for children. None of the systems involved with Jimmy—
child welfare, mental health, and special education—had mobilized an intensive
response to his escalating symptoms. The mental health agency continued to offer
standard office-based outpatient services and failed to make psychiatric assessment
and treatment available as his symptoms became more serious. His mental health
provider had no crisis services available over the weekend, and Jimmy was brought
to a hospital-based emergency department that was not well equipped to perform
crisis intervention.
A different outcome might have resulted if Jimmy lived in a community with
an organized system for responding to children’s mental health emergencies. As
Jimmy’s symptoms worsened, he would have benefited from short-term case
management similar to the Milwaukee mobile urgent treatment teams model,
linking him to psychiatric evaluation and intensive in-home services to address
the contextual issues underlying the worsening of his symptoms. The escalation
of Jimmy’s symptoms after a missed visit with his mother is not atypical for
children in foster care, many of whom experience placement disruptions caused
by attachment problems and emotional and behavioral problems [41]. In-home
crisis services for Jimmy would have explored whether these foster parents were
able to meet Jimmy’s emotional needs, given the large number of children in the
home. An emergency respite bed for Jimmy would have been accessed while
these and other contextual factors were being addressed.
Case 2: Gina Tran
Gina, the daughter of Southeast Asian immigrants, had remained in her home
country to live with elderly grandparents when the rest of the family emigrated. She
joined her family in the United States 4 years later when she was 13 years old.
Gina’s adjustment to rejoining her family in a new country was not an easy one. She
experienced significant conflict with her uncle, who was the father figure of the
extended family. At age 14, she was hospitalized after threatening to kill herself
after an argument with her uncle. While in the hospital, Gina was diagnosed with
depression and parent-child relational problems; she was discharged to a short-term
residential treatment program.
After leaving residential treatment, Gina was enrolled in a case management
program that offered wraparound services. In-home therapy services were started,
but the family was slow to engage in treatment because they were not comfortable
with open discussion of conflict. Several months later, in the context of another
serious argument with her uncle, Gina ran away from home. She was found later
that night in the neighborhood, again threatening to kill herself. Her family once
again brought her to the local emergency department. Although the emergency
department staff felt that Gina needed hospitalization because of her significant
suicidal ideation, the emergency department staff contacted the case manager
before deciding on a disposition.
A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793 791
The case manager, aware of the role that family dynamics played in the crisis,
used flexible funds to place Gina in an emergency respite bed for 5 days in lieu of
another hospitalization. The in-home therapist received consultation from another
clinician experienced in working with Gina’s ethnic group to help her understand
the cultural factors underlying the family dysfunction. The therapist’s increased
cultural awareness helped the family to become more engaged in treatment. The
therapist also consulted with school personnel, who reported that Gina’s extreme
fear of being disciplined at home if she received poor grades was interfering with
her ability to be academically productive and develop normal peer relationships.
They responded by putting her on an individualized education plan with added
emotional and behavioral support to help with her anxiety about school
performance. The in-home therapist and case manager then worked with the
family to identify natural supports for future respite needs.
In this case example, the availability of intensive case management, timely
access to an emergency respite bed, and wraparound interventions were central to
meeting the needs of Gina and her family during this emergency. With culturally
competent in-home therapy services, the complex cultural issues that contributed
to Gina’s emergency presentations were sorted out, and further emergencies and
hospitalizations were averted.
Summary
Community-based systems of care offer some promising ecologically based
approaches to child psychiatric emergencies. More community-based effectiveness research is needed on child and adolescent mental health crisis services. To
meet the needs of real-world children with serious emotional disorders and their
families, however, research should include integration of multiple evidence-based
modalities (such as psychopharmacology, behavioral, and cognitive approaches)
and the effectiveness of single modalities. Funding priorities in mental health
systems also should shift significantly to support community-based crisis services
over more restrictive approaches that have a less solid evidence base.
References
[1] Gutterman EM, Markowitz JS, LoConte JS, Beier J. Determinants for hospitalization from an
emergency mental health service. J Am Acad Child Adolesc Psychiatry 1993;32:114 – 22.
[2] Stewart SE, Manion IG, Davidson MB, Cloutier P. Suicidal children and adolescents with first
emergency room presentations: predictors of six-month outcome. J Am Acad Child Adolesc
Psychiatry 2001;40:580 – 7.
[3] Greenhill LL, Waslick B. Management of suicidal behavior in children and adolescents. Psychiatr Clin North Am 1997;20:641 – 66.
[4] Rogers K. Evidence-based community-based interventions. In: Pumariega AJ, Winters NC,
editors. The handbook of child and adolescent community systems of care: the new community
psychiatry. San Francisco: Jossey Bass Publishers; 2003. p. 149 – 78.
[5] US Department of Health and Human Services. A report of the Surgeon General. Rockville:
792 A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793
[6]
[7]
[8]
[9]
[10]
[11]
[12]
[13]
[14]
[15]
[16]
[17]
[18]
[19]
[20]
[21]
[22]
[23]
US Department of Health and Human Services, Substance Abuse and Mental Health Administration, Center for Mental Health Services, and National Institutes of Health, National Institute of
Mental Health; 2000. p. 124 – 94.
Pumariega AJ, Fallon T. Pharmacotherapy in systems of care for children’s mental health.
In: Pumariega AJ, Winters NC, editors. The handbook of child and adolescent community systems
of care: the new community psychiatry. San Francisco: Jossey Bass Publishers; 2003. p. 120 – 48.
Burns BJ, Goldman SK, Faw L, Burchard J. The wraparound evidence base. In: Burns BJ,
Goldman S, editors. Promising practices in wraparound for children with serious emotional
disturbance and their families. Systems of care: promising practices in children’s mental health.
Washington, DC: Center for Effective Collaboration and Practice, American Institutes for
Research; 1999. p. 95 – 118.
VanDenBerg JE, Grealish ME. Individualized services and supports through the wrap-around
process. Journal of Child and Family Studies 1996;5:7 – 21.
Burchard JD, Bruns EJ, Burchard SN. The wraparound approach. In: Burns BJ, Hoagwood K,
editors. Community treatment for youth: evidence-based interventions for severe emotional and
behavioral disorders. New York: Oxford University Press; 2002. p. 69 – 90.
Jensen PS, Bhatara VS, Vitiello B, Hoagwood K, Feil M, Burke LB. Psychoactive medication
prescribing practices for US children: gaps between research and clinical practice. J Am Acad
Child Adolesc Psychiatry 1999;38:557 – 65.
Evans ME, Banks SM, Huz S, McNulty TL. Initial hospitalization and community tenure outcomes of intensive case management for children and youth with serious emotional and behavioral disabilities. Journal of Child and Family Studies 1994;3:225 – 34.
Evans ME, Armstrong MI, Kuppinger AD, Huz S, Johnson S. A randomized trial of familycentered intensive case management and family based treatment: final report. Tampa: University
of South Florida; 1998.
Kamradt B. Wraparound Milwaukee: aiding youth with mental health needs. Juvenile Justice 2000;
8:14 – 23.
Shulman DA, Athey M. Youth emergency services: total community effort, a multisystem
approach. Child Welfare 1993;72:171 – 9.
Henggeler SW, Schoenwald SK, Borduin CM, Rowland MD, Cunningham PB. Multisystemic
treatment of antisocial behavior in children and adolescents. New York: Guilford Press; 1998.
Schoenwald SK, Rowland MD. Multisystemic therapy. In: Burns JB, Hoagwood K, editors.
Community treatment for youth: evidence-based interventions for severe emotional and behavioral disorders. New York: Oxford University Press; 2002. p. 91 – 116.
Henggeler SW, Rowland MD, Randall J, Ward DM, Pickrel SG, Cunninghanm PB, et al. Homebased multisystemic therapy as an alternative to the hospitalization of youths in psychiatric crisis:
clinical outcomes. J Am Acad Child Adolesc Psychiatry 1999;38:1331 – 9.
Schoenwald SK, Ward DM, Henggeler SW, Rowland MD. Multisystemic therapy versus hospitalization for crisis stabilization of youth: placement outcomes four months postreferral. Ment
Health Serv Res 2000;1:3 – 12.
Woolston JL, Berkowitz SJ, Schaefer MC, Adnopoz JA. Intensive, integrated, in-home psychiatric services: the catalyst to enhancing outpatient intervention. Child Adolesc Psychiatric Clin N
Am 1998;7:615 – 33.
Boothroyd RA, Kuppinger AD, Evans ME, Armstrong MI, Radigan M. Understanding respite
care use by families of children receiving short-term, in-home psychiatric emergency services.
Journal of Child and Family Studies 1995;7:353 – 76.
Chamberlain P, Reid JB. Using a specialized foster care community treatment model for children
and adolescents leaving the state mental hospital. J Community Psychol 1991;19(3):266 – 76.
Chamberlain P, Moore K. A clinical model for parenting juvenile offenders: a comparison of
group care versus family care. Clinical Child Psychology and Psychiatry 1998;3(3):375 – 86.
Clark HB, Prange ME, Lee B, Stewart ES, McDonald BB, Boyd LA. An individualized wraparound process for children in foster care with emotional/behavioral disturbances: follow-up
findings and implications from a controlled study. In: Epstein MH, Kutash K, Duchnowski AJ,
A.J. Pumariega, N.C. Winters / Child Adolesc Psychiatric Clin N Am 12 (2003) 779–793 793
[24]
[25]
[26]
[27]
[28]
[29]
[30]
[31]
[32]
[33]
[34]
[35]
[36]
[37]
[38]
[39]
[40]
[41]
editors. Outcomes for children and youth with emotional and behavioral disorders and their
families: programs and evaluation best practices. Austin: Pro-Ed; 1998. p. 686 – 707.
Kutash K, Rivera VR. Effectiveness of children’s mental health services: a review of the literature. Educational Treatment of Children 1995;18(4):443 – 77.
Grizenko N, Papineau D, Sayegh L. Effectiveness of a multimodal day treatment program for
children with disruptive behavioral problems. J Am Acad Child Adolesc Psychiatry 1993;32:
127 – 34.
Grizenko N. Outcome of multimodal day treatment for children with severe behavior problems:
a five year follow-up. J Am Acad Child Adolesc Psychiatry 1997;36:989 – 91.
Fallon T, Winters N, Pumariega AJ, Huffine C, O’Malley K, Zachik A, et al. CALOCUS:
comparative and face validity. Presented at the Scientific Proceedings of the 48th Annual Meeting
of the American Academy of Child and Adolescent Psychiatry. Washington, DC: American
Academy of Child and Adolescent Psychiatry; 2001. p. 148.
American Academy of Child and Adolescent Psychiatry Work Group on Systems of Care. Child
and adolescent level of care utilization system user’s manual. Washington, DC: American Academy of Child and Adolescent Psychiatry; 2001.
Olds DL, Henderson C, Tatelbaum R, Chamberlain R. Improving the delivery of prenatal care and
outcomes of pregnancy: a randomized trial of nurse home visitation. Pediatrics 1986;77:16 – 28.
Zeanah CH, Larrieu JA, Heller SS, Valliere J, Hinshaw Fuselier S, Aoki Y, et al. Evaluation of a
preventive intervention for maltreated infants and toddlers in foster care. J Am Acad Child
Adolesc Psychiatry 2001;40(2):214 – 21.
Barnett WW. Long term effects of early childhood programs on cognitive and school outcomes.
Future Child 1995;5(3):25 – 50.
Klingman A, Hochdorf Z. Coping with distress and self-harm: the impact of a primary prevention program among adolescents. J Adolesc 1993;16(2):121 – 40.
Orbach I, Bar-Joseph H. The impact of a suicide prevention program for adolescents on suicidal
tendencies, hopelessness, ego identity, and coping. Suicide Life Threat Behav 1993;23(2):120 – 9.
Shaffer D, Craft L. Methods of adolescent suicide prevention. J Clin Psychiatry 1999;60 (Suppl 2):
70 – 4.
US Department of Health and Human Services. Youth violence: a report of the Surgeon General.
Rockville: US Department of Health and Human Services, Centers for Disease Control and
Prevention, National Center for Injury Prevention and Control; Substance Abuse and Mental
Health Administration, Center for Mental Health Services; and National Institutes of Health,
National Institute of Mental Health; 2001. p. 99 – 129.
Chang CF, Kiser LJ, Bailey JE, Martins M, Gibson WC, Schaberg KA, et al. Tennessee’s failed
managed care program for mental health and substance abuse services. JAMA 1998;279:864 – 9.
Friesen B, Koroloff NM. Family-centered services: implications for mental health administration
and research. J Ment Health Adm 1990;17:13 – 25.
Nicholson J, Young SD, Simon L, Fisher WH, Bateman A. Privatized Medicaid managed care in
Massachusetts: disposition in child and adolescent mental health emergencies. J Behav Health
Serv Res 1998;25:279 – 92.
Callahan JJ, Shepard DS, Beinecke RH, Larson MJ, Cavanaugh D. Mental health/substance
abuse treatment in managed care: the Massachusetts Medicaid experience. Health Affairs 1995;
14:173 – 84.
Nicholson J, Young SD, Simon L, Bateman A, Fisher WH. Impact of Medicaid managed care on
child and adolescent emergency mental health screening in Massachusetts. Psychiatr Serv 1996;
47:1344 – 50.
Smith DK, Stormshak E, Chamberlain P, Whaley RB. Placement disruption in foster care.
Journal of Emotional and Behavioral Disorders 2001;9:200 – 5.