Metafizika, 2023, 4 (50), 41-59. ISSN 2224-7580
DOI: 10.22363/2224-7580-2023-4-41-59
EDN: WMQBFV
ON THE UNION OF MATTER AND FORM:
GROUP THEORETICAL APPROACH
V.V. Varlamov
Siberian State Industrial University
42 building, Kirov St., Central district, Novokuznetsk,
Kemerovo region – Kuzbass, 654007 Russian Federation
Abstract. What are space and time? What do elementary particles and elements of the periodic
table have in common? These and other equally intriguing questions are discussed in this
interview with Professor of Siberian State industrial University Vadim Varlamov.
Keywords: holism, reductionism, hylomorphism, spinors, elementary length, symmetries,
long-range action
Q: Dear Professor Varlamov, thank you very much for taking your time to
do this interview. Let us begin from the fundamentals. Physicists today are often
in doubt whether spacetime is the deepest level of reality. The level under
spacetime is quantum. It is essentially discrete, while the continuity of spacetime
emerges for us in the same manner as that from an offset print, a pixelized
monitor image, or impressionist painting. What is your attitude towards
impressionism in this sense?
A.: Does spacetime make the fundamental level of reality? First define what
are these “space” and “time” comprising the notion of spacetime. Two different
frameworks should be distinguished: aprioristic Kantian understanding of space and
time as pure forms of our sensibility and the so-called relativistic view on space and
time as the forms of existence of matter. Forms of sensibility versus forms of being.
Consciousness versus matter. It seems like we are trapped once again within the
eternal duality of spirit and matter - nightmare of a philosopher having to choose
between the idealistic and materialistic philosophies. As a matter of fact, this duality
is only an illusion caused by the mess of words and concepts, as was noted by Bertran
Russel. Let us take a closer look at the two key concepts of space and time. Most
generally, 3d space is an extension with three parameters (length, width, height); and
time is a one-way ordered duration (from past via present to future). Anyhow, these
are our common representations of space and time and their essential definitions,
which are inevitably tied with the human mind. These two concepts cannot be
deduced empirically but precede any experiment making the ground for all the
following constructions. According to Kant, space and time are two pure forms of
sensory contemplation and principles of a priori knowledge. They are the first and
fundamental attributes of our perception, derived from the integrated sensorial
experience of human being. Hume treated each of us as “nothing but a bundle or
collection of different perceptions, which succeed each other with an inconceivable
rapidity”.
Form of contemplation is just an obscure and strongly curved lens mediating
our perception of the world. Hence, defining the space and time concepts from
experience makes no sense, while defining them by other means yields anything but
not space and not time. Here we come to a very important conclusion: space and time
are nothing but forms of human conscious contemplation.
The next fundamental concept that we turn now is tightly connected with the
above and highly important for the following. The key mathematical structure
associated with space and time is continuum, but whether it is sufficient to describe
the Universe? Is it possible to describe all the phenomena of Nature within the
Minkowski framework or only a part of them, and what is this part then? In the
opinion of Reihenbach, “… the combined space-time order reveals itself as the
ordering schema governing causal chains and thus as the expression of the causal
structure of the universe” [1, p. 268].
So, continuum expresses the causal structure of the universe. However, the
causal structure is not enough to describe the whole universe because of the worlds
that are causally independent (the fact acknowledged by the scientific society today)
and exist simultaneously («simultaneity means the exclusion of causal connection»
[1, p. 145)]). A puzzling but necessary conclusion is that such worlds exist beyond of
time.
After the discovery of non-Euclidean geometries, multidimensional spaces, and
hypercomplex algebras late in XIX, mathematics experienced a cardinal
transformation. The three-dimensional (3d) Euclidean geometry reflecting the
sensorily perceived world (form of contemplation) appeared to be only a preliminary
stage in the long mathematical venture.
The absolutized and iconized 3d Euclidean space appeared to be only the
simplest case of much more complicated mathematical structures. The mathematical
notion of space had changed beyond recognition. Is there anything in common
between the intricate constructions called “spaces” by mathematicians and the routine
notion of space we have in mind? This word is only a tribute to tradition, it had
stepped beyond the original meaning as the form of perception and now symbolizes
notions of quite a different nature. For example, in the theory of particles, quarks live
in the spaces of aroma, strangeness, charm, and so on. What are these abstract
mathematical spaces and do they still have something in common with forms of our
contemplation? We will pursue the matter below.
The most general mathematical abstraction of space is topological space. Let us
recall the definition. Given a set X of arbitrary nature, specify a collection of subsets
τ={U} with the following properties:
1) includes the empty set and set X itself;
2) the union of any collection of sets from belongs to ;
3) the intersection of any finite number of sets from belongs to .
Such a collection of subsets is known as topology on , and the set itself is
topological space [2, p. 41]. The notions of point neighborhood, base of topology,
axioms of countability and separability constitute the mathematical substrate of
space. The notions of dimension, connectivity, metrics, signature, curvature, etc.,
arise later; these structures are of secondary, derivative nature. For example,
dimension in the Urysohn-Menger topological theory derivates from the space
topology.
The above given definition of topological space sounds a bit vague at first
glance but a deeper insight shows that it has a core notion which has a clear correlate
in our perception. Recall what the Hausdorff separation axiom says: any two different
points x and y of topological space have nonintersecting neighborhoods. Extension is
the key word which expresses the very essence of the space substrate! Indeed, the
notions of dimension, connectivity, metrics (distance), curvature do not make sense
for anything nonextended. All of them are attributes of an extended value and,
moreover, extension is the primary and necessary condition of their existence. Mind a
curious thought of Borges: “The line is made up of an infinite number of points; the
plane of an infinite number of lines; the volume of an infinite number of planes; the
hypervolume of an infinite number of volumes. No, unquestionably this is not - more
geometrico - the best way of beginning my story. To claim that is it true is nowadays
the convention of every made-up story. Mine, however, is true” [3, p. 117].
In this witty phrase Borges does not take account of the fact that each of the
points consisting a line should be included there together with its neighborhood. It is
precisely this requirement (to take the point neighborhoods into account) that lies in
the core of the Urysohn-Menger topological theory. Similarly, our common
experience tells us that the extension of the world around is the necessary condition
and first form-making factor of the phenomenological world that we perceive. The
first and the most important derivative of extension is dimension.
Time
Time is one of the greatest enigmas of science and culture, the importance of
which extends far beyond the scope of physics. There is hardly another notion
carrying such a heavy psychological load and having such a wide spectrum of
interpretations. In his brilliant essay «A History of Eternity» Borges writes: «For us,
time is a jarring, urgent problem, perhaps the most vital problem of metaphysics,
while eternity is a game or a spent hope». [4, p. 1].
At first glance the concept of time seems simpler than that of space: «Time
therefore seems to be much less problematic since it has none of the difficulties
resulting from multi-dimensionality» [1, p. 109].
We conceive time as a linear one-dimensional sequence either lasting forever
towards past and future or cycling like arrows on the clock face or rotating planets.
This is our immanent sense of time as duration. Trying to grasp the essence of time
Heidegger wrote: «We say "now" and mean time. But time cannot be found anywhere
in the watch that indicates time, neither on the dial nor in the mechanism, nor can it
be found in modern technological chronometers. The assertion forces itself upon us:
the more technological, the more exact and informative the chronometer, the less
occasion to give thought first of all to time's peculiar character. But where is time? Is
time at all and does it have a place?» [5, p. 11].
Such is the form of contemplation in which time appears to our mind. A naive
realist being unaware of the form of perception identifies it with the real being thus
endowing it with ontological status. In this way, the substantial time arises,
considered as some absolute existing in the universe: «Absolute, true, and
mathematical time, of itself, and from its own nature, flows equably without relation
to anything external, and by another name is called duration» [6, p. 77].
An alternative concept goes back to Leibnitz and is known as the relational
time. In brief, it states that time is the sequence order of events. This definition is
naturally inherent to both the special and general relativity theories. Relativity theory
admits neither a preferred reference system nor absolute, universal time. Relative
time expresses causal order of events occurring in the universe and has no meaning
regardless of this order. «Newtonian time was universal; relativistic time is, at it
were, personal. My time is not your time nor your time my time» says Synge [7,
p. 102].
Moreover, the time of special relativity depends on spatial coordinates, as seen
from the Lorentz transform. Time and space merge within the four-dimensional
continuum of Minkowski spacetime thus losing their independence and autonomy.
“Time is a sequence order”, - says Leibnitz. Indeed, taking off the emotional and
psychological stratifications on the concept of time, we are left with the key word of
‘sequence’. In “Time and J. W. Dunne” Borges said that he does not “pretend to
know what sort of thing time is — or even if it is a ‘thing’; however, he guessed that
the time itself and the order of time is a one mystery and not two” [8]. At this point,
we should make the following remark concerning the sequence order, or the order of
time, although «anyway time-order is not time» [7, p. 103].
Considering the known idea of time arrow, one should keep in mind that time
passes one-way at the macroscopic scale only. Due to Reihenbach, this directivity of
time is related to thermodynamic entropy, which reflects the irreversible character of
macroscopic processes [9]. However, if we change scale to subatomic values, the
sequence order does not need to be one-way any more. In accordance with famous
Feynman-Stueckelberg interpretation, particles moving back in time are antiparticles,
i.e., their sequence order is reverse. Borges also admits time reversal: “I will begin by
listing some of the obscurities inherent in time, a natural, metaphysical mystery that
must precede eternity, which is a daughter of mankind. One such obscurity, neither
the most challenging nor the least beautiful, keeps us from ascertaining the direction
in which time moves. It is commonly held to flow from past to future, but the
opposite notion, established in Spanish verse by Miguel de Unamuno, is no less
logical: Nocturno el rio de las horas fluye desde su manatial que es el manana eterno
...” [Nocturnal the river of hours flows from its source, the eternal tomorrow ... ] [4,
p. 1]. Such a notion of time is close to the views of scholastics who conceived it as
motion from potential to reality.
Sequence is the dynamical aspect of continuum. A sequence given in extension
generates causality. Causality is the synthesis of sequence and extension, their one
and nonseparable union. Indeed, extension without sequence is static, there is no
dynamics and, hence, no causality. In turn, sequence without extension is only a
potential of causality, which comes into being provided the stage, which is extension.
Therefore, the formula “space-and-time = continuum” with its left side containing
forms of a priori contemplation (archaic words doomed to be a fiction by Minkowski)
should be replaced by “extension-and-duration = causality”. Whence it follows,
continuum = causality.
Time exists only together with extension, i.e., under the separability and
countability conditions providing a separable space. In nonseparable spaces, where
topology has no countable base, the concepts of sequence and time are out of place.
Q.: An assembled mechanism is evidently not the same as the set of its
parts. In spite of this evidence, impelled by the reductional idea we continue to
disassemble matter into ever small parts, has already come to quarks and intend
to proceed. In recent papers you assert that the “spinor structure is more
fundamental that the quark one”. Please explain what do you mean - is there
anything still more fundamental than quarks and what are these weird spinors
then?
A.: Mathematically, the quark and spinor structures are determined by the
tensor product machinery, which implies different number of basic components in
these two cases: = 2 for spinors and = 3 for quarks; this difference suggests that
spinors are more fundamental than quarks.
Concerning the essential definition of spinors, Michael Atiyah once said: “No
one fully understands spinors. Their algebra is formally understood but their general
significance is mysterious”.
Spinors can be defined either geometrically (due to Cartan) or algebraically
(due to Brauer and Weyl). According to Cartan, spinors make up vector spaces where
the linear transformations of vectors represent motions in non-Euclidean spaces
(motion is an isometry of a metric space). The vectors of representation space are
called spinors of space . This concept was introduced by Cartan [10], while the
word ‘spinor’ was coined by Ehrenfest after he read the famous paper on ‘spinning
electron’ by Uhlenbeck and Goudsmit [12]. More precisely, the spinor
representations of motions in non-Euclidean spaces
implies viewing the spinor
coordinates as coordinates of the flat generatrices of the absolutes (absolute is the set
of infinitely far points of non-Euclidean space) of these spaces; the spinor
transformations corresponding to the transformations of absolutes under the motions
are the spinor representations of these motions.
In case important for physics, the group of motions in 3d non-Euclidean space
(Lobachevsky space) is isomorphic to the group of rotations in 4d pseudoEuclidean Minkowski spacetime , , which is also the Lorentz group of the special
relativity. Therefore, the spinor representation of the group of motions in , (by 2x2
complex matrices with det = 1) is also the spinor representation of the Lorentz group.
This means that each spinor from , corresponds to a certain point of the absolute
of , which in turn corresponds to an isotropic straight line of space , . The
,
,
absolute of the Lobachevsky space
is homeomorphic to the compactified
complex plane ℂ ∪ ∞ (Riemannian sphere). This geometrical interpretation of spinors
was proposed by Cartan [13] (see also [14]).
In the algebraic Brauer-Weyl definition, spinor is given by an element of the
minimal left ideal of the Clifford algebra ( , ), where
is the vector space
equipped with a nondegenerate quadratic form . For even , the minimal left ideal
of algebra ( , ) corresponds to the maximal totally isotropic subspace ⊂ of
dimension ⁄2, i.e., isomorphic to spin space of dimension 2 ⁄ . Subspace of
space
is totally isotropic if bilinear form
, ! = 0 for every , ∈ .
Subspace ⊂ of the maximal dimension satisfying this condition is the maximal
totally isotropic space.
The mathematical notion of spinor, which we defined geometrically and
algebraically, is closely connected with the physical concept of spin. The main puzzle
is in the physics of spin rather than in the geometry of spinors as Atiyah thought. It is
known that the notion of spin was coined by Pauli in 1925, when he tried to explain
the doublet structure of the alkali spectra (anomalous Zeeman effect): «The doublet
structure of the alkali spectra, as well as the violation of the Larmor theorem are,
according to this point of view, a result of a classically not describable twovaluedness of the quantum-theoretical properties of the valence electron” [14]. Later,
Van der Waerden noted that this “classically non-describable two-valuedness” of
electron we call spin [11, p. 215].
It is well-known that, starting from the work of Uhlenbeck and Goudsmit [12],
all the attempts to describe the electron spin classically had failed. In memorials
Yu. B. Rumer [16] wrote: “At his time Pauli said to Kronig that the spin theory is
nonsense because a point cannot rotate around itself” [16, p. 56]. Viewing electron as
a point is required in the special relativity; therefore, both electrons in quantum
electrodynamics and quarks in quantum chromodynamics are treated as pointwise
fermions with spin 1/2. Furthermore, the quark model ascribes quarks the orbital and
radial motions inside hadrons. The hadron spin is associated with the total momentum
$, which is the sum of the orbital momentum % and the quark spin &: $ = % + &. This
definition is evidently a mechanical parody of the real spin. According to Fock [17],
the concept of spin is not of mechanical character. The first theory providing a
correct mathematical formulation of the “classically non-describable two-valuedness”
of the electron spin was proposed by Pauli in 1927 [17]. Avoiding any visual
mechanical models, Pauli introduced doubled Hilbert space ( ⨂(* (vector space of
wave functions), whose vectors are two-component spinors. That was the first advent
of two-component spinors in physics and the first case of doubling. The next
doubling that yielded the (+ ⨂(* space of bispinors was accomplished by Dirac in
1928 [19]. The next-to-next doubling leads to the Hilbert space of hyper-twistors
(, ⨂(* [20,21]. Hyper-twistors are vectors of the fundamental representation of the
Rumer-Fet group -(2,4)⨂ (2)⨂ (2)/ , which provides a group-theoretic
interpretation of the periodic system of elements [22]. Spinors, bispinors, and twistors
are special cases of hyper-twistors. Van der Waarden mostly appreciated the first
doubling step: «The step from one to two to components is large, whereas the step
from two to four components is small; also, the step from vector algebra to a twovalued representation of the rotation group is large, the extension of this
representation to the Lorentz group is much easier» [11, p. 223].
After reporting on the doublet splitting value by Thomas [23], Pauli formally
accepted the hypothesis of rotating electron but stayed convinced that spin cannot be
described by a classical kinematic model since such a model could never lead to twovalued representations of the rotation group. This compromise of theorists about spin
Pauli expressed by the words: «After a brief period of spiritual and human confusion,
caused by a provisional restriction to "Anschaulichkeit", a general agreement was
reached following the substitution of abstract mathematical symbols, as for instance
psi, for concrete pictures. Especially the concrete picture of rotation has been
replaced by mathematical characteristics of the representations of the group of
rotations in three-dimensional space. This group was soon amplified to the Lorentz
group in the work of Dirac» [11, p. 5]. The most important is the last sentence
because the correct description of spin requires two-valued representations of the
Lorentz group and cannot be provided by the traditional description of spin in terms
of
(2) group appealing to visual 3d image. The (2)-handling of spin is adopted
in the Standard Model, in the (6)-theory, and its orbital extension
(6) ⊗ -(3),
as well as in the notion of isotopic spin (“rotation” in the isotopic space). The (2)description reduced to the 3d image (the compromise explained by Pauli) does not
capture all the properties of spin, which is the most important characteristic of a
quantum object (a state). For example, the
(2)-framework gives no way for two
states to have equal spins but different masses (energies). However, this turns
possible in terms of the 2(2, ℂ)-model, where spin 3 = − ,5 = 6⁄2, 5 = 7⁄2, 6
and 7 are degrees of spin-tensor factorizations of cyclic vectors defining fermionic
and bosonic states. The 2(2, ℂ)-description of spin can be found in [25, 26].
Recall that the concept of spin generally stemmed from the need to describe the
“classically non-describable two-valuedness” of the electron conceived as a particle.
Particle is a classical notion, however. Van der Waerden suspected a confusion here
and asked: «Why did Pauli express himself so mysteriously? Why did he not say in
plain words that he assumed the electron to have an intrinsic angular momentum
89 = ± 1⁄2 and a magnetic moment 289 ?” [11, p. 205]. The answer is evident:
because a classical object cannot have a nonclassical property. Soviet physicists
Yu. B. Rumer and A. I. Fet wrote: “We conventionally consider that one and the
same particle, e.g., electron may stay in two different states, with spin +1/2 and -1/2.
But nobody has ever observed an electron without a spin. This fact suggests another
viewpoint: electron with spin +1/2 and electron with spin -1/2 are two different
particles, while ‘just electron’ is not encountered in nature” [27, p. 161-162].
It is commonly acknowledged today that the spacetime incorporates some
objects (protons, electrons, etc.) which are independent from each other and possess
their own being and all the quantum features inherent to them. Needless to remind
that such a view has nothing to do with reality shown up in the experiments on
checking the Bell inequalities (Fridman—Clauser, Aspect, Greenberger–Horne–
Zeilinger, and others). Classical treatment of microscopic particles is invalid, and so
are all the mechanical models related to them. As soon as we get rid of the visual
picture (mental pattern) of a ball rotating in space, we realize that the real base of the
notion of particle is its discrete nature, the adoption of a smallest further indivisible
value or the negation of continuum. We arrive at the eternal syzygies of quant and
continuum, Democritus and Empedocles. In contrast to purely mental procedure of
infinite division that turns continuum into a speculation, the notion of quantum relies
on the Planck fundamental law on the discreteness of energy. In the paper “On the
contemporary form of atomism” [28], M. A. Markov shows how the conception of
particle has been evolving since the ancient time to the modern state and concludes
that “today, given the notion of field, we define particle as an atom, or a quantum of
this field, its minimal element. In essence, we only changed the word ‘atom’ for the
word ‘quantum’”. An obscure notion of particle is defined by means of another no
less obscure notion of field. Markov himself notices this fact: “Unfortunately, the
notion of field is also not easy to explain” [28, p. 412]. Then Markov draws a curious
parallel between four types of interactions in contemporary physics and four main
elements of ancient Greeks, clearly letting the reader to understand that the former
had not gone very far from the latter. Field is an inalienable attribute of the close
action because field cannot be defined without spacetime continuum (which
facilitates the point-to-point transfer of the action). We should remind that the
original notion of ‘quantum’ had nothing to do with that of ‘field’. Moreover, the
discrete character of energy contradicts the continuity of continuum. In our opinion,
particle is rather a quantum of energy than a quantum of field.
Let us return to the spinor representations of the Lorentz group. The
fundamental representation over the complex numbers < = ℂ acts in twodimensional spin-space; its ‘vectors’ are two-component spinors. Any arbitrary finite-
dimensional irreducible spinor representation of the Lorentz group can be expanded
into a tensor product of two-dimensional fundamental representations. Remarkably,
the spin-space of fundamental representation is the minimal left ideal of the algebra
of quaternions (biquaternions ℂ ≃ ℂ⨂ℍ in case of field < = ℂ and quaternions
?, ≃ ℍ,
, ≃ ℝ(2),
,? ≃ ℝ(2) in case of field < = ℝ, with the division ring
A ≃ ℍ for ?, and A ≃ ℝ for , and ,? ). Thus, the elements of the minimal left
ideals of the four-dimensional quaternion algebras are two-component spinors.
Q.: ‘In the beginning was symmetry’ is a famous Heisenberg’s phrase.
Symmetry is in the core of field theory today. Isn’t the role of symmetry
overestimated? Do you agree that the conserved properties are in a sense more
real than illusory, ever changing, observable phenomena?
A.: Let me give a bit longer citation of Heisenberg: “‘In the beginning was
symmetry’ is certainly a better expression than Democritus’ ‘In the beginning was the
particle.’ Elementary particles embody symmetries; they are their simplest
representations, and yet they are merely their consequence” [29, p. 240]. Here,
Heisenberg clearly gives preference for the symmetry-based holistic description of
quantum things over the reductional atomic hypothesis.
Aristotle said that any physical object is a union of matter and form. During the
19th century, this viewpoint had been developed into hylomorphism (from the Greek
BCD (hyle) -- tree, matter, and EFGHD (morphe) - form, shape). Aristotle believed in
such thing as ‘primary matter’ which consists of four elements, each resulting from
the conjunction of prematter and a special form. Hence, prematter is thought of as a
pure potentiality. For Heisenberg, his prima materia was the fundamental spinor
field, which was the backbone of his spinor theory of matter. Potentiality should be
complemented with a form-establishing principle which Heisenberg believed to be
the fundamental symmetry. Symmetry endows matter with a form. Together, prima
materia and fundamental symmetry give birth to all the quantum microscopic
phenomena which we call elementary ‘particles’.
It is easy to see that this union of matter and form is another version of the old
archetype similar to the Aristotle’s hylomorphism. Jung was right saying that all
human knowledge consists of just cases of realized archetypes, which eternally exist
in the collective unconscious. Most likely, Aristotle was not the first who made up his
mind to combine form and matter.
Without claiming priority, after Aristotle and Heisenberg, we propose the
following (group-theoretical) version of hylomorphism (see axiom A.I in [30]):
A.I (Energy and fundamental symmetry) At the fundamental level, a quantum
system I is characterized by J ∗ -algebra L consisting of the energy operator M and
the fundamental symmetry group NO generators adjoint to M and forming a common
system of eigenfunctions with M.
Here, energy (operator M) plays the role of the prima materia that is initially
devoid of form and is only a pure potentiality (of dynamics, PBQ ER). The form is
brought in by the fundamental symmetry NO . This marriage of matter and form
(hylomorphism) gives rise to a quantum system I whose states are different physical
objects depending on NO (elementary particles when NO = -(1,3) is the Lorentz
group, and chemical elements when NO = -(2,4) is the conformal group). Note that
using the length scale ? ~10T 8 as elementary is not typical of physics today and
needs to be explained. Back in 1968, in the paper “Does an elementary length exist?”
[31], A. D. Sakharov wrote: “Thus, the sum of theoretical and experimental
arguments compels us to accept that the Heisenberg’s proposal ? = 7 should be
revised towards much higher energies”. Since that time, the ultimate value has been
shifted to ever deeper range ≪ ? . To find new physics at such high-energy scale was
the main hope and anticipation of the Large Hadronic Collider (LHC) project.
However, despite of the tonnes of experimental data, nothing new was revealed: no
supersymmetry, no dark matter, nothing at all that could lead beyond the Standard
model. The disappointment resulted among physicists is well described by Sabina
Hossenfelder in her “Lost in Math” [32]. No other evidence is required to the fact that
scale ? is elementary since it is particularly this level where all stable matter emerges
from the prima materia. On the contrary, any theory operating at the Planck scale
T
8 (e.g., string theory) inevitably has no chance of being verified.
V ~10
Q.: In your papers you refer to Pauli who said that a key to symmetry is
bipartition, or doubling. Could you explain what Pauli really meant: how can
doubling give any sort of symmetry, for example, a continuous one? Does
doubling result in a growth or rather in a reduction of symmetry?
A.: Indeed, in one of his letters to Heisenberg, Pauli wrote about the doublingup process and the reduction of symmetry “Das ist des Pudels Kern”! What could it
mean? This puzzling phrase relates to one of the most mysterious events in physics of
the XX century. The story began in 1957, when Heisenberg and Pauli came to Padua
to take part in a conference on atomic physics. Later on, Heisenberg recalled that
time: “Chief among these was the work of the young Chinese American physicists
Lee and Yang. These two had put forward the suggestion that mirror or right-left
symmetry, always considered an almost self-evident part of nature, could be
disturbed by such weak interactions as are, for example, responsible for radioactive
phenomena” [29, p. 230]. The assumption of Lee and Yang (1956) that nature adopts
only left-handed neutrinos and right-handed antineutrinos was later verified in the
famous experiments of Wu. Heisenberg continues: “Now, if these particles were
indeed devoid of mirror symmetry, then we had to reckon with the possibility that the
latter was not a primary aspect of the fundamental laws of nature but entered: them
secondarily by way of, for example, interactions and the resulting mass. In that case,
mirror symmetry would originate in a subsequent doubling-up process that could
arise mathematically, for instance, through the fact that an equation admits of two
equivalent solutions. This possibility seemed very exciting to us, simply because it
amounted to a simplification of the fundamental laws of nature” [29, p. 230-231].
So, the place to start from was the reduction of symmetry observed for
neutrino, which in Heisenberg’s opinion can be restored by the doubling-up process,
i.e. by finding a pair of solutions to a certain equation. Such an equation laid a basis
for the unified nonlinear spinor theory of matter developed by Heisenberg late in
1957: «Quite suddenly, there appeared among the fluctuating forms a field equation
with a very high degree of symmetry» [29, p. 233].
This equation (the ‘world formula’) is a nonlinear generalization of the Dirac
equation under the assumption that mass has a field nature. A solution (wave
function) to that equation should be given by a fundamental spinor field (prima
materia), where the field operator is a two-component Weyl spinor under the Lorentz
transformation and a two-component spinor in the isospin space, i.e., obeys not only
the relativistic spacetime symmetry but also the isospin group symmetry. Thus, the
equation described most part of the symmetries known at that time (1957). Without a
delay, Heisenberg informed Pauli about this discovery: “Wolfgang, whom I informed
of the latest development, was extremely excited as well: it really did look as if, for
the first time, we had a framework wide enough to include the entire spectrum of
elementary particles and their interactions, and yet narrow enough to determine
everything in this field apart from contingent factors. And so we decided that both of
us would look into the question of whether or not this equation might serve as a basis
for a unified field theory of elementary particles. Wolfgang was hopeful that what
few symmetries were still missing might be added later by means of the division
process” [29, p. 233].
From here on the most strange and intriguing part of the story begins. At first
Heisenberg notes: “With every step Wolfgang took in this direction, he became more
enthusiastic—never before or afterward have I seen him so excited about physics”
[29, p. 233]. Then, he continues: “For instance, in the theory of elementary particles
he waxes enthusiastic over the different four-term symmetries interlaced with each
other which he immediately relates to the tetractys of the Pythagoreans. Again, he
writes: “Bipartition and reduction in symmetry, that is the core of the matter (des
Pudels Kern). Bipartition is a very old attribute of the devil (the word doubt is
supposed to have meant originally division into two)”” [33, p. 53].
These weird images were inspired by the Jungian archetypes (Pauli was in
correspondence with Jung for many years [34]). It is well known that one source of
the Jungian psychoanalysis was the holistic view of the universe [35]. For Pauli, of
most interest in correspondence with Jung was the transition from duality 2 × 6 to
quaternity 3 × 4: “For this magical view of nature the predominant symbol is the
number four, the so-called tetractys of the Pythagoreans which is constructed by
means of two polarities. Division is attributed to the dark side of the world (matter,
the devil), and the magical conception of nature encompasses even this dark realm”
[33, p. 52].
Earlier, in 1952, Pauli wrote an unexpected of him paper “The Influence of
Archetypical Ideas on the Scientific Theories of Kepler” [36], where he analyzed the
polemics between Kepler and Fludd (a known at that time alchemist and a member of
the Order of the Rose). Pauli emphasized the importance of the Pythagorean tetractys:
“It is significant for the psychological contrast between Kepler and Fludd that for
Fludd the number four has a special symbolical character, which, as we have seen, is
not true of Kepler” [36, p. 204]. And below: “… that the ‘quaternary’ attitude of
Fludd corresponds, in contrast to Kepler’s ‘trinitarian’ attitude, from a psychological
point of view, to a greater completeness of experience” [36, p. 206].
Although Pauli did not generally approve of the Fludd’s alchemy and astrology
but evidently sympathized him: “Fludd’s attitude, however, seems to us somewhat
easier to understand when it is viewed in the perspective of a more general
differentiation between two types of mind, a differentiation that can be traced
throughout history, the one type considering the quantitative relations of the parts to
be essential, the other the qualitative indivisibility of the whole. We already find this
contrast, for example, in antiquity in the two corresponding definitions of beauty: in
the one it is the proper agreement of the parts with each other and with the whole, in
the other (going back to Plotinus) there is no reference to parts but beauty is the
eternal radiance of the ‘One’ shining through the material phenomenon” [36, p. 205].
In one of his letters to Jung, Pauli wrote : “I carry ‘Kepler’ as well as ‘Fludd’ in
myself and that it is for me a necessity to arrive at a synthesis of this pair of
opposites, as best I can” [37, p. 421].
When writing about Kepler, Pauli stresses that a scientific view of the material
world comes out of the preceding archetypical view. The influence of Jung is evident
here. Of the same archetypical origin is the Pauli’s ‘division and reduction of
symmetry’. One day Heisenberg asked Pauli “why he laid so much stress on the
doubling process”, and Pauli “made the following reply: In the earlier physics of the
atomic shell we had to rely exclusively on perceptual models taken from the arsenal
of classical physics. Bohr’s correspondence principle stressed the usefulness,
however limited, of such models. But the mathematical description of what goes on
in the atomic shell was always much more abstract than such models. In fact, it is
quite possible to attribute quite different and mutually contradictory models, for
example, the particle and the wave models, to the same real process. In the physics of
elementary particles, however, all such models prove of no practical use at all, for
that branch of science is even more abstract. If we wish to formulate the physical
laws in this realm, we must therefore base ourselves on the properties of symmetry
that nature herself has introduced here, or, to put it differently, on the symmetry
operations (for instance, displacements and rotations) that open up nature’s space.
Now this forces us to ask why there are these symmetry operations and no others. I
think that the concept of division or doubling will prove particularly useful here,
because it helps to extend nature in what seems to be an unforced manner, and may
thus introduce new symmetries. In the ideal case, we could imagine that all real
symmetries have come about as a result of this kind of division” [29, p. 232].
In December of 1957, Pauli wrote to Heisenberg: “The picture keeps shifting
all the time. Everything is in flux. Nothing for publication yet, but it’s all bound to
turn out magnificently. No one can tell just what marvels will appear. Wish me luck,
I am learning to walk. [And then the quotation:] Reason begins again to speak, again
the bloom of hope returns. The streams of life we fain would seek, ah, for life’s
source our spirit yearns. Greet the dawn of 1958 before sunrise. . . . Enough for
today. This is powerful stuff. . . . The cat is out of the bag, and has shown its claws:
division and symmetry reduction. I have gone out to meet it with my antisymmetry—
I gave it fair play” [29, p. 234]. (Mind that in the English translation the German
‘Pudel’ had turned into the ‘cat’; here is the German original: “Du wirst bemerkt
haben, daß der Das ist des Pudels Kern fort ist. Er hat seinen Kern enthüllt,
Zweiteilung und Symmetrieverminderung. Ich bin ihm da mit meiner Antisymmetrie
entgegengekommen - ich gab ihm fair play - worauf er sanft entschwand...”).
The epilogue of this story came a few months later. Early in 1958 Pauli had to
leave for America, where he had lecture engagement. Heisenberg tried to stop Pauli:
“I did not like the idea of this encounter between Wolfgang in his present mood of
great exaltation and the sober American pragmatists, and tried to stop him from
going. Unfortunately, his plans could no longer be changed. <…> Then we were
divided by the Atlantic, and Wolfgang’s letters came at greater and greater intervals.
<…> Then, quite suddenly, he wrote me a somewhat brusque letter in which he
informed me of his decision to withdraw from both the work and the publication. He
added that he had informed the recipients of the preliminary draft that its contents no
longer represented his present opinion... But this did not fully explain his behavior. I
myself was only too aware of the difficulties, but we had often worked together in the
dark, and as far as I myself was concerned such situations had always struck me as
the most interesting” [29, p. 234-235].
In his memorials, Pais writes: “Pauli's first stop was New York. He had
requested to be allowed to give a 'secret' seminar on his recent work with Heisenberg
at Columbia University, by invitation only. Actually, he spoke in the overfilled large
lecture hall in Pupin Laboratory. I was present and vividly recall my reaction: this
was not the Pauli I had known for so many years. He spoke hesitantly. Afterward, a
few people, including Niels Bohr and myself, gathered around him. Pauli said to
Bohr: 'You may well think that all this is crazy.' To which Bohr replied: 'Yes, but
unfortunately it is not crazy enough’” [38, p. 250].
Judge for yourself whether Pauli with his idea of bipartition had come so close
to some dark force that it got involved and reduced his initially hopeful enthusiastic
effort to nothing but disappointment in the end…:) To be serious, today we can
interpret bipartition and symmetry reduction as the reduction of group symmetry
occurring in the following manner: given a chain of nested groups N ⊃ N ⊃ N ⊃
⋯ ⊃ NZ and an irreducible unitary representation [ of the highest group N in Hilbert
space ℋ, we notice that the reduction N ⁄N of representation [ by the subgroup
N makes [ reducible and expandable into an orthogonal sum of irreducible
representations [
( )
of subgroup N . In turn, the reduction N ⁄N of group N
representation by subgroup N expands representations [
representations [
( )
( )
into a sum of irreducible
of subgroup N , and so on. That is how symmetry flows down
from a high symmetry of group N to the lower symmetries of its subgroups.
Q.: Can we look at duality as a criterium of being, i.e., to exist means to
have one’s opposite? To exist in space implies to have the top and bottom, the
left and right, i.e., literally to consist of opposites. It is only zero that has no
opposite, to be equal to zero is well expressed by the verb ‘vanish’. By the way, it
follows that a point cannot exist in space; is it right that some physical theories
(e.g., twistor theory [40]) consider a point as a space of spinors?
A.: We have mentioned already the zero dimension of a point and the Urysohn-Menger dimension theory. It makes no sense to represent 3d space (or 4d spacetime)
by a set of dots unless one takes into account the Hausdorff separation axiom. The
doubling-up so stressed by Pauli is exactly the duality, i.e., the coexistence of two
opposites. This idea can be found in Plato’s Epinomis: “… a divine and marvelous
thing it is to those who envisage it and reflect, how the whole of nature is impressed
with species and class according to each analogy, as power and its opposite
continually turn upon the double. Thus the first analogy is of the double in point of
number, passing from one to two in order of counting, and that which is according to
power is double; that which passes to the solid and tangible is likewise again double,
having proceeded from one to eight” [39, p. 34].
Doubling (or duality) is a universal feature of matter. The spin of electron is a
manifestation of duality rather than an internal property of a thing. Recall that
electrons can be observed only having a certain direction of spin and not both of them
simultaneously. Duality preexists in matter (substance), which endows its accidences
(electrons) by a certain value of spin depending on the experimental situation
(manifestation).
Q.: Interaction means an exchange by properties. To make an exchange,
the objects should come to the ‘neighboring points’ in spacetime. In the absence
of spacetime at subatomic level, how can we describe interactions?
A.: You described how it goes from the reductional viewpoint. It is based on
the concept of field which carries the action from point to point and needs a
continuum spacetime for that. It is a mechanical model where the particles of matter
(fermionic fields) interact by means of the carrier particles (gauge fields). Recall that
the Planck’s law permits only discrete values of energy and, hence, the idea of
continuum is out of place and even harmful since it makes things obscure and hard to
deal with. Eliminating continuum at the basic level (∼ ? ) destroys also fields and
generally the theories of field-aided interactions, which are built on mechanical
models borrowed from classical physics (lagrangians, field equations, etc.). When
elaborating his theory of spinor matter, Heisenberg could not entirely get rid of the
field methods, which was the reason of failure.
The continuum field paradigm is inappropriate at the atomic scale and should
give place to its opposite, based on the action-at-a-distance concept, as required by
the holistic approach. How can we make it work? A brief answer is -- by
implementing into the ‘spectrum of matter’ theory. The key point of the theory is that
the states of matter are of emergent nature and thus cannot interact in a mechanical
manner. The action-at-a-distance is not mechanical, it is realized at the substantial
level. The states ^ of the theory are given by the cyclic vectors of A -Hilbert space.
These states are pure and separable and generate a separable state if their product
makes a convex linear combination of pure states. Otherwise, the generated state is
nonseparable (entangled) and corresponds to the interaction of states. This way of
interacting has nothing to do with mechanical forces and fields and is obviously of a
different kind.
Q.: Do you agree that continuum mathematics is of no use to describe
quantum world? On one hand, it would be a relief since we need not keep trying
to fit a square peg into a round hole, but on the other the perfectly elaborated
integrodifferential machinery of conventional QFT appears to be out of play. Do
you see any alternative?
A.: In his last paper in 1955 Einstein wrote: “One can give good reasons why
reality cannot at all be represented by a continuous field. From the quantum
phenomena it appears to follow with certainty that a finite system of finite energy can
be completely described by a finite set of numbers (quantum numbers). This does not
seem to be in accordance with a continuum theory and must lead to an attempt to find
a purely algebraic theory for the representation of reality. But nobody knows how to
find the basis for such a theory” [41, p. 166].
Since 1955 physicists had tried numerous variants, and some of them look
perspective; however, even a brief review of them would be a long talk, which is
better to postpone until next time.
Thank you very much for the detailed answers and a most illuminative
talk! We wish you new insights and look forward to our next meeting.
Interviewed and translated into English by Anna Sidorova-Biryukova.
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