Architectural Science Review
ISSN: 0003-8628 (Print) 1758-9622 (Online) Journal homepage: https://www.tandfonline.com/loi/tasr20
Place, time and architecture: the growth of new
traditions
Sue Roaf & Gráinne McGill
To cite this article: Sue Roaf & Gráinne McGill (2018) Place, time and architecture:
the growth of new traditions, Architectural Science Review, 61:5, 267-271, DOI:
10.1080/00038628.2018.1502156
To link to this article: https://doi.org/10.1080/00038628.2018.1502156
Published online: 27 Jul 2018.
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ARCHITECTURAL SCIENCE REVIEW
2018, VOL. 61, NO. 5, 267–271
https://doi.org/10.1080/00038628.2018.1502156
EDITORIAL
Place, time and architecture: the growth of new traditions
Space, Time and Architecture is intended for those who are alarmed
by the present state of our culture and anxious to find a way out of
the apparent chaos of its contradictory tendencies.
So wrote the Swiss Modernist Sigfried Giedion (1941, p. vi) introducing the first edition of his pioneering and influential history
to the background and cultural context in which modern architecture and urban planning grew and flourished. He stated there
that:
History is not a compilation of facts, but an insight into a moving
process of life.
In the Charles Eliot Norton Lectures Giedion gave at Harvard University in 1938–1939 he endeavoured to bring some order and
understanding to the development of Modernism in the context
of the great buildings and cities of the world, even as many were
being blown to pieces in Europe during the Second World War.
Eighty years later, as the destruction of great monuments
of civilization continues in very different parts of the world, we
are using this special issue of the Architectural Science Review
as a modest homage to the significance of his great work. We
are also exploring ways out of the apparent chaos of the contradictory tendencies of our own age. The following papers
focus on how architectural solutions relate to the people they
serve and the places they are built in now and how they will
perform in the different future we are so much better able to
predict today. At the heart of these papers and the challenges
they address is the huge shift in the balance of power that
has occurred since Giedion’s time in the three-way dialogue
between client, designer and users. Most of the architecture
described in Giedion’s 1941 book deals with the grand designs
and ideas of great architects. Even when humble dwellings were
described, the discourse was mainly concerned with the visual
impacts of the ambitious sculptural planning and architecture
of a scheme or the huge leaps and bounds offered in the mass
production potentials of new construction systems. People are
seldom visible in his figures, despite the functionalist imperatives promoted in the book, and ironically, it is at a human scale,
that post-war architecture so often failed. Many Modernist buildings and estates, notably concrete brutalist structures around
the world, have been abandoned or demolished. An obvious
defence is that they were built very quickly, in untested forms
and materials due to the pace of the industrial innovations happening and the need to rebuild devastated cities and rapidly
erect homes for the millions of people dispossessed after the
war. By comparison, the drive for short construction periods
today is all too often related to a desire for increased developer
profit. Issues of the long-term durability of structures, places
and communities are still widely ignored by designers and their
clients.
© 2018 Informa UK Limited, trading as Taylor & Francis Group
The notion of Space in Giedion’s book appears to have been
synonymous with the perception and understanding of architectural form, emphasising the sculptural qualities of buildings and
cities, so well reflected in the then popular idea of buildings as
frozen music. Time then was largely related to the historical context of a building and its date, set against the contemporaneous
ethos and aspirations of its constructors.
Vernacular buildings were generated very differently. Rather
than being inspired by new design ideas, or as reflections of the
glories of a single age, or author, they evolved over centuries
and millennia in the particular places, climates and cultures that
worked to shape them via numerous iterations and enhancements over time, and were shaped by them in turn. Thus,
performance problems were gradually ironed out and opportunities for improvement implemented using simple design
changes in orientation, solar and wind harvesting and protection, useful energy storage, occupant behaviours and lifestyles.
The beauty afforded by the shapes of building elements and
their decorative motifs were developed using local materials
wrought, cherished and embellished over centuries. Much of the
essence of local cultures around the world, manifested in such
local design wisdom and skills of the many, have been forgotten in the relentless march towards industrialized construction
methods and their economic benefits, often accruing only to
the few.
In the following papers the re-introduction, in some cases, the
introduction of local design wisdom and skills, is a leitmotif. They
show that ideas of how to achieve progress in the built environment can be couched not only in cultural terms, but also political ones. Some authors present solutions that are best implemented via slow moving, top-down political systems, while others advocate development that is managed using much finer
grained, bottom-up processes generated within local communities themselves that can rapidly be adapted as circumstances
change.
In the architecture of Europe after the second world war,
fast construction speed, in conjunction with the huge scale of
change, inevitably came with a high risk of failure. The relative
merits or problems of different structures, styles, systems and
standards were often not regulated before they were adopted
in the headlong race to build more. There were cases that, tragically, were only deeply reflected on when catastrophes occurred:
part of a tower block blew out, flat roofs failed or whole buildings
burnt. But many buildings failed not just during extreme events,
but also when washed up by the tides of time. Cities around the
world are now littered with empty 1960s and 70s office blocks
that are simply unfit for purpose, while in parts of London postwar pre-fab houses are still standing and hugely popular with
their occupants.
268
EDITORIAL
How could this happen? Did nobody keep watch to ensure
that the super-tanker of the built environment was steered
towards a more ‘sustainable’ future? Apparently not and that is
disturbing when we currently face pressures for rapid construction, new ways of reducing cost, new demands for more from
less. The papers that follow not only focus on how to steer the
built environment, but recognize that a rapid pace of change can
be used in self-healing systems as well as self-wounding ones.
This issue of ASR addresses head on the concerns of many who
are alarmed by the present state of our culture and provides
some answers to a number of serious questions we need to deal
with like: How best to design for the aged and the urban and
rural masses of the poor? How can we reality check designs?
How do we create a more genuinely durable architecture for
the twenty-first Century? These are very different questions than
those posed by Giedion, but they reflect his imperative to deal
with contradiction. Of course, the specific questions of today will
differ from Giedion’s because, as he would recognize, the world
eighty years ago was very different from the world in which we
act.
In 1938, there were around 2.3 billion people on the planet
whereas today there are 7.5 billion. In 1941, the Global Mean
Temperature was around 0.8°C cooler than it is today and
median summer peak temperatures were typically cooler. Moreover, standards of living for the majority of families in the developed world have soared along with the growth of the middle
classes. So, too, have levels of resource consumption, waste and
expectations of what people want and need to sustain their
lifestyles. In order to manage consumption and development
and reduce their damaging impacts on societies, economies and
the environment, governments increasingly rely on treaties, regulations and standards to control the system. Inevitably the rate
of institutional change and change in practice is far slower than
the speed of technological change and product development,
not to mention the speed with which settlements can grow and
disappear in our world of wars, migration and instant communication. Fundamentally, the powers of control can lag dangerously behind the rates of change, and nowhere more so than in
the built environment.
This special issue we have named: Place, Time and Architecture. In doing so we suggest that notions of Place are much
more powerful design drivers nowadays than Giedion’s Space,
not least because we operate now with a much fuller world view,
and thanks in part to modern media. At the pinnacles of architecture, the idea of buildings as sculptures still hold sway, but for
the majority of humanity issues of how appropriately buildings
and communities are design for, and perform in, their different
cultures, climates and economies will be increasing preoccupations because those problems will influence their success over
time. Place replacing Space in the title also recognizes the fact
that ‘international’ solutions much favoured by ‘Modernists’ are
decreasingly tenable. The very high energy, carbon and financial costs of the ubiquitous lightweight, over-glazed repertoire
of ‘Modernist’ designs are simultaneously resource greedy and
lack the ability to withstand the ever-changing bio-physical conditions in which they operate. No doubt some rich and aspiring
economies will still promote monuments to the twentieth century dream that energy would be too cheap to meter, rendering artificial conditioning systems forever affordable. But even
they are seriously questioning this model in light of grid level
power failures that can render such buildings and even cities
un-occupiable.
New ‘traditions’ are needed now, as old models fail. The
authors included here are writing some of the scripts for the
development of new those new ‘traditions’ in papers that recognize that for a safer, brighter, future we must CARE:
a) Create a genuinely low carbon future
b) Adapt to survive in the different climates of the future
c) Reduce the pollution and waste generated by our current
consumption models
d) Ensure the health and well-being of all citizens
The authors of this ASR issue on architecture do CARE, and have
the potential to make a significant difference to the future of the
built environment.
We have chosen eleven papers from the 665 papers delivered
at the 33rd Passive and Low Energy Architecture Conference
held in Edinburgh on the 2nd – 5th July 2017 (www.plea2017.
net). They ably illustrate the depth and breadth of the challenges
that our societies face in trying to deal with the socio-economic
realities of our age, in a warming climate. The papers below
speak to the paucity of some of the existing systems of control
used by governments and also tell of some of the extraordinary emerging visions and opportunities being explored that
can give us cause for belief in a different, more interesting and
hopefully better future for the many, rather than the few.
Place, time and architecture: papers on the growth of
new traditions
Governments have the power to control the built environment
through regulations and standards formulated to steer and quality control developments. Cass and Shove, in their paper on
Standards? Whose Standards? show that in reality the effects of
building standards, regulations and labelling schemes as instruments for reducing energy demand and carbon emissions in
the market place are complicated. Far from being neutral, standards are operating amid competing interests and ambitions
in the market place and the way they are developed and executed often involve a ‘dark side’ that can, in fact, drive up energy
use and carbon emissions, in contradiction of their stated aims.
The insights they provide use evidence from ten case studies of
the performance of speculative office developments in London,
which point clearly to the need to fundamentally reassess the
function, form and development of regulations as effective tools
for controlling the performance of buildings.
Sharpe, McGill, Menon and Farren, in their paper on Building performance and end-user interaction in passive solar and low
energy housing developments in Scotland look at regulations from
the other end of the telescope, this time in the UK housing sector. Here changes to building regulations have raised standards
for fabric performance, bringing about a demand for affordable,
low energy housing. In three new housing projects, each built to
a high standard, the results showed a wide discrepancy in energy
consumption in different homes, and highlighted poor levels of
ventilation, particularly in bedrooms. Performance was strongly
influenced by occupant interaction with the systems and in
ARCHITECTURAL SCIENCE REVIEW
many cases potentially beneficial elements such as sunspaces
were clearly under-performing. The study highlighted that complex interactions between mechanical and natural heating and
ventilation systems could work to confound predicted outcomes
so that features heavily promoted by regulations, often without any clear evidence base to support them, could drive up
the energy consumption and emissions they were designed to
reduce. Their paper makes a strong case for continuous reality
checking of the impacts of regulations through credible field
testing and performance evaluation in use.
Many of the regulations used by governments to control
the built environment are based on the notion of ‘energy efficiency’. Santos, Samani and Fernandes make a very strong case
for understanding how retrograde is the emphasis in strategies
on energy efficiency and how important it is to reframe these
in terms of Energy sufficiency in buildings, a synonym for passive and low energy architecture (PLEA). Efficiency is inherently
associated with the performance of machines, whereas the concept of energy sufficiency relates directly to the performance
of buildings and how well they are designed to operate using
only the natural energy around them through the physics of
energy flows through the building itself. The need for energy
self-sufficiency was naturally a core underlying driver for vernacular architecture. The authors explain clearly why it is now
vital to go beyond over-simplified, and too often only modelled,
ideas of ‘efficiency’ to actually reduce energy use in buildings
in practice through better climatic design. They point out that
policy-makers have an obligation to understand the strategic
priorities and values of both energy sufficiency and efficiency, in
this order, always placing sufficiency first. Sufficiency relates to
the long term inherent character of a building based consequent
on its location (place), design and construction. Efficiency relates
to second level choices about add-on, continually replaced, procedures and products whose expected outcomes are frequently
defeated by ‘perverse’ rebound effects. Yet almost all built environment regulations are about energy efficiency, so they have to
change too, and soon.
The Circular Economy (CE) provides a pathway to step
change. CE deals with the potential to change our current linear and wasteful resource consumption and disposal models
into a more benign circular process in which much waste is
recycled and reused for next step products, helping to avoid
waste completely. But how and where does it work in reality?
Van der Leer, van Timmeren and Wandl explain in their paper
on Social-Ecological-Technical Systems in urban planning for a Circular Economy: an opportunity for horizontal integration, that a
major part of the challenge in functionalizing a CE is to vertically
and horizontally integrate planning and decision making frameworks in the built environment systems, particularly in cities that
are the main hubs of consumption, production and distribution
of goods and services. The paper explains and references some
of the underlying CE concepts and clarifies their roles with reference to planning documents from the city of Amsterdam in
Holland.
Cycles of waste and pollution exist very much in the inanimate flow frameworks of our ecosystems, whereas one of the
greatest challenges we face today is that of dealing with the
demographic time-bomb created by our rapidly aging human
populations. The paper on Designing housing decision-support
269
tools for resilient older people by James and Saville-Smith includes
some extraordinary work done in New Zealand on this challenge from which we can all learn valuable lessons. They posit
that ‘aging in place’, rather than becoming institutionalized in
residential care, benefits both the elderly and their communities, and must be prioritized as a policy objective. They have
spent the last decade working with older people to investigate
issues around housing, ‘ageing in place’ and how older people
and communities can be made more resilient, that is, able to
‘tough it out’ and recover quickly from difficult times. To assist
with this, they have developed a set of evidence-based decisionsupport, housing-focused tools to help older people maintain
independence. They demonstrate that robust research needs to
also be transformational research. The real test of their research
and its outputs must be in the benefits wrought by research
in the practice of ordinary people as well as in the shifts in the
sectors that should serve them. They detail the non-technical
work needed to facilitate older people’s housing choices with
policy and decision makers as well as architects, designers and
planners.
Economic as well as demographic discrepancies also challenge the stability of our social fabric. Major international trends
such as the widening gap between rich and poor and the phenomenon of the shrinking middle classes is exacerbating social
fault lines in society. Rather than ignoring the problem, some
countries are dealing with it by trying to raise the lower strata
of society to reduce the rich / poor gap. In their paper Thriving
in the Slums: Progressive Development and Empowerment of the
Urban Poor to Achieve Secure Tenure in the Philippines, Malaque,
Bartsch and Scriver reflect on lessons learnt while working with
squatter settlements in Davao City, in the Philippines. That work
was directed to helping these vulnerable people and communities to achieve legal tenure and to build homes, incrementally, that eventually become compliant with the local building
codes. Their case study outlines the resulting progressive development of urban settlements that were analysed in the context
of ambitious Filipino pro-people policies that have prioritized
the rights of, enabled and empowered the urban poor to build
low-income housing. In turn, their slums have developed slowly
into sustainable, secure and even ‘thriving’ urban settlements
within the city, giving many hope for the future success of such
programmes.
WAN and NG deal too with huge populations of the poor,
but this time in regional China. In their paper on Evaluation of
the Social Dimension of Sustainability in the Built Environment in
Poor Rural Areas of China, they show how the social dimension
of sustainability is crucial for the success of rural development.
However, most conventional built environmental sustainability assessment tools (BESATs) are developed in very different
cultures and deal simply with issues related to the environmental sustainability and building performance, largely of urban
dwellers, with little relevance to dwellers in the rural built environment. The authors have developed the social dimension of
sustainability assessment method (SDM) for use in informing
such rural development that may be of great use to others
working in similar areas in their own countries. The tool was
designed to be used to guide the practice of successful rural
construction from the early design stage. It certainly provides
an interesting contrasting focus to the previous paper where
270
EDITORIAL
bottom-community based initiatives contrast with this Chinese
case study where the assessments and guide proposed are more
focussed on the centralized provision of construction development.
By contrast, Fosas, Albadra, Natarajan and Coley focus on the
challenge of housing burgeoning populations in the refugee
camps of the Middle East. In their paper on refugee housing by
cyclic design, they look at the problem of designing for ‘planned
temporariness’, where the build time for a settlement for thousands of families might be only months compared to the years
or decades for developments in the previous two papers. They
propose a cyclical process for improving such shelters using a
rapidly iterative evolutionary process that involves a series of
steps being taken including: the thermal monitoring of preexisting shelters to construct validated baseline simulation models; the use of the simulation models to theoretically improve
shelter performance; and demonstrator construction and field
testing. Using a case in the Azraq camp of forty thousand inhabitants in Jordon, they demonstrate that significant reductions
in overheating within the tents can be achieved using their
method, with real improvements in the thermal conditions of
shelters within such refugee camps. They also highlight how the
limitations of the simulation models mean that it is more difficult to assess the comfort implications of key passive design
opportunities involving, for instance, using more mass in their
construction and the assessment of the critical importance of
natural ventilation in their design. As such, the tools themselves
are to some extent a limiting factor, but what is important is
that they can also be evolved, along with the shelter constructions with judicious circular thinking to improve the health and
well-being of some of the most deprived peoples of the world,
the 6 million currently living in camps and the 25.4 million total
number of refugees across the globe today.
The next paper deals with that issue head on and explores too
the challenge of making natural ventilation happen successfully,
in practice, in hot, humid, climates. In Open windows for natural
airflow and environmental noise reduction, Mediastika, Kristanto,
Anggono, Suhedi and Purwaningsih outline a range of detailed
experiments done in their laboratories in Surabaya, Indonesia
designed to optimize window design for use in hot humid climates in noisy and polluted urban areas. For buildings in tropical
climates, the use of open windows for natural ventilation can
not only provide low cost and low energy comfort but also
provide thermal delight for occupants. Their team chose a particular design for a top-hung window and tested it extensively
in their laboratory at different opening angles and orientations,
demonstrating that these variables have little effect on noise
reduction. The paper concludes with a discussion of how higher
levels of natural ventilation can be achieved, particularly in noisy
urban areas. It highlights clearly two important lessons: firstly,
that careful and painstaking research is desperately needed to
enhance window performance if low cost and low energy comfort is to be afforded in ‘energy sufficient buildings’ rather than
being dependant on energy efficient mechanical conditioning,
and secondly, that we really do need to re-design our cities to
urgently reduce ambient noise and pollution levels in order to
provide safe, healthy, affordable and comfortable indoor conditions for urban populations in a warming world with rising
energy prices.
But how can we completely rethink the way we plan whole
cities? This is where the genius of the PLEA community steps
in with new ideas that could actually lead to genuinely more
resilient cities. Rob Roggema, in his paper on Design with Voids:
how inverted urbanism can increase urban resilience, raises widely
held concerns that currently fashionable eco-urbanism practices
often lead to small changes that are insufficient to actually repair
failing urban systems. He promotes a more radical approach
which maps the ‘voids’, the so far undefined design potentials
extant within the urban fabric and uses this mapping as a starting point for the (re-)design of a city. His proposition that if
you invert the city to be able to see its development potentials
in the context of a different future, rather than simply see the
fabric one has to work with today, then resilience can be built
from the current ‘invisible opportunities’ that can be revealed
through the planning process. Using case study developments,
he demonstrates a process to make voids visible which exposes
and analyses the potentials, and conversely the flaws, of an existing built environment. That process provides a new starting
point for urban design. That paper and that of van der Leer are by
academics who were nurtured in the rich thinking ground of the
sustainability team at the University of Delft. There students and
researchers start out steps ahead of others because they have
been trained for decades to ‘think beyond’ and see their work
in the larger context of both time and place. It is important to
flag the effectiveness of ‘thinking teams’ here and in the context
of this whole issue, largely put together from the work of future
facing authors and departments.
Another breeding ground for transformational ideas exists
in the University of Strathclyde where Clark has worked for
over four decades on the challenge of evolving better simulation tools and modelling approaches. As one of the foremost
academics in his field, his paper on The role of building operational emulation in realizing a resilient built environment presents
another step change. He points out that building performance
simulation provides a means to assess the performance of a
design proposal under dynamic operating conditions within the
specific limitations of the performance criteria included in the
simulation palette of the package used. The confounding realities of buildings in use, by unpredictable users in unpredictable
conditions, and the adoption of a vast range of different technologies within buildings has exacerbated the gap between
the building’s designers and modellers intent and its operational reality. Consequently, the resilience of the building asbuilt typically falls short of its simulated performance. Clark’s
paper describes the source and nature of this resilience problem and outlines a proposed solution that may well eventually
colour the way we model and design buildings. By emulating
the responses of a building to future events and conditions he
posits that we can by-pass the flawed idea that we can accurately
model buildings today, to much more purposefully understand
how they might respond to Roggema’s future voids of opportunity. Those two papers begin to provide the tools to actually
explore how we build buildings and cities that will keep us safe
in a very different future. Place and Time are key to how those
futures are envisioned.
But how to make such great step changes happen? How do
we build a safer future for all? For all is necessary because no
one is going to be safe in a gated community once the masses
ARCHITECTURAL SCIENCE REVIEW
outside become (a) angry enough; (b) large enough and (c)
intense in the quest to break through those gates. If we have
control systems that evolve too slowly, managed by those with
the power of control but indebted, often, to the powers of vested
interests who have a guiding hand in writing and shaping those
regulations, how can we achieve a better world, a safer future for
all? Perhaps through that other form of soft power, the power of
influence. The influencers are those who use the existing traditional and new media to make change happen in society. There
is no better case study of this in the built environment than
that of Røstvik in the final paper on The Mobility Revolution as
seen through Norwegian Eyes. Røstvik has been for decades the
solar pioneer of Norway. But it was his teaming up with the radically minded pop star Morten Harket (AHA) that created the
extraordinary electric car revolution happening in Norway today.
He charts why the order book of one large Norwegian car supplier, Volkswagen (VW), showed that 70,4% of the personal cars
bought from them were electric (BEVs and PHEVs) by March
2018. The goal in Norway now is to have an all-electric vehicle
fleet within a decade and he explains how this success came
about, and what we can learn from this Norwegian case study on
what can be achieved, not by the power of control as exercised
by governments, but by the power of ‘influence’ as exercised
upon populations of voters.
Conclusions
Why has it been useful to start with the influential work of
Giedion in this issue of ASR? Because the contrasts and similarities between his time and our own, shed a different light on the
papers here. Each paper highlights the enormity of some of the
current barriers we have to overcome to create a more resilient
and sustainable built environment, and the wealth of opportunities available for the new thinking needed to underpin emerging
traditions in design.
It is clear that by taking, like Giedion, the broader view,
the larger effects of national politics, cultural thinking and
the changing of circumstances around populations become
271
clearer. By taking the longer view too, forward facing now, not
backwards, it is clear that the time for radical new traditions
to emerge is now. If the types of inspired thinking that are
outlined in the papers above are to have real traction in markets of today and tomorrow, then governments need to change
their systems and structures to incorporate circular thinking, and
constantly evolving, self-healing and improving building traditions. On one hand, far sighted visionary thinking is needed to
identify and exploit the voids of opportunity out of which real
resilience can be emulated and designed into our buildings and
cities. On the other hand, it is the related evidence-based, futurefacing and correct research that will make those future visions
happen.
Acknowledgement
The studies reported in this edition are extensions of conference papers
submitted to the 33rd PLEA International Conference on Passive and Low
Energy Architecture, titled DESIGN TO THRIVE, held on the 2–5 July 2017 in
Edinburgh. We acknowledge and thank the conference organisers and contributors to these papers and all attending and associated researchers for
their contributions to the full set of conference papers that are downloadable
from the PLEA website: www.plea2017.net
Reference
Giedion, Sigfried. 1941. Space, Time and Architecture: The Growth of a New
Tradition. Cambridge, Massachusetts: Harvard University Press. (1st published in 1941, 13th printing of the 5th edition).
Sue Roaf
Institute for sustainable Building Design, Heriot-Watt University,
Edinburgh, UK
[email protected]
http://orcid.org/0000-0001-7238-8460
Gráinne McGill
Mackintosh Environmental Architecture Research Unit, Glasgow
School of Art, Glasgow, UK
http://orcid.org/0000-0002-8716-9567