Wear 307 (2013) 164–173
Contents lists available at ScienceDirect
Wear
journal homepage: www.elsevier.com/locate/wear
Friction and wear behavior of Al–CNT composites
Mina M.H. Bastwros a,c, Amal M.K. Esawi b,c,n, Abdalla Wifi a
a
b
c
Department of Mechanical Design and Production, Faculty of Engineering, Cairo University, Giza 12316, Egypt
Department of Mechanical Engineering, The American University in Cairo, AUC Avenue, P.O. Box 74, New Cairo 11835, Egypt
The Yousef Jameel Science and Technology Research Center, The American University in Cairo, AUC Avenue, P.O. Box 74, New Cairo 11835, Egypt
art ic l e i nf o
a b s t r a c t
Article history:
Received 18 February 2013
Received in revised form
14 August 2013
Accepted 17 August 2013
Available online 14 September 2013
Aluminum (Al)–carbon nanotube (CNT) composites are promising candidates for friction and wear
applications. The wear behavior of Al–CNT composites, with up to 5 wt% homogeneously dispersed CNTs,
is investigated in the present study and compared to that of pure aluminum processed using the same
technique of cold compaction and hot extrusion. The effects of CNT content, sliding speed and applied
load, on the wear behavior of the composites were studied. The morphologies of the wear surfaces were
investigated using scanning electron microscopy (SEM).
Hardness and wear resistance were found to increase significantly with CNT content. The wear rate of
the 5 wt% CNT composite decreased by 78.8% compared to pure aluminum. This was accompanied by a
decrease in the coefficient of friction. For samples with 5 wt% CNT, the wear rate and coefficient of
friction were found to decrease with increasing sliding speed. The SEM investigation of the worn surfaces
confirmed the dominant role played by the CNTs in enhancing the wear characteristics. CNTs were
observed to be either partially or fully crushed forming a carbon film that covered the surface and acted
as a solid lubricant enhancing the wear behavior significantly.
& 2013 Elsevier B.V. All rights reserved.
Keywords:
Metal matrix composites
Carbon
Wear testing
1. Introduction
Metal matrix composites are favored with superior properties
compared to unreinforced metals such as higher specific strength,
dimensional stability, higher elevated temperature stability and
fatigue resistance. In addition, compared to polymeric matrix composites, they are favored with higher stiffness and strength, higher
service temperature, higher thermal and electrical conductivity and
better transverse properties [1]. Aluminum (Al) based metal matrix
composites reinforced with ceramics whiskers, fibers and particles
have been widely used in the automotive and aerospace applications
which take advantage of their light weight as well as their high
strength and wear resistance [2]. Recently, the superior mechanical
and physical properties of carbon nanotubes (CNTs) have fascinated
the research community. Although the main focus has been to use
them to reinforce polymeric matrices, some trials were conducted to
fabricate Al–CNT composites using different techniques. As with
CNT–polymer composites, some challenges were faced; namely,
the dispersion of the CNTs which are usually agglomerated and
entangled together, and the poor wettability between the Al matrix
and the CNTs. To-date, no studies have reported methods for
successfully enhancing the bond between the CNTs and the Al matrix
[3]. High energy ball milling is a promising technique to fabricate
Al–CNT composites. Its effectiveness in dispersing the CNTs in the Al
matrix has been reported in many studies. Moreover, it helps in
increasing the interfacial bond between the Al and the CNTs by
mechanical interlocking of the CNTs in the Al matrix [3–5]. In spite of
its many advantages, ball milling has been reported by some
researchers to result in damage and shortening of CNTs [5]. Most
investigations have focused on the fabrication process and on
studying the effect of adding the CNTs on the mechanical behavior
of the produced composites [3,4,6–12]. A few studies have focused
on investigating the wear behavior [13–16]. Such initial investigations are reporting promising results in that the CNTs are found to
enhance the wear behavior of the composites, but – except for the
study by Bakshi et al. [12] – mostly focus on using small amounts of
CNTs. The current investigation aims to complement the previous
efforts by providing an insight into the different wear mechanisms
present in the Al–CNT composites, and in particular examines the
wear behavior of individually dispersed CNTs at high CNT contents
which have been difficult to produce in other studies.
2. Experimental procedure
n
Corresponding author at: Department of Mechanical Engineering, The American
University in Cairo, AUC Avenue, P.O. Box 74, New Cairo 11835, Egypt.
Tel.:þ 20 2 26153102; fax: þ 20 2 27952565.
E-mail address:
[email protected] (A.M.K. Esawi).
0043-1648/$ - see front matter & 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.wear.2013.08.021
Air-atomized aluminum with a purity of 99.7% and an average
particle size below 75 mm and CVD-MWCNTs with a purity of more
than 95% and having an average diameter of 140 þ30 nm and an
165
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
average length of 7 72 mm were used in the present study. High
energy ball milling, cold compaction and hot extrusion were used
to fabricate both the pure aluminum as well as the composite
samples. To isolate the effect of milling on the wear behavior of
the aluminum matrix, unmilled pure aluminum samples were also
prepared by cold compaction and hot extrusion and used for
comparison. Ball milling was carried out at 400 rpm in a Retsch
400A planetary ball mill with a ball-to-powder weight ratio (BPR)
of 5:1 using stainless steel milling balls having diameters of
10 mm. The low BPR was selected in order to limit any possible
damage to the CNTs. The powder mix was milled for 30 min with a
10 min break intermitting every 10 min of milling to limit any heat
build-up. Methanol was added as a process control agent (PCA).
The amount used varied with the weight percentage of the CNTs in
the charge, as suggested in another study by the authors [6].
400 μl, 250 μl, 190 μl and 50 μl were added to the pure Al, Al–1 wt
%, Al–2.5 wt%, Al–5 wt% CNTs, respectively. The ball milled powders were cold compacted in a steel die for 30 min using a uniaxial
pressure of 475 MPa and then homogenized for 45 min at 500 1C
before they were extruded into 10 mm diameter extrudates using
an extrusion ratio of 4:1.
The hardness of the pure Al and the Al–CNT composite samples
was measured using a Vickers micro-hardness tester under an
applied load of 10 N and a dwell time of 10 s. Ten readings were
taken for each sample. The hardness of three samples was
measured at each CNT content and the average was reported.
The densities of the samples were obtained using a densitometer,
based on the Archimedes principles, and the densities of three
replicates at each condition were averaged and reported.
Wear behavior tests were conducted on a pin-on-disk MultiAxis Tribometer, at room temperature and under dry sliding
conditions. The produced samples were used as the pins which
were tested by sliding them on a steel disk (EN31 high chrome tool
steel). A sliding speed of 1.1 m/s and a normal applied load of 20 N
were used for studying the effect of milling on the Al samples as
well as the effect of the addition of the CNTs on the wear behavior.
Additional sliding speeds of 0.18 m/s and 7.3 m/s and additional
normal applied loads of 10 N and 15 N were used for the
supplementary tests on the Al–5 wt% CNT samples which aimed
at investigating the effect of the sliding speed and the applied load
on the wear behavior. The coefficient of friction was recorded
during sliding by means of a load transducer attached to the arm
to which the pin was attached. The wear rate was calculated as
the ratio between the mass loss and the sliding distance. An
average of three replicate samples was taken as the wear rate at
each condition. A LEO Supra 55 Field Emission Scanning Electron
Microscope (FESEM) was used to examine the morphology of the
worn surfaces after the wear test. X-ray diffraction analysis (XRD)
of the wear debris was conducted using a Scintag XDS 2000
powder X-ray diffractometer with Cu Kα radiation to identify any
compounds formed as a result of the wear test.
3. Results and discussion
The experimentally measured densities of all samples are listed
in Table 1. The theoretically estimated densities, calculated using
the rule of mixture (Eq. (1)), are included for comparison purposes.
The densities of pure Al unmilled and milled are also included.
ρth ¼ ð1
V CNT ÞρAl þ V CNT ρCNT
ð1Þ
where ρth is the theoretical density of the composite, ρAl is the
density of pure Al, ρCNT is the density of the MWCNT (1.9 g/cc),
VCNT is the volume fraction of the CNTs in the composite. The
relative density (the ratio between measured and calculated
densities) of the pure Al milled and unmilled, and the Al–CNT
Table 1
Density and average hardness of all samples.
Pure Al unmilled
Pure Al milled
1 wt CNT
2.5 wt CNT
5 wt CNT
ρth (g/cc)
ρexp (g/cc)
ρexp/ρth (%)
Hardness (HV) ( 7 SD)
2.7
2.7
2.69
2.67
2.64
2.668
2.664
2.647
2.633
2.618
98.8
98.6
98.4
98.6
99.1
39.4 7 1.49
74.6 7 2.09
78.17 1.97
84.5 7 3.06
95.2 7 2.18
composites were all above 98% which confirmed that the fabrication process produced well-consolidated samples with an acceptable percent of voids and porosities.
Table 1 also presents the average Vickers micro-hardness
values for all samples. It is noticeable that the hardness of the
pure Al milled increased by 90% compared to the unmilled
samples. This can be attributed to the strain-hardening effect of
ball milling as reported in [6,7]. The addition of CNTs was observed
to increase the hardness further to reach its maximum value of
95.2 HV for the Al–5 wt% CNT samples. It is argued that the
hardness of the CNT composite samples increased because CNTs
fill the micro-voids of the Al particles as noted in [15] as well as
their reinforcement effect on the Al matrix [6].
3.1. The effect of ball milling on the wear behavior of pure aluminum
The coefficients of friction of both pure Al milled and unmilled
samples were evaluated during sliding at a sliding speed of 1.1 m/s
under an applied load of 20 N and were found to be similar. On the
other hand, the wear rate of the pure Al milled was found to be
56.84 mg/km which is about 12% lower than that of the pure Al
unmilled sample (64.42 mg/km). The enhancement in hardness is
believed to have increased the load bearing capacity of the pure Al
milled samples and consequently increased their wear resistance,
as also noted in [17,18].
Fig. 1 shows SEM micrographs of representative worn surfaces
of pure Al unmilled and milled and reveal distinct wear characteristics. As is clear in the images, the most dominant wear mechanisms are the abrasive and adhesive wear mechanisms, with the
degree of severity noticeably lower in the case of the pure Al
milled. Fig. 1(b) shows that the abrasion wear scars on the surface
of the milled aluminum are with less plastic deformation on their
banks, resulting in a smoother surface compared to the pure Al
unmilled (Fig. 1(a)). The adhesion wear surface is also smoother
with fewer features. The higher magnification micrographs (c) and
(d) clearly show the difference in severity of plastic deformation
between the two samples with the harder and less ductile milled
surface showing noticeably fewer and shallower features.
3.2. Effect of CNT content on the wear behavior of the Al–CNT
composites
Fig. 2 shows the coefficient of friction of the pure Al milled
and the Al–CNT composite samples, during sliding at a sliding
speed of 1.1 m/s, under an applied load of 20 N. It is evident that
the coefficient of friction decreased with the increase of the CNT
content. Similar observations were reported by Choi et al. [13] who
attributed the reduction in the coefficient of friction to the ultrafine grain structure of the aluminum matrix as well as the selflubricating effects of the CNTs. It is believed that with the increase
in the CNT content, the fraction of the CNTs on the sample surface
increases, and accordingly the direct contact between the Al
matrix and the disk decreases, thus contributing to the reduction
in the coefficient of friction. Both Kim et al. [15] and Jin-long et al.
[16], who also investigated the wear behavior of CNT–Al
166
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
Fig. 1. SEM micrographs of the worn surfaces of (a) pure Al unmilled, (b) pure Al milled, (c) and (d) are magnified images of (a) and (b), respectively.
0.8
0.7
0.6
Pure Al milled
0.5
1wt% CNT
0.4
56.84
54.4
60
Wear rate (mg/km)
Coefficient of Friction
0.9
Sliding speed: 1.1m/s
Applied load : 20 N
50
40
30
18.1
20
12.04
10
0.3
2.5wt% CNT
0.2
0
Pure Al milled
1 wt% CNT
2.5 wt% CNT
5 wt% CNT
5wt% CNT
0.1
0
70
Sliding speed: 1.1 m/s
Applied Load: 20 N
1
Fig. 3. Wear rate versus CNT wt%.
0
500
1000
1500
Sliding Time (sec)
Fig. 2. Plot of the coefficient of friction versus the sliding time for pure Al milled as
well as the Al–CNT samples.
composites, reported that a film of carbon can cover the wear
surface and act as a solid lubricant that decreases the coefficient of
friction. The formation of this carbon film in the present work is
believed to have also resulted in a more smooth friction trace, as is
evident upon comparing the coefficient of friction traces of all the
samples. It is worth noting that the pure Al milled sample showed
a sharp decrease in the coefficient of friction at approximately
1500 s which can be attributed to the temperature increase during
sliding, as will be discussed later, which resulted in softening of
the sample. On the other hand, a similar drop did not occur in
the case of the Al–CNT composites. It is thought that this is due to
the following reasons: the presence of the CNTs helped to retain
the strength and hardness of the Al–CNT composites at higher
temperatures as observed in other studies by the authors [7], the
decrease in the coefficient of friction helped to reduce the heat
generated during sliding, and the outstanding thermal conductivity of the CNTs increased the thermal conductivity of the Al–CNT
composites and thus helped to liberate the heat generated. An
estimation of the temperature increase due to frictional heat is
presented in the discussion section.
Fig. 3 compares the wear rate of the Al–CNT composites with
different weight percentages of CNT. It is noted that upon the
addition of 1 wt% CNT the wear rate decreased modestly compared
to that of the pure aluminum milled. However, as the CNT content
was increased further, the wear rate was observed to decrease
significantly to reach 78.8% reduction for the 5 wt% CNT sample.
This considerable decrease in the wear rate with the increase in
CNT content is attributed to the strengthening of the samples by
the CNT reinforcements as reported in other studies by the authors
[7,8], the significant increase in hardness as presented in Table 1 as
well as the decrease in the coefficient of friction, as shown in Fig. 2.
The steady decrease in wear rate with increase in CNT content also
confirms the uniform dispersion of the CNTs as a result of the
effective ball milling technique employed in the present work. Other
researchers reported a decrease in wear rate with the addition of CNT
but then reported an increase as the CNT amount increased and
attributed this to CNT agglomeration which resulted in pores, poor
densification and the consequent separation of conglomerated particles which weakly bond to the surface [13,15–17].
Fig. 4 shows SEM micrographs for representative worn surfaces
of pure Al milled and Al–5 wt% CNT samples representing the two
extreme conditions. As noted earlier, in the case of the pure Al
milled, the dominant wear mechanisms are the adhesion and
abrasion wear mechanisms. Upon adding the CNTs to the Al
matrix, the dominant wear mechanism changed to being largely
abrasion wear. Closer examination reveals that the wear tracks are
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
167
Fig. 4. SEM micrographs of the worn surfaces of (a) pure Al milled, (b) Al–5 wt% CNT, (c) and (d) are magnified images of (a) and (b), respectively.
featureless and smooth along the sliding direction, as also
observed in [13]. The CNT addition heavily reduced the severity
of the adhesion wear compared to the pure Al milled, as shown in
Fig. 4(b) and (d). It can also be noticed in the higher magnification
micrographs in Fig. 4(c) and (d) that the surface roughness of
the pure Al milled is higher with large plastic deformations and
evidence of delamination and microploughing that are not
observed in the Al–5wt% CNT sample.
Fig. 5 shows SEM micrographs for representative worn surfaces
of Al–1 wt% CNT, Al–2.5 wt% CNT and Al–5 wt% CNT samples and
capture the effect of increasing the CNT content on the characteristics of the worn surfaces. Analysis of the worn surface of the Al–
1 wt% sample reveals less severe scars and material delamination
compared to the pure milled sample. A clear change in the wear
mechanism is observed as the CNT content is increased to 2.5 wt%.
The dominant wear mechanism changed from adhesion (in the
1 wt% CNT) to abrasion (2.5 wt% and 5 wt% CNT), generating
smoother surfaces without any flake-like wear scars on the worn
surface which are typical characteristics of adhesive wear. As
noted earlier, as the CNT wt% increased in the Al–CNT composites,
the hardness of the composite increased which limited the plastic
deformation of the surface. In addition, the increase in the fraction
of CNTs on the surface reduced the direct contact between the
aluminum matrix and the steel disk and reduced the coefficient of
friction due to the CNTs self-lubricating properties [16].
3.3. Effect of normal applied load on the wear behavior of the
Al–CNT composites
Fig. 6 presents the coefficient of friction as a function of sliding
time for the Al–5 wt% CNT composite under different applied
loads. The average coefficient of friction is observed to decrease
with the increase of the applied loads. This can be attributed to the
increase in the ploughing force (friction force) and the penetration
inside the sample, as noted in [19], which in turn increases the
amount of CNTs pulled out of the matrix, or crushed, and thus
increases the efficiency of lubrication. It is also noted that the
fluctuation in the coefficient of friction is less at lower loads. This
can be related to the nature of the CNT deformation under the
wear tester, as is presented in a subsequent section. It is believed
that the CNTs are wearing off gradually – rather than being
crushed – under this lower load which is causing a more smooth
friction behavior. Moreover, the coefficient of friction is observed
to decrease and then increase with sliding time when using a 15 N
load. This is thought to be caused by possible surface damage at
this higher load, as noted by Choi et al. [13]. The same trend was
observed to occur with the 20 N load. However, in the case of the
20 N load, the coefficient of friction was observed to decrease
again. At this high load, the contact area temperature is expected
to rise more severely which leads to softening and accordingly
lower friction.
Fig. 7 shows the wear rate of the Al–5wt% CNT composite under
the different applied loads. The wear rate increased with the
increase of the applied load due to the increased penetration
which increased the amount of material ploughed. The negative
impact of CNTs on the wear resistance was attributed to excessive
sub-surface fracturing and delamination at high loads (above 15 N)
by Al-Qutub et al. [20] for Al6061–1 wt% CNT composites. The
same trend has also been reported in [13,16] but for samples with
up to 3% CNT.
Fig. 8 shows the SEM micrographs of the worn surfaces of
Al–5 wt% CNT samples tested under different applied loads. It can
be noticed that the width of the abrasion scars increased with the
increase of the applied load which supports the results of the wear
rate test presented in Fig. 7. Moreover, it can be seen in Fig. 8(a and
b) that the surface tested at the highest applied load is clear,
smooth and with minimal features, and that with the decrease
of load the surface appears slightly rougher (Fig. 8(e and f)). This
observation supports the earlier argument that under the lower
load, the CNTs are not fully crushed but are gradually wearing off.
3.4. Effect of changing the sliding speed on the wear behavior of the
Al–CNT composites
Fig. 9 presents the coefficient of friction as a function of sliding
time for the Al–5 wt% CNT composite under different sliding
speeds. It is noticed that the coefficient of friction is lower at the
higher speed which can be attributed to the softening of both the
pin and the disk during sliding, as noted in [13,21] since at higher
sliding speeds, the frictional heat is higher resulting in a higher
168
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
Fig. 5. SEM micrographs of representative worn surfaces of Al–CNT samples: (a) 1 wt%, (c) 2.5 wt%, (e) 5 wt%, (b), (d) and (f) are magnified images of (a), (c) and (e),
respectively.
12.04
10.86
12
0.5
0.4
10 N
15 N
20 N
0.3
0.2
0.1
0
sliding speed: 1.1 m/s
14
0.6
0
500
1000
1500
Sliding Time (sec)
Fig. 6. Plot of the coefficient of friction as a function of sliding time for the
Al–5 wt% CNT composite under different applied loads.
Wear rate (mg/km)
Coefficient of Friction
0.7
9.68
10
8
6
4
2
0
10N
15N
20N
Fig. 7. Wear rate of the Al–5 wt% CNT composite under different applied loads.
flash temperature at the contact points [22], as will be elaborated
in the discussion section.
Fig. 10 shows the wear rate of Al–5 wt% CNT composite tested
under different sliding speeds. The wear rate is observed to
decrease with the increase in the sliding speed. A similar trend
was reported by Choi et al. [13]. Although increasing the sliding
speed is expected to result in a dramatic increase in surface
temperature and accordingly more severe wear [22,23], the
observed decrease in wear rate with increasing sliding speed
suggests that the presence of the CNTs in the samples and their
contribution to lowering the frictional heat is playing a more
dominant role. It is also suggested that as the sliding speed
increased, the higher centrifugal force acting on the disk threw
the wear debris away from the disk, reducing the rubbing abrasion
medium and thus contributing to the decrease in the wear rate.
SEM observations of the worn surfaces (Fig. 11) confirmed the
above especially the higher magnification images (Fig. 11b, d and f)
where it can be noticed that the amount of the wear debris
present on the surface decreased as the sliding speed increased.
The figures show a large amount of wear debris on the surface
tested at 0.18 m/s whereas the surface of the 7.3 m/s sample is
nearly free from wear debris. It can also be noticed from Fig. 11(a, c
and e), that the surface roughness of the samples is decreasing
169
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
Fig. 8. SEM micrographs of the Al–5 wt% CNT worn surface under different applied loads: (a) 20 N, (c) 15 N, (e), 10 N, (b), (d) and (f) are magnified images of (a), (c) and (e),
respectively.
25
1.1m/s
0.18m/s
0.6
Wear rate (mg/km)
Coefficient of Friction
0.7
0.5
0.4
0.3
0.2
applied load : 20 N
22.23
20
15
12.04
10.98
10
5
0.1
0
0
0
500
1000
1500
Sliding Time (sec)
Fig. 9. Coefficient of friction versus the sliding time of the Al–5 wt% CNT composite
at different sliding speeds.
with the increase of the sliding speed, which suggests that the
higher sliding speed generates a smoother surface.
3.5. Discussion
Although reference was made in the few published studies
investigating the tribological properties of Al–CNT composites to
the low friction coefficient and accordingly the self-lubricating
role of CNTs in enhancing the wear behavior [13,15,16] in addition
to similar observations reported in other studies investigating
the role of CNTs in enhancing the wear behavior of ceramic
0.18m/s
1.1m/s
7.3 m/s
Fig. 10. Wear rate of the Al–5 wt% CNT Al composite at different sliding speeds.
CNT composites [17,24–27], no previous study attempted to
explain the observed wear behavior by closely investigating the
behavior of the individual CNTs as they are subjected to the wear
tester. It is believed that due to the severe wear conditions, the
aluminum matrix is gradually abraded exposing the CNTs which
are dispersed and embedded within it. Fig. 12 presents an SEM
image of the worn surface of one of the samples showing two
exposed CNTs. The abrasion of the aluminum matrix to expose the
individual CNTs observed in the present study is, however,
different from that reported by Balani et al. [26] in which samples
of Al2O3 with a high content of CNTs are reported to have
increased densification which prevented the protrusion of CNT
ends and reduced material loss by abrasion. As is clear in Fig. 12,
the exposed CNTs remained attached to the aluminum matrix and
170
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
Fig. 11. SEM micrographs of the Al–5 wt% CNT worn surface at different sliding speeds, (a) 0.18 m/s, (c) 1.1 m/s, (e) 7.3 m/s, (b), (d), (f) are magnified images of (a), (c) and (e),
respectively.
Fig. 12. Attached CNTs on the worn surface of the Al–5 wt% CNT sample.
appear intact in spite of being partially exposed to the wear tester.
However, upon further examination at higher magnifications, as in
Fig. 13, it becomes apparent that some CNTs are partially crushed,
or worn out with possibly some parts changing to amorphous
carbon. For example, in Fig. 13(a), a damaged CNT can be seen with
some of its outer walls already abraded and in Fig. 13(b), an
attached CNT has one worn end with a reduced diameter. Both
crushing and gradual wear of the CNTs are assumed to have taken
place during abrasion wear which, as revealed by the SEM results
reported earlier, is the dominant wear mechanism in most Al–CNT
composite samples. Whether crushing or gradual wear occurred is
thought to depend on the applied load, as noted earlier. It is also
believed that a carbon film is formed from the debris of the CNTs
(small parts of the graphene sheets that make up the CNTs walls).
According to Scharf et al. [28] who also observed the formation of
a thin graphitic film in the case of Ni–CNT composites, the low
Fig. 13. Attached CNTs on Al–CNT composites worn surfaces, (a) 2.5 wt% CNT,
(b) 5 wt% CNT.
interfacial shear strength of this graphitic film is responsible
for lowering the friction coefficient. Similarly, Dong et al. [29]
reported that a carbon film was formed when testing Cu–CNT
composites and is believed to have inhibited oxidation and wear.
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
The crushing of the CNTs and accordingly the formation of a
lubricating film that severely reduces the coefficient of friction was
also recently reported by Puchy et al. [24] who studied the wear
resistance of Al2O3–CNT ceramic nanocomposites. Similarly, Balani
et al. [25] reported enhanced lubrication by graphitized CNTs in
Al2O3–CNT nanocomposite coatings and Lahiri et al. [27] reported
a reduced coefficient of friction due to the lubrication effect of
delaminated graphene layers in CNT-reinforced hydroxyapatite.
The formation of a carbonaceous film was also reported by
Rajkumar and Aravindan [30], Lin et al. [31], Perez-Bustamante
et al. [32] and believed to result in a lower coefficient of friction
and a lower wear rate in copper–CNT and Al2024–CNT composites.
It is suggested that the formation of the lubricating carbon film in
the present study reduced the direct contact between the sample
and the disk and reduced the wear rate significantly – especially as
the film volume increased with the increase in the CNT content –
as confirmed by the wear rate and friction coefficient results
presented earlier. In addition to the attached but abraded CNTs,
SEM observations revealed (Fig. 14) some CNTs resting freely on
the worn surface of an Al–5 wt% CNT composite sample after
apparently being completely detached from the aluminum matrix.
It can be noticed that the CNTs are shorter than the as-received
ones and that the ends of the CNTs are damaged and worn out.
As they rested freely on the surface, the CNTs were either partially
or totally crushed, or were gradually worn out; thus contributing
Fig. 14. Detached CNTs on the worn surfaces of Al–5 wt% CNT composites.
171
to the carbon film. Due to their high hardness and small size, as
the detached CNTs rolled between the surfaces, they may have
played a part in a “three-body abrasion” mechanism by contributing towards abrading the two mating surfaces (aluminum matrix
and the counterpart steel disk) slightly and reducing the wear rate
[16] and the friction coefficient [17]. Three body abrasion causing
minimal wear was reported in [15].
The wear debris of the tested samples had the black color of
carbon. Fig. 15 shows a photo of the wear track (Fig. 15(a)) after the
wear test with the wear debris on its banks as well as a photo of
the wear debris (Fig. 15(b)) that was collected on a white sheet of
paper. The dominant black color verifies that the aluminum debris
were covered with the carbon film which also stained the white
paper. As suggested in [15,16,28–32], it is concluded that the
carbon film that formed during sliding acted as a solid lubricant,
and had a major impact on the attained wear properties. Analysis
of the wear debris using the SEM (Fig. 15(c)) revealed that it
is made up of fragments of CNTs thus confirming the earlier
assumption that both loose and detached CNTs have been crushed
or gradually worn out and have contributed to the formation of
the lubricating carbon film. Bakshi et al. [12] found through Raman
spectroscopy analysis of their wear debris that significant amorphization and highly defective carbon is present in the wear debris which
corroborates the CNT damage reported in the current study. These
findings are however contrary to those reported by An et al. [17] who
investigated the tribological properties of hot-pressed alumina CNTcomposites and reported that the CNTs maintained their shape after
the wear test. They also argued that the decrease in friction coefficient
with increasing CNT content is due to the rolling motion of the CNTs at
the sliding surface. XRD analysis was conducted on the debris to
explore the possibility of tribochemical reactions (more specifically
carbides and oxides) that may be affecting the attained wear rates. In
addition, XRD was used to analyze the effect of wear on the CNTs.
Fig. 16 shows the XRD pattern of the wear debris. It confirms that the
debris is aluminum with traces of Al4C3. No (002) peak at around 261
(corresponding to the inter-planar spacing of 0.34 nm of CNTs was
observed). Previous research has indicated that the (002) peak
disappears upon dispersion of the CNTs in the matrix [6,8] which
confirms that there are no CNT agglomerates in the sample. The XRD
analysis also confirms that the carbon film has inhibited oxidation
wear especially as its volume increased with the increase in the CNT
content in the samples. Bakshi et al. [12] reported increased oxidative
wear in their Al–Si–CNT samples and attributed it to the lack of carbon
film formation.
The flash temperature model presented by Ashby et al. [22] was
used to calculate the local or flash temperature at the asperities or
points of contact between the two contacting surfaces; in this case
the steel disk and the aluminum–CNT pin. The following values
were obtained for the pure, 1, 2.5 and 5 wt% composite samples
respectively: 200, 187, 117, and 89 1C when using an applied load of
Fig. 15. (a) Wear track after the wear test with the wear debris on its banks, (b) wear debris after it was collected on a white sheet of paper and (c) SEM image showing the
morphology of the wear debris.
172
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
100
90
80
Aluminium carbide (Al4C3)peaks
Intensity
70
Al (111)
60
50
Al (200)
40
Al (220)
30
Al (311)
Al (222)
20
10
0
10
20
30
40
50
60
70
80
90
100
Angle 2-theta, degrees
Fig. 16. XRD spectrum of the debris of an Al–5 wt% sample showing some
aluminum carbide peaks.
20 N and a sliding speed of 1.1 m/s. Additionally the flash temperature for the 5 wt% sample tested at a sliding speed of 7.3 m/s
under a 20 N load was found to be 593 1C confirming the dramatic
increase in flash temperature with the increase in sliding speed
[23]. Due to the special nature of the material used in the current
study – the CNTs – it can, however, be argued that the model has
overestimated the flash temperature for the samples with 2.5 and
5 wt% CNT. The reason is that the model calculates the true contact
area based on the load, the hardness and the coefficient of friction.
The current investigation is nonetheless revealing as discussed
earlier that the true contact area is increasing with the increase in
CNT content as the CNT film spreads over the surface. Taking this
into consideration and fine tuning the model accordingly gives
flash temperatures of 96, 60 and 245 oC for the 2.5 wt%, 5 wt%
(v ¼1.1 m/s) and 5 wt% (v¼ 7.3 m/s).
The estimated flash temperatures seem to be in line with observations made during the wear test about the temperature rise in the
samples. The following assumptions were, however, made: (1) the
thermal conductivity of the MWCNTs is 3000 W/mK, (2) because of
varying reports in the literature on the exact value of the thermal
conductivity of MWCNTs when embedded in matrices, the thermal
conductivities of the Al–CNT composites are assumed to follow the
rule-of-mixture with a CNT efficiency of 50% to account for the fact
that the CNTs are not aligned in the longitudinal direction, CNT wall
defects, and Al–CNT interfacial contact resistance, (3) no thermal
contact resistance between the pin and the heat sink (the steel chuck
holding the pin) and so using the physical lengths of the pin and disk
in calculations.
In the case of our composites, the calculated temperatures confirm
the role played by the carbon film which increases in area with the
CNT content thus covering the pin surface and leading to the reduction
in the flash temperature. Examination of the temperature map
presented by Lim and Ashby [23] reveals that the flash temperature
depends strongly on velocity and much less so on load. The maximum
flash temperature calculated using Ashby's model – which is 245 1C
for the 5% sample tested at the highest sliding speed and the highest
load – is still lower than the temperatures reported in the literature to
result in the formation of aluminum carbide. The traces of Al4C3
observed during the XRD analysis are believed to have formed during
the composite fabrication process, as reported in other studies by the
authors [7,8].
4. Conclusions
In this work, Al–CNT composites were fabricated by mixing the
aluminum particles and the MWCNTs using high energy ball milling,
followed by cold compaction of the mix and finally hot extrusion. The
CNT content was varied from 0 wt% up to 5 wt% which resulted in a
significant increase in the hardness and the wear resistance, as well
as a decrease in the coefficient of friction. The Al–5 wt% CNT composite was tested at different sliding speeds and under different
applied loads. On increasing the sliding speed, the wear rate and the
coefficient of friction were observed to decrease; but on increasing the
applied load, the wear rate increased while the coefficient of friction
decreased.
Although the wear behavior of the Al–CNT composites is
affected by the hardness and the CNT content in the composite,
it is argued that the CNT content is the dominant factor affecting
the wear behavior of the Al–CNT composites. It is also concluded
that a homogenous CNT distribution – coupled with good densification and enhanced hardness – is essential for enhanced wear
behavior at high CNT contents. SEM observations showed that the
CNTs, whether still attached or became loose from the Al matrix,
were crushed or worn out to form a carbon film that acted as a
solid lubricant and reduced the wear rate and the coefficient of
friction. At the same time, owing to the self lubrication properties
of CNTs the exposed CNTs which remained attached to the matrix
reduced the surface fraction of the worn surface in direct contact
with the rubbing surface, and consequently reduced the wear rate
and the coefficient of friction. The improved wear behavior
reported here coupled with the strengthening effect of the CNTs,
makes Al–CNT composites excellent candidates for applications
subjected to wear and relatively higher strength.
Acknowledgments
The authors acknowledge the financial support by the Yousef
Jameel Science and Technology Research Center at the American
University in Cairo, Egypt as well as the Tribology and Spare Parts
Center at the Faculty of Engineering, Cairo University for the use of
the facilities. Grateful thanks to Prof. Mahmoud El-Sherbiny for
many helpful discussions. The authors also wish to acknowledge
the technical assistance of Mr. Rami Wasfi, Mr. Gebreel and
Mr. Mohamed Gebreel.
References
[1] N. Chawla, K. Chawla, Metal Matrix Composites, first ed., Springer Science,
New York, 2006.
[2] T. Miyajima, Y. Iwai, Effect of reinforcement on sliding wear behavior of
aluminum matrix composites, Wear 225 (2003) 606–616.
[3] A. Esawi, K. Morsi, Dispersion of carbon nanotubes (CNTs) in aluminum
powder, Composites Part A: Applied Science 38 (2007) 646–650.
[4] R. George, K.T. Kashyap, R. Rahul, S. Yamdagni, Strengthening in carbon
nanotube/aluminium (CNT/Al) composites, Scripta Materialia 53 (2005)
1159–1163.
[5] D. Poirier, R. Gauvin, R. Drew, Structural characterization of a mechanically
milled carbon nanotube/aluminum mixture, Composites Part A: Applied
Science 40 (2009) 1482–1489.
[6] A.M.K. Esawi, K. Morsi, A. Sayed, M. Taher, S. Lanka, Effect of carbon nanotube
(CNT) content on the mechanical properties of CNT-reinforced aluminium
composites, Composites Science and Technology 70 (2010) 2237–2241.
[7] A.M.K. Esawi, K. Morsi, A. Sayed, A. Abdel Gawad, P. Borah, Fabrication and
properties of dispersed carbon nanotube–aluminium composites, Materials
Science and Engineering A: Structural Materials 508 (2009) 167–173.
[8] A.M.K. Esawi, K. Morsi, A. Sayed, M. Taher, S. Lanka, The influence of carbon
nanotube (CNT) morphology and diameter on the processing and properties of
CNT-reinforced aluminium composites, Composites Part A: Applied Science 42
(2011) 234–243.
[9] H.J. Choi, G.B. Kwon, G.Y. Lee, D.H. Bae, Reinforcement with carbon nanotubes
in aluminum matrix composites, Scripta Materialia 59 (2009) 360–363.
[10] K. Morsi, A. Esawi, Effect of mechanical alloying time and carbon nanotube
(CNTs)content on the evolution of aluminum (Al)–CNT composite powder,
Journal of Materials Science 42 (2007) 4954–4959.
[11] D.S. Lim, D.H. You, H.J. Choi, S.H. Lim, H. Jang, Effect of CNT distribution on
tribological behavior of alumina–CNT composites, Wear 259 (2005) 539–544.
[12] S.R. Bakshi, A.K. Keshri, A. Agarwal, A comparison of mechanical and wear
properties of plasma sprayed carbon nanotube reinforced aluminum
M.M.H. Bastwros et al. / Wear 307 (2013) 164–173
[13]
[14]
[15]
[16]
[17]
[18]
[19]
[20]
[21]
[22]
[23]
composites at nano and macro scale, Materials Science and Engineering A:
Structural Materials 528 (2011) 3375–3384.
H.J. Choi, S.M. Lee, D.H. Bae, Wear characteristic of aluminum-based composites containing multi-walled carbon nanotubes, Wear 270 (2010) 12–18.
H. Mindivan, E. Sabri Kayali, H. Cimenoglu, Tribological behavior of squeeze
cast aluminum matrix composites, Wear 265 (2008) 645–654.
I. Kim, J. Lee, G. Lee, S. Baik, Y. Kim, Y. Lee, Friction and wear characteristics of
the carbon nanotube–aluminum composites with different manufacturing
conditions, Wear 267 (2009) 593–598.
J. Jin-long, W. Hai-zhongY. HuaX. Jin-cheng, Fabrication and wear behavior of
CNT/Al composites, Transactions of Nonferrous Metals Society of China 17
(2007) 113–116.
J.-W. An, D.-H. You, D.-S. Lim, Tribological properties of hot-pressed alumina–
CNT composites, Wear 255 (2003) 677–681.
M.D. Bermudez, G. Martinez-Nicolas, F.J. Carrion, I. Martinez-Mateo, J.
A. Rodriguez, E.J. Herrera, Dry and lubricated wear resistance of mechanicallyalloyed aluminum-base sintered composites, Wear 248 (2001) 178–186.
P. Blau, ASM Handbook: Friction, Lubrication and Wear TechnologyASM
International, OH (1992).
A.M. Al-Qutub, A. Khalil, N. Saheb, A.S. Hakeem, Wear and friction behavior of
Al6061 alloy reinforced with carbon nanotubes, Wear 297 (2013) 752–761.
H.J. Kim, A. Emge, S. Karthikeyan, D.A. Rigney, Effect of tribooxidation on
sliding behavior of aluminum, Wear 259 (2005) 501–505.
M.F. Ashby, J. Abulawi, H.S. Kong, Temperature maps for frictional heating in
dry sliding, Tribology Transactions 34 (1991) 577–587.
S.C. Lim, M.F. Ashby, Overview no. 55 wear-mechanism maps, Acta Metallurgica et Materialia 35 (1987) 1–24.
173
[24] V. Puchy, P. Hvizdos, J. Dusza, F. Kovac, F. Inam, M.J. Reece, Wear resistance of
Al2O3–CNT ceramic nanocomposites at room and high temperatures, Ceramics
International 39 (2013) 5821–5826.
[25] K. Balani, S.P. Harimkar, A. Keshri, Y. Chen, N.B. Dahotre, A. Agarwal, Multiscale
wear of plasma-sprayed carbon-nanotube-reinforced aluminum oxide nanocomposite coating, Acta Materialia 56 (2008) 5984–5994.
[26] K. Balani, Y. Chen, S.P. Harimkar, N.B. Dahotre, A. Agarwal, Tribological
behavior of plasma-sprayed carbon nanotube-reinforced hydroxyapatite coating in physiological solution, Acta Biomaterialia 3 (2007) 944–951.
[27] D. Lahiri, V. Singh, A.K. Keshri, S. Seal, A. Agarwal, Carbon nanotube toughened
hydroxyapatite by spark plasma sintering: microstructural evolution and
multiscale tribological properties, Carbon 48 (2010) 3103–3120.
[28] T.W. Scharf, A. Neira, J.Y. Hwang, J. Tiley, R. Banerjee, Self-lubricating carbon
nanotube reinforced nickel matrix composites, Journal of Applied Physics 106
(2009) 013508-1–013508-7.
[29] S.R. Dong, J.P. Tu, X.B. Zhang, An investigation of the sliding wear behavior of
Cu-matrix composite reinforced by carbon nanotubes, Materials Science and
Engineering A: Structural Materials 313 (2001) 83–87.
[30] K. Rajkumar, S. Aravindan, Tribological studies on microwave sintered copper–
carbon nanotube composites, Wear 270 (2011) 613–621.
[31] C.B. Lin, Z.-C. Chang, Y.H. Tung, Y.-Y. Ko, Manufacturing and tribological
properties of copper matrix/carbon nanotubes composites, Wear 270 (2011)
382–394.
[32] R. Pérez-Bustamante, J.L. Bueno-Escobedo, J. Jiménez-Lobato, I. Estrada-Guel,
M. Miki-Yoshida, L. Licea-Jiménez, R. Martínez-Sánchez, Wear behavior in Al
2024–CNTs composites synthesized by mechanical alloying, Wear 292–293
(2012) 169–175.